In Re: Jo Ann Ulmer

U.S. Court of Appeals for the Fifth Circuit

In Re: Jo Ann Ulmer

Opinion

UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT _____________________

No. 01-30634 Summary Calendar _____________________

In The Matter Of: JO ANN LACOSTE ULMER,

Debtor,

DAN FRISARD,

Appellant,

versus

PAUL N. DEBAILLON,

Appellee.

Appeal from the United States District Court for the Eastern District of Louisiana (01-CV-806-F)

November 5, 2001

Before HIGGINBOTHAM, WIENER, and BARKSDALE, Circuit Judges.

PER CURIAM:*

Dan Frisard appeals, pro se, the dismissal of his appeal from

the bankruptcy court’s disallowing his claims in the underlying

bankruptcy case. In granting the trustee’s motion to dismiss, the

district court ruled: “Frisard has not complied with Rule 8006 of

the Federal Rules of Bankruptcy Procedure because he failed to

properly designate the record before this Court”. In re Jo Ann

* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. Lacoste Ulmer, No. 01-CV-0806-F (E.D. La. 23 Apr. 2001) (minute

entry granting motion to dismiss).

“This court has jurisdiction to hear ‘appeals from all final

decisions, judgments, orders, and decrees’” entered by district

courts in their

28 U.S.C. § 158

appellate capacity. Aegis

Specialty Mktg. Inc, et al. v. Ferlita, (In re Aegis Specialty

Mktg. Inc. of Ala.),

68 F.3d 919, 921

(5th Cir. 1995) (quoting

28 U.S.C. § 158

(d)). The district court’s judgment “end[ed] a

discrete judicial unit in the larger case ... and is a final

judgment for the purposes of section § 158(d)”. England v. FDIC

(In re England),

975 F.2d 1168

, 1172 (5th Cir. 1992).

“We review actions taken by the district court in its

appellate role for an abuse of discretion.... A district court

abuses its discretion when its decision is based on an erroneous

view of the law.” Zer-Ilan v. Frankford (In re CPDC Inc.),

221 F.3d 693, 698

(5th Cir. 2000) (internal citations omitted).

“Furthermore ... in reviewing a district court’s dismissal of a

bankruptcy appeal for non-jurisdictional defects under Federal Rule

of Bankruptcy Procedure 8001(a), we should review the district

court’s action with attention to the prejudicial effect of delay on

the appellees and the bona fides of the appellant.”

Id.

(internal

quotations omitted).

The district court did not abuse its discretion in dismissing

Frisard’s appeal. Rule 8001(a) provides, in pertinent part: “An

2 appellant’s failure to take any step other than timely filing a

notice of appeal does not affect the validity of the appeal, but is

ground only for such action as the district court ... deems

appropriate, which may include dismissal of the appeal.” (Emphasis

added). Of course, in determining what action is appropriate, the

district court must keep in mind that “[d]ismissal is a harsh and

drastic sanction that is not appropriate in all cases, even though

it lies within the district court’s discretion”. Zer-Ilan,

221 F.3d at 699

. This said, we cannot conclude the district court’s

decision was “based on an erroneous view of the law”.

Id. at 698

.

It had discretion to dismiss the appeal; it exercised that

discretion; and there is no indication it failed to weigh the

harshness of the sanction imposed against the gravity of Frisard’s

Rule 8006 violation.

AFFIRMED

3

Reference

Status
Unpublished