Raquel Hinojosa v. Petra Horn
Opinion
Due to the similarity in the factual background and legal issues in these two cases, we resolve both in a single opinion.
Raquel Hinojosa and Denisse Villafranca (collectively, the "Plaintiffs") were denied passports by the Department of State ("DOS") because they were deemed not to be United States citizens. They separately challenged this determination by filing complaints in the United States District Court for the Southern District of Texas, raising similar claims under the habeas corpus statute,
I.
Both Hinojosa and Villafranca claim they were born in Brownsville, Texas, and they have United States birth certificates supporting their claims. Both also have birth certificates issued by the Mexican government, which indicate they were born in Mexico-though Villafranca modified her Mexican birth certificate in 2010 to list Brownsville as her birthplace. Both were raised and spent much of their lives in Mexico, but are now seeking entry into the United States.
Hinojosa applied for a U.S. passport in July 2015. Her application included documents tending to prove that the Mexican birth certificate was false. DOS was unpersuaded and denied her application in November 2015, finding that she had presented insufficient evidence to establish that she was born in the United States.
Hinojosa sought immediate judicial review of this determination before the district court. In 2016, she traveled to a port of entry in Brownsville and filed a petition for a writ of habeas corpus, as well as a complaint for declaratory and injunctive relief under the APA. The district court, adopting the report and recommendations of the magistrate judge, ultimately granted
*309
the Government's motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(1), finding that it lacked jurisdiction to provide habeas relief or to proceed under the APA. It also considered an as-applied constitutional challenge to the statute that denies entry to U.S. citizens without passports,
Unlike Hinojosa, Villafranca applied for and was issued a U.S. passport in August 2005. But in November 2014, DOS revoked Villafranca's passport, finding that, based on the information contained in her Mexican birth certificate before she had modified it, she had misrepresented her U.S. citizenship in her 2005 application. In its letter notifying Villafranca of the revocation, DOS stated that she was not entitled to a hearing under
Before receiving notification that her passport had been revoked, Villafranca had traveled to Mexico. When she attempted to reenter the United States at the port of entry in Brownsville, Texas, she was denied entry and her passport was seized.
Villafranca filed a petition in the district court in June 2016. She asserted similar claims for habeas relief under
II.
The first issue is whether the Plaintiffs may seek relief under the APA. This court reviews a district court's dismissal for lack of subject matter jurisdiction de novo.
Ctr. for Biological Diversity v. BP Am. Prod. Co.
,
The Plaintiffs sought similar relief under the APA: Hinojosa challenged the denial of her application for a U.S. passport because she was a non-citizen. Villafranca challenged the revocation of her passport because its issuance was based on the misrepresentation that she was a U.S. citizen. The district court rejected Villafranca's petition because it concluded she was not appealing a final agency action. By contrast, it rejected Hinojosa's petition because it concluded there was an adequate alternative means of receiving judicial review under
Section 1503 outlines the process by which individuals can receive judicial review of the denial of "a right or privilege as a national of the United States" by a government official, department or independent agency "upon the ground that he is not a national of the United States."
*310
A. The Adequate Alternative Remedy Requirement
The APA provides judicial review for "[a] person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute."
At a minimum, the alternative remedy must provide the petitioner "specific procedures" by which the agency action can receive judicial review or some equivalent.
This requirement entails a case-specific evaluation. For example, the Supreme Court in
Bowen v. Massachusetts
analyzed whether review by the Claims Court was an adequate alternative remedy, when the petitioner, the Commonwealth of Massachusetts, sought review of an agency determination denying Medicaid expense reimbursement.
Moreover, judicial review must come via the petitioner's direct appeal. In
Sackett v. EPA
,
Last, the existence of an adequate alternative remedy also requires the discernment of a legislative intent to create such a remedy.
Garcia
,
B. Section 1503 Procedures
With these principles in mind, we now turn to the procedures set forth in the statute in question.
When the individuals are already within the United States, judicial review is immediately available: They are authorized to "institute an action under [the Declaratory Judgment Act] against the head of such department or independent agency for a judgment declaring him to be a national of the United States."
When they are not already within the United States, however, the path to judicial review is longer because such individuals must first gain admission into the country by the procedures set forth in §§ 1503(b) - (c). These provisions first require an application to "a diplomatic or consular officer of the United States" for a certificate of identity, which allows petitioners to "travel[ ] to a port of entry in the United States and apply[ ] for admission."
If the certificate of identity is issued-either by the diplomatic or consular officer or by the Secretary of State-the individual may apply for admission to the United States at a port of entry, subject "to all the provisions ... relating to the conduct of proceedings involving aliens seeking admission to the United States."
C. The Plaintiffs' Remedy Under § 1503 is an Adequate Alternative to APA Relief.
We now apply this procedural framework to the present cases, looking specifically to the wrong the Plaintiffs assert as well as the procedures currently available to remedy that wrong. First, the wrong to be remedied is the deprivation of U.S. passports on the allegedly erroneous conclusion that they are not citizens. They have, in other words, been denied "a right or privilege ... upon the ground that [they are] not ... national[s] of the United States." As noted, § 1503 is specifically designed to review such denials.
Second, we look to the procedures currently available to these Plaintiffs, who have not taken any of the procedural steps required by § 1503. As noted, the statute articulates two bases for reaching the courts to remedy their claims: They are permitted to file a habeas petition if denied admission at the port of entry, or, if granted admission, they are permitted to file a declaratory judgment action. Notably, both forums permit the Plaintiffs to prove their citizenship. If their petition is successful, the hearings will overturn the basis for the deprivation of their U.S. passports.
The only instance in which the Plaintiffs might not receive judicial review under the statute is if their petitions for certificates of identity are denied by the Secretary State. At that moment, they would be entitled to relief under the APA-a point which the Government concedes. But the mere chance that the Plaintiffs might be left without a remedy in court does not mean that the § 1503 is inadequate as a whole. In other words, the Plaintiffs are not entitled to relief under the APA on the basis that a certificate of identity might be denied. Otherwise, all persons living abroad claiming United States citizenship would be able to skip §§ 1503(b) - (c) procedures by initiating a suit under the APA.
In light of the foregoing, we are satisfied that
The Plaintiffs rely on
Rusk v. Cort
,
Two preliminary points are worth noting at the outset. First, it is unclear to what degree that
Rusk
remains good law in light of
Califano
.
Rusk
construed the APA as a jurisdiction-conferring statute,
Second, the
Rusk
Court never explicitly discusses the adequacy requirement of the APA, and
Rusk
has rarely been relied on by either the Supreme Court or this Court when discussing it. When
Rusk
has been cited, it is usually for the basic proposition that Congress must clearly express an intent to "preclude the citizen's right to seek judicial redress for violations of his rights" by agency action under the APA.
E.g.
,
Heckler v. Ringer
,
We need not resolve these issues, however, because Rusk 's holding is inapplicable to the present cases. Both the Rusk plaintiff and his claim for relief differ substantially from the Plaintiffs and their claims here. Accordingly, the Court's case-specific application of the adequacy requirement to § 1503 has no bearing on our current review.
Unlike the Plaintiffs here, the plaintiff in
Rusk
, who lived in Prague at the time, was denied an application for a new passport on grounds that his citizenship had been revoked.
When considering whether the plaintiff's sole remedy was through the procedures set forth in § 1503(b) and (c), the Court was motivated by the particular hardship the plaintiff faced. Reviewing the statute's language and legislative history, the Court concluded that Congress could not have "intended that a native of this country living abroad must travel thousands of miles,
be arrested, and go to jail
in order to attack an administrative finding that he is not a citizen of the United States."
Here, as outlined above, the path to judicial review for the Plaintiffs is far less *314 treacherous because neither has been criminally indicted and thus does not risk incarceration upon arrival. Instead, §§ 1503(b) - (c) provide a clear path to judicial review. Moreover, in stark contrast to the plaintiff in Rusk , both Villafranca and Hinojosa were at the United States border at the time of this suit. They seek entry into the country on the basis of a claim of U.S. citizenship. In other words, they are precisely the sort of persons that Congress, according to Rusk , was concerned to regulate under §§ 1503(b) - (c). These cases present the exact facts that the Rusk Court held would implicate the jurisdictional restrictions.
III.
We next consider Plaintiffs' claims that they should have been allowed to pursue their habeas petitions. "In an appeal from the denial of habeas relief, this court reviews a district court's findings of fact for clear error and issues of law
de novo.
"
Jeffers v. Chandler,
A person seeking habeas relief must first exhaust available administrative remedies.
United States v. Cleto
,
Conversely, "[e]xceptions to the exhaustion requirement are appropriate where the available administrative remedies either are unavailable or wholly inappropriate to the relief sought, or where the attempt to exhaust such remedies would itself be a patently futile course of action."
Fuller v. Rich
,
This court has already applied these principles to §§ 1503(b) - (c), finding the procedures they outline must be exhausted before receiving habeas relief. Specifically, in
Samaniego v. Brownell
,
[w]here, as here, Congress has provided a method, administrative or judicial, by which appellant may challenge the legality of his detention, or exclusion, and such method or procedure is not tantamount to a suspension of the writ of habeas corpus, this remedy must be exhausted *315 before resort may be had to the extraordinary writ.
Like the petitioner in Samaniego , Villafranca and Hinojosa have not pursued the remedies available to them under § 1503(b) - (c). Nor have they demonstrated that such pursuit would be futile. They argue that they are not provided an effective remedy because the procedures do not specifically address the deprivation of their passports. But the denials were based on a finding that they were not citizens, which-as noted-is precisely the sort of claim that § 1503 is designed to address. In other words, these procedures provide a basis for the Plaintiffs to rectify the wrongful determination that they are not citizens, which, if they are successful, will afford the Plaintiffs an effective remedy to the wrong they suffered.
We also reject the Plaintiffs' assertions that the position of a § 1503(b) petitioner who appears at a port of authority with a certificate of identity is the same as any other alien seeking admission to the United States. To the contrary, the very fact that the petitioner has that certificate puts her in a different position. Section 1503(b) calls on the U.S. diplomatic or consular officer of the United States to issue the certificate of identity "upon proof ... that the application is made in good faith and has a substantial basis." Thus, when individuals are issued a certificate of identity for purposes of applying for admission to the United States, a U.S. official has found some merit in their claims. Obtaining a certificate of identity signals to U.S. officials charged with evaluating applications for admission to the United States at a port of entry that an individual's claim may be legitimate. Accordingly, persons who have gone through the process set forth in § 1503(b) assume a legal posture that is distinct from persons who merely proceed to the inspection station and request entry.
Thus, the Plaintiffs have not demonstrated that they are entitled to an exception to the exhaustion requirement. 3
IV.
Last, we consider two arguments raised by Hinojosa and Villafranca individually, both of which we reject.
A. Whether Villafranca may file a claim under
We first address Villafranca's claim that she could file a declaratory judgment action under § 1503(a). The district court concluded that the claim relied on an interpretation of § 1503(a) that contravened its plain language. We review the district court's interpretation of the statute de novo,
United States v. Rasco
,
As already noted, the procedures set forth at § 1503(a) and §§ 1503(b) - (c) apply to distinct circumstances. Section 1503(a) applies only to "person[s] ... within the United States,"
*316
It is undisputed that Villafranca was at a port of entry to the country at the time the lawsuit was filed. She was not, in other words, "within the United States."
Cf.
United States v. Montoya de Hernandez
,
B. Hinojosa's As-Applied Constitutional Challenge
Hinojosa brings an as-applied constitutional challenge to
To argue that a statute is unconstitutional as applied, one must demonstrate that the statute actually does apply to him or her.
McCullen v. Coakley
, --- U.S. ----,
V.
The district court's orders in both cases are AFFIRMED.
JAMES L. DENNIS, Circuit Judge, concurring in part and dissenting in part:
I respectfully dissent from the majority opinion's decision to affirm the district court's dismissal of Hinojosa and Villafranca's APA claims. In my view,
Individuals seeking APA review must establish that there is "no other adequate remedy in a court."
1
In
Hawkes
, three companies sought APA review to challenge a determination by the Army Corps of Engineers that their land contained "waters of the United States," such that the Clean Water Act prohibited discharging pollutants onto the land without a permit.
Analogous to the proposed alternatives in
Hawkes
, § 1503(b) - (c) would impose onerous requirements at a significant cost if required of individuals seeking a declaration of citizenship from outside of the United States.
See
These additional burdens would be imposed on all persons located outside of the United States,
4
regardless of whether they wished to enter the United States prior to seeking a determination of citizenship, or at all.
5
Worse still, it is not apparent that this process ultimately aids in a determination of citizenship. If persons are approved at each step, seeking relief through § 1503(b) - (c) ultimately results in their admission into the United States, where they can then bring an action for declaratory judgment under § 1503(a). Thus, the process that § 1503(b) - (c) imposes leads only to a determination of admissibility. Under § 1503, the courts still make the ultimate determination of citizenship, but only after an "arduous, expensive, and long" process,
Hawkes,
Section 1503(b) - (c) therefore appears to present precisely the sort of "obstacles to judicial review" that the APA's "generous review provisions" were enacted to remove.
See
Bowen,
I also write separately to note that, in my view,
Rusk v. Cort
,
Hinojosa and Villafranca do not argue that the APA independently confers subject matter jurisdiction. Instead, they assert jurisdiction under § 1331 and look to the APA to provide a cause of action and waiver of sovereign immunity.
See
Bowen
,
Hinojosa and Villafranca have demonstrated that § 1503(b) - (c) does not provide them an adequate remedy in a court for purposes of precluding APA review. For these reasons, I respectfully dissent from the majority's opinion with regard to their APA claims.
In so arguing, both concede that § 1503 procedures apply to them. We note that the decision-making process of a passport revocation is separately defined at
Since we affirm on this basis, we need not consider the court's alternative ruling on finality.
In light of this conclusion, we need not consider whether the Plaintiffs have satisfied the requirement that they be "in custody" to file a habeas claim.
See
Zolicoffer v. U.S. Dep't of Justice
,
We note that Hinojosa's discussion of this point in her brief on appeal is unclear. At points, it seems to assert a facial constitutional challenge. She argues, for example, that
The APA provides that judicial review is available for "final agency action[s] for which there is no other adequate remedy in a court."
See
Although persons may initiate habeas corpus proceedings under § 1503(c) upon a final determination of inadmissibility by the Attorney General, this option is not an adequate remedy in a court to challenge the State Department's denial of a passport.
See
Sackett v. EPA
,
Justice Brennan's concurrence in Rusk further highlights the substantial burdens § 1503 imposes on persons located outside of the United States:
If [§ 1503(b) -(c) ] provided the sole avenue to judicial review for one who while abroad is denied a right of citizenship, the following consequences would result: He would have to apply for a certificate of identity, which would be granted only if an administrative official was satisfied that the application was made in good faith and had a substantial basis. If the certificate were initially denied, an administrative appeal would have to be taken. If that failed, an attempt might be made to secure judicial review. A holding that no such review is available would mean that one who admittedly had been a citizen would have been conclusively converted into an alien without ever having gained access to any court. On the other hand, if review were forthcoming at this stage, and if issuance of a certificate were ordered, the individual would have gained only the right to travel to a United States port of entry-if he could afford the passage-there to be "subject to all the provisions of this chapter relating to the conduct of proceedings involving aliens seeking admission to the United States." He would, in other words, have to submit to detention as an alien although it is assumed that he was once a citizen and no court had ever determined that he had been expatriated. Should he still encounter an administrative denial of the right to enter, he would finally get into court, but "in habeas corpus proceedings and not otherwise," with whatever limitations upon the scope of review such language may imply.
As Hinojosa notes, a United States passport entitles the holder to benefits beyond entry into the United States, including international travel benefits. See, e.g. , U.S. Dep't of State , Smart Traveler Enrollment Program (STEP) , Travel.State.Gov , https://travel.state.gov/content/travel/en/international-travel/before-you-go/step.html (last visited Apr. 10, 2018) (discussing safety information and assistance available to United States citizens while traveling abroad); U.S. Dep't of State , Country Information , Travel.State.Gov , https://travel.state.gov/content/travel/en/international-travel/International-Travel-Country-Information-Pages.html (last visited Apr. 10, 2018) (discussing visa requirements for holders of United States passports in foreign countries).
The majority opinion appears to suggest that § 1503(b) -(c) would provide an adequate remedy for any person whose path to judicial review is "less treacherous" than that of the plaintiff in
Rusk
, who risked incarceration upon arrival to the United States. In my view, the threat of incarceration, or a burden of similar magnitude, is not necessary for § 1503(b) -(c) to be deemed inadequate.
See, e.g.,
Hawkes
,
The Court referenced Rusk within the following context:
Three decisions of this Court arguably have assumed, with little discussion, that the APA is an independent grant of subject-matter jurisdiction. See Citizens to Preserve Overton Park v. Volpe ,401 U.S. 402 , 410 [91 S.Ct. 814 ,28 L.Ed.2d 136 ] (1971) ; Abbott Laboratories v. Gardner ,387 U.S. 136 , 141 [87 S.Ct. 1507 ,18 L.Ed.2d 681 ] (1967) ; Rusk v. Cort ,369 U.S. 367 , 372 [82 S.Ct. 787 ,7 L.Ed.2d 809 ] (1962).... The obvious effect of [Congress's] modification [of § 1331 ], subject only to preclusion-of-review statutes created or retained by Congress, is to confer jurisdiction on federal courts to review agency action, regardless of whether the APA of its own force may serve as a jurisdictional predicate. We conclude that this amendment now largely undercuts the rationale for interpreting the APA as an independent jurisdictional provision.
Id.
at 105,
The majority opinion misapprehends the significance of
Rusk
's discussion of the legislative history of § 1503. In the portion of
Rusk
that the majority opinion cites, the
Rusk
Court found that Congress enacted § 1503 to prevent non-citizens from "gain[ing] fraudulent entry to the United States by prosecuting spurious citizenship claims."
Reference
- Full Case Name
- Raquel HINOJOSA, Also Known as Raquel Flores Venegas, Plaintiff-Appellant v. Petra HORN, Port Director, United States Customs and Border Protection ; Mike Pompeo, Secretary, U.S. Department of State; Kirstjen M. Nielsen, Secretary, U.S. Department of Homeland Security; United States of America, Defendants-Appellees and Denisse Villafranca, Plaintiff-Appellant v. Mike Pompeo, Secretary, U.S. Department of State; United States of America; Petra Horn, Customs and Border Protection Port Director, Brownsville, Texas; Jonathan M. Rolbin, Director, Legal Affairs and Law Enforcement Liaison, of the United States Department of State, Defendants-Appellees
- Cited By
- 42 cases
- Status
- Unpublished