Lizzy Plug v. SXSW Holdings, Incorporated
Opinion
The 2014 South by Southwest Festival was marred by tragedy. An intoxicated driver fled Austin police and knowingly accelerated through a closed city block-crowd and all-killing four people and injuring many others. The family of one victim filed this wrongful-death suit against the festival organizers and the City of Austin, alleging those actors failed to adequately blockade the street and prevent the ensuing harm.
The district court dismissed the plaintiffs' lawsuit for failure to state a claim under Texas law. We affirm.
I. BACKGROUND 1
Every March, the City of Austin is home to one of the largest music, film, and interactive *526 festivals in the world: South by Southwest (commonly referred to as "SXSW"). SXSW takes place not at a single venue but at almost 100 separate locations across the downtown area. Festival attendees travel from one venue to another, and they often do so on bicycles or on foot.
SXSW's multi-venue format requires that certain segments of streets be closed to vehicular traffic. To that end, SXSW submits an annual application to the City for a right-of-way permit. For the March 2014 festival, SXSW submitted such an application and requested the closure of Red River Street between 8th and 11th street (in other words, the 800 through the 1000 block). The City approved the application and issued a right-of-way permit. That permit identified a closure of Red River Street between the 800 and 1000 blocks but included a condition that "[a]ll traffic controls must be provided in accordance with the approved traffic control plan."
The subsequent traffic control plan left the 1000 block of Red River Street open to vehicular traffic, closing instead only the 700, 800, and 900 blocks. To effectuate those closures, the organizers and the City placed "Type III" barricades at each intersection, and a police officer stood watch.
In the early morning hours of March 13, 2014, a police officer observed Rashad Owens make an illegal turn onto the southbound I-35 access road. 2 The officer activated his emergency lights and attempted to stop Owens's vehicle, but the intoxicated Owens turned right onto 9th street. Owens then turned north onto the 900 block of Red River Street, bypassing the barriers, accelerating through the festival zone, and hitting multiple pedestrians. Owens kept going and breached the barriers at the opposite end of the block. And upon reaching the open 1000 block of Red River Street, Owens hit and killed a bicyclist, Steven Craenmehr. Craenmehr was a music producer from the Netherlands and a SXSW attendee.
In all, Owens killed four people. A jury later convicted Owens of capital murder-
i.e.
, knowingly engaging in conduct for which death is reasonably certain to result and causing multiple deaths in the same criminal transaction. TEX. PEN. CODE § 19.03(a)(7)(A) ;
see also
Owens v. State
,
Craenmehr's mother and his widow (the latter on behalf of herself, Craenmehr's estate, and the couple's minor child) filed a Texas diversity suit against SXSW Holdings, Inc., SXSW L.L.C., and SXSW's traffic consultant (collectively, "the SXSW defendants"), along with a few other defendants not parties to this appeal. 3 The gist of the plaintiffs' complaint is that the risk of an errant vehicle in downtown Austin was foreseeable, the SXSW defendants should therefore have blockaded Red River Street with water-filled barriers instead of the Type-III variety, and that failure to do so resulted in Craenmehr's death. The plaintiffs phrased those allegations in terms of: (1) negligence (ordinary and *527 gross); (2) premises liability; (3) negligence per se; (4) breach of implied warranty; (5) public nuisance; (6) negligent undertaking; and (7) negligent hiring.
The SXSW defendants moved under Federal Rule of Civil Procedure 12(b)(6) to dismiss the Original Complaint for failure to state a claim, arguing in large part that a lack of duty foreclosed tort liability. The plaintiffs amended in response, and the SXSW defendants moved to dismiss the First Amended Complaint. Again, the plaintiffs amended. The parties then stipulated that the Second Amended Complaint made allegations "identical" to the First Amended Complaint and that the district court could therefore treat the already-pending motion to dismiss as "applying fully to the Second Amended Complaint."
The district court granted the SXSW defendants' motion to dismiss, concluding that (1) the plaintiffs' negligence and premises-liability claims failed because the SXSW defendants had no control over the site of Craenmehr's death (an open city street); (2) alternatively, those same claims failed because the SXSW defendants had no duty to prevent Owens's unforeseeable criminal act; (3) the plaintiffs failed to plead negligence per se because they did not identify a violation of any traffic-control ordinance; and (4) Texas law supplied no basis for the implied-warranty, public-nuisance, negligent-undertaking, or negligent-hiring claims.
The plaintiffs amended their complaint one last time, joining the City of Austin as a defendant. The Third Amended Complaint accuses the City of the same sort of wrongdoing as the SXSW defendants but only under negligence and premise-liability theories. The City moved to dismiss under 12(b)(6), and the district court granted the motion, concluding once more that Owens's criminal conduct was not foreseeable.
The district court then signed a final judgment with respect to the SXSW defendants and the City (having severed the claims against the other defendants). The plaintiffs appealed, briefing only their negligence, negligence per se, premises-liability, public-nuisance, and implied-warranty claims, thereby abandoning all others.
Cinel v. Connick
,
II. STANDARD OF REVIEW
We review a dismissal under Federal Rule of Civil Procedure 12(b)(6)
de novo
, "accepting all well-pleaded facts as true and viewing those facts in the light most favorable to the plaintiff."
Bustos v. Martini Club, Inc.
,
III. DISCUSSION
We will divide our discussion between the two categories of defendants and between the plaintiffs' various claims.
A. The SXSW Defendants
1. Negligence and Premises Liability
We agree with both parties and the district court that we should consider the negligence and premises-liability claims together. "Premises liability is a special form of negligence where the duty owed to the plaintiff depends upon the status of the plaintiff at the time the incident occurred."
W. Invs., Inc. v. Urena
,
On that score, the district court held that the plaintiffs failed to plausibly allege the SXSW defendants controlled the premises where Owens struck Craenmehr, an open city street. We agree.
In Texas, "[t]he duty of a premises owner or occupier to provide protection arises from control of the premises; the duty does not extend beyond the limits of the premises owner's control."
Dixon v. Hous. Raceway Park, Inc.
,
Defendants had a City of Austin Right-of-Way permit that made it the temporary legal occupier of Red River Street between 9th Street and 11th Street. Defendants' Right-of-Way permit gave them temporary legal control over Red River Street between 9th Street and 11th Street. Thus Defendants were the temporary occupiers of the premises encompassing Red River Street between 9th Street and 11th Street.
Of course, simply pleading the legal status of "control" or "temporary legal occupier" does not alone suffice; "the well-pleaded facts" must make the allegation of control a plausible one.
Iqbal
,
The sole factual basis for the plaintiffs' control allegation is that the right-of-way permit equipped the SXSW defendants with legal control of the 1000 block. Yet when an "allegation is contradicted by the contents of an exhibit attached to the pleading, then indeed the exhibit and not the allegation controls."
U.S. ex rel. Riley v. St. Luke's Episcopal Hosp.
,
Without a plausible allegation that the City delegated control of the 1000 block, we arrive back at the usual course of things-in which the City controls its open streets.
Compton
,
2. Negligence Per Se
In addressing the plaintiffs' negligence per se claim, the district court skipped the threshold duty question and dismissed for another flaw: failure to allege any violation of a codified standard of conduct. Again, we agree.
Under Texas law, "[n]egligence per se is a common-law doctrine in which a duty is imposed based on a standard of conduct created by a penal statute rather than on the reasonably prudent person test used in pure negligence claims."
Smith v. Merritt
,
But nowhere does the complaint identify any provision that requires water-filled barriers for a temporary street closure. Said in terms of negligence per se, nowhere do the plaintiffs allege an actual breach of the various manuals.
See
Mo. Pac. R. Co. v. Am. Statesman
,
3. Implied Warranty
The district court properly dismissed the plaintiffs' implied-warranty claim. Texas courts have rejected an implied warranty to make a premises safe (something duplicative of ordinary premises liability).
E.g.
,
Lively v. Adventist Health Sys./Sunbelt, Inc.
, No. 2-02-418-CV,
4. Public Nuisance
Finally, the district court was correct to dismiss the plaintiffs' public-nuisance claim. Under Texas law, when public nuisance is alleged "only by reason of the negligent manner in which [the defendant's conduct] is performed or permitted, no right of recovery is shown independently of the existence of negligence."
King v. Columbian Carbon Co.
,
B. The City
The district court dismissed the negligence and premises-liability claims against
*530
the City for lack of legal duty, holding that Owens's criminal conduct was not reasonably foreseeable under Texas law. As we will explain below, the district court was right to do so. But the City lengthens our analytical journey by raising a jurisdictional governmental-immunity defense for the first time on appeal.
See
Calderon v. Ashmus
,
1. Governmental Immunity
In Texas, governmental immunity encompasses both "immunity from liability, which bars enforcement of a judgment against a governmental entity, and immunity from suit, which bars suit against the entity altogether."
Tooke v. City of Mexia
,
In Texas, "[a] municipality is not immune from suit for torts committed in the performance of its proprietary functions, as it is for torts committed in the performance of its governmental functions."
Proprietary actions aside, a municipality can nonetheless be liable when the Legislature waives immunity.
See
Rusk State Hosp. v. Black
,
2. Negligence and Premises Liability
"[C]rime may be visited upon virtually anyone at any time or place, but criminal conduct of a specific nature at a particular location is never foreseeable merely because crime is increasingly random and violent and may possibly occur almost anywhere, especially in a large city."
Timberwalk Apartments, Partners v. Cain
,
Texas has two frameworks for proving foreseeability in a case like this
*531
one. The first is the oft-applied
Timberwalk
test, which requires "evidence ... [of] specific previous crimes on or near the premises."
The second framework for proving foreseeability is a narrow one outlined in
Del Lago Partners, Inc. v. Smith
,
We agree with the district court that
Del Lago
is inapplicable here, and the plaintiffs do not suggest otherwise with much vigor. The plaintiffs' Third Amended Complaint does not come close to alleging that the City had "actual and direct knowledge" of Owens's "imminent" crime in particular.
Del Lago
tells us, then, that the plaintiffs must go about proving foreseeability by way of
Timberwalk
.
6
The plaintiffs sought to meet their burden under Timberwalk through: (1) specific incidents; (2) general statistics about collisions and drunk driving during the SXSW festival; and (3) the City's pre-festival, subjective awareness of the possibility of an event like the one that killed Craenmehr.
In all, the plaintiffs cited twelve specific incidents, spanning nearly two decades and across multiple states.
7
At the outset,
Timberwalk
's recency and proximity factors cut the plaintiffs' list in half. First, we limit our review to those crimes occurring within a "short time period," something
Timberwalk
implicitly equated with a three-to-four-year span.
The remaining six incidents primarily involve intoxicated drivers, pedestrian collisions, or both-that much they have in common with Owens's crime. But
*532
while the plaintiffs are correct that those "prior crimes need not be identical" under
Timberwalk
, they are mistaken to equate a shared injury (car crash) or label (drunk driving) with sufficient similarity.
Texas law instructs that such a similarity comparison gauges both the manner and severity of the crimes.
Bos v. Smith
, No. 16-0341, --- S.W.3d ----,
Furthermore, even before
Timberwalk
, Texas courts had long recognized a fundamental difference between "slight deviations from the traveled roadway" or "momentary loss of control" and the "loss of entire control and direction of" a vehicle.
E.g.
City of Dallas v. Maxwell
,
Nor do the plaintiffs' statistics-153 pedestrian collisions and 171 arrests for drunk driving within a five-year span-render Owens's crime foreseeable. Abstract statistics are an ill fit for
Timberwalk
's threshold of "specific" and "similar" crimes.
Finally, we address the City's pre-festival discussions. Because the City discussed the use of water-filled barriers
*533
and planned for emergency response in the event of a car plowing through a crowd, the argument goes, the City "foresaw" the crime that materialized. The argument is, however, contrary to
Timberwalk
, which was premised on the very notion that crime "may possibly occur almost anywhere."
In sum, the City's immunity is not waived because the plaintiffs have failed to state a valid premises claim. TEX. CIV. PRAC. & REM. CODE § 101.021(2). We thus affirm the judgment of dismissal in favor of the City, if on nominally different immunity grounds.
AFFIRMED.
JAMES E. GRAVES, JR., Circuit Judge, dissenting in part:
I disagree with the majority's conclusion that Steven Craenmehr's family (Smit) is unable to establish foreseeability with regard to the City. I also disagree with the majority regarding the City's waiver of immunity. Instead, because Smit pleaded a valid claim, I would reverse the district court's judgment of dismissal as to the City. Thus, I respectfully dissent in part.
As the majority states, we look to the
Timberwalk
factors to determine foreseeability.
See
Timberwalk Apartments, Partners v. Cain
,
Here, Smit alleges 12 specific incidents of similar crashes. The majority dismisses half of those based on Timberwalk's recency and proximity factors. However, regardless of whether those specific incidents were outside of a three-to-four year span or outside the city limits, those incidents still count toward the subjective awareness or publicity factor. Further, some of those incidents involved drivers driving through barricades or into otherwise closed areas.
Moreover, Smit also alleges that, during the period from 2009-2014, in downtown Austin during SXSW, there were at least 153 collisions between motorists and pedestrians/bicyclists, 356 arrests for public intoxication, and 171 arrests for drunk driving, along with various other incidents. This is sufficient to establish that it was foreseeable that drunken people and vehicles were consistently not where they were supposed to be every year in the festival zone during SXSW and that numerous collisions had resulted. This is also sufficient to establish that the City had subjective awareness of the possibility of an event like the one that killed Craenmehr.
*534
Additionally, it is impossible to conclude that these incidents are "so 'extraordinarily unlike' prior conduct that it could not reasonably have been anticipated."
Bos v. Smith
, --- S.W.3d ----,
To survive a motion to dismiss, Smit must only allege sufficient facts, "accepted as true, to state a claim to relief that is plausible on its face."
Ashcroft v. Iqbal
,
For these reasons, I would reverse the district court's dismissal of the City at this stage. Thus, I respectfully dissent in part.
With one exception, our recitation of the facts comes from (1) the plaintiffs' Second and Third Amended Complaints (the live pleadings for purposes of this appeal) and (2) exhibits attached thereto.
Ruiz v. Brennan
,
The narrative of Owens's crime comes from the plaintiffs' Original Complaint. The plaintiffs omitted Owens's criminal conduct from their later complaints, but the district court denied a motion to strike and held the plaintiffs to those earlier admissions. The plaintiffs do not appeal that ruling here, but more fundamentally, they do not dispute that Owens's conduct was a crime.
Several other victims filed a state-court lawsuit against the same defendants. The district court there granted summary judgment for the defendants, and the case presently sits on appeal. Nguyen v. SXSW Holdings, Inc. , No. 14-17-00575-CV.
We do note a line of Texas cases recognizing a limited exception to this general rule: when a landowner's property itself becomes a "dangerous agency" on an adjacent roadway.
See
,
e.g.
,
Alamo Nat'l Bank v. Kraus
,
Contrary to the plaintiffs' suggestion, the fact that the City profits from SXSW does not diminish the governmental nature of its actions.
See
Tex. River Barges v. City of San Antonio
,
Reading narrowly from
Del Lago
, the plaintiffs insinuate that they can show foreseeability based
only
on the "nature and circumstances" of the alcohol-heavy SXSW environment-that is, without establishing either
Timberwalk
's prior, specific crimes or
Del Lago
's direct knowledge of imminent criminal conduct. We cannot find any Texas case sanctioning such an approach; indeed,
Del Lago
itself stands firmly in the way.
The district court assumed publicity, and the City does not contest it.
One could argue that Texas law requires a narrower scope-perhaps a shorter time frame limited to Austin's downtown sector. Ultimately, we need not settle that debate here because the plaintiffs do not satisfy Timberwalk even under the broader scope we employ.
Telling is the fact that the plaintiffs' complaint had to reach as far back as a decade and as far away as California and Indiana to find two occasions where vehicles bypassed barriers and careened into crowds.
Reference
- Full Case Name
- Elisabeth Hendrika Sophia Maria SMIT, Widow of M.G.H. Craenmehr and Mother of Steven Craenmehr, Individually; Lizzy Jane Francis Plug, Individually, as Next Friend of M.C., a Minor, and on Behalf of the Estate of Steven Craenmehr, Deceased, Plaintiffs - Appellants, v. SXSW HOLDINGS, INCORPORATED, Formerly Known as SXSW, Incorporated; SXSW, L.L.C., Formerly Known as SXSW Transition, L.L.C.; Patrick Lowe ; Transportation Design Consultants, L.L.C. ; City of Austin, Defendants - Appellees.
- Cited By
- 15 cases
- Status
- Published