Pruett v. Harris County Bail Bond Board
Pruett v. Harris County Bail Bond Board
Opinion of the Court
Two bail bondsmen challenged a Texas statute restricting solicitation of potential customers as a denial of their First Amendment rights. The district court agreed. Concluding that all but one of the restrictions violates the bondsmen’s right to commercial speech, we affirm, reverse, and remand, all in part.
I
Bail bondsmen Carl Pruett and Scott Martin filed this § 1983 action against Harris County and the Harris County Bail Bond Board,
(a) A board by rule may regulate solicitations or advertisements by or on behalf of bail bond sureties to protect:
(1) the public from:
(A) harassment;
(B) fraud;
(C) misrepresentation; or
(D) threats to public safety; or
(2) the safety of law enforcement officers.
(b) A bail bond surety, an agent of a corporate surety or an employee of the surety or agent may not make, cause to be made, or benefit from unsolicited contact:
(1) through any means, including in person, by telephone, by electronic methods, or in writing, to solicit bonding business related to an individual with an outstanding arrest warrant that has not been executed, unless the bail bond surety or agent for a corpo*221 rate surety has an existing bail bond on the individual; or (2) in person or by telephone to solicit bonding business:
(A) that occurs between the hours of 9 p.m. and 9 a.m.; or
(B) within 24 hours after:
(i) the execution of an arrest warrant on the individual; or
(ii) an arrest without a warrant on the individual.
(c) This section does not apply to a solicitation or unsolicited contact related to a Class C misdemeanor.
The plaintiffs challenge subsection (b), which contains two prohibitions. Subsection (b)(1) prohibits any solicitation regarding an outstanding warrant, unless the subject of the warrant is a previous customer. Subsection (b)(2) restricts the time of solicitation after arrest, prohibiting solicitation in person or by phone from 9:00 p.m. to 9:00 a.m., or within 24 hours after a person has been arrested, either with or without a warrant. The statute does not prevent attorneys, law enforcement officials, or anyone else from alerting someone that he’s the subject of an open warrant. Law enforcement officials frequently send letters to petty defendants giving notice of open warrants against them, hoping they’ll turn themselves in. Most serious offenders do not get bail in Texas, hence most bondsmen don’t target them.
Bondsmen use several methods to solicit business. One particularly useful tool is the Harris County Justice Information Management System (JIMS), a computer system accessible to the public through terminals and the Internet which provides, inter alia, names and addresses of persons arrested and subjects of arrest warrants. Given the public’s ease of access to JIMS, Harris County waits 48 hours after an arrest warrant is issued to post the information about the warrant on JIMS, allowing law enforcement officers to execute the warrant first.
The district court granted the bondsmen’s motion for summary judgment, holding the statute unconstitutional and enjoining its enforcement. It granted in part the plaintiffs’ motion for fees, awarding them $50,000 plus $25,000 in the event of appeal. Harris County appeals the judgment, including the award of fees, and plaintiffs cross-appeal the award of fees, asking for more.
II
The metaphor of political speech finding its place in the marketplace of ideas proved to be a powerful if inexact force, drawing speech in its myriad presentations under the umbrella of First Amendment
Restrictions on commercial speech are analyzed under the framework of Central Hudson,
Before we apply Central Hudson to the two restrictions at issue, we address a fundamental dispute coloring much of the parties’ arguments and the lower court’s ruling. The plaintiffs argue that only evidence created before enactment of § 1704.109 and relied upon or cited by the
Central Hudson does not require that evidence used to satisfy its strictures exist pre-enactment. Plaintiffs rely heavily on the statements in Edenfield v. Fane that a statute cannot be justified “by mere speculation or conjecture” and that “[t]he Central Hudson standard does not permit us to supplant the precise interests put forward by the State with other suppositions.”
A
We turn first to subsection (b)(1), which prevents solicitation regarding outstanding warrants unless the bondsman
Under the second prong, Harris County must show that (b)(1) directly advances these interests. It has failed to do so. Harris County’s experts testified that executing arrest warrants is dangerous and that maintaining the “element of surprise” is important in decreasing the target’s ability to flee, resist, harm people, or destroy evidence. Although we consider this testimony, it is not enough in the absence of any sort of data or even anecdotal evidence showing that bond-eligible targets, thus excluding hard-core criminals,
Even assuming that (b)(1) advances the stated interests, (b)(1) fails prong three of Central Hudson. While that prong does not require that the state employ the least-restrictive means to accomplish it goals,
B
We turn next to subsection (b)(2), which prevents solicitation in-person or by phone between 9:00 p.m. and 9:00 a.m. and within 24 hours after arrest. Harris County contends first that (b)(2)(A) regulates conduct that was already unlawful under the general statute prohibiting solicitation between 9:00 p.m. and 9:00 a.m. and before noon on Sundays, Tex. Bus. & Com.Code § 37.02(a)(2), hence under. the threshold inquiry of Central Hudson, (b)(2)(B) survives as a ban on speech relating to illegal activity.
Harris County asserts as its substantial interest for (b)(2) the prevention of harassing solicitation, essentially what we have elsewhere called the interest of “privacy,” a sufficient interest.
We conclude that the 24-hour window of (b)(2)(B) does not directly advance the state’s interest. Harris County offers an affidavit from an employee of the Harris County District Attorney’s Office stating that the 24-hour period after arrest is the time during which harassing bond solicitations are the worst and that citizen complaints “declined drastically” after Harris
All that remains is the 9:00 p.m. to 9:00 a.m. restriction. The district court struck that down with the rest of § 109(b), but its rationale for doing so is unclear, although the court seemed to rely partly on its conclusion that the general solicitation timing statute, § 37.02(a)(2), didn’t apply to bail bonding. We don’t decide that question,
III
The plaintiffs also attacked § 109 below on vagueness, equal protection, and Texas law grounds. The district court never addressed these arguments after concluding that § 109 violated the First Amendment. The plaintiffs raise the vagueness and equal protection challenges again on appeal, saying nothing of Texas law. Hence we must address the vagueness and equal protection arguments as they pertain to (b)(2)(A), the subsection of § 109 most resistant to those arguments. First, (b)(2)(A) is not unconstitutionally vague; two specific types of solicitation of a specific service are banned during a specific time.
Consequently, we affirm the district court’s grant of summary judgment to plaintiffs, except for that part enjoining the enforcement of (b)(2)(A), which we must reverse.
IV
Under 42 U.S.C. § 1988, the district court awarded the plaintiffs $50,000 in
At the outset, the parties skirmish over whether the plaintiffs’ cross-appeal was timely,
We AFFIRM IN PART and REVERSE IN PART the district court’s decision on the merits. We VACATE AND REMAND the district court’s award of fees for further consideration.
. The Board, a creature of Texas statute, is responsible for supervising and regulating the bond business and enforcing bond rules and statutes. Tex. Occ.Code § 1704.101, .102 (2005). The State of Texas declined to intervene, hence Harris County and the Board (“Harris County”) defend the statute.
. In early 2001, Harris County adopted by local rule solicitation restrictions similar to those of current § 109(b). Later that year, the Texas legislature enacted the original version of § 109, which allowed local boards to regulate solicitation. In 2002, plaintiff Pruett challenged the local rules in state court. The trial court held the rules unconstitutional, see Harris County Bail Bond Board v. Pruett, No. 01-02-01043-CV, 2004 WL 2307362 (Tex. App.-Houston [1 Dist.] October 14, 2004, no pet. h.), the appellate court partially reversed, 177 S.W.3d 260 (Tex.App. 2005), and the case is pending before the Supreme Court of Texas. The present case involves current § 109(b), which was enacted in 2003 but concerns issues similar to those in the state court case. However, the present case involves a central issue of federal constitutional law, and although we abstain from ruling on issues of Texas constitutional law, see Railroad Commission v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941), we rarely abstain from ruling on federal constitutional law, see Pennzoil v. Texaco, Inc., 481 U.S. 1, 107 S.Ct. 1519, 95 L.Ed.2d 1 (1987); Colorado River Water Conservation District v. United States, 424 U.S. 800, 96 S.Ct. 1236, 47 L.Ed.2d 483 (1976), and do not do so here.
. 421 U.S. 809, 95 S.Ct. 2222, 44 L.Ed.2d 600 (1975).
. See Va. State Bd. of Pharmacy v. Va. Citizens Consumer Council, Inc., 425 U.S. 748, 761-62, 96 S.Ct. 1817, 48 L.Ed.2d 346 (1976).
. See Central Hudson Gas & Elec. Corp. v. Pub. Serv. Commission of New York, 447 U.S. 557, 563-64, 100 S.Ct. 2343, 65 L.Ed.2d 341 (1980). The parties quarrel about what level of scrutiny Central Hudson mandates. Citing 44 Liquormart, Inc. v. Rhode Island, 517 U.S. 484, 116 S.Ct. 1495, 134 L.Ed.2d 711 (1996), the plaintiffs urge something "akin to strict scrutiny.” 44 Liquormart, however, was a plurality opinion involving "a blanket prohibition against truthful, nonmisleading speech about a lawful product,” id. at 504, 116 S.Ct. 1495, and there's no blanket prohibition here. In any event, the Supreme Court has called Central Hudson a form of "intermediate” scrutiny. See Edenfield v. Fane, 507 U.S. 761, 767, 113 S.Ct. 1792, 123 L.Ed.2d 543 (1993); see also Florida Bar v. Went for It, Inc., 515 U.S. 618, 623, 115 S.Ct. 2371, 132 L.Ed.2d 541 (1995); cf. Thompson v. Western States Medical Center, 535 U.S. 357, 374, 122 S.Ct. 1497, 152 L.Ed.2d 563 (2002) (describing the test as "significantly stricter” than rational basis). The precise label for the level of scrutiny embodied in Central Hudson is irrelevant, however — we just apply the test. Likewise, the plaintiffs' assertion that the Central Hudson test isn't the same as the time, place, and manner test, while true, see Speaks v. Kruse, 445 F.3d 396, 400 n. 10 (2006), is axiomatic.
The plaintiffs also suggest that strict scrutiny should apply because the restrictions here are content-based. This argument has no merit— § 1704.109 is a classic restriction on a category of commercial speech, a restriction that involves methods, times, and subjects of solicitation and does not have as a goal the suppression of speech. See, e.g., Speaks, 445 F.3d at 400 (examining similar restriction on chiropractor solicitation as a restriction on commercial speech).
. Central Hudson, 447 U.S. at 564, 100 S.Ct. 2343. Despite the language of the third prong, the Supreme Court and, thus, this court do not require that the state use the least-restrictive means. See, e.g., Speaks, 445 F.3d at 401 n. 14.
. See Speaks, 445 F.3d at 399.
. 507 U.S. 761, 768, 770, 113 S.Ct 1792, 123 L.Ed.2d 543 (1993); see also Went for It, 515 U.S. at 624, 115 S.Ct. 2371 (quoting Edenfield ). The plaintiffs cite to other cases, like U.S. West, Inc. v. F.C.C., 182 F.3d 1224 (10th Cir. 1999), which simply restate this rule.
. See supra note 4.
. 63 F.3d 358, 362-63 (5th Cir. 1995) (stating "[b]efore us is extensive evidence” and, twice, "[t]hey testified”). In their brief, plaintiffs suggest that this “evidence” and "testimony” was actually pre-enactment "evidence" and "testimony,” presumably created in connection with the legislation itself. The district court's ruling, however, makes clear that the evidence was developed at trial. See Moore v. Morales, 843 F.Supp. 1124 (S.D.Tex. 1994).
. See Illusions-Dallas Private Club, Inc. v. Steen, 482 F.3d 299 (5th Cir. 2007) (rejecting argument that legislative record or statutory preamble was necessary to discern a content-neutral purpose for statute);J&B Entm’t, Inc. v. City of Jackson, Miss, 152 F.3d 362, 371 (5th Cir. 1998) (allowing use of evidence of secondary effects developed pre-enactment or adduced at trial). Plaintiffs cite other cases that seem to disagree, see Peek-A-Boo Lounge of Bradenton, Inc. v. Manatee County, Fla, 337 F.3d 1251, 1265-67 (11th Cir. 2003); Hickerson v. City of New York, 146 F.3d 99, 105 (2d Cir. 1998); 11126 Baltimore Blvd. v. Prince George’s County, 886 F.2d 1415, 1423 (4th Cir. 1989), judgment vacated by 496 U.S. 901, 110 S.Ct. 2580, 110 L.Ed.2d 261 (1990); SOB, Inc. v. County of Benton, 317 F.3d 856, 862 (8th Cir. 2003); D.H.L. Associates v. O’Gorman, 199 F.3d 50, 57-58 (1st Cir. 1999), but those cases aren’t controlling, of course.
. The plaintiffs argue that the legislature's purpose in enacting § 109 was to hinder competition between large, affiliated bondsmen and independent bondsmen, but it offers no real evidence for this claim. In any event, even if the impulses behind § 109 were anti-competitive, § 109 could still be supported by other, legitimate interests.
. Section 109(c) excludes solicitation related to Class C misdemeanors, providing some leeway for bondsmen to call petty defendants, but we have no evidence or argument about what portion of bond-eligible defendants are Class C misdemeanor defendants or the relative dangerousness of such defendants to other categories of defendants.
. Apparently sensing its problems with lack of evidence, Harris County argues that "common sense” alone supports it here, citing Went For It, 515 U.S. at 628, 115 S.Ct. 2371. Went for It, however, noted that common sense together with history and consensus can justify a speech restriction.
. See 44 Liquormart, 517 U.S. at 505-06, 116 S.Ct. 1495.
. See supra note 4.
. See Speaks, 445 F.3d at 400.
. In 2002, a Sheriff's Department Sergeant testified that five night-clerks in the Warrants Division send "more than 20” and perhaps as many as 100 of those letters every night, yielding 7,300 to 36,500 a year.
. In analyzing the second prong on Central Hudson, the district court concluded that § 37.02(a)(2) covers only solicitations of a "consumer good or service,” and that bail bonding isn’t such a good or service. Although we don’t pass on the question, we note that § 37.02(a)(2) seems to cover bail bonding, as the .Texas Court of Appeals held .in Pruett’s related case, see Harris County Bail Bond Board v. Pruett, 177 S.W.3d 260, 275-76 (Tex.App. 2005).
. See Speaks, 445 F.3d at 400 n. 13.
. See, e.g., id.
. Harris County also provides no evidence about the nature of the complaints pre- and post-rule change, preventing any useful conclusion from the reduction in complaints.
. See supra note 19.
.See Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455 U.S. 489, 498, 102 S.Ct. 1186, 71 L.Ed.2d 362 (1982).
. Browder v. Director, Dep’t of Corrections of Ill., 434 U.S. 257, 264, 98 S.Ct. 556, 54 L.Ed.2d 521 (1978) (holding that a timely notice of appeal is jurisdictional).
. See Hensley v. Eckerhart, 461 U.S. 424, 435, 103 S.Ct. 1933, 76 L.Ed.2d 40 (1983) (explaining that, under § 1988, a party cannot recover fees for legal services on unsuccessful claims, although sometimes unsuccessful and successful claims can be so related as to warrant fees for time spent on the combined claims).
Reference
- Full Case Name
- Carl R. PRUETT Scott Martin, Plaintiffs-Appellees-Cross-Appellants v. HARRIS COUNTY BAIL BOND BOARD Harris County, Defendants-Appellants-Cross-Appellees
- Cited By
- 2 cases
- Status
- Published