United States v. Fredis Reyes-Contreras
Opinion
Fredis Reyes-Contreras pleaded guilty of illegal reentry under
I.
Reyes-Contreras was apprehended after illegally crossing from Mexico. Because he had been deported, he was charged with illegal reentry under
A criminal record check revealed two Missouri convictions from 2006: one for voluntary manslaughter in the first degree and a second for armed criminal action. An immigration check showed that Reyes-Contreras had been deported in 2012.
Given the above information, the presentence report ("PSR") assigned Reyes-Contreras a base offense level of 8 under U.S.S.G. § 2L1.2(a) 1 and applied a 16-level COV enhancement under U.S.S.G. § 2L1.2(b)(1)(A)(ii). Two levels were subtracted for acceptance of responsibility, and a third level for timely acceptance was subtracted at the sentencing hearing, leaving Reyes-Contreras at a level of 21.
The PSR assigned four criminal history points, three for the Missouri convictions and one for a 2001 conviction that was later subtracted because it was more than ten years old. That yielded a Category II criminal history. The Guidelines range for the offense was 41-51 months, and the district court sentenced Reyes-Contreras to 41 months.
*118 At issue is the sixteen-level enhancement for a COV given the Missouri conviction for voluntary manslaughter. Reyes-Contreras was seen striking the victim-his brother-in-law-on the head with a baseball bat, causing death. Reyes-Contreras contends he committed the offense in defense of his younger brother because his brother-in-law had attacked his brother with a knife.
Reyes-Contreras was charged with second degree murder, a Class A felony. The indictment includes the fact that Reyes-Contreras caused the death of another by striking him with a baseball bat. Reyes-Contreras pleaded guilty of voluntary manslaughter, a Class B felony. The plea includes neither an elaboration of the facts nor the subsection of conviction. Because the Missouri manslaughter statute criminalizes generic manslaughter in subsection (1) as well as knowingly assisting another in self-murder in subsection (2), Reyes-Contreras asserts that the statute is indivisible and overbroad under
Mathis.
Reyes-Contreras preserved his objection to the enhancement, so our review is de novo.
United States v. Rodriguez
,
II.
A.
The Guidelines establish that a COV enhancement applies to an enumerated list of crimes, including manslaughter, and to offenses that "ha[ve] as an element the use, attempted use, or threatened use of physical force against the person of another." U.S.S.G. § 2L1.2 cmt. 1(B)(iii). To qualify as an enumerated crime, the statute of conviction must match the generic offense.
Mathis v. United States
, --- U.S. ----,
If a statute is divisible, we employ the modified categorical approach and look to certain documents to determine which subsection of the statute was the basis for conviction.
Shepard v. United States
,
B.
The Missouri voluntary manslaughter statute, MO. ANN. STAT. § 565.023, reads as follows 2 :
1. A person commits the crime of voluntary manslaughter if he:
(1) Causes the death of another person under circumstances that would constitute murder in the second degree under subdivision (1) of subsection 1 of section 565.021, except that he caused the death under the influence of sudden passion arising from adequate cause; or *119 (2) Knowingly assists another in the commission of self-murder.
2. The defendant shall have the burden of injecting the issue of influence of sudden passion arising from adequate cause under subdivision (1) of subsection 1 of this section.
3. Voluntary manslaughter is a class B felony.
Second degree murder under MO. ANN. STAT. § 565.023.1(1) has the following elements 3 :
1. A person commits the crime of murder in the second degree if he:
(1) Knowingly causes the death of another person or, with the purpose of causing serious physical injury to another person, causes the death of another person ....
The parties do not dispute that manslaughter as defined in subsection (1) is a COV meeting the elements of generic manslaughter. 4 Reyes-Contreras contends that the statute is indivisible and cannot be generic because of the criminalization of assisting another in self-murder in subsection (2). He further asserts that subsection (2) lacks as an element the use of force such that it does not qualify under the alternative definition of a COV.
C.
To determine whether an alternatively phrased statute lays out elements or means, we follow
Mathis
and look first to state-court decisions, second to the statute itself, and finally to a limited permissible list of documents such as the indictment, jury instructions, and plea agreement and colloquy. If none of those sources definitively answers the question of divisibility, then
Taylor
's demand for certainty has not been met, and we must consider the statute as a whole.
Mathis
,
We conclude that Missouri's manslaughter statute is divisible. There is no state highest-court decision definitively saying that, but the statutory framework and state caselaw as a whole convincingly demonstrate that subsection (1) and subsection (2) manslaughter are offenses with distinct elements. 5
1.
Divisibility is first seen in the statutory scheme. The provision on lesser-included offenses, MO. ANN. STAT. § 565.025.2(2), 6 delineates subsection (1) voluntary manslaughter as a lesser-included offense of *120 second-degree murder. 7 It does not so list voluntary manslaughter as a whole or under subsection (2). Thus the statutory structure establishes manslaughter under subsections (1) and (2) as separate crimes requiring different elements, given that only one is included in the section on lesser-included offenses.
When voluntary manslaughter under subsection (1) is charged as a lesser-included offense, there are accompanying instructions specifying what the jury must find. This satisfies the
Mathis
criteria,
2.
Missouri state-court opinions also discuss voluntary manslaughter in a way that treats it as divisible. For example, "[a] person commits the crime of voluntary manslaughter if he" satisfies each element under subsection (1). 10 The court ends there full-stop with no mention of alternative means or a discussion of subsection (2). Taking state law as a whole, then, Taylor 's "demand for certainty" is met that the voluntary manslaughter statute sets out two separate offenses.
III.
Even though the statute is divisible, we must be able to discern whether the generic subsection (1) manslaughter formed the basis of Reyes-Contreras's conviction. If he was convicted under the statute as a whole or under subsection (2), the enhancement cannot apply unless subsection (2) is generic or has as an element the use of force.
See
United States v. Neri-Hernandes
,
A.
Under
Shepard v. United States
,
Reyes-Contreras's indictment shows that he was charged with second-degree murder (Count One) and armed criminal action (Count Two). The indictment makes *121 no mention of a lesser-included offense or of manslaughter as a separate offense. Count One does reflect that Reyes-Contreras "knowingly or with the purpose of causing serious physical injury to [the victim] caused [his death] by striking him with a baseball bat." His conviction, however, merely states "voluntary manslaughter first degree."
At sentencing, the district court stated it was clear which subsection formed the basis of conviction because the judgment shows "voluntary man-slaughter first degree." There is, however, no such crime; there is only voluntary manslaughter with two subsections ungraded by degree. See MO. ANN. STAT. § 565.023. The district court stated that the degrees were defined in MO. ANN. STAT. § 565.025. 11 That section, however, delineates lesser-included offenses of first-and second-degree murder. Although it does state that "voluntary manslaughter under subdivision (1) of subsection 1 of section 565.023" is a "lesser degree" offense of second-degree murder, MO. ANN. STAT. § 565.025, it nowhere defines subsection (1) manslaughter as "first degree." Thus, the district court's reliance on this language in the plea is misguided.
B.
As a general rule, we cannot use an indictment to narrow the subsection of conviction if it is for a crime different from the crime pleaded.
United States v. Turner
,
There is an exception where the plea references a lesser-included offense, allowing the indictment to clarify the ambiguity in the plea. For example, in
United States v. Martinez-Vega
,
Similarly, in
United States v. Hernandez-Borjas
,
Neither Reyes-Contreras's indictment nor his plea refers to a lesser-included offense. It is clear from Missouri law that subsection (1) is the only possible offense in the judgment, in light of the elements and crime in the indictment. Moreover, the use of "first degree" in the *122 judgment seems to indicate an intention to narrow down the subsection.
This is not enough to allow us to look to the indictment. The court in Bonilla , 524 F.3d at 653 n.4, expressly distinguished Martinez-Vega on the ground that " the lesser charge was made clear from the judgment, and was found by the court as actually being charged in the original indictment." In contrast, in Bonilla , the disposition did not "refer back to a lesser offense in the original indictment." Id. 12 Because there is no ambiguity in the judgment requiring us to cross-reference the indictment, we consider the statute as a whole.
IV.
The statute as a whole can support the enhancement if subsection (2) manslaughter is generic or if it contains as an element the use of force. Neither obtains.
A.
The government posits that the entire statute is generic because subsection (1) is undisputedly generic manslaughter, and subsection (2) should be considered generic murder. The government does not try to fit subsection (2) into generic manslaughter, which would be difficult given the generic definition adopted by this circuit. 13
Assisting another in self-murder is not generic murder. Though assisted suicide historically was considered murder, LAFAVE , § 15.6(c), many states now treat it as a separate offense or as part of manslaughter, id. & nn.30-31. If a defendant actively participates or directly causes the death of another, a murder conviction can still lie. Id. & n.33. The statutes defining assisted suicide, however, are similar to Missouri's and do not delineate the specific role played by the defendant under the assisted-suicide provision. Id. at n.31. The MPC also contains a separate section dealing with "Causing or Aiding Suicide" as a crime separate from murder and manslaughter. MODEL PENAL CODE § 210.5. Thus although some conduct can warrant a conviction under either assisted suicide or murder, the two are treated as separate crimes. Further, this circuit has not adopted a generic definition of murder, and this is not the proper case in which to do so.
B.
Nor does assisting in self-murder require the use of force as defined by this circuit.
14
For the use of force to be an element, force must be a "constituent part of a claim that must be proved for the claim to succeed" in every case charging that offense.
15
Citing
*123
Vargas-Duran
, 356 F.3d at 599, Reyes-Contreras defines use of force as requiring the use of destructive or violent force as distinguished from causing bodily injury through even indirect means. The government stakes the position that indirect force is sufficient, asserting that
United States v. Castleman
, --- U.S. ----,
Castleman
interpreted a provision in the context of domestic violence and expressly distinguished its broad definition of "force" in that context from its use in other statutes.
16
"In defining a
violent
felony [under
A post-
Castleman
panel, in
United States v. Rico-Mejia
,
Our precedent includes Calderon-Pena , 383 F.3d at 260, in which the en banc court expressly held that an offense that can be committed without "any bodily contact (let alone violent or forceful contact) ... does not qualify for the sixteen-level enhancement." Assisting in self-murder is just such an offense. It "can- but need not -involve the application of physical force." Id. For example, a man was charged under Missouri's voluntary-manslaughter statute for entering a suicide pact with a friend even though his only action was to hand his friend the weapon. 17 Therefore subsection (2) manslaughter is not a crime that has use of force as an element.
The government rightly points out that many circuits have rejected this view and have expanded
Castleman
to state that indirect causation of bodily injury may warrant a COV enhancement. But
Castleman
does not on its own terms make this expansion, and a previous panel declined to interpret it as doing so, thus binding us.
See
United States v. Tanksley
,
V.
The government advances the alternative position that if this panel reverses the enhancement for the manslaughter conviction, Reyes-Contreras's conviction for armed criminal action can
*124
support the enhancement as a crime having as an element the use of force. The statute reads, "Except as provided in subsection 4 of this section, any person who commits any felony under the laws of this state by, with, or through the use, assistance, or aid of a dangerous instrument or deadly weapon is also guilty of the crime of armed criminal action." MO. ANN. STAT. § 571.015. Missouri further defines "dangerous instrument" as "any instrument, article or substance, which, under the circumstances in which it is used, is readily capable of causing death or other serious physical injury." MO. ANN. STAT. § 556.061(9).
18
We have determined that, to qualify for the COV enhancement, use of such an instrument must be more than mere possession but must include at least threatening physical force.
United States v. Velasco
,
Because, under Missouri law, possession that bolsters a defendant's confidence to commit the felony is sufficient for conviction of armed criminal action, the statute criminalizes more than the "use" of force under the Guidelines.
State v. Jones
,
VI.
The district court's error in the Guidelines calculation was not harmless. To show that error is harmless, the government must demonstrate both that the district court would have imposed the same sentence for the same reasons and that it was "not influenced by an erroneous Guidelines calculation."
United States v. Castro-Alfonso
,
To show that it would have imposed the same sentence, a district court need not use "magic words," but it must be evident that it would have imposed the same sentence absent the error.
United States v. Shepherd
,
Even if the evidence were sufficient to find that the court would have departed upward from the proper range, the government also fails to carry its burden to show that the chosen sentence was not influenced by the erroneous calculation.
[I]t is a stretch to say that the court's choice of the same parameters as the improperly calculated guidelines range in this case were mere serendipity. While the court expressed a multitude of reasons for imposing a sentence above the properly calculated range, we can find no indication that the court's decision ... was independent of the erroneous calculation that called the court's attention to that range in the first instance.
Martinez-Romero
, 817 F.3d at 926 ;
see also
United States v. Ibarra-Luna
,
The judgment of sentence is VACATED and REMANDED for resentencing.
EDITH H. JONES, Circuit Judge, concurring in the judgment
The rule of orderliness binds us to follow a prior published opinion that renders a
res nova
interpretation of a Supreme Court decision. This rule requires my concurrence here, but I write separately to explain why I believe that a prior panel erred in holding that
United States v. Castleman
, --- U.S. ----,
Under the Sentencing Guidelines for illegal reentry, a "crime of violence" includes offenses that "ha[ve] as an element the use, attempted use, or threatened use of physical force against the person of another." U.S.S.G. § 2L1.2 cmt. 2.
2
The key issue here is whether the
indirect
application of violent force-e.g., administering a deadly poison-qualifies as the "use of force." Unfortunately, this court has indicated that such indirect applications of force do not qualify.
See
United States v. Villegas-Hernandez
,
Castleman rejected the direct versus indirect force distinction and dismissed a defendant's claim that poisoning is not the "use of force":
The "use of force" in Castleman's example is not the act of "sprinkl[ing]" the poison; it is the act of employing poison knowingly as a device to cause physical *126 harm. That the harm occurs indirectly, rather than directly (as with a kick or punch), does not matter. Under Castleman's logic, after all, one could say that pulling the trigger on a gun is not a "use of force" because it is the bullet, not the trigger, that actually strikes the victim.
Castleman
,
Rico-Mejia
held that
Castleman
applies only in the context of the misdemeanor crime of domestic violence defined in
But the requisite degree or "range" of force is an issue entirely separate from whether that force is applied directly or indirectly. As
Castleman
specified, if the degree of force is sufficient, it "does not matter" whether "the harm occurs indirectly, rather than directly."
Every other circuit to address this issue has applied
Castleman
's direct-indirect analysis in the "crime of violence" or "violent felony" context.
See
United States v. Ellison
,
When every other circuit interprets a Supreme Court decision in one way, and we interpret it another, it is worth considering whether we are mistaken. Rico-Mejia devoted a mere three sentences to distinguishing Castleman , and the opinion did not acknowledge the circuit split. Because this court stands alone in holding the nonsensical position that murdering someone with poison is not a "crime of violence," it is time to take another look.
Reyes-Contreras was sentenced under the 2015 version of the Guidelines.
Reyes-Contreras was convicted under the 1984 version of the statute. Minor linguistic amendments were enacted in 2017, updating "crime" to "offense," changing "he" to "he or she," and adding "the offense of" before "voluntary manslaughter" in section 3.
This statute was similarly amended in 2017, changing "crime" to "offense" and "he" to "he or she."
See
United States v. Bonilla
,
See
United States v. Perlaza
-
Ortiz
,
This section was transferred to § 565.029 in 2017.
The difference between second-degree murder and voluntary manslaughter is that, for voluntary manslaughter, the defendant must inject evidence of sudden passion and adequate cause.
See, e.g.
,
State v. Neal
,
United States v. Reyes-Ochoa
,
Patrick v. Purkett
, No. 4:07CV00974,
"And just to be clear, what I'm saying is that this judgment does show under which statute he was-or subsection he was convicted because it does show the voluntary man-slaughter first degree. And the statute 565.025 differentiates which section of the Voluntary Manslaughter would constitute first degree, and that is only Subsection 1."
The court also noted that
Martinez-Vega
was subject to plain-error review, unlike
Bonilla
, where review was de novo. That is given, however, only as a secondary reason for the distinction; the court does not rely on this difference to make its first distinction tenable.
See
Bonilla
,
Bonilla
defines voluntary manslaughter as "intentional homicide committed under extenuating circumstances which mitigate, though they do not justify or excuse, the killing."
The government suggests plain-error review applies because Reyes-Contreras did not preserve this objection. But the district court did not impose the enhancement on this ground, so there was no basis for an objection. Reyes-Contreras's arguments regarding the use of force anticipate our authority to affirm on any basis found in the record, and we review them de novo.
United States v. Vargas-Duran
,
The Court noted that domestic violence is "a term of art encompassing acts that one might not characterize as 'violent' in a nondomestic context."
Castleman
,
Man Arrested After Friend Kills Himself , Colum. Daily Trib. (June 17, 2009, 12:20 PM).
This definition was moved to § 556.061(20) in 2017.
See
United States v. Martinez-Romero
,
The result of the following analysis would mean that we uphold the sentence enhancement here because subsection (2) of
The same "use of physical force" language appears in the definition of "crime of violence" for the career offender enhancement under U.S.S.G. § 4B1.2(a)(1).
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff-Appellee, v. Fredis Alberto REYES-CONTRERAS, Also Known as Alberto Contreras-Romero, Defendant-Appellant.
- Cited By
- 13 cases
- Status
- Published