United States v. Amaya

U.S. Court of Appeals for the Fifth Circuit

United States v. Amaya

Opinion

UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

_______________________

No. 00-50548 Summary Calendar Civil Docket # SA-00-CR-74-1-EP _______________________

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

DANIEL AMAYA,

Defendant-Appellant.

_________________________________________________________________

Appeal from the United States District Court for the Western District of Texas _________________________________________________________________ March 6, 2001

Before DAVIS, JONES, and DeMOSS, Circuit Judges.

EDITH H. JONES, Circuit Judge:*

Appellant Amaya, an illegal alien, was caught in the

middle of his attempt to hijack a truck at gunpoint. During the

middle of this episode, the truck’s owner was shot in the chest.

Amaya was charged by federal authorities as being an illegal alien

in possession of a firearm, in violation of

18 U.S.C. § 922

(g)(5)(A). After pleading guilty without an agreement with the

* Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. government, Amaya was sentenced to 97 months imprisonment, plus

three years supervised release and a fine. Still represented by

the federal public defender, he now appeals, contending that the

Rule 11 colloquy was insufficient and that as a result his plea

should be vacated and the case remanded for another plea

proceeding. Finding no reversible error, we affirm.

The district court, no doubt inadvertently, omitted to

inform Amaya at the plea hearing that his sentence would be

determined according to the U.S. Sentencing Guidelines, but that

the court could depart from them in some circumstances. He also

failed to admonish Amaya of the effect of supervised release, i.e.,

that if Amaya violated its terms, he could be incarcerated for 24

months in addition to the maximum imprisonment sentence. The

latter error resulted in a one-month discrepancy between the 10-

year maximum statutory term to which Amaya knew he was exposed, and

the cumulative term (10 years, one month) he might receive if he

served 97 months, then commenced supervised release and violated

it, resulting in two years more incarceration.

Under the circumstances of this case, we find that while

the court’s omissions technically violated Rule 11, they do not

result in reversible error.1 First, Amaya’s sentence was

1 In a recent en banc case, this court implied that appellate review is for plain error only when a defendant has failed to raise a Rule 11 challenge in the trial court. United States v. Marek, ____ F.3d ____ (5th Cir. Jan. 4, 2001), slip op. at 1455, 2001 WL at 10561, at *3. Other cases have disagreed on whether to apply the plain error or harmless error standards. Compare U.S. v. Johnson,

1 F.3d 296

, 298 (5th Cir. 1993) (en banc) (harmless error), with United States v. Ulloa,

94 F.3d 949, 955

(5th Cir. 1996). Even if we apply the less

2 considerably shorter than the maximum statutory term. It is hard

to infer that a simple admonishment about the existence of the

Sentencing Guidelines would have influenced him one way or another

about the guilty plea. Second, appellant does not claim on appeal

in regard to either of the court’s errors that he would have pled

differently or insisted on going to trial if he had known the

Sentencing Guidelines provide the range or if he had known about

the potential effect of a revocation of supervised release. We

cannot draw an inference of reversible error when even the

defendant only speculates about harm and has not flatly asserted

that these omissions affected his decision to plead guilty. See

United States v. Williams,

120 F.3d 575, 578

(5th Cir. 1997)

(harmless error where the defendant did not claim he would have

pleaded differently absent the error.) Third, the district court

did not fail to mention the term of supervised release, but only

its effect, which gives rise at most to the question whether

Amaya’s substantial rights were violated. United States v.

Tuangmaneeratmun,

925 F.2d 797, 803-04

(5th Cir. 1991). Because of

the virtual congruity between the maximum statutory sentence and

the longest time that Amaya might actually serve, the court’s

omission did not affect appellant’s substantial rights.

Fourth, Amaya pled guilty without a plea agreement

constraining the ability to appeal his sentence, but he has not

demanding standard, this court’s errors were harmless.

3 appealed the sentence. Nevertheless, at the sentencing colloquy,

Amaya’s counsel admitted that the 97-month sentence would be

“appropriate,” although he argued for a downward departure or a

different sentencing calculation that would have yielded a sentence

half as long. On its face, the concession of appropriateness is

inconsistent with a claim of harmful error in regard to the

validity of the plea. Finally, examining both the PSR and

sentencing hearing, we find no indication that the court’s

omissions had any effect on the guilty plea.

No reversible error has been shown. AFFIRMED.

4

Reference

Status
Unpublished