Peng v. Sino Pac Intl
Peng v. Sino Pac Intl
Opinion
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
____________________
No. 96-20556
Summary Calendar ____________________
GUOHU (KENNY) PENG
Plaintiff-Appellant
v.
SINO PAC INTERNATIONAL CORPORATION INC
Defendant-Appellee
_________________________________________________________________
Appeal from the United States District Court for the Southern District of Texas (CA-H-94-1385) _________________________________________________________________ February 18, 1997 Before KING, SMITH, and EMILIO M. GARZA, Circuit Judges.
PER CURIAM:*
Guohu Peng appeals the district court’s grant of summary
judgment in favor of Sinopac International Corporation, Inc..
Finding no error, we affirm the judgment of the district court.
I. BACKGROUND
A. Procedural History
* Pursuant to Local Rule 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in Local Rule 47.5.4.
1 Peng, a citizen of the People’s Republic of China
temporarily in the United States on a work visa, sued Sinopac, a
Chinese owned and managed company, under Title VII of the Civil
Rights Act of 19641 and for unspecified state law claims2 on
April 22, 1994. Peng alleged that Sinopac discriminated against
him on the basis of national origin by paying him less than
American employees in equivalent positions, and by generally
denying him the same terms and conditions of employment as the
American employees. Peng also claimed that Sinopac discriminated
against him by harassing him and intimidating him because of his
association with a white American woman, discouraging him from
associating with her, and finally terminating his employment
because of his association with her. The district court granted
Sinopac’s Motion for Summary Judgment. After Peng’s attorneys
withdrew from the case, Peng, proceeding pro se, filed a Motion
for New Trial and a Motion to Vacate and Set Aside Judgment. The
district court denied both motions. Peng, continuing pro se,
appeals the judgment of the district court.
B. Statement of Facts
Except as noted, the following facts are drawn from Peng’s
affidavit, filed in response to Sinopac’s motion for summary
judgment, and from excerpts of his deposition testimony, offered
1 42 U.S.C. § 2000e-2000e-17,
42 U.S.C. § 1981. 2 Peng’s attorney informed the district court in a pretrial conference that there were no state law claims.
2 by Sinopac in support of its motion for summary judgment. Peng
is a citizen of the People’s Republic of China with a degree in
electrical engineering. Peng was hired to work for the Chinese
affiliate of Sinopac, a corporation owned by Frank Lin, as
manager of Quality Control in March 1990. From January 1 through
May 15, 1991, Peng was employed by the Mexican affiliate of
Sinopac in Reynosa, Mexico as Chief Engineer and Quality Control
Consultant.
Between May 15, 1991, and August 1, 1991, Peng worked at
Sinopac’s Cleveland, Texas plant on a B-1 visitor visa. On
August 1, 1991, Peng obtained an H-1-B visa to work as Chief
Engineer at the Sinopac plant in Cleveland. Since he lived in a
company trailer on Sinopac premises, Sinopac asked him to check
the plant at night when the alarm went off.
According to Patty Smith’s deposition testimony, which
Sinopac included in support of its motion for summary judgment,
Patty Smith was an employee of Sinopac from September 1991 until
September 1992. Peng and Smith started dating sometime around
the end of 1991 or early 1992. Smith obtained a divorce from her
husband of nine months at the end of February 1992. Shortly
after Smith and Peng started dating, Smith and her three small
children moved into the company trailer with Peng. During the
time they lived together, Peng and Smith considered themselves to
be common-law husband and wife, but they never told anyone at the
management level or in the personnel department of Sinopac that
3 they were married.
Peng and Frank Lin had several communications regarding
Peng’s association with Smith. From these communications, Peng
received the distinct impression that Lin thought it would be in
Peng’s best interest not to associate with or marry Smith, and
that Lin was angry with Peng for not complying with Lin’s wishes
by disassociating himself from Smith.
On October 29, 1992, Peng received a fax from Lin in which
Lin ordered him to transfer to China for a few months to help the
Sinopac factory there. On October 30, Peng gave the required
notice to take two weeks of vacation starting on November 9. The
record contains a fax from Lin to Peng in which Lin instructs
Peng to take his vacation from November 2 to November 13 and then
return immediately to China “due the factory in China need your
help to set up ISO 9000 QC System for BABT inspection.” Lin
concluded by saying, “Pl confirm by signing back this fax to me
to have this arrangement in force.” Peng received the fax but
did not confirm it, as requested by Lin. Instead, Peng went to
McAllen, Texas during his vacation to look for a new job. Peng
accepted an offer from Michael London, a part owner of the
Sinopac-affiliated Mexican factory.
On November 10, Lin sent a fax to Peng, with a copy to Wang,
instructing Wang to arrange an airline ticket for Peng to return
to China on November 14 as scheduled. On November 13, Wang
inquired about Peng’s schedule so that he could make the flight
4 reservation and informed Peng that “[a]s of Monday, November 16,
1992, your position will be to work at the China factory. Before
you leave here you can still come to the Cleveland factory to
pick up your personal belongings.”
On November 15, Peng returned to work at the Cleveland
factory. On November 19, Peng was informed that he was no longer
an employee of Sinopac.
II. DISCUSSION
A. Standard of Review
We review a grant of summary judgment de novo, applying the
same criteria used by the district court. Norman v. Apache
Corp.,
19 F.3d 1017, 1021(5th Cir. 1994). First, we consult the
applicable law to ascertain the material factual issues. King v.
Chide,
974 F.2d 653, 655-56(5th Cir. 1992). We then review the
evidence bearing on those issues, viewing the facts and
inferences to be drawn therefrom in the light most favorable to
the nonmoving party. Lemelle v. Universal Mfg. Corp.,
18 F.3d 1268, 1272(5th Cir. 1994). Summary judgment is proper “if the
pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show
that there is no genuine issue as to any material fact and that
the moving party is entitled to judgment as a matter of law.”
FED. R. CIV. P. 56(c).
5 In an employment discrimination case, the court must engage
in a burden shifting analysis. Under the Supreme Court’s
McDonnell Douglas framework, the plaintiff must first establish a
prima facie case by a preponderance of the evidence. McDonnell
Douglas Corp. v. Green,
411 U.S. 792, 802(1973); Rhodes v.
Guiberson Oil Tools,
75 F.3d 989, 992(5th Cir. 1996)(en banc).
The prima facie case raises an inference of discrimination.
Rhodes,
75 F.3d at 992. The burden of production then shifts to
the defendant to provide a legitimate nondiscriminatory reason
for its employment action.
Id. at 992-93. If the defendant
meets its burden, the plaintiff has the opportunity to show that
the rationale offered by the defendant was a mere pretext.
Id. at 993. A plaintiff can avoid summary judgment “if the evidence
taken as a whole (1) creates a fact issue as to whether each of
the employer’s stated reasons was what actually motivated the
employer and (2) creates a reasonable inference that [national
origin] was a determinative factor in the actions of which
plaintiff complains.” Rhodes,
75 F.3d at 994.
B. Analysis
Title VII provides in part:
It shall be an unlawful employment practice for an employer-
(1) to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin . . . .
6 42 U.S.C. § 2000e-2. Peng claims that Sinopac discriminated
against him on the basis of national origin on the following
grounds: 1) his salary was not comparable to the salaries of
American employees in equivalent, or even subordinate, positions;
2) he was refused vacation benefits that were not refused to
other employees; 3) he was transferred to China because he
requested a vacation and because he was associating with an
American woman; 4) throughout his employment he was harassed,
intimidated, and threatened with layoff or transfer if he did not
cease associating with an American woman; and finally 5) he was
wrongfully discharged because of his association with an American
woman.
1. Terms and Conditions of Employment
In his brief on appeal, Peng objects to the documents
introduced by Sinopac in support of its motion for summary
judgment. Peng asserts that certain documents prepared by
employees of Sinopac concerning his job-related misconduct were
not business records admissible under Federal Rule of Evidence
803(6) because they were not made in the regular course of
business but were prepared in anticipation of litigation. He
also argues that the documents were not properly authenticated.
Although Peng raises these objections now, he failed to
object to the evidence in his response to the motion for summary
judgment. Peng did not point out with specificity what portions
7 of the record should be deemed inadmissible. He neither pointed
out the grounds upon which any of the documents were inadmissible
nor cited any legal foundation for their inadmissibility. We
decline to review arguments that Peng failed to raise in response
to Sinopac’s motion for summary judgment. Williams v. Time
Warner Operation, Inc.,
98 F.3d 179, 183(5th Cir. 1996).
Peng also argues on appeal that the district court erred in
concluding that Peng had not raised a fact issue on whether he
was paid equivalently to white American employees. Peng states
that the only evidence Sinopac offered was Peng’s payroll record
in 1992 and a summary of its salaried employees’ personal
information and rates of pay in 1992. Initially, the summary was
contained in the brief in support of the motion for summary
judgment. Later, Sinopac filed an affidavit of Flora Lin, the
vice president of Sinopac and current custodian of the records,
attesting to the accuracy of the summary. Peng argues on appeal
that the summary should not have been admitted into evidence
because it was inadmissible under Federal Rule of Evidence 1006.
He did not raise this argument in the court below.
Ironically, although Peng insists that Sinopac’s evidence
should not have been admitted, Peng presented no evidence of the
salaries of other employees to make his claim and chose to rely
on the information presented by Sinopac. Based on this evidence,
Peng argues in his brief on appeal that his average pay was
substantially less than that of the Foreign Trade Zone Manager,
8 the Personnel Manager, and the security officer. Peng has
produced no statistics that compare the average salary of various
employees over a period of time.
Sinopac’s evidence, upon which Peng relies, shows only the
bi-weekly salary of various employees in 1992. From this
evidence, it is clear that after Peng was promoted to Assistant
Plant Manager he was paid more than the Personnel Manager and the
security officer. It is also clear that after the Foreign Trade
Zone Manager received a raise from $830 per pay period to $1,100
per pay period at some point during 1992, the Foreign Trade Zone
Manager was paid more Peng, who was paid $875 per pay period from
May through October 1992. This single statistic alone, however,
is not enough to create a genuine issue of material fact.
During the time that Peng worked at Sinopac, he received at
least six raises, the latest of which increased his salary by
$205 per pay period. At the time his employment was terminated,
Peng received more money than all of the white American salaried
employees except for the Executive Vice President, the Controller
in Houston, and the Foreign Trade Zone Manager. The fact that
Peng received a lower salary than three senior white American
employees does not create a genuine issue of material fact as to
whether Peng was discriminated against on the basis of national
origin in light of the evidence that he was paid more than every
other white American salaried employee at Sinopac.
Peng claims that he did not receive the same vacation
9 benefits as the white American employees. Peng introduced no
evidence that he ever attempted to take a vacation until November
1992. At that time, he requested a vacation, and it was approved
immediately. Although Peng was never paid for his vacation time,
Peng admits in his affidavit that he was told he would be paid
for his vacation as soon as he arrived in China. Peng never
reported to work in China.
2. Transfer and Termination
Assuming, arguendo, that Peng established a prima facie case
that Sinopac’s attempt to transfer him and eventual termination
of his employment discriminated against him on the basis of
national origin, the burden then shifts to Sinopac to articulate
a legitimate nondiscriminatory reason for its adverse employment
actions. Rhodes,
75 F.3d at 992-93. In affidavits and
deposition testimony in support of its motion for summary
judgment, Sinopac provided two nondiscriminatory reasons for its
decision to transfer Peng back to China and two nondiscriminatory
reasons for its ultimate decision to terminate Peng’s employment.
First, Frank Lin explained in his deposition that the
factory in China was rushing to prepare for an inspection by the
British Approval Board of Telecommunications. As Peng was the
former Quality Control Manager of that factory, Lin maintained
that he wanted to transfer Peng back to China for several months
to assist in the preparation for the inspection.
10 Second, as Flora Lin explained in her affidavit, the
transfer made sense from the perspective of employee
compatibility. She said the decision to send Peng to China was
not finalized until complaints were received from Plant Manager
Wang and the Executive Director regarding Peng’s behavior and
requesting his removal from the plant. In his deposition, Peng
admitted getting into numerous arguments and fights with both
Carolyn Slater, the Personnel Director, and Steve Wang.
Third, in her affidavit, Flora Lin states that “Peng’s
employment was not terminated until he failed to return to China
for assignment as requested.” According to an excerpt from the
Sinopac Employee Policy, which was offered in support of
Sinopac’s motion for summary judgment, an employee may be
terminated if he fails to report to work for three consecutive
days. The excerpt was attached to an affidavit of Jack Patterson,
the Contoller for Sinopac, who attested to its accuracy.
Fourth, Sinopac had a nondiscriminatory reason to object to
Peng’s relationship with Smith. In her affidavit, Flora Lin
states that “Peng was not told that he could not associate with
Patti Smith. However, he was told that only approved Company
managers could live in the Company’s trailer.” Thus, Peng
violated company rules by inviting Smith to live with him in a
company-owned trailer on the company premises.
In articulating these reasons for its employment decisions,
Sinopac met its burden of production. St. Mary’s Honor Ctr. v.
11 Hicks,
509 U.S. 502, 509(1993)(“By producing evidence (whether
ultimately persuasive or not) of nondiscriminatory reasons,
petitioners sustained their burden of production.”). Under the
burden-shifting analysis, we now examine whether Peng has
successfully demonstrated that Sinopac’s articulated reasons for
its employment decisions were merely a pretext for
discrimination. Rhodes,
75 F.3d at 993.
In attempting to show that Sinopac’s proffered reasons are a
pretext used to disguise its discriminatory motive, Peng points
to the communications between himself and Lin regarding his
association with Smith. Clearly, Lin did not think it was a good
idea for Peng to be involved with Smith. While Lin’s continued
involvement in Peng’s personal life may have been inappropriate,
evidence of that involvement does not negate the fact that
Sinopac has offered several nondiscriminatory reasons for its
employment actions.
Peng complains extensively about the treatment he received
as an employee of Sinopac, but he produces nothing to refute
Sinopac’s reasons for its employment actions. He does not adduce
any evidence to suggest that he was not needed immediately in
China to help the factory there prepare for inspection. Although
he objects to reports detailing his confrontational and hostile
behavior prepared by Slater, Wang, and the security officer in
December 1992, Peng admits in his deposition that he got in
numerous arguments and fights with all three people.
12 Furthermore, Peng makes no attempt to challenge Sinopac’s claim
that he violated employee policies and that such violations can
result in termination. Peng adduces no evidence of any white
Americans who behaved in a similar manner and were treated
differently. Peng’s unsupported assertion that he was
discriminated against on the basis of national origin and his
testimony based on conjecture alone are insufficient to raise a
fact issue to defeat summary judgment. Lechuga v. Southern
Pacific Transp. Co.,
949 F.2d 790, 798(5th Cir. 1992).
III. CONCLUSION
For the foregoing reasons, the judgment of the district
court is AFFIRMED.
13
Reference
- Status
- Unpublished