Stuart v. Barnhart
Stuart v. Barnhart
Opinion
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 02-40660 Summary Calendar
FAY STUART, for Tegan M. Wilson,
Plaintiff-Appellant,
versus
JO ANNE B. BARNHART, COMMISSIONER OF SOCIAL SECURITY,
Defendant-Appellee.
Appeals from the United States District Court for the Eastern District of Texas (USDC No. 1:00-CV-705) _______________________________________________________ December 12, 2002
Before REAVLEY, SMITH and STEWART, Circuit Judges.
PER CURIAM:*
Appellant Fay Stuart, on behalf of her granddaughter Tegan Wilson, brought this
action against the Commissioner of the Social Security Administration (SSA) to recover
* Pursuant to 5TH CIR. R. 47.5, the Court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. social security survivor benefits allegedly due to Tegan Wilson on the theory that the SSA
had negligently failed to monitor the use of the benefits sent to Wilson’s mother, Traci
Funderburk. Stuart claimed that Funderburk continued to receive the social security
benefits in a representative capacity after her daughter had left Funderburk’s residence in
1991 and had moved in with Stuart. The district court remanded the case to the SSA for
further proceedings to determine the SSA’s policy of verifying that a child was living
with her representative payee parent during the relevant time period. We affirm.
Once Stuart notified the SSA, in 1993, that the benefits should be sent to her as the
appropriate representative payee, the SSA promptly designated her the representative
payee. Stuart sued, however, for benefits sent to Funderburk between the time Wilson
moved in with Stuart and the time Stuart was designated the alternative representative
payee and began receiving the benefits. Under
42 U.S.C. § 405(j)(5), an alternative
representative payee may recover misapplied benefits in cases where the SSA’s negligent
failure “to investigate or monitor a representative payee results in misuse of benefits by
the representative payee.”
We essentially agree with the analysis of the magistrate judge below, whose report
and recommendation was adopted by the district court, insofar as a remand was
recommended. As explained by the magistrate judge, a determination of whether the SSA
was negligent in failing to monitor Funderburk depends on what “periodic basis” it had
selected for verifying that Wilson was living with Funderburk under the then-effective
version of
42 U.S.C. § 405(j)(3)(B), applicable to a representative payee who is also a
2 parent of the beneficiary. The district court therefore concluded, correctly in our view,
that a remand for further administrative proceedings was in order, since the record did not
establish the verification policy the SSA was using during the relevant time frame.
Whether the agency was negligent, and whether such negligence “result[ed] in misuse of
benefits” under § 405(j)(5) (which we read as a causation requirement), turn in part on
whether and the extent to which the agency violated its own policy regarding periodic
verification.
Stuart complains that the magistrate judge misread the record regarding when the
SSA was informed that Funderburk was no longer the proper representative payee, and
that this date affects whether the SSA was negligent in failing to monitor Funderburk
within one year of the effective date of the amended version of § 405(j)(3). This error if
any does not, however, undermine the correctness of district court’s judgment remanding
the case for further proceedings so as to determine the verification policy under the
earlier version of the statute. As an appellate court we review judgments, not opinions.
See Chevron, U.S.A., Inc. v. Natural Res. Def. Council, Inc.,
467 U.S. 837, 842(1984).
Lest there be any uncertainty, however, we hold that the agency is free to revisit the issue
of negligence during the period after the October 1, 1992 effective date of the amendment
to § 405(j)(3).
AFFIRMED.
3
Reference
- Status
- Unpublished