Ambrosio Longoria v. Hunter Express, Limited, et a
Opinion
Cases with the simplest of facts can raise difficult legal issues on appeal. So it is with this appeal from a three-day personal injury trial that resulted in a verdict of more than $2.8 million for the plaintiff. The appeal raises issues of error preservation, whether state or federal law governs challenges to the excessiveness of damages in diversity cases, and the role of the "maximum recovery" rule. After wading through these sometimes murky waters, we vacate the award for future mental anguish as there was no evidence to support any such award and vacate as excessive the award for future pain and suffering and remand that award for a remittitur determination.
I.
Ambrosio Longoria and Sarbjit Singh Basatia are commercial truckdrivers. They got into an accident in Laredo. Basatia went straight in a turn-only lane while Longoria was properly making a left. The trucks collided, rendering both inoperable. Longoria's truck was pushed back into the intersection. Basatia's truck continued moving forward until it collided with the shoulder of the road, bringing it finally to a halt.
Longoria walked away from the accident. But a few hours later, he began experiencing back pain that prompted him to visit the emergency room. The hospital took a few x-rays and gave him some painkillers, then let him go. Longoria ended up just taking ibuprofen that night.
The next day, Longoria awoke in severe pain. He went to a physical therapy center and began three months of rehabilitation. He did not work during that time. At the end of this physical therapy, he was cleared to return to work. But that was not the end of Longoria's treatment. The therapy center referred Longoria to a back specialist for continued care.
As part of that care, the doctor ordered an MRI to assess how Longoria's back was doing. The MRI showed Longoria had a bulging disc, a disc pressuring a spinal nerve, and a herniated disc. The doctor gave Longoria two options to manage the pain: a steroid shot or back surgery. Fearing surgery, Longoria opted for the shot.
The injection wore off after a few months and the pain returned. Faced with the same options of back surgery or short-term relief via the shot, this time Longoria chose surgery. During surgery, the doctor *363 discovered that the injury was not a simple herniated disc but a bone spur protruding from Longoria's spine that was pinching his nerves.
Longoria underwent another three-month recovery period. Ultimately, the operation alleviated some but not all of his pain. To this day, he has back pain that regularly wakes him up at night. And every morning Longoria must stretch for an hour to manage the pain. He typically must repeat that hour of stretching later in the day because the discomfort returns. Around twice a week, Longoria also takes ibuprofen for his back. He also is on a permanent 50-pound lifting restriction.
Longoria filed this negligence action against Basatia and Basatia's employer, Hunter Express. The jury found Defendants fully liable for the accident. It awarded Longoria over $2.8 million in damages allocated as follows:
• Past physical pain: $150,000;
• Future physical pain: $1 million;
• Past mental anguish: $120,000;
• Future mental anguish: $140,000;
• Past medical expenses: $94,243;
• Past physical impairment: $200,000;
• Future physical impairment: $1.1 million;
• Past disfigurement: $1,000; and
• Past lost wages: $15,000
Defendants sought a new trial, arguing that there was no basis for two of the damage awards (future mental anguish and future physical impairment) and that two others (future physical pain and past physical impairment) were excessive. The district court denied the motion.
II.
The four issues Defendants press on appeal do not replicate those they urged as the basis for a new trial. Two are the same. They continue to argue that there is no support for the future mental anguish award, and they renew their challenge to the excessiveness of the future pain award. Asking the trial court to order a new trial for those reasons preserved the issues for our consideration.
But Defendants add two new challenges. They contend for the first time that a new trial should have been ordered because: (1) there is no basis for finding any past mental anguish, and (2) the award for future physical impairment is excessive. Because the trial court had no opportunity to assess whether problems with these awards might warrant a new trial, Defendants have forfeited these issues.
Bueno v. City of Donna
,
Defendants did not dispute the past mental anguish award on any basis in the trial court. As to future physical impairment, the new trial motion addressed it only under the "Sufficiency of Evidence" heading, which claimed a "complete absence of proof." A separate heading for "Excessive Damages Award" does not mention future physical impairment. In one sense, a claim that the award should be zero would seem to encompass as a "lesser included" a claim that any amount
*364
is excessive. But the inquiries are distinct, as the new trial motion recognizes in separating them. The sufficiency challenge asks only whether there is any evidence for a jury's award; if there is, the judge's job is at an end. An excessiveness challenge requires more extensive scrutiny, including-as will be seen-consideration of verdicts in similar cases. And we review the district court's decision on remittitur only for an abuse of discretion.
Gasperini v. Ctr. for Humanities, Inc.
,
III.
Moving on to the grounds for a new trial that Defendants did present to the district court, we first consider the challenge to the excessiveness of the award for future pain.
This is a diversity case. At first glance, that would indicate that the question of what law applies to excessiveness review is straightforward. More than two decades ago, the Supreme Court held that state law governs "review [of] the size of jury verdicts" in diversity cases.
Gasperini
,
Some background on the maximum recovery rule is helpful at this point. Judge Rubin, during his time on the district court, provided an early explanation of the rule in deciding the amount of a remittitur after our court had remanded a case with an excessive verdict.
See
Glazer v. Glazer
,
*365
PRAC. , at 3743-44 (2d ed. 1966)). Judge Rubin opted for the highest award the law allowed-thus the "maximum recovery" label-because that approach preserves as much of the jury's award as possible and, relatedly, is the only remittitur approach he thought compatible with the Seventh Amendment.
Over time we have developed a method for determining the maximum amount a jury could have awarded. The inquiry looks to other published decisions from the relevant jurisdiction (in a diversity case, the forum state) involving comparable facts.
Lebron v. United States
,
But we have been inconsistent about where in the analysis the rule has a role. Sometimes we apply maximum recovery at the outset to determine whether the damages are excessive.
See, e.g.
,
Moore v. M.V. Angela
,
The state/federal issue is presented because Texas does not use the maximum recovery rule. It instead conducts a more holistic assessment at both stages of the inquiry.
Pope v. Moore
,
Does the federal maximum recovery rule or the more general Texas inquiry govern a diversity case? We have already noted that
Gasperini
is on point. Some of our precedent recognizes that.
Fair
,
There may be a solution to the
Erie
puzzle in what other circuits do. The Second Circuit now applies the the maximum recovery rule only at the second step-determining size of the remittitur-explaining that the rule operates only to "minimize the extent of judicial inference with ... the jury's domain."
Rangolan v. Cty. of Nassau
,
For the threshold excessiveness determination where
Gasperini
seems to apply, we need not definitively reconcile our caselaw and resolve the issue because the outcome is the same under the Texas or federal standard.
See
Learmonth
,
Here is the evidence of future pain. Longoria must perform an hour of stretching and warming up every morning. Then, most afternoons, the pain returns, and he must repeat the stretching. Around twice a week, the stretching is insufficient pain management, and he must take ibuprofen. The pain is severe enough that it wakes him up roughly four times per week. Longoria describes the pain as a "burning" and "tingling" sensation. He also sometimes experiences a feeling of numbness. Longoria's doctor believes the current pain will be permanent. And there is a risk that the two discs still facing pressure from the bone spur will pinch a nerve and cause *367 further pain, so Longoria is on a permanent 50-pound lifting restriction.
This pain is significant. But an award of $1 million is "contrary to the overwhelming weight of the evidence," given that Longoria can mostly manage the pain by stretching and taking over-the-counter medicine.
5
Cresthaven Nursing Residence v. Freeman
,
Jury awards in comparable cases, a factor in the Texas analysis and the benchmark under the federal rule, support the view that $1 million is excessive. In one case, the plaintiff, like Longoria, tried numerous remedies before eventually undergoing surgery.
Pilgrim's Pride Corp. v. Smoak
,
The next question is remittitur, the step at which we agree with other circuits that the maximum recovery rule
*368
still has a role. We have discretion to set that amount or remand for the district court to do so.
Koster
,
IV.
Legal complexities do not plague the final question we address about the future mental anguish award. This time Defendants urge that we follow the state standard, which asks whether the jury's verdict is "so contrary to the overwhelming weight of the evidence that the verdict is clearly wrong and unjust."
Maritime Overseas Corp. v. Ellis
,
The evidence of future anguish is sparse. Longoria points to his fear that he may be unable to keep working as a truck driver. He testified that this occupation is his "childhood dream" and that without it, he could not support his family. But Longoria is cleared to work, and no doctor indicated his ability to work may change in the future. His understandable concern for the future is not the high degree of distress or frequent disruption Texas law requires. Even when a plaintiff was no longer working as a result of injuries, her worries that her family could lose its house did not "rise to the level of compensable mental anguish."
Saenz
,
Longoria also testified that he "sometimes [feels] just useless" due to his inability to help with many jobs around the house or ride roller coasters with his grandchildren. This too fails to rise to the level of a substantial disruption in his routine that would support an award for mental anguish.
See
Katy Springs & Mfg., Inc. v. Favalora
,
The record does not support any award for future mental anguish.
***
We AFFIRM the district court as to the damage awards for past mental anguish and future physical impairment, VACATE the full award for future mental anguish, and VACATE and REMAND the future physical pain award for the district court to determine a remittitur.
Forfeiture in this context can be overcome in exceptional circumstances.
Bueno
,
Longoria argues Defendants did not cite the maximum recovery rule in arguing excessiveness to the district court. We need not resolve whether this constituted forfeiture because we end up concluding the result is the same under either the state standard Defendants did urge below or the federal rule. While we conclude the maximum recovery rule does play a role in determining the amount of remittitur that should be set on remand, as we explain that rule helps the plaintiff by preserving as much of the award as the law permits. So a defendant cannot forfeit a rule that benefits the plaintiff. And the decision to offer a remittitur option in lieu of a new trial is a discretionary act of the court.
One of the inconsistencies in maximum recovery caselaw is whether a 150% or 133% multiplier applies.
Compare
Giles v. Gen. Elec. Co.
,
Judge Rubin thought the rule addressed both problems: "The same standard that guides a court in deciding that a verdict is so excessive as to require a new trial should guide it in determining the amount of remittitur."
Glazer
,
It bears noting that the inconvenience of managing the pain, and other ways in which the lingering injuries inhibit Longoria's enjoyment of life activities, are accounted for in the separate award for future physical impairment.
We adjusted the award to account for inflation. For the calculation, we used the date April 2016, when Longoria's accident occurred.
See
Wharf Cat, Inc. v. Cole
,
Reference
- Full Case Name
- Ambrosio LONGORIA, Plaintiff - Appellee v. HUNTER EXPRESS, LIMITED ; Sarbjit Singh Basatia, Defendants - Appellants
- Cited By
- 35 cases
- Status
- Published