Oliver v. Layrisson

U.S. Court of Appeals for the Fifth Circuit

Oliver v. Layrisson

Opinion

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

_____________________

No. 96-30327 Summary Calendar _____________________

TIMOTHY OLIVER,

Plaintiff-Appellee,

versus

J. EDWARD LAYRISSON, Sheriff, Tangipahoa Parish,

Defendant-Appellant.

_______________________________________________________

Appeal from the United States District Court for the Eastern District of Louisiana (95-CV-3 G) _______________________________________________________ January 13, 1997

Before REAVLEY, BARKSDALE and DENNIS, Circuit Judges.

PER CURIAM:*

Timothy Oliver, a former deputy sheriff for Tangipahoa

Parish, Louisiana, brought this suit against appellant J. Edward

Layrisson in his capacity as sheriff of the parish, seeking

recovery of uncompensated overtime under the Fair Labor Standards

Act,

20 U.S.C. § 201

et seq. (FLSA or Act). After a bench trial

* Pursuant to Local Rule 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in Local Rule 47.5.4. the district court entered judgment in favor of Oliver. We

affirm.

A. Constitutionality of Applying FLSA to Deputy Sheriffs

Layrisson first argues that the FLSA cannot constitutionally

be applied to sheriff’s deputies. He argues that congressional

powers under the Commerce Clause cannot be extended to deputies

in light of the Tenth Amendment and principles of federalism. In

Garcia v. San Antonio Metropolitan Transit Authority,1 the Court

expressly overruled National League of Cities v. Usery,2 and held

that the FLSA’s minimum wage and overtime provisions may

constitutionally be applied to state and local government

employers. In Gregory v. Ashcroft,3 concerning the applicability

of federal age discrimination legislation to the States, the

Court held that if Congress intends to alter the usual

constitutional balance between the States and the federal

government, such an intention must be unmistakably clear in the

language of the statute.4

1

469 U.S. 528

(1985). 2

426 U.S. 823

(1985). 3

501 U.S. 452

(1991). 4

Id. at 460

.

2 By its terms the FLSA, subject to certain stated exemptions,

unmistakably applies to public employers and employees in

general, and to law enforcement personnel in particular.5

B. Personal Staff Exemption

Layrisson next argues that Oliver is not an employee under

the FLSA, because he falls within the “personal staff” exception

to the Act.6 The exception applies to employees selected by an

elected officeholder “to be a member of his personal staff.”7

The district court, in its memorandum opinion, correctly

considered the non-exhaustive factors we have enunciated for

deciding whether the exemption applies: (1) whether the elected

official has plenary powers of appointment and removal; (2)

whether the person in the position at issue is personally

accountable to only that elected official; (3) whether the person

in the position at issue represents the elected official in the

eyes of the public; (4) whether the elected official exercises a

considerable amount of control over the position; (5) the level

of the position within the organization's chain of command; and

5 See

29 U.S.C. §§ 203

(e)(2)(C) (defining employee to include individuals employed by a State or political subdivision thereof), 207(k) (creating special rules for tours of duty by employees engaged to fire protection and law enforcement activities), 207(o) (special rules for compensation of public employees with time off), 213(a)(20) (exemption for public law enforcement agencies employing less than five law enforcement employees). 6

29 U.S.C. § 203

(e)(2)(C)(ii)(II). 7

Id.

3 (6) the actual intimacy of the working relationship between the

elected official and the person filling the position.8

The burden of proving an exemption to the overtime laws is

on the employer, and exemptions are narrowly construed.9

Further, we have noted the “highly factual nature” of the inquiry

necessary to determine the personal staff exemption.10

The district court correctly followed the law by looking to

the Teneyuca factors, recognizing that the factors are non-

exhaustive, placing the burden on the employer to establish an

exemption to the Act, and recognizing that exemptions are

narrowly construed. On the evidence presented, the court found

that as to the fifth factor there was testimony that Oliver

ranked 13th out of 260 deputies, but that otherwise the defendant

“did not present any evidence relevant to the ‘personal staff’

exemption.” Accordingly the court held that the employer had not

met its burden of establishing the exemption.

8 See Montgomery v. Brookshire,

34 F.3d 291, 295

(5th Cir. 1994); Teneyuca v. Bexar County,

767 F.2d 148, 151

(5th Cir. 1985). Although Brookshire concerned the personal staff exemption of the Age Discrimination in Employment Act,

29 U.S.C. § 630

(f), and Teneyuca concerned the personal staff exemption of Title VII, 42 U.S.C. § 2000e(f), the language in these exemptions is virtually the same as the language of the FLSA personal staff exemption. Accordingly, we agree with the district court that the same factors set forth in these cases should apply to this FLSA case. 9 Smith v. City of Jackson,

954 F.2d 296, 298

(5th Cir. 1992). 10 Brookshire,

34 F.3d at 295

; Teneyuca,

767 F.2d at 152

.

4 There is no transcript of the trial in the record, and the

transcript request form in the record indicates that counsel for

Layrisson checked the box stating that “transcript is unnecessary

for appeal purposes.” The burden is on the appellant to secure a

transcript of those proceedings relevant to the appeal.11

Failure to provide a transcript is a proper ground for dismissal

of the appeal.12 Because the court correctly applied the law,

and without the transcript we are in no position to review the

evidence or lack thereof relating to the “highly factual” issue

of the personal staff exemption, we reject this ground for

reversal.

C. Limitations

Layrisson argues that Oliver’s claim is barred by

limitations. The Act provides that actions must be commenced

“within two years after the cause of action accrued . . . .”13

Oliver was employed until his termination on January 22, 1994.

He sought unpaid overtime for the period during which he worked

as a sergeant in the detective division from 1989 to 1993. He

filed suit on January 3, 1995.

11 Powell v. Estelle,

959 F.2d 22, 26

(5th Cir.), cert. denied,

506 U.S. 1025

(1992). 12 Id.; Richardson v. Henry,

902 F.2d 414, 416

(5th Cir.), cert. denied,

498 U.S. 901

(1990). 13

29 U.S.C. § 255

(a).

5 Layrisson maintains that limitations runs from each payday

covering a pay period for which overtime is claimed. Numerous

courts, including our own, have held that in cases of repeated or

continuing violations of the FLSA, the limitations period begins

to run from each such payday.14

The district court reasoned that limitations here should run

from the date of Oliver’s termination under the unique provisions

of the FLSA covering “compensatory time” or “comp. time” for

public employees. Under

29 U.S.C. § 207

(o), public employees may

be compensated with time off in lieu of overtime pay. The public

employee “who has accrued compensatory time off” under this

provision “shall, upon termination of employment, be paid for the

unused compensatory time” at either his average rate of pay for

the last three years or his final rate, whichever is higher.15

Without the transcript, we defer to the district court’s factual

finding that the employer followed a “comp. time” arrangement

under this provision. The court found that Oliver “accumulated

405.5 hours for which he did not receive ‘comp. time,’” and that

he requested and later pursued a cause of action for “overtime

hours which he had accrued but for which he had not been

compensated by time off from work, or ‘comp. time.’”

14 See, e.g., Halferty v. Pulse Drug Co.,

821 F.2d 261, 271

, modified on other grounds,

826 F.2d 2

(5th Cir. 1987). 15

Id.

§ 207(o)(4).

6 As a legal matter, we agree with the district court that

payment for unused compensatory time is due “upon termination of

employment” under § 207(o)(4), that Oliver’s claim for this

payment accrued on the date of termination, and that suit

therefore was timely brought within two years of this date.

While the statute provides that the employee must be given

compensatory time off within a reasonable time after it is

requested,16 the statute places no time limit on how long unused

compensatory time off may be accrued.

D Failure of Proof

Layrisson last argues that Oliver offered insufficient

evidence to make out a prima facie case under the FLSA. He

argues for example that the court erred in discounting the

credibility of a defense witness. Again, finding no error in the

district court’s careful legal analysis as presented in it

memorandum opinion, and without the transcript, we decline to

second guess the district court’s weighing of the evidence.

AFFIRMED.

16 Id. § 207(o)(5).

7

Reference

Status
Unpublished