Delbert Johnson v. City of Fort Worth
Opinion
The petition for rehearing is DENIED and no member of this panel nor judge in active service having requested that the court be polled on rehearing en banc, the petition for rehearing en banc is also DENIED. The following is substituted in place of our opinion.
Delbert Johnson is a sergeant with the Fort Worth Police Department. He alleges that over a three-year period he was subjected to a campaign of isolation, harassment, and ridicule because he is African-American. Investigators hired by the City to look into Johnson's complaint (and those of two other officers) agree with the sergeant. Their report found that Johnson was "repeatedly subjected to behavior that was hostile, intimidating, and[ ] bullying, and it was done publicly over a period of more than three years." It also concluded that although Johnson reported the harassment to upper management, including Chief of Police Jeffrey Halstead, the Department "did not step forward to stop the conflict-allowing the continuation of behavior contributing to 'hostile work environment' conditions." Instead, Halstead transferred Johnson to one of the worst shifts in the department. We decide whether Johnson has alleged enough at the pleading stage to overcome Chief Halstead's qualified immunity defense to claims of hostile work environment and retaliation.
I.
Johnson has been a police officer in Fort Worth since 1990. 1 He served in multiple roles until being promoted to sergeant and assigned to Traffic Division in 2005. Several years later, Johnson-Traffic Division's only African-American supervisor-was approached by an African-American officer about an offensive picture found in the office. The picture, taken by Sergeant Mike Cagle, depicted Sergeant *415 Ann Gates holding a noose around a snowman's neck. An unspecified officer, not Johnson, reported the picture to Internal Affairs. IA determined that Gates and Cagle had violated Department policies and punished them with a Commander's Admonishment.
Unhappy over the admonishment of his colleagues, Sergeant David Stamp began to take actions to isolate and undermine Johnson. Stamp allegedly gathered a group of supervisors within the Traffic Division and told them that they should "watch out for and avoid [Sergeant] Johnson ... who was now their enemy and could not be trusted." Stamp also publicly criticized Johnson to other supervisors, officers, and civilian employees; conspired with others to boycott certain meetings and assignments overseen by Johnson; and attempted to sabotage one of Johnson's assignments by trying to convince other officers not to work on a federal grant Johnson managed.
Two years after this conduct began, Stamp sent an anonymous letter to Chief Halstead accusing Johnson of stealing money from that same grant program. As a result of Stamp's letter, three different investigative teams audited the federal grant, all of them failing to find any evidence of wrongdoing. One of the investigators told Johnson, "S[ergeant] Stamp tried to take you down hard." Once Johnson was cleared of any wrongdoing, Stamp reportedly said that "the only reason that S[ergeant] Johnson was not arrested was because he was black."
But Stamp is not a party to this lawsuit; it is against Halstead. Johnson's claims hinge on Halstead's alleged retaliation and his response to the discriminatory environment. Johnson first met with Halstead after filing a complaint with human resources in which he alleged "pervasive race discrimination." Johnson filed several follow up complaints, and after 37 days, he met with Halstead to discuss the alleged discrimination. Halstead told Johnson that he had "failed him" and would "make it right."
Three months after they met, Halstead transferred Johnson from the day shift in Traffic Division, where Johnson had been for eight years, to Second Shift West Division, which Johnson describes as "one of the worst shifts in the entire police department." Johnson's work hours changed from 6:00 am to 2:00 pm, Monday through Friday, to 4:00 p.m. to 2:00 a.m., Friday through Monday. Johnson contends that this change to the evening shift had a negative effect on his social relationships and cost him $50,000 in lost income because it diminished opportunities for overtime and forced him to leave a part-time job that he had held for 11 years.
Several weeks before being transferred, Johnson had applied for an open position as Jail Sergeant. The hiring official allegedly wanted to hire Johnson, and no one else applied for the position. But Halstead and upper-level officials blocked Johnson from the position and removed the job posting even though no one had filled it.
During this time, Lieutenant Glenn Edney and the Fort Worth Black Police Officers Association filed complaints with the Department alleging race-based discrimination and retaliatory treatment by supervisory and senior-level officials. Once informed of the complaints, the City of Fort Worth responded by hiring Coleman & Associates to perform an independent investigation of the three complaints, including Johnson's. After ten months of investigation, Coleman released a report finding that the Department "tolerated and allowed a hostile work environment over a three year time period that was based on race and retaliation for [Johnson's] prior *416 complaints of race discrimination and harassment."
Following the release of the report, Halstead posted a video to the Department's YouTube channel in which he recognized that Johnson and another officer had been discriminated against on the basis of race and apologized for that treatment. Halstead also transferred Johnson back to the day shift in Traffic Division.
The Coleman report cites several examples of statements made by Halstead accepting responsibility for the discriminatory behavior. It also found that the discriminatory behavior was "demonstrated with the knowledge of supervisors, other employees in the Traffic Division, and the department's Chain of Command." That included "top management," which "knew of the conflict between Complainant 1 [Johnson] and A-One [Stamp] but did not intercede to successfully mitigate the disruptive and disparaging conflict." The Report concluded that "[t]he insulting, demeaning and offensive behavior from A-One directed toward [Johnson] continued, in part because the department leadership failed to take directed action as required by" Department policies.
Johnson sued Halstead in his individual capacity, the City, and Halstead's successor in her official capacity as Police Chief. He asserted civil rights claims under sections 1981 and 1983 for race discrimination, hostile work environment, and retaliation. Halstead invoked qualified immunity, and the court ordered Johnson to file a Rule 7 reply to address that defense. Halstead then filed a motion for judgment on the pleadings, which the court granted in part and denied in part. It dismissed Johnson's claims for racial discrimination "to the extent [they were] based on Halstead's own alleged acts of harassment." But the court allowed Johnson to move forward with his claims for: (1) hostile work environment based on a theory of supervisory liability; (2) retaliation under section 1981 in response to Johnson's complaint about the discrimination; and (3) First Amendment retaliation.
II.
We review the denial of a Rule 12(c) motion for judgment on the pleadings asserting qualified immunity de novo.
Bosarge v. Miss. Bureau of Narcotics
,
To overcome qualified immunity, a plaintiff must show two things: (1) that the allegations make out a constitutional violation, and (2) that the violation of rights was clearly established at the time of the defendant's conduct.
Carroll v. Ellington
,
III.
The district court denied Halstead qualified immunity on Johnson's hostile work environment claim but limited the claim to a theory of supervisory liability. A supervisor can be liable for the hostile work environment created by his subordinates "if that official, by action or inaction, demonstrates a deliberate indifference
*417
to a plaintiff's constitutional rights."
Southard v. Tex. Bd. of Criminal Justice
,
We first address Halstead's contention that there is a clear legal obstacle to this section 1983 claim. He argues that although a hostile work environment based on sex violates the Equal Protection Clause, it is not clearly established that one based on race does. This ignores multiple cases in which we have considered race-based hostile work environment claims asserted under section 1983.
See
Duru v. City of Houston
,
Given that the Equal Protection Clause protects against a racially hostile work environment, the question becomes whether Johnson has sufficiently alleged that was what he faced. A hostile work environment exists when the workplace is "permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or pervasive to alter the conditions of the victim's employment."
Harris v. Forklift Sys., Inc.
,
Johnson sufficiently alleges sustained harassment that undermined his *418 ability to work. Relying on the Coleman Report, Johnson contends that he was "repeatedly subjected to behavior that was hostile, intimidating, and[ ] bullying, and it was done publicly over a period of more than three years." More specifically, he endured "false accusations of wrong doing, name calling, campaigning to turn others against [him], encouraging [his] peers and direct reports not to work with [him], or for [him] thereby marginalizing and undermining his supervisory effectiveness." The Coleman Report recounts that there were occasions when the tension between Johnson and Stamp was "so intense that the potential for physical aggression and altercation appeared imminent." It concluded that "race was at the core of the differences" in this conflict. And Halstead publicly admitted not only that harassment occurred, but also that it resulted from Johnson's "skin color."
These allegations go well beyond "simple teasing, offhand comments, and isolated incidents."
Faragher
,
But for Halstead to be liable, it is not enough that Johnson was subject to a hostile work environment. Halstead must have been deliberately indifferent to this racially hostile work environment.
Southard
,
He has done so. There is no dispute that Halstead knew about the alleged harassment. Johnson says he met with Halstead soon after he filed the complaint with HR. The subsequent transfer of Johnson and Halstead's later apology corroborate this. So does the Coleman Report, as it found that a "high ranking officer" confirmed Johnson's account of his interactions with the Police Chief. The investigators also concluded that there was "widespread *419 knowledge" of Johnson's situation, and that the "Chain of Command" knew about the "hostile, intimidating, and bullying" behavior.
Johnson's allegations that Halstead did nothing to try and stop the harassment even though he knew about it-again corroborated by the outside investigation-also satisfy the second requirement for deliberate indifference. Among its sharp criticisms of management's response to the harassment complaints, the Coleman Report concludes that "upper management was aware of the ongoing nature of the matter, but did not step forward to stop the conflict-allowing the continuation of behavior contributing to a 'hostile work environment.' " Addressing Stamp's harassment of Johnson, it found that "the insulting, demeaning and offensive behavior ... continued, in part because the department leadership failed to take directed action" as required by Department policy. Although these findings refer to "top" or "upper" management rather than Halstead specifically, it is easy to piece together that the very top of management is included among the group that made no attempt to stop the harassment. As discussed, Johnson told Halstead about the harassment. Halstead admitted to Johnson that he had "failed him" and promised to "make it right." More than a year later, Halstead publicly admitted that he had not made it right and had instead continued in his failure to prevent the hostile conduct he had learned about. The corroborated allegations of Halstead's inaction after learning about the unconstitutional work environment is the definition of deliberate indifference and thus would amount, if proven, to a violation of clearly established law. Of course, they are just allegations at this point, and the evidence may end up showing the opposite. But the allegations are plausible enough to allow Johnson to engage in the full discovery process and find out if there is evidence to back them up.
IV.
We next consider the section 1981 claim asserting that Halstead retaliated after Johnson complained about discrimination by transferring him to the night shift in a different division. Halstead argues he is entitled to qualified immunity because it is not established that the transfer was an adverse employment action and Johnson has not sufficiently pleaded causation. 3
The district court seems to have concluded that the transfer amounted to an adverse action under the "ultimate employment decision" standard that governs discrimination claims. But retaliation claims are governed by a less stringent standard. Title VII retaliation plaintiffs need only be subject to an employment decision that was "materially adverse," which means that it "well might have dissuaded a reasonable
*420
worker from making or supporting a charge of discrimination."
See
Burlington N. & Santa Fe Ry. Co. v. White
,
Halstead suggests it is not clear whether this "materially adverse" standard applies to retaliation claims brought under section 1981. We do not view that as an open question. For starters, we have repeatedly explained that "[r]etalation claims under § 1981 and Title VII ... are parallel causes of action," which means they "require[ ] proof of the same elements in order to establish liability."
Foley v. Univ. of Hous. Sys.
,
We thus need not decide if the transfer was tantamount to a demotion, which is often needed to treat a transfer as an "ultimate employment decision." To be actionable when it is a product of retaliation, an employment decision need only "dissuade[ ] a reasonable worker from making or supporting a charge of discrimination."
Burlington N. & Santa Fe Ry. Co.
,
Johnson alleges that substantial burdens flowed from the shift change. He went from a daytime shift during the week to a night shift on the weekend. Just in terms of that timing, either hours or days, the shift change could dissuade an officer from making a discrimination complaint. But Johnson also describes his new assignment as "one of the worst shifts in the entire police department," and it is not surprising that weekend evenings might be among the more demanding assignments for a police officer. He also cites a significant financial loss of $50,000 because he had to quit a part-time job he had held for 11 years and no longer got the opportunity to work overtime hours. The district court found these allegations sufficient to show an ultimate employment decision. We have no trouble finding that they could support the lesser threshold of a "materially adverse" action, and that the widely acknowledged inferiority of the new shift would have been apparent to any reasonable person making the decision.
Johnson must also show it is plausible that he was transferred because he complained about discrimination. He has done so. Shortly after alleging a pattern and practice of race discrimination to human resources, Johnson personally met with Halstead to discuss his concerns. Three months later, Halstead transferred Johnson from the position he had held for eight years. This relatively short time gap between his complaint and the transfer support an allegation that the two events were related.
See
Evans v. City of Houston
,
Johnson's allegations supporting unlawful retaliation, if he later proves them to be true, establish a violation of his constitutional rights, one that a reasonable official would know was unlawful. The district *422 court properly denied Halstead's motion to dismiss this claim.
V.
Johnson alleges a second retaliation claim, this one under the First Amendment. It is also based on Halstead's alleged response to Johnson's complaint about the racially hostile work environment, which Johnson characterizes as protected speech. Unlike the claim alleging retaliation for reporting discrimination, a claim of retaliation for exercising First Amendment rights exists only if Johnson was making the statement as a citizen on a matter of public concern.
5
Garcetti v. Ceballos
,
The district court correctly determined that Johnson's apprehensions about racial hostility within the police department are a matter of public concern.
See
Markos v. City of Atlanta, Tex.
,
But the district court did not consider the second question
Garcetti
asks: whether Johnson was speaking as a citizen. A public employee's speech is not protected when he speaks "pursuant to [his] official duties."
Anderson v. Valdez
,
One way to determine the role of the speaker is to look to the identity of the listener. Complaints made publicly or to individuals outside the speaker's organization suggest the employee is acting as a citizen.
See
Anderson
,
*423
Charles v. Grief
,
* * *
The district court's denial of qualified immunity is AFFIRMED on the hostile work environment and section 1981 claims, but REVERSED on the section 1983 First Amendment retaliation claim. The case is REMANDED for further proceedings.
The factual allegations in this case come from Johnson's first amended complaint, and his Rule 7 reply. The order being appealed is a judgment on the pleadings, thus "all well-pleaded facts are accepted as true and viewed in the light most favorable to the plaintiff."
Bosarge v. Miss. Bureau of Narcotics
,
"Unpublished opinions issued before January 1, 1996, are precedent." 5 th Cir. R. 47.5.3.
Halstead argues for the first time at the rehearing stage that it is not clearly established that a section 1981 retaliation claim can be brought against a municipal official as opposed to the municipality itself.
See
Jones v. City of Houston
, No. 18-20223,
Halstead's petition for rehearing en banc argues that this discussion of causation for the section 1981 retaliation claim fails to apply the "clearly established" qualified immunity standard. But that standard asks whether a "
right
was 'clearly established' at the time of the challenged conduct."
Ashcroft v. al-Kidd
,
What is more, in challenging causation Halstead relies on cases addressing the
McDonnell Douglas
prima facie showing used at summary judgment when a plaintiff tries to prove retaliation with circumstantial evidence. At the pleading stage, the question is whether the allegation is plausible.
See
Swierkiewicz v. Sorema N.A.
,
We note that First Amendment retaliation claims also may differ from section 1981 retaliation over the definition of an "adverse employment action." It is not clearly established whether
Burlington
's "materially adverse" standard applies to retaliation for protected speech.
See
Gibson v. Kilpatrick
,
Reference
- Full Case Name
- Delbert JOHNSON, Plaintiff-Appellee v. Jeffrey HALSTEAD, Individually, Defendant-Appellant
- Cited By
- 73 cases
- Status
- Published