Fisher v. State Farm Mutual
Fisher v. State Farm Mutual
Opinion
UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
No. 98-40493 Summary Calendar
STEPHEN FISHER,
Plaintiff-Appellant,
versus
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY,
Defendant-Appellee.
Appeal from the United States District Court for the Eastern District of Texas (4:96-CV-340) _________________________________________________________________
March 5, 1999
Before HIGGINBOTHAM, JONES, and WEINER, Circuit Judges.
PER CURIAM:*
Appellant Stehpen Fisher sued his former employer, State
Farm Mutual Automobile Insurance Company (“State Farm”), alleging
a cause of action under the Family Medical Leave Act (“FMLA”),
29 U.S.C. § 2601et seq., and a cause of action for intentional infliction of emotional distress. The district court granted
summary judgment for State Farm and Fisher appealed. We affirm.
BACKGROUND
While employed by State Farm as an Automotive Estimator
in June and July of 1994, appellant took 15 days of paid leave from
work to care for his ill father and assist him in running his
trucking business. In August 1994, appellant took another five
* Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. days of paid leave for the same reason. After his father passed
away in September 1994, appellant took another 16 days of leave
(12 of which were paid absences) in connection with the funeral and
related affairs. On September 22, 1994, appellant requested in
writing that his supervisor give him a 60 day leave of absence
because he needed time to 1) function as the executor of his
father’s estate; 2) help his mother through the difficulty
associated with the death; and 3) deal with his own mental
suffering and marital strife. Because a medical certification form
was required to substantiate his claim that he needed a medical
leave, and he had not yet seen a doctor, his supervisor instructed
him to have his doctor examine him and submit a Family Leave
Certification Form.
Appellant met with Dr. Steven Overn who diagnosed him as
having an “adjustment disorder.” According to Overn, appellant was
experiencing excessive stress and needed time away from work to
clear up his father’s estate. After receiving the certification
form from Overn, Dr. Margaret Sowanda, State Farm’s Medical
Director, noticed that the form was incomplete because it did not
include any information regarding appellant’s course of treatment
and did not state that appellant was unable to function in his job.
Sowanda then phoned Overn to clarify his diagnosis. Overn
explained that he had prescribed Zoloft and scheduled appellant for
re-evaluation in two weeks, because Zoloft takes two weeks to begin
working. Sowanda then suggested that appellant’s leave should be
for two weeks instead of the 60 days initially requested, and Overn
2 agreed.
State Farm sent appellant a letter informing him that he
had been approved for a two-week leave and was to thereafter return
to work. According to appellant’s deposition, he used the time to
settle his father’s estate, run his father’s business, and care for
his mother. At the end of the two-week period, appellant did not
return to work and was accordingly classified as Absent Without
Leave (“AWOL”). Three days later, State Farm terminated his
employment due to his AWOL status.
STANDARD OF REVIEW
In reviewing the district court’s grant of summary
judgment, the standard of review at the appellate level is de novo.
Summary judgment is proper if “the pleadings, depositions, answers
to interrogatories, and admissions on file, together with any
affidavits, if any, show that there is no genuine issue as to any
material fact and that the moving party is entitled to judgment as
a matter of law.” FED. R. CIV. P. 56(c); see also Celotex Corp. v.
Citrate,
477 U.S. 317, 322-24(1986). Under this standard, all
fact questions must be viewed in the light most favorable to the
non-moving party, and questions of law are reviewed de novo.
Hassan v. Lubbock Indep. Sch. Dist.,
55 F.3d 1075, 1079(5th Cir.).
Once the moving party meets its burden, the burden shifts to the
non moving party to produce evidence sufficient to show the
existence of a material fact. See
id.3 DISCUSSION
A. Family Medical Leave Act
The district court granted summary judgment for State
Farm because appellant failed to show that he was incapacitated as
required by FMLA. Appellant argues that incapacity is not a
necessary requirement for protection under FMLA, and even if it is,
the appellee, by providing “an unconditional grant of FMLA leave,”
waived the incapacity issue.
Under the FMLA, an employee is entitled to a leave if the
employee has “a serious health condition that makes the employee
unable to perform the functions of the position of such employee.”
29 U.S.C. § 2612(a)(1)(D). A “serious health condition” is
defined as an “illness, injury, impairment, or physical or mental
condition that involves . . . continuing treatment by a health care
provider” including “[a] period of incapacity . . . .”
29 C.F.R. § 825.114(a)(2) (1997). This Court has interpreted these
regulations as requiring FMLA plaintiffs to show that they
experienced a period of incapacity. “[U]nder the regulation, where
an employee alleges that he has a serious health condition
involving continuing treatment by a health care provider, he must
first demonstrate a period of incapacity (i.e. the inability to
work) . . . .” Murray v. Red Kap Indus., Inc.,
124 F.3d 695, 698(5th Cir. 1997); see also Price v. Marathon Cheese Corp.,
119 F.3d 330, 335(finding that the plaintiff was not entitled to FMLA
protection because “she failed to prove incapacity”).
The district court granted summary judgment for State
4 Farm because appellant failed to raise a fact issue regarding his
incapacity. The appellant’s doctor testified that despite
appellant’s “adjustment disorder,” he “still could perform
activities of daily living . . . .” In addition, the doctor
conceded that appellant’s stress which was caused by probating his
father’s estate could have been alleviated by finding a replacement
executor. Finally, while appellant was on his two-week leave of
absence, he actively discharged his duties as the executor of his
father’s estate, continued to run the trucking business, and cared
for his mother. Based on these facts, the district court properly
granted summary judgment for the appellee because Fisher did not
show that he was incapacitated; he failed to meet the requirements
for having a “serious health condition.”
The appellant relies on Sims v. Almeda-Contra Costa
Transit Dist.,
2 F. Supp.2d 1253(N.D. Cal. 1998), to argue that
State Farm, by initially providing “an unconditional grant of FMLA
leave,”1 somehow waived its right to argue now that appellant does
not qualify under FMLA. We disagree. The issue in Sims was
whether an employer, who denied an employee’s request for leave
without obtaining follow-up medical opinions as required by the
FMLA, may later challenge the accuracy of the medical
certification. See
id. at 1260. The district court held that the
employer may not contest the validity of the initial medial
certification if it did not seek the required subsequent medical
1 State Farm granted a two week leave to appellant, not “an unconditional grant of FMLA leave” as appellant contends.
5 opinion. See
id. at 1255. Sims is inapplicable, however, because
State Farm is not contesting the validity of the medical
certification. Instead, State Farm relies on Overn’s medical
certification and later testimony to support its argument that
appellant was capable of performing normal job functions and was
not incapacitated. Fisher has not cited, and we are unable to
find, any case or statute that prevents an employer from defending
itself in a FMLA suit on the basis that its employee, who was
granted a limited leave of absence, does not qualify for a FMLA
leave.
B. Intentional Infliction of Emotional Distress
Appellant next argues that State Farm intentionally
inflicted emotional distress on him. In order to support a claim
for intentional infliction of emotional distress under Texas law,
appellant must prove that State Farm’s conduct 1) was intentional
or reckless; 2) was extreme and outrageous; 3) caused the plaintiff
emotional distress; and 4) finally, the resulting emotional
distress was severe. See Twyman v. Twyman,
855 S.W.2d 619, 621(Tex. 1993).
Appellant first argues that he suffered severe emotional
distress because a State Farm supervisor placed a memorandum
containing false information in his personnel file the day after he
was fired. The district court did not consider the memorandum
because appellant did not attach it to his brief in opposition to
summary judgment. Even if the appellant had properly produced the
memorandum and the district court had considered it, the memorandum
6 does not exhibit the kind of extreme or outrageous behavior
necessary to establish a claim. Moreover, there is no evidence
that the memorandum caused appellant to suffer emotional distress,
especially since he did not become aware of the memorandum until
two years after his termination. Appellant also argues that State
Farm intentionally inflicted emotional distress by interfering with
his ability to exercise FMLA rights. As previously noted, however,
the appellant does not have any rights under the FMLA because he
proved neither that he suffered a “severe health condition” nor
incapacity. Thus, his claim for intentional infliction of
emotional distress fails.
CONCLUSION
Because we find no reversible error and because the appellant
failed to show a genuine issue of material fact as to both the FMLA
issue and the intentional infliction of emotional distress issue,
we AFFIRM the district court’s grant of summary judgment.
AFFIRMED.
7
Reference
- Status
- Unpublished