Roberto Sanchez v. Lorie Davis, Director
Roberto Sanchez v. Lorie Davis, Director
Opinion
After a heated exchange Roberto Sanchez stabbed Sergio Gonzalez in the chest, killing him. The jury convicted Sanchez of murder and sentenced him to 70 years in prison. In both his state and federal habeas petitions, Sanchez claimed his trial counsel was ineffective (1) for failing to object when the prosecution asked a witness whether Sanchez was legally present in the United States, which he wasn't, and (2) for failing to present evidence to support theories of self-defense, defense of third persons, and necessity. The district court held that Sanchez was not entitled to habeas relief and denied a certificate of appealability (COA). Sanchez now seeks a COA on those two issues.
I.
To obtain a COA Sanchez must make "a substantial showing of the denial of a constitutional right."
For claims challenging the effectiveness of counsel, there is another layer of deference. The first part of establishing a Sixth Amendment violation is to show that representation "fell below an objective standard of reasonableness."
Strickland v. Washington
,
II.
Sanchez maintains that trial counsel should have objected when the prosecution asked his cousin whether Sanchez was in the country "legally or illegally." Her response was, "Well, illegal, he doesn't have papers." In the federal habeas proceeding, defense counsel explained that he did not object because "if [Sanchez] testified he would, on his own, offer" information regarding his immigration status with the hope of appearing credible to the jury. Counsel added that he planned to object if the issue had been raised again, so that Sanchez's unlawful status could "not be used to appeal to any prejudice."
But trial counsel's purported strategy based on the possibility that Sanchez would testify was suspect. Given the uncertainty that almost always exists about whether a defendant will testify, why not keep Sanchez's immigration status out of the trial until the point of no return when he takes the stand? In the event he ends up testifying, it is a tried-and-true tactic to take the sting out of damaging cross-examination by first presenting the impeachment evidence during the friendly terrain of direct examination.
See, e.g.
,
United States v. Montani
,
The more fundamental problem is that even if Sanchez had ended up testifying, his immigration status was not admissible under Texas law. Although federal evidence law allows questioning on collateral instances of misconduct that go to credibility (but not the introduction of extrinsic evidence; the examiner is stuck with the witness's answer),
1
Texas does not.
Compare
FED. R. EVID. 608(b) (providing that "the court may, on cross-examination, allow [specific instances of the witness's conduct] to be inquired into if they are probative of the character for truthfulness or untruthfulness"),
with
TEX. R. EVID. 608(b) ("Except for a criminal conviction under Rule 609 a party may not inquire into or offer extrinsic evidence to prove specific instances of the witness's conduct in order to attack or support the witness's character for truthfulness."). In accord with the Texas rule prohibiting inquiry into this type of collateral matter, Texas courts bar the introduction of a party's immigration status when that information is "not relevant to proving a material issue in the case."
TXI Transp. Co. v. Hughes
,
Indeed, a defendant's illegal status is considered so inflammatory that it is often the subject of motions in limine, the point of which is to ensure that testimony is not revealed to the jury that is so prejudicial that even a subsequent instruction to disregard cannot undo the damage. Charles Alan Wright & Kenneth W. Graham, Jr., FED. PRAC. & PROC. § 5037.10 (explaining that the prophylactic motion in limine, the only kind Texas recognizes, is a pretrial mechanism to prevent the introduction of evidence that is "so likely to prejudice the jury that the damage will be difficult or impossible to cure by means short of a mistrial");
see also
Romero v. Prindle Hill Constr., LLC
,
Because Texas law would not have allowed the prosecution to ask Sanchez about his immigration status even if he had testified, trial counsel's failure to object seems wrongheaded. It is difficult to conceive that a defense lawyer with full awareness of Texas evidentiary law would have "allowed [this question to be asked] in the interests of trial strategy."
Riascos
,
The state court also rejected this Sixth Amendment claim on the ground that the single reference to Sanchez's unlawful status did not establish prejudice. A COA should issue if this alternative ground for dismissing the petition is also debatable when viewed through the AEDPA lens. Courts have found
Strickland
prejudice when counsel's errors allowed the jury to
hear multiple mentions of the defendant's unlawful status.
See
Ramirez v. State
,
As in
Gonzalez
, only one statement referred to Sanchez's unlawful status. But his case has something that case did not: a jury note showing that Sanchez's unlawful status was a topic during deliberations. The jury asked the trial court during the sentencing phase if Sanchez would "remain in our country, or ... be deported back to Honduras" in the event he is released on parole. The court responded that it was "not able to supply additional information." It did not instruct the jury that Sanchez's immigration status should not be considered even though the note showed that is exactly what the jury was doing. This note eliminates some of the guesswork that is usually all we have in evaluating prejudice. There is actual evidence that the jury was thinking about it, at least during sentencing if not during both deliberations. Also relevant to the prejudice analysis is the caselaw already cited showing that courts often view immigration status as the type of inflammatory information that justifies a motion in limine. And when a pretrial motion does not effectively exclude mention of illegal status in front of the jury, the remedy may be a mistrial.
See, e.g.
,
Gutierrez-Alvarez
,
The jury note indicating that Sanchez's unlawful status was on the jury's mind combined with what numerous courts have recognized is the highly prejudicial impact of such information is enough to raise a colorable argument that the state court's finding of no prejudice was unreasonable. 3
A COA is therefore GRANTED as to the Strickland claim focused on counsel's failure to object when a witness was asked whether Sanchez was here "illegally."
III.
Sanchez also contends trial counsel was ineffective because he failed to present sufficient evidence to support theories of self-defense, defense of third persons, and necessity. But counsel did say during opening statements that Sanchez "reacted in self-defense because he was being overpowered by two individuals." And he requested jury instructions as to all three defenses. Counsel also informed Sanchez that the most effective way to communicate those defenses was to testify, but Sanchez refused to testify in recognition that it would likely be counterproductive because "he was never scared or afraid of the victim, or the situation." So counsel attacked the credibility of the state's witnesses and argued that the evidence failed to show Sanchez committed the crime beyond a reasonable doubt. Jurists would not find debatable the state court's conclusion that counsel's performance on these matters fell within the wide range of sensible conduct.
A COA is DENIED as to this request.
Even with Rule 608(b)'s leeway to impeach on certain collateral matters (subject, like all evidence, to Rule 403 balancing), federal courts have held that evidence of immigration status is not admissible to attack credibility.
See, e.g.
,
Mischalski v. Ford Motor Co.
,
Texas is not the only state that views undocumented immigration status as highly prejudicial.
See
Salas v. Hi-Tech Erectors
,
The substantial evidence of guilt means Sanchez will likely have a harder time showing the state court's ruling was unreasonable as to his conviction than as to his sentence.
Reference
- Full Case Name
- Roberto SANCHEZ, Petitioner-Appellant v. Lorie DAVIS, Director, Texas Department of Criminal Justice, Correctional Institutions Division, Respondent-Appellee
- Cited By
- 6 cases
- Status
- Published