Norvis Harmon v. Dallas County, Texas
Opinion
This case is about an employment relationship that did not turn out well. Norvis Harmon, a former deputy constable,
*888
brought this action under
This is Harmon's second lawsuit based on these facts, as he previously filed a state-court lawsuit against Dallas County aggrieving the circumstances of his termination. He did not enjoy a favorable judgment in that suit.
The district court below disposed of Harmon's claims through a series of summary-judgment and 12(c) rulings. 1 The district court dismissed Harmon's claims against Dallas County as barred by res judicata, 2 and dismissed Harmon's claims against Evans in his individual capacity on the basis of qualified immunity. 3 For the reasons stated herein, we AFFIRM.
I.
Harmon is a former deputy constable in Precinct 1 of the Dallas County Constable's Office. During his employment, Harmon became aware that Evans and his other superiors were up to some not-so-good things, to wit: (1) requiring deputies to work for Evans's political allies without pay; (2) requiring deputies to donate time and money to Evans's re-election campaign; (3) illegally setting quotas for writing traffic citations; and (4) requiring deputies to tow citizens' vehicles after traffic stops, and to do so with a certain towing company with whom Evans shared a close relationship.
In November 2009, Harmon reported these activities to Defenbaugh & Associates, an investigative firm hired by the Dallas County Commissioner's Court. Harmon alleges he made similar reports to the Dallas County Human Resources Department, the Dallas County District Attorney, and the Federal Bureau of Investigation.
Things then went downhill. Word spread that certain deputies were speaking out, prompting Evans to call a meeting in which he made couched threats that he would retaliate against those who did. In March 2010, the Dallas Morning News published an article describing the results of the investigation and confirmed that certain deputies had spoken out against Evans's illegal activities. 4 Although the article did not identify any of the deputies by name, a separate investigative report did. 5
Evans later initiated an administrative investigation into Harmon and, finding at least one discrepancy in Harmon's GPS reports, terminated him (from employment) on June 3, 2011. Harmon tried to grieve his termination to Evans, as his *889 department head, and to Dallas County. These attempts were not successful, because deputy constables hired after August 19, 2003 are excluded from the Dallas County Civil Service Commission's grievance system procedure. 6 As Harmon was hired in 2008, he did not have grievance rights. So, Harmon turned to litigation.
Harmon first sued Dallas County in Texas state court. He asserted claims for alleged violations of the Texas Whistleblower Act and Texas Government Code § 617.005, 7 and an equal protection violation under the Texas Constitution. In addition, Harmon sought injunctive relief and declaratory relief in connection with his equal protection claim, and a declaration that Evans's actions were "illegal and void." Evans was not a party to the state-court action.
The County moved to dismiss Harmon's suit for lack of subject-matter jurisdiction, arguing that governmental immunity barred Harmon's constitutional claims, as well as those brought under the Whistleblower Act and Local Government Code. The County also argued that Harmon's requests for injunctive and declaratory relief embraced ultra vires acts that could only be asserted against Evans, who was not a party to the suit. The court agreed with the County, dismissed Harmon's claims with prejudice, and granted Harmon the opportunity to replead his claims for declaratory and injunctive relief. Harmon did not, and the state court eventually entered final judgment disposing of all claims and parties on November 7, 2013.
Harmon brought his second suit in federal court, asserting two claims under § 1983 : (1) a retaliation claim under the First Amendment, and (2) an equal protection claim based on the denial of his right to petition the government. In addition to suing the County (again), Harmon also sued Evans in both his individual and official capacities. Evans asserted the defense of qualified immunity, so the district court ordered Harmon to file a Rule 7(a) reply. Afterwards, Evans filed a Rule 12(c) motion for judgment on the pleadings based on his qualified-immunity defense, and both defendants later filed a limited motion for summary judgment asserting that res judicata barred Harmon's federal suit. 8
The district court held that res judicata barred Harmon's suit as to the County and Evans in his official capacity, and then granted Evans's Rule 12(c) motion on the basis of qualified immunity as to Harmon's First Amendment retaliation claim. 9 Harmon, however-and to the apparent surprise of the district court and the parties-argued that he still had lingering claims under the First Amendment's Petition Clause. The district court granted Evans the opportunity to file a dispositive motion on those claims, 10 and then granted his *890 motion when he did. 11 Harmon timely appealed.
II.
Harmon brings three issues on appeal. He first argues that res judicata does not apply to this case. Next, he argues the district court erred in granting Evans qualified immunity on his First Amendment retaliation claim because his right to engage in the speech at issue was clearly established at the time of his termination. Finally, Harmon contends the district court was wrong to grant Evans qualified immunity on his claims under the First Amendment's Petition Clause. We address each in turn.
III.
We apply Texas law to determine the res judicata effect of a Texas judgment, and our review is de novo.
Sims v. City of Madisonville
,
The first element is met because, under Texas law, a dismissal based on governmental immunity constitutes a final judgment on the merits for purposes of res judicata.
See
Sims v. City of Madisonville
,
The third element presents an easy solve under Texas's "transactional" approach. "Under this approach, a judgment in an earlier suit 'precludes a second action by the parties and their privies not only on matters actually litigated, but also on causes of action or defenses which arise out of the same subject matter and which might have been litigated in the first suit.' "
Getty Oil Co. v. Ins. Co. of N. Am.
,
Stepping back, the second element-privity-presents a closer question, but our decision in
*891
Warnock v. Pecos County, Texas
,
If the plaintiff prevails against the official, the official must satisfy the judgment out of his own pocket, rather than having the government entity pay the damages. See Kentucky v. Graham,473 U.S. 159 , 166,105 S. Ct. 3099 , 3105,87 L.Ed.2d 114 (1985). In addition, different legal theories may be necessary to prove liability in a personal-capacity, as opposed to an official-capacity, case. Also, different defenses are available to a defendant who is sued in his personal capacity. Therefore, courts do not generally consider an official sued in his personal capacity as being in privity with the government.
Id.
at 395 (some citations omitted);
see
18A Charles A. Wright & Arthur R. Miller,
Federal Practice and Procedure
§ 4458 (3d ed. 1998) ("The relationships between a government and its officials justify preclusion only as to litigation undertaken in an official capacity.").
13
To that end, district courts in this circuit have applied
Warnock
to circumstances analogous to those at hand.
See
Benson v. City of Texas City, Tex.
, No. 3:13-CV-23,
But we agree with the district court that res judicata bars any official-capacity claims against Evans. An official-capacity claim, after all, is essentially a claim against the County.
See
Turner v. Houma Mun. Fire & Police Civil Serv. Bd.
,
*892
Olibas v. Dodson
,
IV.
Harmon alleges he was terminated in retaliation for engaging in protected speech under the First Amendment. Evans, in a Rule 12(c) motion, asserted the defense of qualified immunity. After ordering supplemental briefing on this point, the district court held that the law regarding Harmon's speech was not clearly established at the time of his termination and thus Evans was entitled to qualified immunity on Harmon's retaliation claim. 14
We review de novo a district court's ruling on a Rule 12(c) motion for judgment on the pleadings asserting qualified immunity.
Johnson v. Halstead
,
"To evaluate whether a government official is entitled to qualified immunity, we conduct a two-prong inquiry: we ask (1) whether the undisputed facts and the disputed facts, accepting the plaintiffs' version of the disputed facts as true, constitute a violation of a constitutional right, and (2) whether the defendant's conduct was objectively reasonable in light of clearly established law."
Carroll v. Ellington
,
To establish a claim for retaliation under the First Amendment, a plaintiff must show,
inter alia
, that he "spoke as a citizen on a matter of public concern."
Garcetti v. Ceballos
,
*893
Anderson v. Valdez
,
We applied these principles in
Howell v. Town of Ball
, which we find controlling. In
Howell
, we held that a Louisiana police officer's confidential involvement with an FBI-led investigation into the illegal acts of the mayor and other local officials was not "in furtherance of his ordinary job duties."
At the time that Howell was fired, Garcetti 's distinction between speech made pursuant to official duties and speech made as a private citizen was relatively new, and this court had not considered it in the context of an action involving a police officer's statements to an outside law enforcement agency, or in the context of a law enforcement officer's assistance with an outside agency's investigation. Garcetti , by its own admission, did not "articulate a comprehensive framework for defining the scope of an employee's duties in cases where there is room for serious debate." See547 U.S. at 424 ,126 S. Ct. 1951 . Furthermore, the Supreme Court did not emphasize that only speech made in furtherance of an employee's "ordinary" job duties is not protected until nearly three years after Howell was discharged.
The lack of the application of Garcetti to similar facts at the time of Howell's discharge, coupled with the Supreme Court's only recent clarification of Garcetti 's citizen/employee distinction in Lane , compels us to hold that the Board defendants did not violate a "clearly established" constitutional right when voting to fire Howell. We thus affirm the district court's grant of qualified immunity to the Board defendants.
The parties here essentially agree that Harmon alleges a violation of *894 his First Amendment rights; indeed, Evans concedes-ultimately to his advantage, of course-that "the facts in Howell are identical to the speech at issue in this case." And Harmon alleges that it was not part of his ordinary duties as a deputy constable to report the illegal acts of his supervisors to investigators, the FBI, and other authorities. Even so, Harmon's termination occurred just one month prior to the officer's termination in Howell , where we held that it was not clearly established whether a law enforcement officer's involvement in an investigation with outside law-enforcement enjoyed protection under the First Amendment. Accordingly, the same result in Howell must obtain here. 16 We thus agree with the district court that Evans is entitled to qualified immunity on Harmon's First Amendment retaliation claim.
V.
Finally, we address Harmon's claims under the First Amendment's Petition Clause, which "protects 'the right of the people ... to petition the Government for a redress of grievances.' "
Borough of Duryea, Pa. v. Guarnieri
,
As best we can tell, Harmon attempts to bring two "petition" claims. 17 The first appears to be a straight-up petition claim based on Evans's refusal to hear his grievance; that is, Harmon alleges that Evans's refusal to hear his grievance violated his "fundamental" right to petition the government. Harmon's second claim appears to be an equal-protection variant and is similarly based upon Evans's refusal to hear his grievance. We address each in turn. 18
Harmon's first theory fails for the very basic reason that his attempted grievance involved a matter of private concern. Indeed, "[i]f a public employee petitions as an employee on a matter of purely private concern, the employee's First Amendment interest must give way, as it does in speech cases."
There is no evidence that Harmon was using the petition appealing his employment termination as a platform to publicly air his concerns about Evans's conduct. He, instead, was merely using the petition to appeal the termination of his employment as any employee, private or public, would do. In other words, the point of Harmon's appeal was not to present concerns about Evans's conduct but to seek reinstatement of his employment as deputy constable with the County.
Harmon II
, 294 F. Supp. 3d at 571. In addition, that Harmon's remaining claim here is against Evans in his individual capacity-and thus seeks damages from him personally-underscores our conviction that Harmon's attempt to grieve his termination with Evans constituted but a matter of private concern.
See
Gibson
,
To succeed on his equal protection claim, Harmon must show that "two or more classifications of similarly situated persons were treated differently."
Gallegos-Hernandez v. United States
,
AFFIRMED.
See generally
Harmon v. Dall. Cty., Tex.
(
Harmon II
),
Harmon I
,
Kevin Krause & Ed Timms, Report: Dallas County Constable Derick Evans May Have Broken Law With Re-election Raffles, Not Paying Deputies For Off-duty Work , DallasNews (March 2010), https://www.dallasnews.com/news/crime/2010/03/04/Report-Dallas-County-Constable-Derick-9350.
Evans was eventually convicted for engaging in organized criminal activity. The conviction was affirmed on appeal.
Evans v. State
, No. 05-12-01179-CR,
See Dallas Cty., Tex., Code of Ordinances ch. 86, art. I, § 86.1(1) (" Category A employee includes ... deputy constables hired after August 19, 2003 .... [C]ategory A classified employees are excluded from coverage afforded in employment procedures relating to job posting, reduction-in-force, double-fill, reinstatement, reemployment, dismissals, right of appeal, and grievance system procedures of this Code.").
Tex. Gov't Code § 617.005 ("This chapter does not impair the right of public employees to present grievances concerning their wages, hours of employment, or conditions of work either individually or through a representative that does not claim the right to strike.").
We have simplified the motion practice before the district court.
Harmon I
,
Harmon II
,
There is no question this element is satisfied as to the County, as it was a party in the prior suit.
See also
McLellan v. Perry
,
This case was originally before then-Chief Judge Solis, who denied Evans's qualified-immunity defense.
Harmon v. Dall. Cty.
, No. 3:13-CV-2083-P,
See
Lane v. Franks
,
Harmon directs us to
Cutler v. Stephen F. Austin State University
in support of his argument that the law regarding his speech was clearly protected at the time of his termination.
Harmon gears much of his Petition Clause arguments towards Dallas County and its decision to exclude deputy constables hired before August 19, 2003 from its grievance system. Because we hold that res judicata bars Harmon's claims against the County and Evans in his official capacity, we do not address these arguments.
The district court held that Harmon's Petition Clause claims were not properly before the court but nevertheless addressed them on the merits. We limit our analysis here to the merits.
Reference
- Full Case Name
- Norvis HARMON, Plaintiff-Appellant v. DALLAS COUNTY, TEXAS ; Derick Evans, Defendants-Appellees
- Cited By
- 34 cases
- Status
- Published