Ricky Langley v. Howard Prince, Warden
Opinion
The State of Louisiana tried Ricky Langley three times for the same killing. At the second trial, the jury acquitted Langley of first degree murder, relevantly defined as (1) killing a human being (2) with specific intent to kill or to inflict great bodily harm (3) where the victim was under twelve. See La. R.S. 14:30(A)(5). Langley's attorneys had conceded the first and third elements, but disputed the second;
*508
they argued that Langley was mentally incapable of forming the requisite intent. Years later, at the third trial, and over a double jeopardy objection, the State re-tried Langley for the lesser included offense of second degree murder, defined as (1) killing a human being (2) with specific intent to kill or to inflict great bodily harm.
See
La. R.S. 14:30.1(A)(1). This time, the State secured a conviction. Langley now petitions for a writ of habeas corpus, arguing that his conviction violated the issue-preclusion component of the Double Jeopardy Clause.
See
Ashe v. Swenson
,
The Double Jeopardy Clause, made applicable to the states by the Fourteenth Amendment, guarantees that "[n]o person shall ... be subject for the same offense to be twice put in jeopardy of life or limb." U.S. Const. amend. V ;
accord
Benton v. Maryland
,
In this case, the verdict from Langley's second trial necessarily determined that the State failed to prove beyond a reasonable doubt that Langley acted with specific intent to kill or to inflict great bodily harm. Hence, the State is constitutionally barred from prosecuting Langley for any crime having that same issue as an essential element. Langley's second-degree-murder conviction from his third trial is therefore invalid. We accordingly REVERSE the district court's dismissal of Langley's habeas petition and REMAND with directions to issue the writ. There may well be crimes for which the State can constitutionally prosecute Langley in connection with the horrific facts of this case. But under clearly established Supreme Court precedent, second degree murder as defined in La. R.S. 14:30.1(A)(1) cannot reasonably be one of them.
I
The facts are heartrending. Six-year-old J.G. went missing on February 7, 1992. Officers soon arrested Langley, who was then twenty-six years old. Once inside the police cruiser, Langley admitted to killing the young boy and leaving the body in his closet. He described how he rented a room from a family with two children; how J.G. came to the house looking to play with one of those children; how Langley followed J.G. inside; and how Langley strangled J.G. to death. He then gave the officers a videotaped tour of the house, recounting the events in a calm and neutral voice that one witness described as having "no register whatsoever of horror, shame, [or] anxiety." When an officer asked Langley why he had done it, Langley shook his head and answered: "I couldn't tell you. I still go through my mind trying to figure it out.
*509 It's like, I know I did it, but yet it's like something you read in a newspaper."
Langley later gave two more custodial videotaped confessions. His confessions gave differing stories, however, as to whether he also beckoned J.G. inside the house; as to whether he abused J.G. sexually; and as to whether any such abuse took place before or after the strangling.
A
The first trial took place in July 1994. A grand jury charged Langley with first degree murder; a petite jury convicted him; and a judge sentenced him to death. Those proceedings were set aside, however, after a finding that the judge presiding over the grand jury had selected the foreperson on the basis of race.
See generally
State v. Langley (Langley II)
,
B
The second trial-the one most relevant here-took place in May 2003. The State re-indicted Langley on the same first-degree-murder charge, and again sought the death penalty. Langley pleaded not guilty and not guilty by reason of insanity. See La. Code Crim. Proc. Ann. art. 552(3).
In arguments to the jury, defense counsel repeatedly emphasized that they were not contesting that Langley had killed J.G. The defense likewise conceded to the jury that J.G. had been under the age of twelve.
Instead, the defense's closing argument contested primarily two issues. First, defense attorney Phyllis Mann argued that the State had failed to prove beyond a reasonable doubt that Langley acted with specific intent to kill or to inflict great bodily harm. The core of the argument was that Langley could not have formed the requisite intent because his mental illness prevented him from understanding and intending the consequences of his actions. Second, defense attorney Clive Smith argued separately that Langley had proved his insanity defense by a preponderance of the evidence. Both arguments turned in part on the same evidence of Langley's mental illness. 1 But Langley's attorneys were careful to delineate the two theories-explaining that they involved different substantive standards, required different degrees of persuasion, and placed the burden of proof on different parties.
As would become relevant on appeal, the judge presiding over Langley's second trial left the courtroom for significant portions of the proceedings, cut off the defense's closing argument early, refused to entertain
*510
certain contemporaneous objections, and by and large "failed to maintain order and decorum" in the courtroom.
See generally
State v. Langley (Langley III)
,
The judge did, however, give the following jury instructions:
First, the judge defined first degree murder. First degree murder in Louisiana consists of (1) killing a human being (2) with specific intent to kill or to inflict great bodily harm (3) with one or more aggravating factors. See La. R.S. 14:30(A). Here, the State chose to rely on two possible aggravators: either (a) that Langley was committing or attempting second degree kidnapping, see id. 14:30(A)(1); or (b) that J.G. was less than twelve years old, see id. 14:30(A)(5). 2 The judge accordingly defined first degree murder as requiring proof of those elements beyond a reasonable doubt. The judge then defined specific intent:
Specific criminal intent is that state of mind which exists when the circumstances indicate that a defendant actively desired the prescribed criminal consequences to follow his act or failure to act.
And the judge told the jury: "[I]f you are convinced beyond a reasonable doubt that [Langley] is guilty of first degree murder, your verdict should be 'guilty.' "
Second, the judge instructed the jury, "If you are not convinced that [Langley] is guilty of the offense charged, you may find [him] guilty of a lesser offense," including second degree murder. See La. Code Crim. Proc. Ann. art. 804(B). Second degree murder in Louisiana is defined in the alternative. As relevant here, it consists of either: (1) killing a human being (2) with specific intent to kill or inflict great bodily harm ("specific-intent second degree murder"), see La. R.S. 14:30.1(A)(1) ; or (1) killing a human being (2) while committing or attempting certain enumerated felonies ("second degree felony murder"), see id. 14:30.1(A)(2). 3 The judge instructed the *511 jury as to both types. 4 With respect to specific-intent second degree murder, the judge gave no definition of "specific intent" other than the one quoted above. 5 With respect to second degree felony murder, the judge instructed the jury that the relevant felonies were second degree kidnapping, see id. 14:44.1, 6 and cruelty to juveniles, see id. 14:93. 7 The judge then told the jury: "If you are not convinced that [Langley] is guilty of first degree murder, but you are convinced beyond a reasonable doubt that [he] is guilty of second degree murder, the form of your verdict should be 'guilty of second degree murder.' " (emphasis added).
Finally, the judge instructed the jury on the insanity defense. He explained that "[Langley] has the burden of proving his insanity at the time of the commission of the offense by a preponderance of the evidence." He then defined insanity:
[Langley was insane at the time of the commission of the offense] if the circumstances indicate that because of his mental disease or mental defect the defendant was incapable of distinguishing between right and wrong with reference to the conduct in question ....
And he instructed that, if the jury found that the State had proved Langley's guilt beyond a reasonable doubt, but also found that Langley established his insanity defense, the verdict "must be 'not guilty by reason of insanity.' "
The verdict form listed the possible responsive verdicts- "guilty," "guilty of second degree murder," "guilty of manslaughter," "not guilty by reason of insanity," and "not guilty"-and instructed the jury to return exactly one of them. See La. Code Crim. Proc. Ann. arts. 809, 814(A)(1), 816. During deliberations, the jury requested a written list of elements for each responsive verdict, and a clarification of the phrase "great bodily harm" in the specific-intent requirement. The judge provided the first requested item, but not the second.
The jury returned a verdict finding Langley guilty of second degree murder and, by implication from the verdict form and the judge's instructions, acquitting him of first degree murder. 8
*512 C
Langley appealed his second-degree-murder conviction, and the Louisiana Third Circuit Court of Appeal reversed and remanded for a new trial.
Langley III
,
On remand, the defense moved to quash the first degree murder charge, citing
Fong Foo
,
Granting certiorari, the Louisiana Supreme Court reversed the Third Circuit, reinstated the trial judge's order, and quashed the first degree murder charge.
State v. Langley (Langley IV)
,
D
The third trial took place in November 2009, with Langley now represented by his present-day counsel. Langley waived his right to a jury and proceeded via bench trial.
On day one of trial, the State orally moved to amend the indictment to reflect that only second degree murder was being charged. Langley's counsel agreed that the indictment should be amended, but also argued that the new indictment must be limited to felony murder-raising the
Ashe
issue for the first time.
9
Specifically, Langley's counsel contended (and continues to contend today) that no rational jury could have returned the 2003 verdict without deciding that the State failed to prove beyond a reasonable doubt that Langley had specific intent to kill or to inflict great bodily harm. Thus, Langley's counsel argued, the State could not charge Langley with any crime requiring proof of that same element, including the crime of specific-intent second degree murder under La. R.S. 14:30.1(A)(1).
See
Ashe
,
The next morning, however, the State orally dismissed the felony murder charge, leaving only the charge of second degree murder based on specific intent . The prosecutor explained that he had looked at the 1992 code the night before and realized for the first time that the crimes of "second degree kidnapping" and "cruelty to juveniles" were not enumerated felonies in the version of the felony-murder statute in effect at the time of Langley's alleged offense. 11
The judge ultimately found Langley guilty of second degree murder. The ruling explicitly stated that "[t]he issue of specific intent ... is necessary for the determination of guilt," and found that the requisite specific intent was present. Langley's counsel renewed the Ashe objection in a post-trial motion, but the judge stood by his earlier ruling. The judge then imposed the mandatory sentence of life imprisonment without parole. See La. R.S. 14:30.1(B).
E
On direct appeal, the Louisiana Third Circuit Court of Appeal rejected Langley's
Ashe
claim on its merits.
State v. Langley (Langley V)
,
Less than one year later, Langley pressed his
Ashe
claim in a federal habeas petition.
See
II
Because the state court rejected Langley's
Ashe
claim on its merits,
see
Langley V
,
resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.
For purposes of § 2254(d)(1), "clearly established Federal law" means "the governing legal principle or principles set forth by the Supreme Court at the time the state court render[ed] its decision."
Lockyer v. Andrade
,
The "contrary to" and "unreasonable application" clauses, moreover, "have independent meaning."
Bell v. Cone
,
"[A]n unreasonable application is different from an incorrect one."
Bell
,
Along these lines, our court has stated that review under § 2254(d)(1) encompasses not just the arguments and legal theories the state court's opinion actually gave, but also any arguments or legal theories the state court reasonably
could have
given.
E.g.
,
Evans v. Davis
,
III
A
The "starting point" for our analysis is to identify the relevant Supreme Court precedent that was clearly established
*516
when the state court issued its opinion.
Marshall
,
The challenge, of course, is deciphering exactly which issues (if any) a jury's verdict "necessarily decided." The use of general verdict forms muddies the analysis, as general verdicts say little if anything about the jury's specific rationale. Brackett , 113 F.3d at 1398-99. But the Supreme Court in Ashe did not leave it to the states to crack this puzzle. Rather, it prescribed a specific solution: When the prior acquittal "was based upon a general verdict, as is usually the case," the reviewing court must
examine the record of prior proceeding, taking into account the pleadings, evidence, charge, and other relevant matter, and conclude whether a rational jury could have grounded its verdict upon an issue other than that which the defendant seeks to foreclose from consideration .
The facts of
Ashe
are illustrative. A group of masked men robbed six participants in a poker game.
It could not. After announcing the test described above, the Supreme Court held that the jury had "determined by its verdict that [Ashe] was not one of the robbers."
Ashe and the Supreme Court cases applying it clearly establish the following relevant governing principles:
First
, the subject of the
Ashe
inquiry is a hypothetical, objective, and rational jury-not the actual jurors in the room. The question is not what these
particular
jurors decided, but rather what a
*517
rational jury
could
have decided if faced with the trial record. That, after all, is what
Ashe
literally says.
See
Second
, and as a corollary,
Ashe
is in fact "
predicated
on the assumption that the jury acted rationally."
Powell
,
Third
,
Ashe
itself establishes that the court must assume the hypothetical jury believed any "substantial and uncontradicted evidence of the prosecution on a point the defendant did not contest."
Fourth
and finally, a court applying
Ashe
must assume that the jury-being a rational one-followed its jury instructions. This principle is implicit in the concept of a rational jury and in the Supreme Court's reasoning in
Ashe
.
See, e.g.
,
United States v. Tran
,
In
Turner
, the state had tried Dennis Turner for first degree murder on theories of premeditated murder and felony-murder committed in the course of a robbery.
*518
The Supreme Court rejected the state's argument as "belied by the actual instructions given the jury."
Supreme Court precedent, accordingly, clearly establishes that the
Ashe
doctrine incorporates the understanding (ubiquitous in law) that rational juries obey their instructions.
See also, e.g.
,
Powell
,
Thus explicated by the Supreme Court,
Ashe
analysis is often not difficult. When the trial record contains multiple disputed factual issues, any subset of which could independently justify the jury's verdict, there can be no issue preclusion.
E.g.
,
Garcia
,
Our opinion in
United States v. Brackett
,
It is not difficult to discern the facts "necessarily decided" by the jury in the first trial. Brackett did not deny that he was in possession of 247 kilograms of marihuana when arrested, nor did he contest the physical evidence and eyewitness testimony. To the contrary, he freely conceded all the facts relevant to the actus reus and staked his defense exclusively on the question of mens rea .
Insisting that he had no knowledge of the marihuana, Brackett characterized himself as an innocent driver who had been used as an unwitting drug courier by drug smugglers, and the jury apparently believed him. Under these circumstances, there is only one rational explanation for the general verdict of acquittal : The government did not prove, beyond a reasonable doubt, that Brackett knew of the 247 kilograms of marihuana in his truck on September 18, 1992. Accordingly, the jury "necessarily decided" ... that Brackett did not knowingly possess marihuana with intent to distribute on that date. 19
B
Here, Langley contends that the 2003 jury verdict necessarily determined that he lacked the specific intent to kill or to inflict great bodily harm at the moment he killed J.G. To resolve his claim, we must consider the record from the 2003 trial and ask: Could a rational jury have returned this same verdict
without
deciding that the State failed to prove beyond a reasonable doubt that Langley had specific intent to kill or to inflict great bodily harm?
See
Ashe
,
The jury instructions required the jury to return a verdict of "guilty [of first degree murder]" if all four of the following conditions were met:
(1) The jury found beyond a reasonable doubt that Langley killed J.G.;
(2) The jury found beyond a reasonable doubt that J.G. was less than twelve years old;
(3) The jury found beyond a reasonable doubt that Langley acted with specific intent to kill to or inflict great bodily harm; and
(4) The jury failed to find by a preponderance of the evidence that Langley was insane at the time of the offense.
But the jury did not return a verdict of "guilty [of first degree murder]." Because Ashe requires us to assume that the jury acted rationally and obeyed the judge's instructions, the jury rationally must have failed to make at least one of these four findings.
We know, however, that the jury rationally
did
make findings (1) and (2). Like Brackett, Langley "freely conceded all the facts relevant to the
actus reus
."
We also know the jury rationally must have fulfilled condition (4). We know this because the jury instructions stated that, if the jury found by a preponderance of the evidence that Langley was insane at the relevant time, the jury was required to return a verdict of "not guilty by reason of insanity." But the jury did not return such a verdict. So, again, given our assumption that the jury acted rationally, and given that a rational jury obeys both the rules of logic and the judge's instructions, the jury rationally could not have based its verdict on Langley's putative insanity defense.
"The only logical conclusion,"
Turner
,
*521 Langley is therefore entitled to federal habeas relief.
IV
The state court's opinion, the federal magistrate judge's opinion, and the State's arguments on appeal all purport to articulate reasonable grounds on which the state court could have based its denial of Langley's
Ashe
claim. But because we have just deemed Langley's conviction invalid under
any
reasonable application of
Ashe
, it follows that these proffered, conflicting rationales must themselves be contrary or unreasonable under the § 2254(d)(1) standard. Our analysis could end here. Nonetheless, out of an abundance of caution, we pause to confirm that none of the proffered rationales could have "otherwise justif[ied] the state court's result."
Richter
,
A
The state court rejected Langley's
Ashe
claim because, although it regarded insufficient evidence of intent as
one
possible basis for the jury's verdict, it could imagine two other possibilities, as well.
See
Langley V
,
1
To start, it was objectively unreasonable for the state court to conclude that a rational jury could have "convicted [Langley] of specific intent second degree murder" in light of Langley's concessions. Like in
Turner
, that theory "is belied by the actual instructions given the jury."
2
It was also objectively unreasonable for the state court to conclude that a rational jury could have returned a "compromise verdict"-that is, could have based its verdict not on the judge's instructions, but on the jurors' negotiated preferences as to the proper outcome in the case.
25
This possibility, too, contravenes the clearly established rule that, under the
Ashe
doctrine, rational juries are assumed to follow the law as instructed.
See, e.g.
,
Turner
,
In fact, as early as 1979, our court held that the Supreme Court in
Ashe
"[c]learly ... intended" that the risk of jury nullification in the form of a "mercy verdict" could not justify denying an
Ashe v. Swenson
claim.
See
Green
,
Clearly, this is not what the Supreme Court intended when it held that the principle [of issue preclusion] is a part of the Double Jeopardy Clause. We must take the jury at its word , and in this case, its word shows that in the first murder trial it decided the issue of malice in [the defendant's] favor.
*523 These circuit-level cases, of course, cannot themselves establish that this principle was "clearly established Federal law, as determined by the Supreme Court"; Ashe and Turner are necessary (and sufficient) to do that. See supra pp. 517-19 (explaining that Ashe and Turner clearly established that rational juries obey their instructions). These cases merely confirm that Ashe and Turner are understood to mean what they said: that the Ashe doctrine presupposes a rational jury, and presupposes that rational juries return verdicts based on the facts and the law. We hold that this law was clearly established by the Supreme Court in Ashe and Turner well before the state court issued its 2011 opinion, and we further hold that the state court's disregard for this law constituted an objectively unreasonable application of Ashe .
B
The district court adopted in full the magistrate judge's opinion, which rejected Langley's
Ashe
claim for different reasons.
See
Langley VI
,
1
The central problem with the magistrate judge's reasoning is that it asked the wrong question. As explained (at length) above,
Ashe
requires courts to determine whether it is rationally possible for the jury to have yielded the verdict it did without deciding the relevant factual issue.
See, e.g.
,
Not only did the magistrate judge fail to apply the test mandated by
Ashe
, the test it
did
apply cannot be reconciled with "[p]erhaps the most fundamental rule in the history of double jeopardy jurisprudence": the rule that an acquittal-even one based on egregious legal or factual error-is absolutely conclusive.
United States v. Martin Linen Supply Co.
,
There is, of course, an exception to the
Ashe
rule, applicable only if the jury returns verdicts that are "on their face ... logically inconsistent."
Yeager
,
Because the magistrate judge failed to apply the rule of decision mandated by
Ashe
, and instead applied a novel interpretation of the Double Jeopardy Clause that contradicts Supreme Court holdings, the magistrate judge's opinion, adopted in full by the district court, was "contrary to" clearly established Supreme Court precedent.
See
Bell
,
2
Even accepting the magistrate judge's erroneous view that an acquittal is undeserving of double jeopardy effect unless supported by affirmative evidence, that standard is still met here. The magistrate judge concluded otherwise only because it unreasonably refused to consider the evidence of Langley's mental illness-thereby ignoring Langley's entire case-in-chief, which the jury was within its rights to credit.
The magistrate judge began from the premise that Langley's trial counsel based their arguments regarding specific intent and insanity on the same factual contention: that Langley was suffering from severe mental illness at the time he killed J.G.
33
See
*526
Langley VI
,
But this reasoning suffers from at least two independent errors of logic. For one, it erroneously conflates the standards for specific intent and insanity. Per the jury instructions, Langley had the requisite specific intent if he "actively desired the prescribed criminal consequences to follow his act or failure to act." By contrast, the instructions deemed him "insane" if "because of his mental disease or mental defect [he] was incapable of distinguishing between right and wrong with respect to the conduct in question." These standards are distinct. It would not have been irrational for the jury to find that Langley's mental illness was of a kind that, for example, left him not in control of his actions but still preserved his sense of right and wrong. In such a case, Langley would have been unable to stop himself from killing J.G. despite not actively desiring it (i.e., despite having no specific intent), and despite knowing that it was wrong (i.e., despite not being insane). The magistrate judge was wrong to consider such a finding logically impossible.
The magistrate judge's reasoning also overlooks that specific intent and insanity are subject to different standards of proof. Per the jury instructions, the State had to prove specific intent beyond a reasonable doubt, but Langley merely had to prove insanity by a preponderance of the evidence. Thus, for example, there would be nothing inconsistent about a jury (1) finding by a preponderance of the evidence that Langley's mental illness impaired neither his ability to form specific intent nor his ability to distinguish right from wrong (leading the jury to reject the insanity defense); and (2) simultaneously failing to make the same finding
beyond a reasonable doubt
(leading the jury to acquit for insufficient evidence of intent). This error is "well understood and comprehended in existing law beyond any possibility for fair-minded disagreement."
Richter
,
C
The State puts forward additional arguments it says "could have supported the state court's decision."
Richter
,
1
The State's first argument addresses the jurors' subjective mindsets. The State cites the 2003 trial judge's description of his post-trial, off-record, ex parte communications with the jurors, some of whom apparently told him "that the death penalty would be inappropriate." This evidence, the State suggests, "corroborate[s]" its theory that the jurors acquitted Langley not because the State failed to carry its burden of proof with respect to specific intent, but rather because the jury "did not want to impose the death penalty." Appellee Br. at 11-12.
Whatever the accuracy of the State's proposed factual inference,
35
it cannot defeat an
Ashe
claim because it has nothing to do with
Ashe
. As already explained,
Ashe
clearly establishes that the inquiry is objective. The question is not why
these
jurors returned the verdict that they did, but rather "whether a rational jury could have grounded its verdict upon an issue other than" that of Langley's specific intent.
2
The State next emphasizes "that the jury in the [2003] trial was instructed that second degree murder could be with or without specific intent." Appellee Br. at 12. Reading this argument charitably, we take the State to be referring to a misstatement the judge made during the oral jury instructions. In defining specific-intent second degree murder under La. R.S. 14:30.1(A)(1), the judge said the crime could be committed "with or without specific intent to kill or inflict great bodily harm" (emphasis added), effectively deleting the mens rea requirement. 36 If the jury *528 caught the judge's slip and took the instructions literally, it would have been required to find Langley guilty of second degree murder based solely on the concession that Langley caused J.G.'s death. 37
Even so, we fail to see how the judge's instructional error could reasonably be held to affect whether the jury's verdict "necessarily determined" the specific-intent issue. That Ashe analysis turns on the jury's failure to convict Langley of first degree murder-a crime the instructions consistently defined as requiring proof of specific intent. Because Langley's specific intent was the only disputed issue relevant to first degree murder under La. R.S. 14:30(A)(5), and because the jury failed to convict Langley of that crime, the only reasonable conclusion is that the issue of specific intent was "necessarily determined." See supra Part III-B. The erroneous instruction for specific-intent second degree murder just does not enter the picture.
3
The State next accuses Langley of an unduly "rigid reading of the law." Appellee Br. at 13-14. Granting him relief, the State says, would contravene the admonition in Ashe that:
[The Ashe doctrine] is not to be applied with the hyper-technical and archaic approach of a 19th century pleading book, but with realism and rationality. ... The inquiry "must be set in a practical frame and viewed with an eye to all the circumstances of the proceedings." Any test more technically restrictive would, of course, simply amount to a rejection of the rule of [issue preclusion] in criminal proceedings ....
It is difficult to know what the State understands this passage in
Ashe
to mean. By its own terms, the passage operates only to make issue preclusion more
available
-as opposed to "more technically restrictive." It reminds courts not to reject
Ashe
claims for overly technical reasons.
See also
Sealfon
,
To the extent the State means to argue that this passage somehow precludes us from applying basic rules of logic in assessing
*529
Langley's
Ashe
claim, that argument is untenable.
See, e.g.
,
Turner
,
4
The State further asserts that Langley has
no
double jeopardy rights stemming from his 2003 trial because, according to the State, that trial "was declared a structural nullity." Appellee Br. at 14. True, the Louisiana Third Circuit Court of Appeal stated in
Langley III
that the procedural errors in the 2003 trial rendered the verdict "an absolute nullity," and on that basis opined that the State could re-prosecute Langley even for first degree capital murder.
See
Relatedly, the State observes that "[t]he Louisiana Supreme Court held [in
Langley IV
] that double jeopardy barred [Langley's] retrial for first degree murder, not second degree murder, and based its decision on federal constitutional law." Appellee Br. at 14. That sentence is true in part. As explained above, after the 2003 trial, the State attempted to re-prosecute Langley for first degree murder.
See supra
Part I-C. The Louisiana Supreme Court held that it could not, on the ground that Langley had already been acquitted of that crime.
See
Langley IV
,
We therefore fail to see the relevance of Langley IV to the present case. The Louisiana Supreme Court's silence with respect to a federal constitutional claim not raised by the parties before it says nothing about *530 whether the Louisiana Third Circuit Court of Appeal reasonably rejected that claim on the merits four years later in Langley V . This observation by the State has no bearing on Langley's habeas petition.
5
At oral argument, the State relied primarily on a new argument not developed in its brief. See Oral Arg. at 18:38-21:58, 24:58-28:05, 34:01-34:26. According to the State, because Langley's counsel at the 2003 trial "never conceded second degree kidnapping," id. at 19:09-19:11, "there was still a valid first degree murder charge" using the second-degree-kidnapping aggravator in La. R.S. 14:30(A)(1), id. at 20:51-20:58. Thus, the State's argument seems to go, the jury rationally could have acquitted Langley of first degree murder based on a failure to prove second degree kidnapping, rather than a failure to prove specific intent.
This argument fails as a matter of logic. It is of course true that if the State failed to convince the jury that Langley was committing or attempting second degree kidnapping, the jury was obligated to reject the prosecution's first-degree-murder theory under La. R.S. 14:30(A)(1). But as described above, the State proceeded on two
alternative
first-degree-murder theories:
either
that Langley was committing or attempting second degree kidnapping,
see
La. R.S. 14:30(A)(1) ;
or
that J.G. was under twelve years old,
see id.
14:30(A)(5). Proof of either theory would have necessitated a first-degree-murder conviction. Because the jury did
not
convict Langley of first degree murder, it rationally must have rejected both theories. And the "single rationally conceivable issue in dispute" with respect to the theory based on La. R.S. 14:30(A)(5) was whether the State proved beyond a reasonable doubt that Langley acted with specific intent to kill or to inflict great bodily harm.
Ashe
,
D
Finally, having rejected the arguments put forth by the state court, the magistrate judge, and the State's attorneys, we come to the question whether we ourselves can "imagine any possible reasonable analysis [under
Ashe
] that could support the state appeals court's decision."
Evans
,
It is not our usual practice to craft arguments for the parties or to conjure legal theories no litigant or jurist has raised.
See, e.g.
,
Greenlaw v. United States
,
*531
Nevertheless, we take this opportunity to report that our own independent analysis of this tragic case, several times reversibly mishandled by state judges,
see generally supra
Part I, has revealed no reasonable application of the
Ashe
doctrine the state court could have used to reject Langley's claim. We can only conclude that Langley has demonstrated that his case satisfies the criteria set forth in § 2254(d)(1), allowing the writ to issue. "Although we do not relish adding a new chapter to this [terribly] unfortunate story," the federal habeas statute and the Double Jeopardy Clause "afford[ ] [Langley] a right to relief."
Reed v. Quarterman
,
V
The State of Louisiana is constitutionally prohibited from charging Langley with any crime having as an essential element proof beyond a reasonable doubt of Langley's specific intent to kill or to inflict great bodily harm at the moment he killed J.G. Nothing we say today prevents the State from charging Langley with crimes that do not have such proof as an essential element. Langley's 2009 conviction for specific-intent second degree murder under La. R.S. 14:30.1(A)(1), however, cannot stand.
The district court's judgment is REVERSED, and this case is REMANDED with instructions to grant Langley's petition for a writ of habeas corpus and to take any further appropriate action.
For example, the jury heard testimony regarding Langley's history of mental break-downs; his family trauma; and his significant pre-natal exposure to medical drugs, alcohol, and x-rays. (According to evidence adduced at trial, the first five-and-a-half months of Langley's gestation occurred while his mother was hospitalized in a body cast after a car accident, during which time she was administered surgeries and painkillers by doctors who did not realize she was pregnant.) The defense also called medical experts who opined (1) that Langley could have incurred permanent brain damage as a result of his toxic and malformed pre-natal environment; (2) that Langley suffered from audio and visual hallucinations and had been diagnosed as "schizophreni[c]"; and (3) that Langley was "acutely psychotic" at the time of the killing and as such was "not mentally able to really develop the intent, the ill will, the desire to harm the other." Cf. La. Code Evid. Ann. art. 704 cmt. b (noting that Louisiana has declined to adopt the federal rule of evidence prohibiting expert testimony regarding a criminal defendant's mental state).
The judge appears to have worked from the statutory definition of first degree murder in effect as of May 2003, which provided in relevant part:
First degree murder is the killing of a human being :
(1) When the offender has specific intent to kill or to inflict great bodily harm and is engaged in the perpetration or attempted perpetration of aggravated kidnapping, second degree kidnapping , aggravated escape, aggravated arson, aggravated rape, forcible rape, aggravated burglary, armed robbery, drive-by shooting, first degree robbery, simple robbery, or terrorism. ... [ or ]
(5) When the offender has the specific intent to kill or to inflict great bodily harm upon a victim who is under the age of twelve or sixty-five years of age or older.
La. R.S. 14:30(A) (May 2003) (emphases added).
The judge again appears to have worked from the 2003 version of the second degree murder statute, which provided in relevant part:
Second degree murder is the killing of a human being :
(1) When the offender has a specific intent to kill or to inflict great bodily harm ; or
(2) (a) When the offender is engaged in the perpetration or attempted perpetration aggravated rape, forcible rape, aggravated arson, aggravated burglary, aggravated kidnapping, second degree kidnapping , aggravated escape, drive-by shooting, armed robbery, first degree robbery, or simple robbery, even though he has no intent to kill or to inflict great bodily harm.
(b) When the offender is engaged in the perpetration of cruelty to juveniles , even though he has no intent to kill or to inflict great bodily harm.
La. R.S. 14:30.1(A) (2003) (emphases added). As noted below, "second degree kidnapping" and "cruelty to juveniles" were not listed in the version of the statute that applied during the alleged commission of the offense in February 1992. See infra note 11.
As discussed below, the judge's oral instructions erroneously defined specific-intent second degree murder as the killing of a human being "with or without specific intent to kill or to inflict great bodily harm." (emphasis added). See infra Part IV-C-2. During deliberations, the jury received a written corrected instruction, with the consent of both parties.
The State agrees that first degree murder under La. R.S. 14:30(A)(5) and second degree murder under La. R.S. 14:30.1(A)(1) have identical
mens rea
elements.
See
Oral Arg. at 33:36-33:48 ("The specific intent standard is the same in Louisiana law regardless. It's the same instruction.");
see also, e.g.
,
State v. Sepulvado
,
The judge defined "second degree kidnapping" as "the enticing or persuading of any person to go from one place to another when the victim is physically injured or sexually abused." In addition to the issues noted above, Langley's attorneys contested whether J.G. was sexually abused.
The judge defined "cruelty to juveniles" as "the intentional or criminally negligent mistreatment or neglect, by anyone over the age of seventeen, of any child under the age of seventeen whereby unjustifiable pain or suffering is caused to said child." Langley's attorneys conceded to the jury that it could reasonably conclude that Langley committed cruelty to juveniles.
Under Louisiana law (as reflected in the jury's instructions and verdict form), a verdict of "guilty of second degree murder" is the only mechanism by which a jury can acquit a defendant of first degree murder while also convicting him of second degree murder.
See
La. Code Crim. Proc. Ann. arts. 809, 813, 814(A)(1). If the jury had returned a verdict of "not guilty of first degree murder," the judge would have been required to reject it.
As explained below, because the Louisiana courts ultimately addressed Langley's Ashe claim on the merits, procedural default is not at issue in this case. See infra note 39.
The trial judge's reasons for denying Langley's Ashe claim provided in full:
I think I understand what you're suggesting regarding the suggested acquittal by the jury in the last trial of this matter when they chose to convict him on the charge of Second Degree Murder as opposed to First Degree Murder.
My position, however, is that the charge of Second Degree Murder specifically indicates when the offender has a specific intent to kill or inflict great bodily harm. It may well be that the jury convicted him on that, which is inclusive in the First Degree.
That being said, I'm denying your motion at this time.
The 1992 version of second degree felony murder covered only committing or attempting "aggravated rape, forcible rape, aggravated arson, aggravated burglary, aggravated kidnapping, aggravated escape, armed robbery, first degree robbery, or simple robbery." La. R.S. 14:30.1(A)(2) (1992).
Before analyzing issue preclusion (also known as collateral estoppel), the Third Circuit noted that Langley's 2009 trial for second degree murder did not implicate the separate body of double jeopardy law relating to re-prosecutions for the same crime following a conviction.
See
Langley V
,
The route to habeas in
Richter
mandated the "could have supported" framework for cases in which the state court's order denying relief "is unaccompanied by an opinion."
Wilson
instructed that § 2254(d)"requires the federal habeas court to 'train its attention on the particular reasons-both legal and factual-why state courts rejected a state prisoner's federal claims.' "
See, e.g.
,
El-Mezain
,
As Justice Alito has noted,
Ashe
"is a demanding standard."
Yeager
,
Although we may not use Fifth Circuit precedent "to refine or sharpen a general principle of Supreme Court jurisprudence into a specific legal rule that [the Supreme] Court has not announced,"
Marshall
,
Brackett
went on to hold that, although the issue had been "necessarily decided," the issue did not constitute an essential element of the offense charged in the subsequent prosecution.
It is immaterial that the jury's verdict was formally denominated "guilty of second degree murder," as opposed to "not guilty of first degree murder."
See supra
note 8. It is likewise immaterial that Louisiana law deemed the verdict to be a first-degree-murder acquittal.
See
Schiro v. Farley
,
Nothing about this result contradicts the jury's verdict finding Langley guilty of second degree murder. As the trial judge explained, second degree murder can be satisfied on a felony murder theory, "even though [the defendant] has no intent to kill or to inflict great bodily harm." La. R.S. 14:30.1(A)(2) ; see also supra notes 6 & 7 (noting that neither of the relevant felonies had specific intent as a necessary element).
As noted above, we assume for purposes of this opinion that
Richter
's"could have supported" framework applies to this case, notwithstanding that the state court issued a reasoned opinion.
See
supra
p. 515;
see also
Wilson
,
The state court's Ashe analysis provided in full:
When a lesser included offense to the crime charged is returned by a jury it is not always possible to determine why that verdict was reached. It is possible that the jury convicted the defendant of specific intent second degree murder. It is possible that the jury verdict was based on a jury finding under the felony-murder rule, and the jury determined there was no specific intent to kill. It is equally plausible that, given the nature of the case, the verdict was, in fact, a compromise verdict. Regardless of the jury's thought process in this particular case, clearly the argument that the issue of specific intent was "necessarily determined" is unsupported.
Langley V
,
We do not read the state court's opinion to assert that a rational jury could have convicted Langley of specific-intent second degree murder "without ever deliberating" on whether Langley was guilty of first degree murder.
See
Schiro
,
See Compromise Verdict , Black's Law Dictionary (10th ed. 2014) ("A verdict reached when jurors, to avoid a deadlock, concede some issues so that other issues will be resolved as they want.").
See
Tran
,
See, e.g.
,
United States v. Brown
,
The magistrate judge's analysis stated in full:
After choking [J.G.], Langley strangled him and then forced a sock down his mouth and well into his throat. He confessed to this manner of killing on at least four separate occasions, three of which were played for the jury at trial and corroborated by the physical evidence. Additionally, the jury was specifically instructed that intent could be inferred from the circumstances and that individuals were presumed to intend the natural consequences of their actions. "Sturdier threads are needed," therefore, to support a finding that a rational jury would not find that Langley acted with specific intent to kill.
United States v. Dray
,
The defense based its refutation of specific intent squarely and solely within Langley's alleged insanity. It contended that he could not have intended to kill [J.G.] because his mental illness prevented him from distinguishing right from wrong. However, the jury failed to find Langley not guilty by reason of insanity. Under the insanity instruction used at trial, then, the jury must have failed to find that Langley was incapable of distinguishing right from wrong. Therefore it could not have used this same element to find that he lacked specific intent.
We can locate no other grounds within the record of the second trial to support a finding of no specific intent. Accordingly we find that the issue was not necessarily determined in Langley's favor during the second trial.
Langley VI
,
Again, we need not address Langley's argument that the magistrate judge erred out of the gate by failing to "review[ ] the specific reasons given by the state court and defer[ ] to those reasons if they are reasonable."
Wilson
,
The magistrate judge refused to consider evidence of Langley's mental illness for reasons that are independently flawed, as discussed below.
See, e.g. , Oral Arg. at 22:49-23:50 (confirming that the State does not contend that this case falls within the Powell exception to Ashe ).
As noted earlier, the jury was instructed that neither second degree kidnapping nor cruelty to juveniles has as an essential element specific intent to kill or to inflict great bodily harm. See supra notes 6 & 7.
Evidence of Langley's mental illness rationally can bear on both his insanity defense and the element of
mens rea
.
See
Clark v. Arizona
,
For example, the State asserts in conclusory fashion that "the jury [rationally] could have found the petitioner guilty of specific intent second degree murder, which would have been consistent with the jury instructions," Appellee Br. at 13; and that "due to the overwhelming evidence against the petitioner, it is impossible and unthinkable that a rational jury would not have found specific intent," id. at 11. These contentions are addressed respectively in Parts IV-A-1 and IV-B above.
The jurors' hearsay comments may not be as conclusive as the State asserts. After all, the death penalty would equally be "inappropriate" if the State had failed to prove the elements of first degree murder, the only capital crime at issue. The judge's statements, moreover, are similarly equivocal. By the judge's own account, he "never questioned the jury" or "ask[ed] them why they came back with second [degree murder]." Rather, he "assum[ed]" that "since everybody had almost agreed that the death penalty would be inappropriate in this case[,] they just avoided the sentencing hearing and did what they did." He then added:
Now, they may have done that because they felt that two or three more days of testimony would be burdensome on them, or [because they] thought that why hear any more, we've heard enough in this case. I don't know, I'm not gonna second guess them. I didn't probe into it .... (emphasis added).
Of course, the ultimate factual resolution of why this jury acted the way it did is immaterial, as explained above.
It is not obvious whether the State intends to rely on the instructional error, or intends simply to rehash the (already-rejected) argument that a rational jury could have convicted Langley of specific-intent second degree murder. The State's argument on this point reads in full:
Additionally, it is important to remember that the jury in the second trial was instructed that second degree murder could be with or without specific intent. Thus, based on the instructions received, the jury could have found the petitioner guilty of second degree murder with specific intent. The petitioner cannot claim that the issue was "necessarily decided" in his favor, when the presence of specific intent was included in both instructions.
Appellee Br. at 12.
The judge's error came to light during jury deliberations when the jurors requested a written list of elements for each possible responsive verdict. The parties quickly consented to a written, corrected instruction, which was then delivered to the jury. Because we conclude below that the erroneous instruction would be immaterial to Langley's Ashe claim even if it had never been corrected, we need not consider Langley's assertion, made at oral argument, that the Supreme Court's Ashe holdings clearly establish that the correction obviated the original error's effect.
To be clear, the same is true of our opinion: Nothing we say today prevents the State from re-prosecuting Langley for second degree murder under La. R.S. 14:30.1 -or for any other crime-on a theory that does not have as an essential element proof of Langley's specific intent to kill or harm.
We note again that the Louisiana Third Circuit Court of Appeal explicitly addressed Langley's
Ashe
claim on the merits.
See
Langley V
,
We also note that not a single current member of the United States Supreme Court considers this step a necessary component of the § 2254(d)(1) inquiry, to the extent this step is permissible in the present circumstances at all.
Compare
Wilson
,
Reference
- Full Case Name
- Ricky LANGLEY, Petitioner-Appellant v. Howard PRINCE, Warden, Elayn Hunt Correctional Center, Respondent-Appellee
- Cited By
- 4 cases
- Status
- Published