Mark v. Thaler
Opinion of the Court
Godfrey Aaron Mark, Texas prisoner # 1237559, appeals the dismissal of his petition for habeas corpus under 28 U.S.C. § 2254 challenging his Texas conviction for aggravated robbery. The district court dismissed Mark’s habeas petition as time-barred. This court granted a certificate of appealability (COA) to review the district court’s timeliness determination. For the reasons that follow, we conclude that Mark’s petition was timely, and therefore REVERSE the judgment of the district court and REMAND the petition for further consideration.
After Mark pleaded guilty to aggravated robbery, the state trial court sentenced Mark to 25 years of imprisonment. Although Mark appealed his conviction and sentence, he later filed a motion to voluntarily dismiss his appeal. On February 22, 2005, the Court of Appeals granted his motion and entered a judgment dismissing the appeal. Mark did not seek review by the state’s highest court, the Texas Court of Criminal Appeals (CCA). Subsequently, Mark sought postconviction relief in state court. On February 21, 2006, he filed a state habeas petition, which was
When a district court denies a habeas petition on procedural grounds, our review is de novo. Larry v. Dretke, 361 F.3d 890, 893 (5th Cir. 2004). Under the Antiterrorism and Effective Death Penalty Act (AEDPA), a state prisoner must file his federal habeas petition before the expiration of the one-year statute of limitations. 28 U.S.C. § 2244(d)(1). A properly filed state habeas petition tolls the statute of limitations as long as it remains pending. Id. § 2244(d)(2). The one-year period begins to run from “the date on which the [state court] judgment became final by the conclusion of direct review or the expiration of the time for seeking such review.” Id. § 2244(d)(1)(A). Thus, “because it triggers the limitations period, the date a judgment becomes final is often critical” in assessing the timeliness of a federal habeas petition. Foreman v. Dretke, 383 F.3d 336, 338 (5th Cir. 2004).
A state conviction becomes final under AEDPA when there is no further “ ‘availability of direct appeal to the state courts.’ ” Jimenez v. Quaterman, 555 U.S. 113, 129 S.Ct. 681, 685, 172 L.Ed.2d 475 (2009) (quoting Caspari v. Bohlen, 510 U.S. 383, 390, 114 S.Ct. 948, 127 L.Ed.2d 236 (1994)). “Until that time, the process of direct review has not come to an end and a presumption of finality and legality cannot yet have attached to the conviction and sentence.” Id. at 685-86 (internal quotation marks omitted). Under Texas law, a petitioner may seek review in the Court of Criminal Appeals by filing a petition for discretionary review (PDR) within 30 days after the intermediate court renders judgment. Tex.R.App. P. 68.1, 68.2(a). We have held that, when a petitioner elects not to file a PDR, his conviction becomes final under AEDPA at the end of the 30-day period in which he could have filed the petition — that is, “when the time for seeking further direct review expired.” Roberts v. Cockrell, 319 F.3d 690, 694-95 (5th Cir. 2003).
Here, after Mark’s motion to dismiss his appeal was granted, he did not file a PDR. Therefore, applying our well-settled rule, Mark’s conviction became “final” within the meaning of AEDPA 30 days after the Court of Appeals entered judgment dismissing his appeal. That well-settled rule would not apply, however, if Mark’s direct review process immediately came to an end when the Court of Appeals entered judgment because he was somehow prohibited from filing a PDR. In other words, Mark’s date of finality turns on whether Texas law would have permitted him to file a PDR in the 30 days after the Court of Appeals granted his motion to dismiss. Our review of the Texas Rules of Appellate Procedure suggests that he could have done so.
The Rules provide that “[o]n petition by any party, the Court of Criminal Appeals may review a court of appeals’ decision in a criminal case.” Tex.R.App. P. 68.1. Under the Rules, dismissal of an appeal constitutes a judgment, which starts the running of the 30 days for filing a PDR to the CCA. Beneath the heading “Types of Judgment,” Rule 43.2 lists six possible dispositions by the Court of Appeals, including “dismiss the appeal.” Tex.R.App. P. 43.2. If a party wishes to seek review of such a judgment in the CCA, “[t]he petition must be filed within 30 days after ... the day the court of appeals’ judgment was rendered.” Tex.R.App. P. 68.2(a).
Nevertheless, Respondent argues that a judgment signed upon voluntary dismissal is not a “decision” within the meaning of Rule 68.1. A careful examination of the Rules undercuts this assertion, however.
Respondent also suggests that the filing of a PDR following a voluntary dismissal would be futile because the CCA would not likely grant discretionary review. This argument misses the point. The relevant question is whether Mark was entitled to file a petition, not whether a hypothetical petition would have been successful. If he had the right to do so, then his “process of direct review” had not “come to an end.” Jimenez, 129 S.Ct. at 685 (alterations and internal quotation marks omitted). The merits of the petition itself are simply not germane to the analysis of whether the “availability of direct appeal to the state courts ... has been exhausted.”
Thus, Respondent has not identified any provision of Texas law that would have prevented Mark from filing a petition for discretionary review within the 30-day period after the court granted his motion to dismiss his appeal. Nothing in the Texas Rules of Appellate Procedure states, or even suggests,, that a defendant who makes a motion to dismiss his appeal is foreclosed from filing a PDR. Indeed, the language allowing review by the CCA “on petition by any party” means that a petition may be filed even by a prevailing party — one who, like Mark, received exactly the relief he sought in the appellate court. Tex.R.App. P. 68.1 (emphasis added).
The dissent faults us for not following the general rule that a notice of appeal voluntarily dismissed should be treated as
Although the dissent asserts that our reasoning conflicts with United States v. Plascencia, 537 F.3d 385 (5th Cir. 2008), that case is inapposite because it dealt with a federal conviction where the notice of appeal was filed untimely. Here, Mark did not file an untimely PDR, but merely argues that his conviction became final only once the time for filing a timely PDR expired. Moreover, to the extent that Plascencia is relevant at all, it actually supports Mark’s argument. In Plascencia, we held that where a timely notice of appeal of a federal conviction is not filed, the conviction becomes final under AED-PA at the end of the 10-day period for filing such a notice. Id. at 388. By failing to file a notice of appeal during this period, “Plascencia allowed the [federal] direct review process to expire, and his conviction became final on that date.” Id. By the same logic, by failing to file a PDR, Mark allowed the state direct review process to expire, and his conviction became final at the conclusion of the 30-day period for filing such a petition. Therefore, the well-worn rule we apply here is perfectly consistent with Plascencia.
Likewise, applying this well-established rule does not implicate — much less run afoul of — footnote 4 of Jimenez v. Quarter-man. There, the Supreme Court noted that it had “previously held that the possibility that a state court may reopen direct review does not render convictions and
In short, this case presents no reason for us to deviate from our precedent holding that, where a defendant does not file a petition for discretionary review with the Texas Court of Criminal Appeals, his conviction becomes final under AEDPA when the time for doing so expired. See Roberts, 319 F.3d at 694-95. Because it appears that Texas law would have permitted Mark to file a PDR after the Court of Appeals granted his motion to dismiss his appeal, his “process of direct review” did not “come to an end” until the end of the 30-day filing period. Jimenez, 129 S.Ct. at 685 (alterations and internal quotation marks omitted). Thus, under AEDPA, his state conviction did not become final until 30 days after the Court of Appeals dismissed his appeal.
This date of finality renders Mark’s habeas petition timely. Mark’s conviction became final on March 25, 2005 — 30 days after the Court of Appeals dismissed his appeal on February 22, 2005. Mark’s properly filed state habeas petition' — which was filed on February 21, 2006 and denied on April 9, 2006 — tolled AEDPA’s one-year statute of limitations during the 48 days it was pending. See 28 U.S.C. § 2244(d)(2). As such, Mark had until May 12, 2006 to file his federal habeas petition. Therefore, his federal petition, filed on May 4, 2006, was timely. Accordingly, we reverse the judgment of the district court dismissing Mark’s petition as time-barred, and remand for further consideration of his petition.
REVERSED and REMANDED.
. This rule stands in contrast to the rule governing civil actions in the Texas trial courts. A civil plaintiff may voluntarily dismiss his case in the trial court — without the need for a court order — "[a]t any time before the plaintiff has introduced all of his evidence.” Tex.R. Civ. P. 162. Such a dismissal is effective immediately upon filing. See Travelers Ins. Co. v. Joachim, 315 S.W.3d 860, 862 (Tex. 2010) ("A nonsuit extinguishes a case or controversy from the moment the motion is filed ...; the only requirement is the mere filing of the motion with the clerk of court.” (internal quotation marks omitted)).
. The fact that the Court of Appeals issued its mandate on the same day it granted Mark’s motion to dismiss the appeál is similarly irrelevant. Our precedent squarely forecloses any argument that finality under AEDPA turns on the date the state court issues its mandate: ”[T]he issuance of the mandate by the state court of appeals is of no consequence for the purposes of § 2244(d)(1)(A),” which asks only when the time for seeking further direct review expired. Roberts, 319 F.3d at 694-95.
. We have held that "final” should be given a consistent meaning in habeas proceedings whether under § 2255, which governs habeas petitions based on federal convictions, or § 2254, which governs habeas petitions based on state convictions. See, e.g., United States v. Plascencia, 537 F.3d 385, 388 (5th Cir. 2008). Specifically, convictions — whether state or federal — become "final” under AEDPA when the process of direct review comes to an end. See id. The distinction between the two becomes important because state and federal convictions necessarily entail different processes of direct review and, of course, the timeline of the appeal process may vary between state court and federal court, and even from state to state. For this reason, we have recognized that even though "final” should be given a uniform construction, "some consideration of state law is inevitable when analyzing [AEDPA] limitations.” Foreman, 383 F.3d at 339.
Dissenting Opinion
dissenting:
I respectfully dissent. In my view, the direct appeal of Mark’s state conviction terminated not later than February 22, 2005, when Mark’s appeal was dismissed by the Texas Court of Appeals pursuant to Mark’s voluntary motion to dismiss his appeal.
I would apply the general rule long recognized in this and most other circuits that when a party, after giving timely notice of appeal, has his appeal dismissed on his own motion, he is thereby “placed in the same position as if [he] had never filed a notice of appeal in the first place.” Williams v. United States, 553 F.2d 420, 422 (5th Cir. 1977). See also, e.g., Barrow v. Falck, 977 F.2d 1100, 1103 (7th Cir. 1992) (“A notice of appeal filed and dismissed voluntarily is gone, no more effective in conferring jurisdiction on a court than a notice never filed,” citing Williams); Futernick v. Sumpter, 207 F.3d 305, 312 (6th
It is recognized that an exception to the above rule applies where a timely motion to reinstate the appeal or set aside the dismissal thereof is filed on the basis that the appellant’s motion to dismiss the appeal was involuntary, or based on ineffective assistance of counsel, or made without consent of the appellant. See Futernick at 312. An example of this is presented by Latham v. United States, 527 F.3d 651 (7th Cir. 2008).
That character of exception should not apply here. First, at no time has Mark ever sought to challenge the voluntariness or propriety of his motion to dismiss the appeal (or the propriety of the dismissal itself) either in the state court system or in his instant 2254 proceeding (or otherwise). Second, as the Court pointed out in Jimenez v. Quarterman, 555 U.S. 113, 129 S.Ct. 681, 686 n. 4, 172 L.Ed.2d 475 (2009), it continues to adhere to the rule “that the possibility that a state court may reopen direct review ‘does not render convictions and sentences that are no longer subject to direct review nonfinal’ ” (quoting Beard v. Banks, 542 U.S. 406, 124 S.Ct. 2504, 2510-11, 159 L.Ed.2d 494 (2004)). As stated in that footnote, Jimenez “merely hold[s] that, where a state court has in fact reopened direct review, the conviction is rendered nonfinal for purposes of § 2244(d)(1)(A) during the pendency of the reopened appeal.”
We have applied essentially the same principle in a variety of contexts. In United States v. Plascencia, 537 F.3d 385 (5th Cir. 2008), we addressed a situation in which notice of appeal from Plascencia’s challenged conviction was due to be filed by January 12, 2004. Notice of appeal was filed on January 15, 2004, but within the
The majority’s opinion here is in conflict with Plascencia and contrary to the admonition in Jimenez’s footnote 4.
The majority holds that Mark’s conviction did not become final until 30 days after the Court of Appeals granted his motion to withdraw his appeal on February 22, 2005, and dismissed the appeal, because within that 30 days he could have sought discretionary review in the Court of Criminal Appeals of that decision of the Court of Appeals. However, there is nothing to indicate that any such review would include anything whatever related to the underlying conviction, and would not rather simply review whether the appeal should be reinstated.
. Mark's lawyer mailed the motion to withdraw the appeal and for voluntary dismissal to the court of appeals (with a copy to the State's attorney) on February 3, 2005. The motion was signed by Mark individually, as well as by his counsel. The court of appeals received the motion on February 8, 2005, and issued an opinion granting appellant's motion to withdraw the appeal and dismissing the appeal on February 22, 2005, and on the same day the mandate of the court of appeals signed by its deputy clerk was issued allowing appellant to withdraw his appeal and dismissing the appeal and certifying that decision for observance, the mandate being mailed on the same day, February 22, 2005, by the clerk of the court of appeals to the district court judge, the district court clerk, the attorney for appellant and the State’s attorney.
. These are § 2255 cases. However, we apply the same principles to § 2255(f) cases as to § 2241(d) cases. See United States v. Plascencia, 537 F.3d 385, 388 (5th Cir. 2008).
. I also note the Supreme Court’s June 13, 2011 grant of certiorari (Gonzalez v. Thaler, 79 U.S.L.W.3696 (U.S. 2011)) in Gonzalez v. Thaler, 623 F.3d 222 (5th Cir. 2010), presenting the issue, inter alia, of whether for purposes of § 2244(d)(1)(A), the challenged state conviction became final on the expiration of time for filing a petition for discretionary review with the Texas Court of Criminal Appeals respecting the Texas Court of Appeals’s affirmance of the challenged conviction or on the subsequent issuance of the mandate by the Texas Court of Appeals.
. Absolutely no authority is cited concerning or involving any Court of Criminal Appeals direct review of a Texas Court of Appeals order granting a written motion to dismiss a criminal appeal signed by appellant and counsel and served on the state, or any other such motion.
. To the extent that Latham may suggest odierwise, it is contrary to Plascencia.
Reference
- Full Case Name
- Godfrey Aaron MARK, Petitioner-Appellant, v. Rick THALER, Director, Texas Department of Criminal Justice, Correctional Institutions Division, Respondent-Appellee
- Cited By
- 25 cases
- Status
- Published