United States v. Emanuel James Harrison, Also Known Also J. Known
Opinion
Under established Supreme Court precedent, the Sixth Amendment entitles the accused to the effective assistance of counsel. That right is infringed if counsel simultaneously represents more than one client in the same matter, and the multiple representation results in an actual conflict of interest that adversely affects the representation of the accused.
See
,
e.g.
,
Cuyler v. Sullivan
,
That is precisely what Emanuel James Harrison alleges here. In support of his
To be sure, it may turn out that there is an innocent explanation for what his counsel did. The decision of the district court to deny relief to Harrison under
Based on established Supreme Court and circuit precedent, and the evidence presented by Harrison, the magistrate judge should have held an evidentiary hearing to give the parties the opportunity to contest the merits of Harrison's claim of an actual conflict of interest. Because no such hearing was held, we reverse the judgment of the district court and remand the case for further proceedings.
I.
Emanuel James Harrison pled guilty to conspiracy to defraud the United States by filing false claims. His plea agreement provided for an 84-month sentence. The district court re-arraigned Harrison in the same proceeding as two of his co-defendants, Jason Altman and Fread Jenkins. The three co-defendants all agreed that they were pleading guilty voluntarily and had not been threatened, forced, or coerced.
Five weeks later, Harrison filed a motion to withdraw his guilty plea, asserting his innocence and arguing that his plea was not entered knowingly and voluntarily due to pressure from counsel. The district court denied Harrison's motion to withdraw his plea, finding, in relevant part, that his assertion of innocence "without more" was insufficient to allow him to withdraw his plea, and that Harrison had provided "no evidence as to the pressure, threats, or intimidation."
At his sentencing hearing, Harrison argued that he received ineffective assistance of counsel when counsel advised him to enter the plea agreement despite his assertion of innocence because counsel believed he would be prejudiced by a prior sexual assault conviction. Harrison did not mention that one of his attorneys was allegedly burdened by an actual conflict of interest due to his advising Jenkins regarding the plea agreements. The district court denied his request to withdraw his guilty plea. With new counsel, Harrison appealed. This court affirmed his sentence.
See
United States v. Harrison
,
Harrison subsequently filed a
Two sworn affidavits from Jenkins support Harrison's claim of multiple representation. But the magistrate judge found that the record contradicted Harrison's allegations of a conflict of interest, because Jenkins and his own attorney signed Jenkins's plea agreement on the day Harrison and Jenkins were rearraigned. The magistrate judge further concluded that, even accepting his allegations, Harrison had not demonstrated ineffective assistance of counsel, because he provided no more than a conclusory assertion that counsel failed to pursue a defense strategy due to divided loyalties between Harrison and Jenkins. The district court accepted the magistrate judge's findings and conclusions, denied the § 2255 motion, and denied the request for a certificate of appealability.
Harrison filed motions in this court for a certificate of appealability and for leave to appeal in forma pauperis. A member of this court granted Harrison a certificate of appealability on the issue whether the district court abused its discretion by not holding an evidentiary hearing before denying his claim that he received ineffective assistance of counsel due to a conflict of interest. Harrison was also granted leave to appeal in forma pauperis.
II.
In an appeal from a denial of a § 2255 motion, we review a district court's decision not to grant an evidentiary hearing for abuse of discretion.
Cavitt
,
III.
For multiple representation to violate the Sixth Amendment, there must be an actual conflict of interest that adversely affects the representation.
Cuyler
,
We thus focus our inquiry on the existence of an actual conflict of interest, and whether an evidentiary hearing could have proved such a conflict. Harrison's § 2255 motion alleged, in relevant part, that he received ineffective assistance of counsel due to an actual conflict of interest, because his counsel jointly represented one of Harrison's co-defendants, Jenkins, during plea negotiations. The magistrate judge reviewed the record and, without holding an evidentiary hearing, concluded that Harrison's allegations and Jenkins's corroborative affidavits "are belied by the record in Jenkins's criminal case, which reflects that Jenkins and Jenkins's own counsel executed Jenkins's plea papers on August 2, 2013 ... the same day that the Court conducted Jenkins's rearraignment hearing."
Harrison v. United States
, No. 3:15-CV-1653-G-BN,
We disagree. We do not see how the fact that Jenkins was represented by one counsel precludes him from also being represented by other counsel. After all, many litigants enlist more than one counsel to assist in their defense. Two sworn affidavits by Jenkins state that Harrison's counsel talked to Jenkins and induced him into entering a plea bargain. That alone may not be enough to establish an actual conflict of interest. But it evinces "something more than a speculative or potential conflict."
Culverhouse
,
As noted, "prejudice is presumed upon a showing of an actual conflict that adversely affected representation."
* * *
The magistrate judge should have held an evidentiary hearing to investigate Harrison's allegations of an actual conflict of interest. Failure to do so under the circumstances presented was an abuse of discretion under our established precedents. Accordingly, we reverse and remand the case for further proceedings consistent with this opinion.
We note that Harrison's ineffective assistance of counsel claim is properly raised in his § 2255 motion because the relevant facts were not developed during his earlier proceedings in district court.
See
United States v. Isgar
,
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee v. Emanuel James HARRISON, Also Known as E.J., Also Known as Chris, Defendant - Appellant
- Cited By
- 7 cases
- Status
- Published