June Medical Services, L.L.C. v. James Cald
Opinion
Treating the petition for rehearing en banc as a petition for panel rehearing, the petition for panel rehearing is DENIED. The court having been polled at the request of one of its members, and a majority of the judges who are in regular active service and not disqualified not having voted in favor ( FED. R. APP. P. 35 and 5TH CIR. R.35 ), the petition for rehearing en banc is DENIED. * In the poll, 6 judges voted in favor of rehearing (Chief Judge Stewart and Judges Dennis, Southwick, Graves, Higginson, and Costa), and 9 judges voted against rehearing (Judges Jones, Smith, Owen, Elrod, Haynes, Willett, Ho, Engelhardt, and Oldham).
JAMES L. DENNIS, Circuit Judge, joined by Judges Higginbotham, Graves, and Higginson, dissenting: 1
I respectfully but strenuously dissent from the court's refusal to rehear en banc
*574
the panel's two-judge majority opinion upholding as constitutional the Louisiana Unsafe Abortion Protection Act ("Act 620"), which requires an abortion provider to have admitting privileges at a hospital within thirty miles of the site of an abortion. The panel majority opinion is in clear conflict with the Supreme Court's decision in
Whole Woman's Health v. Hellerstedt
, --- U.S. ----,
I. BACKGROUND
A. Act 620
Act 620 was signed into law in Louisiana in June 2014. It requires "that every physician who performs or induces an abortion shall 'have active admitting privileges at a hospital that is located not further than thirty miles from the location at which the abortion is performed or induced.' " "[A]ctive admitting privileges" means "the physician is a member in good standing of the medical staff of a hospital that is currently licensed by the department, with the ability to admit a patient and to provide diagnostic and surgical services to such patient."
Act 620 reflects its legislative environment and Louisiana's longstanding opposition to abortions. Louisiana has legislated multiple restrictions on access to abortions, such as an ultrasound requirement, a mandatory 24-hour waiting period, and a trigger ban that would reinstate Louisiana's total ban on abortions in the event
Roe v. Wade
,
B. WWH
While this lawsuit challenging Act 620 was pending in the district court, the Supreme Court's decision in
WWH
invalidated the nearly identical Texas admitting privileges requirement. In so doing, the Supreme Court set out several basic legal principles that the district court applied in the instant case. First, while recognizing that states have a legitimate interest in ensuring that abortions are conducted safely, the Court reiterated its prior holding in
Casey
that a statute that "has the effect of placing a substantial obstacle in the path of a woman's choice" is unconstitutional even though it furthers a valid state interest.
WWH
,
The Court in
WWH
invalidated this circuit's prior formulation of the undue burden test because it failed to "consider the burdens a law imposes on abortion access together with the benefits those laws confer."
Id
. Our prior, abrogated test isolated the benefits and burdens from each other analytically, rather than considering the benefits and burdens together, and upheld a state abortion restriction as " 'constitutional if: (1) it does not have the purpose or effect of placing a substantial obstacle in the path of a woman seeking an abortion of a nonviable fetus; and (2) it is reasonably related to (or designed to further) a legitimate state interest.' "
3
Applying these principles, the Supreme Court in
WWH
reversed the Fifth Circuit's holding that Texas's admitting privileges requirement was constitutional, holding
*576
instead that "there is adequate legal and factual support for the District Court's conclusion" that "the legislative change imposed an 'undue burden' on a woman's right to have an abortion."
Id.
at 2310-11. The Court affirmed the district court's finding that Texas's admitting privileges requirement "brought about no ... health-related benefit," and the requirement "does not serve any relevant credentialing function."
Id.
at 2311, 2313. "At the same time," it held, "the admitting-privileges requirement places a 'substantial obstacle in the path of a woman's choice.' "
Id.
at 2312 (quoting
Casey
,
C. The District Court's Decision in the Instant Case
Faced with a challenge to Act 620 by several abortion clinics and doctors, the district court properly declared Act 620 facially invalid and permanently enjoined its enforcement. Employing the principles set forth in WWH , the district court made detailed findings of fact, some necessarily based on credibility determinations, and reached the following conclusions: (1) Act 620 does nothing to protect women's health; (2) it imposes serious burdens on a woman's choice; and (3) those burdens vastly outweigh the nonexistent benefits. Based on ample record evidence, the district court determined that, because abortions are extremely safe, low-risk procedures and admitting privileges are not necessary to address any unlikely complications that may arise, Act 620 "provides no benefits to women and is an inapt remedy for a problem that does not exist." The district court then determined that "[a]dmitting privileges also do not serve 'any relevant credentialing function,' " and "[a]s the record in this case demonstrates, physicians are sometimes denied privileges, explicitly or de facto, for reasons unrelated to [medical] competency." This finding was premised on extensive evidence about the multitude of reasons the doctors were actually denied admitting privileges in Louisiana hospitals:
[B]oth by virtue of by-laws and how privileges applications are handled in actual practice, hospitals may deny privileges or decline to consider an application for privileges for myriad reasons unrelated to competency. Examples include the physician's expected usage of the hospital and intent to admit and treat patients there, the number of patients the physician has treated in the hospital in the recent past, the needs of the hospital, the mission of the hospital, or the business model of the hospital. Furthermore, hospitals may grant privileges only to physicians employed by and on the staff of the hospital. And university-affiliated hospitals may grant privileges only to faculty members.
Further, at least two doctors were denied privileges explicitly because of the hospitals' (or hospitals staffs') objections to their active abortion practices, and the state's expert conceded that Louisiana law allows hospitals to reject applicants for privileges because of such objections.
Before proceeding to the burdens side of the Supreme Court's balancing test, the district court made specific findings about the current abortion providers' inability to obtain admitting privileges required by Act 620. The district court found that "notwithstanding the good faith efforts of Does 1, 2, 4, 5, and 6 to comply with the Act by getting active admitting privileges at a hospital within 30 miles of where they *577 perform abortions, they have had very limited success for reasons related to Act 620 and not related to their competence." 5 Additionally, the district court determined that Doe 3 would cease his abortion practice due to Act 620 if it causes him to be "the last physician performing abortion in either the entire state or in the northern part of the state" because he fears "he [would] become an even greater target for anti-abortion violence." The district court found this testimony "credible and supported by the weight of other evidence in the record."
The district court then found that Act 620 imposed numerous burdens on a woman's choice. The district court determined that only one physician, Doe 5, would be left performing abortions in the state if the Act were to go into effect, and "this one physician will not be able to perform 10,000 procedures per year," which is roughly how many abortion procedures women seek in Louisiana. Two of the three remaining abortion clinics would be forced to close as they would have no physician with legally sufficient admitting privileges. 6 The remaining clinic, with the one remaining physician in Louisiana, would be unable to meet the annual demand for roughly 10,000 abortions in the state. Recruiting new abortion doctors with admitting privileges would become even more difficult. Given that the remaining abortion doctor, Doe 5, has performed almost 3,000 abortions per year in the past, the district court found that, based on the total demand of approximately 10,000 abortions, "approximately 70% of the women in Louisiana seeking an abortion would be unable to get an abortion in Louisiana." Further, the district court determined that "[t]here would be no physician in Louisiana providing abortions between 17 weeks and 21 weeks, 6 days gestation." Women in poverty, who make up a high percentage of women seeking abortions in Louisiana, would be especially burdened by the closures, because any travel, child care, and required time off work would burden them disproportionately. And women living in northern Louisiana "will face substantially increased travel distances to reach [the only remaining] abortion provider in New Orleans," with women in Bossier and Shreveport, for example, facing a drive of approximately 320 miles. Finally, the district court found substantial burdens, even for women who would be able to access an abortion clinic. These women would "face lengthy delays, pushing them to later gestational ages with associated risks"; "candidates for medication abortion would have difficulty obtaining an abortion before that method becomes unavailable"; "women toward the end of the first trimester would have difficulty obtaining an appointment before they reach 16 weeks"; and "[w]omen past 16 weeks ... will be left without any provider at all."
Based on these detailed findings, the district court concluded that the record did not support a finding that the Act would benefit women's health, "but it is clear that the Act will drastically burden women's right to choose abortions." Accordingly, the district court found it was "bound by the Supreme Court's clear guidance to reach the same result [as in WWH ] and strike down the Act."
*578 D. The Panel Majority's Opinion
Despite the district court's detailed factual findings and faithful application of
WWH
, the panel majority impermissibly reviews the evidence de novo and ultimately concludes that the district court erred by overlooking "remarkabl[e] differen[ces]" between the facts in this case and in
WWH
.
June Medical
,
Importantly, the panel majority's conclusion that no undue burden exists here rests on the false premise that the district court found that "Act 620 provides minimal benefits,"
II. THE PANEL MAJORITY'S ERRORS
A. The Panel Majority's Articulation of the Undue Burden Test is Wrong
The panel majority begins by setting out its interpretation of the principles set forth in
WWH
. Elaborating on the undue burden framework, the panel majority's opinion holds that "[t]he proper reading of
WWH
is a combination of the views offered by [the parties]," such that (1) "even regulations with a minimal benefit are unconstitutional only where they present a substantial obstacle to abortion," and (2) "[a] minimal burden even on a large fraction of women does not undermine the right to abortion."
The effect of the panel majority's reading of
WWH
is that a court may be permitted to weigh the burdens of an abortion restriction against the benefits of that restriction only if that burden itself imposes a "substantial obstacle."
Contrary to the panel majority's view, which eviscerates the balancing required by
Casey
and
WWH
, a proper application of the Supreme Court's guidance in this case is straightforward and leads to one possible result: Louisiana's Act 620, like the nearly identical Texas law struck down in
WWH
, has no medical benefit and will restrict access to abortion. Such a restriction is surely undue.
June Medical
,
B. The Panel Majority Did Not Review the District Court's Findings for Clear Error and, In Retrying the Facts De Novo, Reaches Incorrect Results
In addition to misreading WWH 's and Casey 's undue burden standard, the panel majority also fails to faithfully apply the well-established "clear error" standard of review to the district court's factual findings. Judge Higginbotham's dissent from the panel majority's opinion correctly catalogues the panel majority's many failures to give proper deference to the district court, which saw and heard the witnesses and determined their credibility, but the following examples demonstrate how egregious and pervasive the panel majority's retrial of the facts was.
The district court determined that Act 620 serves no relevant credentialing function. The panel majority ignored this finding, however, and incorrectly claims the district court instead found that a minimal benefit existed because requiring admitting privileges served a credentialing function.
June Medical
,
Even more troubling is the panel majority's assertion "that the district court clearly erred in saying that all doctors had put forth a good-faith effort to obtain privileges."
June Medical
,
One additional example highlights the panel majority's failure to apply clear-error review in this case. The district court determined that Doe 3's testimony was credible and that "[a]s a result of his fears of violence and harassment, Doe 3 has credibly testified that if he is the last physician performing abortion in either the entire state or in the northern part of the state, he will not continue to perform abortions." Therefore, the district court found Doe 3 would stop performing abortions and that the resulting clinic closure and reduction in abortion capacity in the state would be attributable to Act 620. Despite this finding, the panel majority determines de novo that Doe 3's anticipated retirement from abortion practice was "independent of the admitting-privileges requirement" of Act 620.
See
June Medical
,
C. The Panel Majority's Causation Standard Imposes a Heightened, Individualized Showing of Causation Not Required by the Court in WWH
The Court in
WWH
held the evidence in that case was sufficient to support the district court's finding of causation-that the Texas admitting-privileges requirement had in fact caused the burdens it identified-based only on "the timing of the clinic closures."
WWH
,
The panel majority supports its heightened showing requirement by reasoning that "[w]ere we not to require such causation, the independent choice of a single physician could determine the constitutionality of a law."
*583 D. The Non-Existent Credentialing Function Identified by the Panel Majority Serves No Cognizable State Interest
The panel majority erred in making its de novo finding that Act 620 serves some indefinite credentialing function.
See
June Medical
,
E. The Panel Majority Turns a Blind Eye to the Additional Real-World Burdens Act 620 Will Impose on Women
In overturning the district court's well-supported factual findings, the panel majority does not consider the many other burdens the district court determined will result from Act 620's enforcement beyond the four burdens discussed in
WWH
. In addition to the clinic closures, reduced access to abortion, increased driving times, and increased wait times and crowding identified in
WWH
,
see
F. The Panel Majority's Large-Fraction Analysis is Incorrect
In addition to determining that "no woman would be
unduly
and thus unconstitutionally burdened by Act 620," the panel majority also holds that the law does not burden a large fraction of women.
June Medical
,
The panel majority argues that, under its own de novo factual findings, a large fraction of women will not be burdened. But even based on those improper appellate de novo findings, the panel majority's calculation of the large fraction is nevertheless incorrect. The calculation is defective for the same reason as the panel majority's formulation of the substantial burden test is flawed: It "may be read to imply that a district court should not consider the existence or nonexistence of medical benefits when considering whether a regulation of abortion constitutes an undue burden."
WWH
,
***
For these reasons, I respectfully dissent from the denial of rehearing en banc.
STEPHEN A. HIGGINSON, Circuit Judge, dissenting from denial of rehearing en banc:
I favor full court rehearing to assess whether our court preserves a Louisiana law that is equivalent in structure, purpose, and effect to the Texas law invalidated
*585
in
Whole Woman's Health v. Hellerstedt
, --- U.S. ----,
That the issues at the heart of this case are profoundly sensitive is more reason for us, as a full court, to be sure we reconcile our reasoning with recent Supreme Court direction.
The panel majority cited to Doe 3's testimony that he would retire, pointing out that he initially said he would only stop practicing if he were the only abortion doctor left in the entire state, but later his "story changed," when he testified "he would now cease practicing were he the only remaining abortion provider in northern Louisiana." Id. at 810. According to the panel majority, then, "Doe 3's shifting preference as to the number of remaining abortion providers is entirely independent of the admitting-privileges requirement" because it rests on a personal choice. Id.
Judge Duncan is recused and did not participate in the consideration of the petition.
Judge Higginbotham dissents from the denial of rehearing en banc for the reasons stated in his dissent from the panel decision and joins Judge Dennis's dissent.
Texas's H.B. 2 was basically identical to the Louisiana law at issue here: it contained the same so-called "admitting-privileges requirement," mandating that abortion providers "have active admitting privileges at a hospital that ... is located not further than 30 miles from the location at which the abortion is performed or induced."
WWH
,
This court first applied this abrogated, two-part analysis in the context of admitting privileges requirements in
Planned Parenthood of Greater Texas Surgical Health Services v. Abbott
,
Likewise, the
WWH
Court concluded that the second prong of the Fifth Circuit's prior formulation of the undue burden test, requiring only that the requirement be "reasonably related to (or designed to further) a legitimate state interest," was "wrong to equate the judicial review applicable to the regulation of a constitutionally protected personal liberty with the less strict review applicable where, for example, economic legislation is at issue."
The doctors' names in this case are under seal and were referred to as Doe 1 through 6 in the district court and appellate decisions, using masculine pronouns even though some are women. I mirror that practice here.
By the time of the district court's ruling, two additional clinics, Causeway and Bossier, had closed, and the district court drew no inferences as to whether Act 620 caused those closures.
Though nothing in
WWH
indicates that only the burdens identified there were cognizable for purposes of the undue burden analysis, the panel majority recognizes only the four burdens discussed in
WWH
: (1) clinic closures; (2) difficulties faced by providers in obtaining privileges; (3) increased driving distances; and (4) fewer doctors, longer waiting times, and increased crowding, based on the common-sense assumption that the remaining clinics did not have capacity to absorb the demand for abortions.
June Medical
,
The district court refers on two occasions to the benefit here being "minimal," in one instance describing its earlier finding in conjunction with its original ruling and noting it had found the benefits to be "minimal" in that earlier ruling, and in the other instance referring to the benefits as "minimal, at best." While some of its findings use somewhat imprecise language, overall, the district court's repeated references to the lack of medical benefit make it clear that its finding was that Act 620 conferred no benefit for purposes of weighing against the burdens of Act 620 under the undue burden test. The district court made the following statements about the Act's benefits: "Requiring Abortion Practitioners to Obtain Admitting Privileges Confers No Medical Benefit"; "[Act 620] provides no benefits to women and is an inapt remedy for a problem that does not exist"; "the Act would do little, if anything, to promote women's health"; "[b]ased on the evidence admitted to the record, the facts found herein, and all reasonable inferences drawn from those facts, the Court concludes that the admitting privileges requirement ... provides no significant health benefits to women"; "[t]he record is devoid of any credible evidence that the Act will have a measurable benefit to women's health"; "[a]s in
WWH
, Act 620 'does not benefit patients and is not necessary' " (quoting
WWH
,
The panel majority reaches this result by finding that the abortions provided in the past by the only doctor who acted in good faith (Doe 1) could be split between Does 2 and 3. Id. at 812. This appellate-level factual finding ignores Doe 3's testimony that he would be unable to increase his capacity due to his private OB/GYN practice. See id. at 828, n.33 (Higginbotham, J., dissenting).
The district court correctly determined that "both by virtue of by-laws and how privileges applications are handled in actual practice, hospitals may deny privileges or decline to consider an application for privileges for myriad reasons unrelated to competency," including how much use the hospital expects the physician to make of the facilities, "the number of patients the physician has treated in the hospital in the recent past, the needs of the hospital, the mission of the hospital or the business model of the hospital."
In conjunction with its examination of the evidence before it, the district court found that Louisiana's expert on Act 620's benefits "suffered from paucity of [relevant] knowledge or experience" and the weight of his testimony was "diminished by his bias." In stark contrast and without explanation, the panel majority expressly relies on this discredited expert in making de novo factual findings.
See
June Medical
,
Indeed, the district court found that "[a]bortion is one of the safest medical procedures in the United States," and "[t]he prevalence of any complication in first trimester abortion in the outpatient setting is approximately 0.8%," while "[t]he prevalence of major complications requiring treatment in a hospital is 0.05%" in the first trimester and "approximately 1.0%" in the second trimester. The risks associated with a D&C procedure performed after a miscarriage, by contrast, are greater than those associated with first-trimester abortions.
Judge Higginbotham's dissent also rightly observes that, in making de novo factual findings that fail to recognize most of the burdens Act 620 would cause, the panel majority should have simultaneously reduced the "relevant denominator" to base its unnecessary math on that same, purportedly smaller group. Specifically, because "the relevant denominator must be 'those women for whom the provision is an actual rather than an irrelevant restriction,' "
WWH
,
See
June Med. Servs.
,
Reference
- Full Case Name
- JUNE MEDICAL SERVICES, L.L.C., on Behalf of Its Patients, Physicians, and Staff, Doing Business as Hope Medical Group for Women; John Doe 1; John Doe 2, Plaintiffs-Appellees, v. Doctor Rebekah GEE, in Her Capacity as Secretary of the Louisiana Department of Health and Hospitals, Defendant-Appellant.
- Cited By
- 6 cases
- Status
- Published