Ikechukwu Okorie v. Virginia Crawford
Opinion
Michigan v. Summers,
We confront a question that courts have rarely had to address in the nearly four decades since Summers was decided: May the government detain the owner of a business that is being searched not because of suspected criminal activity but instead for possible civil violations?
This question arises from the search of a medical clinic that resulted in the doctor being detained for three to four hours. During that time, an investigator pushed the doctor down, drew his gun multiple times, and limited the doctor's movement and access to facilities such as the restroom. We conclude that the doctor's allegations establish a Fourth Amendment violation based on the intrusiveness of the detention, but that the sparse caselaw in this area had not clearly established that unlawfulness. As a result, the investigator is entitled to qualified immunity.
I.
A.
Dr. Ikechukwu Okorie is a primary care physician who runs a clinic in Hattiesburg. The Mississippi State Board of Medical Licensure certified Okorie to prescribe opioids and other pain medications. In 2010, the Board began investigating whether Okorie was overprescribing those substances. It instructed Okorie to implement policy changes and returned a year later to check on him. Despite concluding that Okorie was not complying with the Board's instructions, it continued to allow Okorie to prescribe opioids. The following year, the Board again found Okorie was overprescribing opioids and other controlled substances. This time it revoked his certification.
Okorie sought recertification in 2014 after completing new pain management training. He received a temporary license, but the Board requested additional information *433 and asked Okorie to appear at its next meeting to assist in its final determination.
Before the Board met, a state court judge authorized an administrative inspection and issued a search warrant.
See
MISS. CODE § 41-29-157(a)(1) ;
see also
Marshall v. Barlow's, Inc.
,
In evaluating what happened when the warrant was executed, we must assume Okorie's allegations to be true as this case is just at the pleading stage.
Bosarge v. Miss. Bureau of Narcotics
,
Once Okorie briefly spoke with his staff, Dalton brought him back into his office, where Okorie was detained for the remainder of the search. After two hours had passed, Okorie asked to go to the bathroom and was told no. Okorie "plead[ed]" with Dalton, explaining that he would have to urinate himself if not allowed to use the restroom. At this point, Dalton, "with his gun drawn," escorted Okorie to the bathroom. Dalton forced Okorie to leave the bathroom door open the entire time, even though a female investigator and other individuals were present. Dalton also instructed Okorie to keep his hands where Dalton could see them. Only when the agents were done executing the search, three to four hours after it began, was Okorie allowed to leave the clinic. 1
B.
Okorie filed this section 1983 lawsuit in federal court alleging violations of the Fourth Amendment. The complaint names 12 defendants. The district court dismissed the claims against all of them for various reasons. Only the claim against investigator Dalton is being appealed. 2
*434
Dalton filed a motion to dismiss on the pleadings invoking qualified immunity.
See
FED. R. CIV. P. 12(c). He argued that the complaint did not allege a constitutional violation because he had probable cause to detain Okorie and he did not detain him in an unreasonable manner. After allowing Okorie to supplement his allegations with a Rule 7 response,
see
Schultea v. Wood
,
II.
We first decide whether Okorie alleges a violation of his rights.
Pearson v. Callahan
,
A.
Okorie first argues that there was no basis to detain him at all. As mentioned at the outset, it has long been the case that law enforcement may detain the occupant of a place where a criminal search warrant seeking contraband is being executed.
Summers
,
The latter distinction may have helped Okorie at one time.
Summers
involved a search for illegal drugs and noted that its rule might not extend to allowing seizures when police are searching only for evidence.
Id
. at 705 n.20,
But since then the Supreme Court has applied
Summers
to allow the seizure of occupants of a residence where officers were searching for "documents and computer
*435
files."
Los Angeles Cty. v. Rettele
,
But the factors supporting the Summers exception do not weigh as strongly in the government's favor when it is executing an administrative search warrant as compared to a criminal one. So Okorie's civil/criminal distinction has more force.
One big difference relates to the Supreme Court's observation that the existence of a criminal search warrant provides an "objective justification" for seizing an occupant.
Summers
,
This transitive theory of suspicion to detain does not work for a search warrant seeking evidence only of civil violations. Even if the suspicion of ongoing
*436
regulatory violations at a business can similarly be transferred to the owner of that business, probable cause (or even certainty) of a civil violation generally does not allow a warrantless arrest.
See
Brown v. Texas
,
Other factors
Summers
relies on in finding that detention was only an "incremental intrusion on" the resident's liberty interest,
B.
But we need not resolve whether detention incident to execution of an administrative warrant is allowed as a general matter, because we conclude that the intrusiveness of this one rendered it unconstitutional. As is true of other Fourth Amendment seizures such as
Terry
and traffic stops, the lawfulness of a detention incident to execution of a warrant is not evaluated only at its inception; the length and intrusiveness of the detention may render it unreasonable.
Muehler v. Mena
,
One side of the reasonableness balance is the scope of the detention, which depends on the detention's location, length, and degree of intrusiveness.
See
Heitschmidt
,
Okorie's detention lasted for three to four hours. In a post-
Summers
case, the Supreme Court held that two to three hours of handcuffed detention during a search was reasonable, but that was an "inherently dangerous" search for weapons and a gang member.
Muehler
,
Weighing even more heavily in Okorie's favor is the method of detention. This factor was critical to our holding that a seizure was unreasonable when the detainee was physically pushed onto a car trunk, handcuffed in the street, then detained in pain without a restroom break for more than four hours. Id . 838. Not all of these features are present here (Okorie was not handcuffed, for example), but the force applied and displayed against Okorie is a much greater intrusion on liberty than what happened to the Summers detainee, who was "merely asked to remain at the home until the search was completed." Id . Okorie's detention involved forceful pushing, with Dalton yelling "if you don't sit down I will put you down!" Dalton then drew his gun while escorting Okorie into the hallway so Okorie could instruct his staff to fax the warrant to his lawyers and print patient records as requested. And while Okorie did eventually get to use the restroom, he had to plead repeatedly to do so, crying and telling Dalton he was going to urinate himself. On his way to the restroom, Okorie was escorted by Dalton with his "gun drawn," required to keep his hands visible, and forced to leave the door open the entire time, even though there were many people nearby. Brandishing a gun during a visit to the restroom-long after the clinic was secured-is a far cry from ordering a resident to stay in the house while a search is completed.
Against these substantial intrusions on Okorie's liberty we consider the government's interest in detaining him in this manner throughout the search.
Muehler
,
Even more damaging for Dalton is the lack of any indication that Okorie posed a safety threat to officers, especially after the office was initially secured.
See
New York v. Class
,
The last of the government's interests does weigh in favor of Dalton, though only mildly so. Detaining Okorie could help facilitate the search, as investigators relied on him to print patient records for review. But again, what matters is not just the detention, but the
way
a detention is carried out.
See
Heitschmidt
,
Balancing the relatively minor benefits to law enforcement of this detention against the serious intrusions it imposed on Okorie's liberty, the allegations establish an unreasonable seizure. Going forward, an hours-long detention of a person during an administrative search of a medical clinic or similar establishment, during *440 which a gun is drawn, will be unlawful absent heightened security concerns.
III.
But looking backward, the law in this undeveloped area was not clear enough when Dalton detained Okorie so that "any reasonable official in the defendant's shoes would have understood that he was violating" the Fourth Amendment.
Plumhoff v. Rickard
,
We have previously acknowledged that the limits of
Summers
are not well defined.
Williams
,
The only feature that arguably makes Okorie's claim a stronger one than Heitschmidt's is that this detention was incident to an administrative seizure. As we have discussed, that at a minimum affects the balancing of
Summers
's interests in analyzing the intrusiveness of a detention even if it does not outright eliminate the government's right to detain without probable cause. But we have never considered the question, and only a few other courts have. The dearth of caselaw on this question might indicate the government rarely detains people while executing administrative searches, a fact that would be consistent with Okorie's view of the Fourth Amendment. The consequence, though, is that Okorie is unable to point to caselaw clearly establishing the unlawfulness of this type of detention. As a result, qualified immunity defeats Okorie's claim.
al-Kidd
,
* * *
The judgment of the district court is AFFIRMED.
After the search, the Board commenced disciplinary proceedings against Okorie and found him in violation of Board rules. The Board later charged Okorie with violating the terms of the first disciplinary proceeding and suspended him for a year.
See
Among the numerous rulings not being appealed, the district court granted absolute immunity to the members of the Mississippi Board of Medical Licensure on the grounds that they were acting in a judicial function in their dealings with Okorie. The court also dismissed Okorie's state law claims under the Mississippi Tort Claims Act, holding that he did not comply with the statutory notice requirements. Finally, the district court dismissed claims against another Board investigator because Okorie did not sufficiently allege that she was directly involved in his detention.
Heitschmidt
actually involved a search for evidence, not contraband.
Heitschmidt
,
Only the Tenth Circuit arguably upholds the distinction. But its concern is not with run-of-the-mill criminal search warrants for evidence, but with searches of a truly innocent third party, who possesses useful evidence but whose possession of such evidence is not a crime. And the court takes a broad definition about what constitutes contraband, including in that category a wide range of nontraditional items that look more like evidence.
See, e.g.
,
United States v. Ritchie
,
The few cases allowing arrests for civil violations do not recognize general authority for
warrantless
arrests. Courts have allowed arrests for civil violations based on bench warrants issued for civil contempt,
Armstrong v. Squadrito
,
If the government can make warrantless arrests based on sufficient suspicion of regulatory violations,
Atwater
would not have needed to spend pages addressing whether the pre-founding English common law and founding-era American practice allowed warrantless arrests for misdemeanors.
Unlike this case,
Dawson v. City of Seattle
,
The length and intrusiveness of the search of Okorie's clinic does not fit this description. But we are addressing whether as a categorical matter Summers applies to administrative searches.
Two other courts, albeit in unpublished opinions, expressed similar doubts.
See
Onofre-Rojas v. Sessions
,
Heitschmidt
was decided before
Muehler
.
Muehler
held that law enforcement interests supported detaining the plaintiff for two to three hours, the full duration of the search.
Nor could we find such cases in other circuits that would establish a robust consensus that the detention in this case was unreasonable.
Reference
- Full Case Name
- Ikechukwu Hyginus OKORIE, M.D., Plaintiff-Appellant v. Virginia M. CRAWFORD, M.D.; Charles D. Miles, M.D.; Rickey L. Chance, D.O.; Claude D. Brunson, M.D.; John C. Clay, M.D.; S. Randall Easterling, M.D.; C. Kenneth Lippincott, M.D.; William S. Mayo, D.O.; J. Ann Rea, M.D.; H. Vann Craig, M.D.; Jonathan Dalton; Leslie Ross, Defendants-Appellees
- Cited By
- 5 cases
- Status
- Published