Carlwynn Turner v. Burl Cain, Warden
Carlwynn Turner v. Burl Cain, Warden
Opinion of the Court
In 2012, Plaintiff-Appellant Carlwynn J. Turner, a prisoner at the Louisiana Department of Corrections (“LDOC”), brought this pro se civil rights action against Defendant-Appellees N. Burl Cain, warden of the Louisiana State Penitentiary (hereinafter “LSP” and colloquially “Angola”), as well as his subordinates, David Yannoy, a deputy warden, and Leslie Du-pont, an assistant warden. Turner alleged that Warden Cain, Vannoy, and Dupont transferred him from the LSP after he exercised his First Amendment right of free speech. This case involves a novel prisoner free speech claim that is inadequately discussed in the district court. We affirm in part, reverse in part, and remand.
I.
Facts & Proceedings
The events giving rise to Turner’s claim began on April 16, 2011, while he was selling crafts to members of the public attending the Angola Prison Rodeo. As several potential buyers negotiated with Turner, he told them that it would be impracticable for him to accept the prices they were offering. Specifically, he remarked that Warden Cain imposed “taxes” on each item he sold. Turner describes the exchange as follows:
[H]e explained to the people standing around his hobby craft booth that he could not reduce his hobby craft prices because Warden Cain takes 18% ... from individual cash sales ... and 22%
... from individual credit card sales. [He] shared this information with the public because it affected his hobby craft business. The times he sold and how he sold them determined the worth and profit of his business. It either caused him to make a profit or loose [sic] a profit. To reduce his prices would subject him to more of a profit lost than a profit gain. Mainly because of what it cost to make a product, and the percentage that is taken from the sale of it. He explained his prices and position to settle the mind of the customer, and he*360 wanted to make it clear that he was not being mean, he was just doing business in the free market.
Such taxes were, in fact, imposed by Warden Cain.
Turner alleges that Dupont’s wife overheard Turner’s remarks about the taxes and repeated them to Dupont. He further alleges that, later that day, Dupont removed Turner from the Rodeo grounds, telling Turner that “his wife ... informed him that [Turner] was telling the people about the inmates being taxed a percentage from the sale of their hobby craft,” and that, “in anger, [Dupont] vehemently” prohibited Turner from returning to the Rodeo grounds to sell crafts.
Turner also alleges that he “was never informed by ... Cain during the ‘[R]odeo • prep meetings’ that inmates were not allowed to talk about the tax percentages with the public” and that “there w[ere] no written policies or posted memorandums that informed inmates [who] sold hobby craft [that] they could not tell potential customers about the 18% and 22% tax inmates pay upon the sale of their hobby craft.” In other words, he alleges that he “had no knowledge that if he shared the tax information with [members of the] public he would be punished for doing so.” There is nothing in the record that sugr gests any restrictions on his speech existed.
Turner then alleges that Dupont did not even “write a disciplinary report ... charging [Turner] with any rule violations.” Despite the absence of any prior restraint on his speech, he was added to a list of 15-or-so “Inmates That [H]ad Rodeo Violations.” The list indicated that he had “Bribe[d] the Public”
Turner also alleges that, two days after he was removed from the Rodeo, Dupont met with Warden Cain about each of the violations that had occurred during the Rodeo and that, ten days after that, Warden Cain had transferred Turner and most, if not all, of the other prisoners on Dupont’s list from. LSP to other LDOC facilities. Turner avers that, as they were being transferred, Vannoy “met with [them at the gate] and said that ,.. Warden Cain don’t want to talk to any of you[;] he is angry and displeased with your behavior during the [R]odeo because you did whatever it was you did, he has decided to transfer you.” Turner was transferred to Hunt Correctional Center, where he spent approximately 59 days, before being transferred again, this time to David Wade Correctional Center.
Turner brought this action, asserting claims against Warden Cain, Dupont, and Vannoy in their official and individual capacities. He alleges specifically that they violated his First Amendment rights by retaliating against him for exercising his right to free speech at the Rodeo. Turner next alleges that, as a result of that retaliation, he (1) suffered a number of hardships as a result of the transfers, (2) lost his lucrative job, (3) was separated from some of his belongings, and (4) remains isolated from his friends and family. He seeks compensatory and punitive damages.
II.
DISCUSSION
On appeal, Turner challenges both the dismissal and the adverse summary judgment. He alleges that the LSP officials retaliated against him for his discourse with members of the public.
A. Motion to Dismiss
, Turner alleges that Dupont and Vannoy retaliated against him for his remarks regarding the taxes imposed by Warden Cain. We review de novo an order granting a motion to dismiss pursuant to Fed. R.Civ.P. 12(b)(6).
The district court adopted the magistrate judge’s determination that the retaliatory act was the transfer itself. If properly alleged, such an act exceeds the de minimus threshold because, even though a prisoner has no constitutional right to be housed in a particular institution,
However, Turner sufficiently alleges that DuPont was involved in his removal from the Rodeo grounds, which constituted a retaliatory act for his- “speech” about Warden Cain’s taxes. He makes this dear both in his complaint and in in his objections to the magistrate judge’s recommendation that the district court grant the LSP officials’ motion to dismiss. As Turner is proceeding pro se, the complaint and objections are “to be liberally construed.”
It is also apparent from Turner’s allegations that the restriction on his speech — if made known to him in advance — would have deterred a person of ordinary firmness from speaking. Consequently, the district court erred in dismissing Turner’s claim of retaliation against Dupont for the removal.
B. Motion for Summary Judgment
We review de novo an order granting a motion for summary judgment pursuant to Rule 56. “Summary judgment is appropriate if the. record demonstrates ‘that there is no genuine dispute as to any material fact and that the movant is entitled to judgment as a matter of law.’ ”
The district court determined that there was no genuine issue of material fact because Turner had failed to establish that he was exercising or attempting to exercise a specific constitutional right when he commented on the taxes. The district court characterized Turner’s remarks as a grievance directed at LSP officials. It explained, based on our opinion in Freeman v. Texas Dep’t of Criminal Justice,
Critical to this determination are (a) whether Turner’s speech was protected and (b) whether the LSP officials could restrict it. Warden Cain suggests that Turner had “no rights [sic ] to participate in [the] Rodeo simply because it is a privilege afforded to him and not a Constitutional right.” This misses the point. Turner does not contend that he had a right to participate in the craft sale at the Rodeo or that the prison officials impinged such a right. By participating with their permission, Turner was entitled to speak with the public during the event and was expected to do so. Turner insists that, once he was allowed to speak with the public, the prison officials could not limit his speech without justification.
The district court determined that the content of Turner’s speech was a grievance and, because he spoke in a prison and as a prisoner, the speech was unprotected if expressed outside the grievance procedures. This classification of Turner’s speech, however, is not supported by the record. Turner’s speech was not a grievance because it had nothing to do with his status as a prisoner. Turner made his remarks in an effort to explain that, because of the taxes, he could not reduce the price of his crafts. Significantly, Turner was addressing the public, not a prison official or another prisoner.
Whether there is any other justification for sanctioning Turner’s speech, we cannot say; the law, as well as the surrounding circumstances, requires more careful exegesis. Undoubtedly, “a prison inmate retains those First Amendment rights that are not inconsistent with his status as a prisoner or with the legitimate penological objectives of the corrections system.”
This determination will inform whether Turner’s speech was protected — or not— under the First Amendment. We remand for the district court to make this determination. To facilitate the inquiry, the court should appoint counsel for Turner. The court should also bear in mind that Cain offered in his summary judgment motion only a general justification for his contention that the speech was unprotected. We opine no further on the facts and issues that the court will confront on remand.
CONCLUSION
For the foregoing reasons, the district court’s judgment dismissing Vannoy is AFFIRMED; the judgments dismissing DuPont and granting summary judgment to Warden Cain are REVERSED and REMANDED for further proceedings consistent herewith, including appointment of counsel for Turner.
Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
. According to Warden Cain himself, “taxes were raised for the following reasons: ... 11% tax is used to rebuild, maintain, or add new [hobby craft facilities,] ... 9% [Feliciana] Parish tax ..., 2-3% taxes [sic] were charged by [c]redit [c]ard [c]ompanies....” The parties do not seem to dispute that these taxes were levied against the seller, not the buyer.
. Although prison regulations presumably prohibit such conduct, neither party asserts that is what actually took place.
. This court granted Turner leave to proceed in forma pauperis and ordered the parties to submit briefs. Neither Dupont nor Vannoy filed appellee briefs, but this does not affect their interests, only their ability to participate in oral argument. Fed R.App. P. 31(c).
. The district court correctly construed Turner’s complaint as containing both official capacity and individual capacity claims against the defendants and dismissed each of the official capacity claims under Rule 12(b). Because Turner now suggests that he only intended to bring individual capacity claims against them, he has waived any challenge to the district court's disposition of his official capacity claims.
. Morris v. Powell, 449 F.3d 682, 684 (5th Cir. 2006) (quoting McDonald v. Steward, 132 F.3d 225, 231 (5th Cir. 1998)).
. Id. at 684-85.
. Lampton v. Diaz, 639 F.3d 223, 225 (5th Cir. 2011).
. Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S, 544, 547, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)).
. Leal v. McHugh, 731 F.3d 405, 410 (5th Cir. 2013) (quoting Turner v. Pleasant, 663 F.3d 770, 775 (5th Cir. 2011)).
. Meachum v. Fano, 427 U.S. 215, 225, 96 S.Ct. 2532, 49 L.Ed.2d 451 (1976).
. See Morris, 449 F.3d at 685-87.
. Erickson v. Pardus, 551 U.S. 89, 94, 127 S.Ct. 2197, 167 L.Ed.2d 1081 (2007) (internal quotation marks omitted).
. Morris, 449 F.3d at 687.
. An artide about the Rodeo in Corrections Today explains: "[H]obby shop privileges are highly valued at the prison, which hosts annual events featuring the selling of inmate arts and crafts. These events have been hugely successful and inmate hobby crafters can make significant amounts of revenue from their participation.” Cathy Fontenot, Managing Angola's Long-Term Inmates, Corrections Today 119 (Aug. 2001).
. Fed.R.Civ.P. 56(a).
. Harris v. Serpas, 745 F.3d 767, 771 (5th Cir. 2014) (quoting Tubos de Acero de Mexico, S.A. v. Am. Int’l Inv. Corp., Inc., 292 F.3d 471, 478 (5th Cir. 2002)), cert. denied, — U.S. -, 135 S.Ct. 137, 190 L.Ed.2d 45 (2014).
. See Kitchen v. Dallas Cty., Tex., 759 F.3d 468, 476 (5th Cir. 2014).
. 369 F.3d 854, 864 (5th Cir. 2004).
. The court did not rule on any other issues raised by the parties on summary judgment, and we likewise do not opine on them.
. Turner asserts he did not know he was speaking to the spouse of an LSP official.
. Pell v. Procunier, 417 U.S. 817, 822, 94 S.Ct. 2800, 41 L.Ed.2d 495 (1974); see also Freeman, 369 F.3d at 863.
. Turner v. Safley, 482 U.S. 78, 89, 107 S.Ct 2254, 96 L.Ed.2d 64 (1987).
. Watkins v. Kasper, 599 F.3d 791, 796-97 (7th Cir. 2010) (alteration in original) (quoting Turner, 482 U.S, at 89-90, 107 S.Ct. 2254).
Concurring Opinion
concurring:
I concur entirely in the majority’s holding that Turner’s speech was not a “grievance” and therefore not per se unprotected merely because it might have been made outside the LSP’s grievance process. Yet, I would go further: Rather than remanding for the district court to consider whether Turner’s speech might be unprotected because Warden Cain had some other legitimate penological reason for restricting it, I would hold that it is protected because there is no evidence of such a reason — nor could there be.
To begin with, the first element of a prisoner’s retaliation claim, viz., whether prison officials may have restricted a prisoner’s speech, rendering it “unprotected,” is separate and distinct from the second, third, and fourth elements, viz., whether prison officials intended to restrict that speech, whether the speech was restricted through some regulation or action, and whether the prison officials caused the regulation or action restricting the speech. Common sense dictates that we must not read the second, third, and fourth elements into the first. Just because Warden Cain would not have been permitted to restrict Turner’s speech, rendering it protected, does not mean that he intended to restrict it, that it was restricted, or that he caused it to be restricted. Likewise, the existence of genuine issues of material fact as to the second, third, and fourth elements do not necessarily preclude resolution of the first.
To begin with, speech is “protected” when the government is not permitted to restrict it.
I.
Although Turner has the burden of persuasion (or proof) as to each element of his claim on summary judgment,
Because Turner “has the ultimate burden of persuasion,” he also has “the burden of producing- evidence to make out a ‘prima facie ’ case.”
Even though Turner has the burden of producing evidence that, if uncontested, would prove his speech was protected, Warden Cain has the burden of producing — or “putfting] forward” — evidence of a legitimate penological interest in restricting Turner’s speech.
I am satisfied that Turner has met his burden of production because, as noted, Turner’s speech is presumptively protected and he has identified an absence of evidence regarding a legitimate penological interest that would have permitted Warden Cain to restrict his speech regarding the effect of the taxes on his prices while allowing his speech on the prices generally.
As Turner has “ma[de] out a prima facie case that would entitle him to a judgment as a matter of law if uncontroverted at trial, summary judgment will be granted [in favor of Turner] unless [Warden Cain] offers some competent evidence that ... there is a genuine issue as to a material fact.”
It is undisputed that Cain has not produced evidence of any legitimate penologi
II.
Even if Warden Cain had met his burden of producing evidence of an interest in restricting Turner’s speech, such an interest would not have permitted him to prohibit Turner from speaking about the taxes included in his prices while otherwise allowing him to speak about those prices generally. Turner’s speech is plainly protected from such a nonneutral limitation, regardless of Warden Cain’s interest. “[T]he First Amendment means that government has no power to restrict expression because of its message, its ideas, its subject matter, or its content.”
Turner itself incorporates this. It states that “the governmental objective must be a legitimate and neutral one.”
III.
Admittedly, the fact that Turner is entitled to prevail on this first element of his retaliation claim does not mean that he will necessarily prevail on the remaining elements. Warden Cain might well have produced evidence sufficient to create genuine issues of material fact that preclude summary judgment. It will be up to the finder of fact to sort all that out. But, in contrast, this first element presents only an issue of law. As such, we are not bound by what the district court did or did not do.
Despite our obligation to engage in this inquiry — and our attendant obligation to review “summary judgments de novo ”
. Connick v. Myers, 461 U.S. 138, 148 n. 7, 103 S.Ct. 1684, 75 L.Ed.2d 708 (1983); see Stewart v. Parish of Jefferson, 951 F.2d 681, 683 (5th Cir. 1992).
. Pennekamp v. Fla., 328 U.S. 331, 335, 66 S.Ct. 1029, 90 L.Ed. 1295 (1946); see Connick, 461 U.S. at 150 n, 10, 103 S.Ct. 1684; Rankin v. McPherson, 483 U.S. 378, 384, 107 S.Ct. 2891, 97 L.Ed.2d 315 (1987); see also Bose Corp. v. Consumers Union of U.S., Inc., 466 U.S. 485, 499, 104 S.Ct. 1949, 80 L.Ed.2d 502 (1984) ("[I]n cases raising First Amendment issues we have repeatedly held that an appellate court has an obligation to ‘make an independent examination of the whole record’ in order to make sure that 'the judgment does not constitute a forbidden intrusion on the field of free expression.’ ”) (quoting New York Times Co. v. Sullivan, 376 U.S. 254, 285, 84 S.Ct. 710, 11 L.Ed.2d 686 (1964)).
. See U.S. Const, amend. I ("Congress shall make no law ... abridging the freedom of speech-”).This includes both "fully protected” speech (for example, political in content) and even "proscribeable” speech (for example, obscene in content). Although pro-scribable speech is generally unprotected if the government restricts it neutrally, it may be protected if it restricts it nonneutrally. See R.A.V. v. City of St. Paul, Minn., 505 U.S. 377, 383-84, 387, 112 S.Ct. 2538, 120 L.Ed.2d 305 (1992) ("We have sometimes said that these categories of expression are not within the area of constitutionally protected speech or that the protection of the First Amendment does not extend to them.... What [we] mean is that these areas of speech can, consistently with the First Amendment, be regulated because of their constitutionally proscribable content (obscenity, defamation, etc.) — not that they are categories of speech entirely invisible to the Constitution, so that they may be made the vehicles for content discrimination unrelated to their distinctively proscribable content.” (citations omitted) (internal quotation marks omitted)).
. Beard v. Banks, 548 U.S. 521, 528, 126 S.Ct. 2572, 165 L.Ed.2d 697 (2006) (plurality opinion) (citing Turner v. Safley, 482 U.S. 78, 93, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987)) (emphasis added).
. See Tinker v. Des Moines Indep. Cmty. Sch. Dist., 393 U.S. 503, 511, 89 S.Ct. 733, 21 L.Ed.2d 731 (1969) (“Clearly, the prohibition of expression of one particular opinion, at least without evidence [of an interest in doing so], is not constitutionally permissible.”).
. See Connick, 461 U.S. at 147, 103 S.Ct. 1684 (“We in no sense suggest that speech on private matters falls into one of the narrow and well-defined classes of expression which carries so little social value, such as obscenity, that the State can prohibit and punish such expression by all persons in its jurisdiction.”).
. Turner, 482 U.S. at 89, 107 S.Ct. 2254.
. Connick, 461 U.S. at 150 & n. 10, 103 S.Ct. 1684.
. Overton v. Bazzetta, 539 U.S. 126, 132, 123 S.Ct. 2162, 156 L.Ed.2d 162 (2003) ("The burden [of persuasion] ... is not on the [prison officials] to prove the validity of [the restriction on a prisoner’s speech] but on the prisoner to disprove it.”); see Beard, 548 U.S. at 529, 126 S.Ct. 2572 (plurality opinion).
. See Bayle v. Allstate Ins. Co., 615 F.3d 350, 359 (5th Cir. 2010). The Supreme Court has "consistently distinguished between burden of proof, which [it has] defined as burden of persuasion, and an alternative concept, which [it has] referred to as the burden of production or the burden of going forward with the evidence.” OWCP v. Greenwich Collieries, 512 U.S. 267, 274, 114 S.Ct. 2251, 129 L.Ed.2d 221 (1994).
. Burden of Persuasion, Black’s Law Dictionary (10th ed. 2014).
. Burden of Production, Black’s Law Dictionary.
. Bayle, 615 F.3d at 359 (emphasis added).
. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251-52, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986) (”[T]he inquiry under [Rule 56] is ... whether the evidence presents a sufficient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of law.”).
. Turner, 482 U.S. at 89, 107 S.Ct. 2254 ("[A] legitimate governmental interest [must be] put forward to justify [the restriction].”); see Mayfield v. Tex. Dep't of Criminal Justice, 529 F.3d 599, 612 (5th Cir. 2008) (quoting Turner, 482 U.S. at 89, 107 S.Ct. 2254); Victoria W. v. Larpenter, 369 F.3d 475, 484 (5th Cir. 2004); Mays v. Springborn, 575 F.3d 643, 647 (7th Cir. 2009) ("When a prison impedes an inmate’s [speech] ... it must present a legitimate penological reason for doing so. But ... the prison [does not] bear[ ] the burden of proving that its penological reason is legitimate. Once the prison gave its explanation for denying the supplements, the burden shift[s] to [the prisoner] to present evidence to call that explanation into question.” (citations omitted)).
. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986).
. Id. at 323-24, 106 S.Ct. 2548 (emphasis added).
. Shields v. Twiss, 389 F.3d 142, 149 (5th Cir. 2004) (quoting Byers v. Dallas Morning News, Inc., 209 F.3d 419, 424 (5th Cir. 2000)); see Cuadra v. Houston Indep. Sch. Dist., 626 F.3d 808, 812 (5th Cir. 2010).
. Celotex Corp., 477 U.S. at 325, 106 S.Ct. 2548.
. Grounds for Summary Judgment—Burden of Proof and Presumptions, 10A Fed. Prac. & Proc. Civ. § 2727 (3d ed.); see Bayle, 615 F.3d at 359; Shields, 389 F.3d at 149 (quoting Fed.R.Civ.P. 56(e)).
. Beard, 548 U.S. at 535, 126 S.Ct. 2572.
. Id.; Rudolph v. Locke, 594 F.2d 1076, 1077 (5th Cir. 1979); Canady v. Thaler, 61 Fed.Appx. 917 (5th Cir. 2003) (unpublished) ("There is no competent summary judgment evidence establishing that the [restriction] ... is reasonably related to a legitimate penological purpose. Therefore, on the face of the record [the prisoner] has alleged a constitutional violation.” (citations omitted)); Storseth v. Spellman, 654 F.2d 1349, 1355 (9th Cir. 1981) ("We agree with those courts that require specific evidence or at least an explanation of the purpose of the policy to justify a restriction on First Amendment rights.” (citations omitted)).
. Rudolph, 594 F.2d at 1077.
. Fed.R.Civ.P. 56(e); see Stauffer v. Gearhart, 741 F.3d 574, 581 (5th Cir. 2014) ("If a motion for summary judgment is properly supported, the opposing party may not rely merely on allegations or denials in its own pleadings, but must, in its response, set out specific facts showing a genuine factual dispute for trial.”).
. Golden Oil Co. v. Exxon Co., U.S. A., 543 F.2d 548, 551 (5th Cir. 1976).
. Id.
. Ashcroft v. ACLU, 535 U.S. 564, 573, 122 S.Ct. 1700, 152 L.Ed.2d 771 (2002). (quoting Bolger v. Youngs Drug Prods. Corp., 463 U.S. 60, 65, 103 S.Ct. 2875, 77 L.Ed.2d 469 (1983)).
. R.A.V., 505 U.S. at 386, 112 S.Ct. 2538.
. Bd. of Airport Comm'rs of City of Los Angeles v. Jews for Jesus, Inc., 482 U.S. 569, 573, 107 S.Ct. 2568, 96 L.Ed.2d 500 (1987) (quoting Perry Ed. Assn. v. Perry Local Educators’ Assn., 460 U.S. 37, 46, 103 S.Ct. 948, 74 L,Ed.2d 794 (1983)); see Connick, 461 U.S. at 147, 103 S.Ct. 1684 ("We in no sense suggest that speech on private matters falls into one of the narrow and well-defined classes of expression which carries so little social value, such as obscenity, that the State can prohibit and punish such expression by all persons in its jurisdiction.").
. Turner, 482 U.S. at 90, 107 S.Ct. 2254 (emphasis added).
. Id. (emphasis added) (citing Pell v. Procunier, 417 U.S. 817, 828, 94 S.Ct. 2800, 41 L.Ed.2d 495 (1974) ("So long as this restriction operates in a neutral fashion, without regard to the content of the expression, it falls within the ‘appropriate rules and regulations’ to which ‘prisoners necessarily are subject,’ and does not abridge any First Amendment freedoms retained by prison inmates.” (citation omitted))).
. Pell, 417 U.S. at 826, 94 S.Ct. 2800.
. Id. (internal quotation marks omitted) (emphasis added).
. Id. at 828, 94 S.Ct. 2800 (citation and internal quotation marks omitted).
. Shields, 389 F.3d at 149.
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