Fredric Mance, Jr. v. Jefferson Sessions, I
Opinion of the Court
Federal laws that include
I
Andrew and Tracy Hanson, who are residents of the District of Columbia and members of the Citizens Committee for the Right to Keep and Bear Arms (the Committee), travelled to Texas desiring to purchase two handguns from Manee, an FFL in Arlington, Texas, who is also a member of the Committee. It is undisputed that the Hansons would be eligible under the laws of Texas and the District of Columbia to own and possess the handguns that they selected from Mance’s inventory. However, federal law prevents Manee from selling a handgun directly to the Hansons since they are not residents of Texas. Federal law would have permitted Manee to transfer the handguns to the FFL in the District of Columbia so that the Hanson’s could purchase the firearms from that FFL. The federal laws do not impose or even allude to a fee if such a transfer occurs, but the FFL in the District of Columbia would have charged the Hansons a transfer fee of $125 for each handgun, above and beyond the purchase price. The Hansons declined to pursue this method of obtaining the firearms because they objected to the additional fees and to shipping charges. They could not purchase the handguns of their choosing from the sole FFL in the District of Columbia because that dealer has no inventory and only sells firearms transferred from FFLs outside of the District.
Manee, the Hansons, and the Committee initiated suit in Texas challenging the federal laws that restrict the sale of handguns by an FFL to residents of the state in which the FFL is located, asserting that the federal laws contravene the Second and Fifth Amendments. The plaintiffs sought an injunction prohibiting the enforcement of these laws. The district court denied the Government’s Motion to Dismiss for Lack of Standing, granted the plaintiffs’ motion for summary judgment, and denied the Government’s competing
H ,
Because the Hansons are not Texas residents, Manee, a Texas FFL,- cannot lawfully sell handguns to them. Such a transaction is prohibited by
(a) It shall-be unlawful—...
(3) for 'any person, other than a licensed importer, licensed manufacturer, licensed dealer, or licensed collector to transport into or receive in the State where he resides (or if the person is a corporation or other business entity, the State where it maintains a place of business) any firearm purchased or otherwise obtained by such person outside that State, except that this paragraph (A) shall not preclude any person who lawfully acquires a firearm by bequest or intestate succession in a State other than his State of residence from transporting the firearm into or receiving it in that State, if it is lawful for such person to purchase or possess such firearm' in that State, (B) shall not apply to the transportation or receipt of a firearm obtained in conformity with subsection (b)(3) of this section, and (C) shall not apply to the transportation of any firearm acqüired in any State .prior to the effective date of this chapter....
(b) It shall be unlawful for any licensed importer, licensed manufacturer, licensed dealer, or licensed collector to sell or deliver—...
, (3) any firearm to any person, who the licensee, knows or has reasonable cause to believe .cloes- not reside in (or if the person is a corporation or pther business entity, does .not maintain a place of business in) the State in which the licensee’s place of business is located, except that this paragraph (A) shall not apply to the sale of delivery of any rifle or shotgun to a resident of a State other than a State in which the licensee’s place of business is located if the transferee meets in person with the transferor to accomplish the transfer, and the sale, delivery, and receipt fully comply with the legal conditions of sale in both such States (and any licensed manufacturer, importer or dealer shall be presumed, for purposes of this subparagraph, in the absence of evidence to the contrary, to have had actual knowledge of the State laws and published ordinances of both States), and (B) shall not apply to the loan or rental of a firearm to any person for temporary use for lawful sporting purposes....2
Regulations promulgated to implement these prohibitions are set forth . in
(a) Interstate sales or deliveries., A licensed importer, licensed manufacturer, licensed dealer, or licensed collector shall not sell or .deliver any firearm to any person not licensed under this part and who the licensee knows or has reasonable cause to believe does not reside in (or if a corporation or other business entity, does not maintain a place of business in).the State.in which the licensee’s place of business or activity is- located: Provided, That the foregoing provisions of this paragraph (1) shall not apply to the sale or delivery of a rifle or shotgun (curio or relic, in the case of a licensed*187 collector) to a resident of a State other than the State in which the licensee’s place of business or collection premises is located if the requirements . of § 478.96(c) are fully met, and (2) shall not apply to the loan or rental of a firearm to any person for temporary use for lawful sporting purposes (see § 478.97).3
The question is whether these federal laws violate the Second Amendment,
m
The Second Amendment provides: “A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed.”
The Supreme Court' has recognized, however, that “[l]ike most rights, the right secured by the Second Amendment is not unlimited.”
[N]othing in our opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the cariying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of. arms.11
The Court added: “We identify these presumptively lawful regulatory measures only as examples; our list does not purport tó be exhaustive.”
In National Rifle Association of America, Inc. v. Bureau of Alcohol, Tobacco, Firearms, and Explosives, our court was called upon to apply Heller in determining
The district court in the present case undertook such an analysis and determined that “the earliest known state residency restrictions on the purchase or possession of firearms” occurred in 1909.
IV
The Supreme Court has said in the First Amendment context that to withstand strict scrutiny, a regulation must be “justified by a compelling government interest” and must be “narrowly drawn to ■serve that interest.”
that the sale or other disposition of concealable weapons by importers, manufacturers, and dealers holding Federal licenses, to nonresidents of the State in which the licensees’ places of business are located, has' tended to make ineffective the laws, regulations, and ordinances in the several States and local jurisdictions regarding such firearms ....34
The solution Congress crafted included the in-state sales requirement.
However, current burdens on constitutional rights “must be justified by current needs-.”
All concede that there is a compelling government interest in preventing circumvention of the handgun laws of various states. The plaintiffs recognize that current federal laws, including the Brady Act, do not require all information regarding compliance with the various state and local gun control laws'to be included in databases accessible by FFLs nationwide. The plaintiffs maintain, however, that the instate sales requirement is not narrowly tailored because the states could be compelled by federal law to provide all necessary information. We conclude that the Government has demonstrated that the instate sales requirement is narrowly tailored, notwithstanding the information that is available or could, at least theoretically be made available, to .all FFLs under federal laws and regulations.
There are more than 123,000 FFLs nationwide.
The laws of the various states differ as to who may lawfully possess a firearm: All but one state (Vermont) prohibits possession of a firearm by a felon, but the definitions of “felony” differ. Similarly, restrictions based on mental illness vary. Some states prohibit the purchase of a firearm
It is reasonable, however, for the federal government to expect that an FFL located in a state can master and remain current on the firearm laws of that state. The instate sales requirement is narrowly tailored to assure that an FFL who actually makes a sale of a handgun to someone other than another FFL can reasonably be expected to know and comply with the laws of the state in which the sale occurs.
The plaintiffs recognize that the Government has an interest in preventing circumvention of the states’ varying firearms laws, but they assert that federal law could require all FFLs to comply with the guns laws of the state in which a buyer of a handgun resides, just as federal law requires FFLs to comply with state and local laws throughout the United States when selling long arms.
■However, at least some states have regulated the sale of handguns more extensively than they have regulated the sale of long gunB. For example, the Government has identified state laws that require a mandatory waiting period for the purchase of handguns, but not for long guns,
But there is another reason that the plaintiffs’ reliance 'on the disparate treatment federal law accords handguns and long guns does not carry the day. In the First Amendment context, the Supreme Court has recognized in response to an “tihderinelusivity” argument that “[a] State need not address all aspects of a problem in one fell swoop; policymakers may focus on their most pressing concerns.”'
In resolving an as-applied challenge, we consider only whether the rule advances government interests in the aggregate and not whether the rule advances government interests in the individual case before us.
V
The district court held that the in-state sales requirement violated the equal protection guarantee in the Due Process clause of the Fifth Amendment. The court reasoned that “the federal law not only creates a discriminatory regime based on residency, but it also involves access to the constitutional guarantee to keep and bear arms.”
To succeed on an equal protection claim under the Due Process Clause of the Fifth Amendment, a plaintiff is required to “show that two or more classifications of similarly situated persons [are] treated differently.”
The in-state sales requirement does not discriminate based on residency. So we do not subject it to any scrutiny—strict or otherwise—under the equal protection component of the Due Process Clause. The cases on which the district court relied in concluding that the federal laws at issue “impinge[] on residency”
* # *
We REVERSE the district court’s judgment and VACATE the order granting injunctive relief.
. Manee v. Holder,
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. U.S. Const, amend. II.
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. Heller,
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. Mance v. Holder,
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. McDonald v. City of Chicago,
. Dist. of Columbia v. Heller,
. Brown v. Entm’t Merchs. Ass’n,
.
.
. Williams-Yulee v. Florida Bar, — U.S. -,
. Adarand Constructors, Inc. v. Pena,
. Pub. L. No. 90-351,
. Pub. L. No. 90-618,
. See Mance v. Holder,
. Crime Control Act § 901(a)(1), 82 Stat. at 225 (1968).
. S. Rep. No. 89-1866 (1966), at 19.
. S. Rep. No. 90-1097 (1968), at 80; see also Crime Control Act § 901(a)(2), 82 Stat. at 225 (1968) (“The Congress hereby finds and declares ... that the ease with which any person can acquire firearms other than a rifle or shotgun (including criminals, juveniles without the knowledge or consent of their parents or guardians; narcotics addicts, mental defectives, armed groups who would supplant the functions of duly constituted public authorities, and others whose possession of such weapons is similarly contrary to the public interest) is a significant factor in the prevalence of lawlessness and violent crime in the United States....").
. Crime Control Act § 901(a)(4), 82 Stat. at 225 (1968).
.
. Shelby Cty. v. Holder,
. Brady Handgun Violence Prevention Act, Pub. L. No. 103-159,
. See
. U.S. Dep't of Justice, Office of the Inspector,. General Evaluation and Inspections Division, Review of ATF’s Federal Firearms Licensee Inspection Program at i (2013), available at ' https://oig.justice.gov/reports/2013/el 305 .pdf.
. The text of
(a) The Director shall annually revise and furnish Federal firearms licensees with a compilation of State laws and published ordinances which are relevant to the enforcement of this part. The Director annually revises the compilation and publishes it as “State Laws and Published Ordinances— Firearms” which is furnished free of charge to licensees under this part. Where the compilation has previously been furnished to licensees, the Director need only furnish amendments of the relevant laws and ordinances to such licensees.
(b) “State Laws and Published Ordinances—Firearms” is incorporated by reference in this part. It is ATF Publication 5300.5, revised yearly. The current edition is available from the Superintendent of Documents, U.S. Government- Printing Office, Washington, DC 20402, It is al$o available for inspection at the National Archives and Records Administration (NARA), For information on the availability of this material at-NARA, call 202-741-6030, or.go to: http://www.archives.gov/federaLregister/ code_of_federal_regulations/ibr_locations. html. This incorporation by reference was .approved by .the Director of the Federal Register..
. Mance v. Holder,
. See generally State Laws and Published Ordinances—Firearms (32nd Edition), Bureau of Alcohol, Tobacco, Firearms, & Explosives (Nov. 22, 2017), https://www.atf.gov/firearms/state-laws-and-published-ordinances-firearms-32 nd-edition [https://perma.cc/BCNU2-FYHS] (last visited Nov. 29, 2017).
. See 27 C.F.R, §'478.24(a).
. See, e.g.,
. See, e.g.,
. See
. See, e.g., Fla. Const. art. I, § 8(b);
. See, e.g.,
. Williams-Yulee v. Florida Bar, — U.S. -;
.
. Id. at 1663.
.. Id. at 1668.
. See, e.g., Ward v. Rock Against Racism,
. See Crime Control Act § 901(a)(5), 82 Stat. at 225 (1968) ("The Congress hereby finds and declares ... that the sale or other disposition of concealable weapons ... to nonresidents ... has tended to- make ineffective the laws, regulations, and ordinances in the several States and local jurisdictions.”).
. Mance v. Holder,
. Gallegos-Hernandez v. United States,
. NRA v. Bureau of Alcohol, Tobacco, Firearms, and Explosives,
. Id. at 212.
. Mance,
. See
Concurring Opinion
concurring:
I write separately to provide additional context and explication.
I
The Government contends that the laws and regulations under consideration are “presumptively lawful” because they are “longstanding prohibitions” that impose “conditions and qualifications on the commercial sale of arms,” within the contemplation of the Supreme Court’s decision in District of Columbia v. Heller.
The Government asserts that between 1909 and 1939, at least fifteen states had enacted laws restricting the acquisition, or carrying of one or more types of firearms to state residents.
More importantly, in Heller, the. Supreme Court exhaustively canvassed laws extant at the time of, and predating, the Bill of Rights in determining,the meaning of the Second Amendment,
In the present case, the Govérnment has offered no evidence that an in-state sales requirement has a founding-era analogue or was historically understood to be within the ambit of the permissible regulation of commercial sales of firearms at the time the Bill of Rights was ratified. However, even if it is appropriate to consider only 20th century laws, an in-state sales requirement was .not a “historical tradition”
The Government has identified sixteen statutes in fifteen states dating from the early 20th century regarding the licensing or permitting of firearms or the carrying of concealed firearms.
We acknowledged in NRA that courts “may rely on a wide array of interpretive materials to conduct a historical analysis,”
II
Whether the in-state sales requirement has a rational basis is not the correct standard by which to measure its constitutionality. The Supreme Court made clear in Heller that rational basis scrutiny is inappropriate when evaluating the constitutionality of laws that impose conditions or qualifications on the right to keep and bear arms.
The Government contends that intermediate scrutiny, rather than strict scrutiny, applies in analyzing the in-state sales requirement because, unlike the regulation at issue in Heller, it is not a “ban” on the sale of handguns.
In assessing the impact of the federal restrictions upon the Hansons and Manee, it must be recognized that it is the District’s restrictions that have led the lone FFL in the District to sell only handguns that are transferred from an FFL in one of the states. The fact that no handguns are available for direct purchase in the District is not a result of the in-state sales requirement or any other federal law or regulation. Nor do the federal laws set or require the imposition of a transfer fee by an FFL.
The in-state sales requirement does not prevent a resident of a state or the District of Columbia from using a handgun “in defense of hearth and home.”
Nevertheless, because the Supreme Court held that the law at issue in Heller was unconstitutional under both strict ánd intermediate scrutiny, it is prudent first to apply strict scrutiny to the in-state sales requirement. Since the panel concludes that the in-state sales requirement satisfies that heightened standard, it is unnecessary to resolve whether strict scrutiny is required.
Ill
The district court’s reasoning is thoughtful, and it is correct in many respects. The district court correctly recognized that “[t]he principal purpose in enacting the 1968 Gun Control Act was to curb crime by keeping ‘firearms out of the hands of those not legally entitled to possess them,’ ”
The district court concluded that this system “ensures potential purchasers can legally acquire and possess a firearm under state and federal law, and those states that desire to receive notice of firearms purchased by its citizens simply establish a POC,”
The Government presented evidence that the federal background check system does not reflect whether a person seeking to purchase a handgun has satisfied state requirements that may include training and special permits and does not reflect whether a particular type of firearm is legal in a particular state. The Government also noted that states may require additional procedures and a mandatory waiting period before a transaction may occur and that this information regarding a particular individual is not available in the databases.
But not all of the Government’s arguments are well-taken. In contending that in-state background checks are superior to those conducted by FFLs in other states because the federal background check database may not include all information available to a state, the Government asserts that “states may face logistical and budgetary constraints in submitting information, and they may have privacy laws that prevent sharing of certain records,” such as mental health records, and alcohol and drug use information. The Government has not explained how or why a state would be able to provide information such as mental health information for purposes of a transfer of a handgun by an in-state FFL but could not provide that information to an out-of-state FFL. Nevertheless, for the reasons set forth in the panel’s majority opinion, the in-state sales requirement withstands strict scrutiny.
IV
The Government adduced evidence that addresses, in part, the disparate treatment of handguns and long guns under federal laws. When Congress enacted the in-state sales requirement in 1968, statistics reflected that “hqndguns were used in 70 percent of murders committed with firearms,”
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. See infra note 15.
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. Dist. of Columbia v. Heller,
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.
. Heller v. Dist. of Columbia,
. Nat’l Rifle Assoc. of Amer., Inc. v. Bureau of Alcohol, Tobacco, Firearms & Explosives,
. Heller,
. Act of Apr. 6, 1936, No. 82, §§ 1, 5, 7,
. See Act of Feb. 20, 1918, ch. 2, § 3, 1918 Mont. Laws at 6-9.
. NRA,
. Heller,
.
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. Nat’l Rifle Assoc. of Amer., Inc. v. Bureau of Alcohol, Tobacco, Firearms & Explosives,
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. Heller,
. Mance v. Holder,
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.
. S. Rep. No. 89-1866 (1966), at 5.
. See Fed. Firearms Act: Hearings Before the Subcomm. to Investigate Juvenile Delinquency of the S. Comm. On the Judiciary, 90th Cong. 899 (1968).
, See Crim. Justice Info. Servs, Div„ FBI, 2013 Law Enforcement Officers Killed and Assaulted, tbl. 27, https://ucr.fbi.gov/leoka/2013/ tables/table_27_leos_fk_type_of_weapon_ 2004-2013.xls [https://perma.ee/8V2C-FPZ7] (last visited Nov. 29, 2017).
. See Crim. Justice Info. Servs. Div., FBI, Crime in the United States 2013: Expanded Homicide Data, tbl. 8, https://ucr.fbi.gov/crime-in-the-u.s/2013/crime-in-the-u.s.-2013/ offenses-known-to-law-enforcemen1/ expanded-homioide/expanded_homicide_ data_table_8_murder_victims_by_weapon_ 2009-2013 .xls [https://perma.ee/S7MA-VH8H] (last visited Nov. 29, 2017).
Reference
- Full Case Name
- Fredric Russell MANCE, Jr.; Tracey Ambeau Hanson; Andrew Hanson; Citizens Committee for the Right to Keep and Bear Arms, Plaintiffs-Appellees, v. Jefferson B. SESSIONS, III, U.S. Attorney General; Thomas E. Brandon, Acting Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, Defendants-Appellants
- Cited By
- 1 case
- Status
- Published