United States v. Brandon Leal
Opinion
Defendant Brandon Leal pleaded guilty to one count of transportation of child pornography in violation of 18 U.S.C. § 2252A(a)(1). The district court sentenced Leal to 240 months imprisonment and ordered Leal to pay $58,415 in restitution to "Andy," a victim depicted in Leal's materials. On appeal, Leal seeks to vacate the order of restitution, contending that it was imposed in violation of the proximate cause requirements described in
Paroline v. United States
,
I.
Leal stipulated that in December 2014, he traveled from Canada into the United States with electronic devices containing hundreds of images and dozens of videos of child pornography. Some depicted sadistic acts involving children, and some depicted infants or toddlers.
In relevant part, Leal's plea agreement stated that the district court could impose a sentence including "restitution to victims or to the community, which is mandatory under the law." The agreement noted, "The defendant fully understands that the actual sentence imposed (so long as it is within the statutory maximum) is solely in the discretion of the Court." Finally, the agreement contained an appeal waiver stating in full:
The defendant waives his rights, conferred by28 U.S.C. § 1291 and18 U.S.C. § 3742 , to appeal his conviction, sentence, fine, order of restitution, and forfeiture order in amount to be determined by the district court. He also waives his right to contest his conviction, sentence, fine, order of restitution and forfeiture order in any collateral proceeding, including proceedings under28 U.S.C. § 2241 and28 U.S.C. § 2255 . The defendant, however, reserves the rights (a) to challenge the voluntariness of his plea of guilty or this waiver, and (b) to bring a claim of ineffective assistance of counsel.
The Pre-Sentence Report initially found restitution inapplicable. After the PSR was completed, Andy submitted his restitution request and the government sought to amend the PSR accordingly. Two weeks before sentencing, the Probation Office filed an addendum to the PSR recommending that Leal be ordered to pay $58,415, the full amount sought by Andy.
The addendum attached the twenty-one-page restitution request submitted by Andy's attorney. The letter explained that beginning when Andy was seven and continuing until Andy was twelve, Andy was sexually abused by an older man (not Leal) who made and circulated "graphic video recordings of his sexual abuse of Andy" in which Andy was "clearly recognizable." Relying on reports from a forensic psychologist and an economist, Andy estimated that he had suffered losses of $267,038 in future psychological counseling costs and $1,854,925 in future lost income, totaling $2,121,963 in general losses "stem[ming] from the actions of defendant Leal as well as other criminals." Andy acknowledged that Leal did not appear to be "directly connected to the initial production of his images," but had harmed Andy by possessing Andy's images. 1 Andy argued that Leal should be responsible for $25,000 of Andy's general losses. Andy also sought to recover $33,415 for the forensic psychologist's and economist's fees.
Leal was sentenced on August 15, 2016, at a consolidated sentencing hearing that combined the instant case with a related case, in which Leal had pleaded guilty to possessing child pornography and to being a felon in possession of a firearm. At sentencing, Leal confirmed that he had reviewed the PSR and the addendum and raised no objections. The district court adopted the factual contents of the PSR and addendum and ordered Leal to pay Andy $58,415 in restitution.
On August 30, 2016, Leal filed a pro se notice of appeal from "the judgment and sentences imposed by this court on August 15th, 2016." Leal's notice of appeal was timely. However, it was filed only in the related case, not in the present case, and hence arguably failed to "designate the judgment, order, or part thereof being appealed" as required by Rule 3(c)(1)(B). Fed. R. App. P. 3. We find that this omission is not a jurisdictional defect. "Courts will liberally construe the requirements of Rule 3."
Smith v. Barry
,
II.
Title
"The right to appeal a conviction and sentence is a statutory right, not a constitutional one, and a defendant may waive it as part of a plea agreement."
United States v. Baymon
,
We determine the scope of an appeal waiver by examining "the plain language of the plea agreement," "employ[ing] ordinary principles of contract interpretation" and "construing waivers narrowly and against the Government."
Keele
,
Leal's "
Paroline
-based appeal of the district court's restitution order" is, according to our precedent, an "appeal of a sentence exceeding the statutory maximum punishment."
United States v. Winchel
,
Keele
did not delve into justifications for its rule, but our reasoning in
United States v. White
,
White
first questioned whether a defendant could ever "waive his substantive right 'to be free of prosecution under an indictment that fails to charge an offense.' "
Ultimately, without resolving waivability,
White
"conclude[d] that the language of White's conditional plea agreement fails to embrace such a jurisdictional defect and, in any event, is insufficient to accomplish an intelligent waiver of the right not to be prosecuted (and imprisoned) for conduct that does not violate the law."
White
's contract-interpretation and contract-formation concerns apply with considerable force to the right to be free of a sentence exceeding the statutory maximum-particularly so in Leal's case because his plea agreement stated that any sentence imposed would be "solely in the discretion of the Court," "
so long as it is within the statutory maximum
" (emphasis added). That qualification reflects "that both parties to the plea agreement[ ] contemplated that all promises made were legal, and that the non-contracting 'party' who implements the agreement (the district judge) will act legally in executing the agreement."
United States v. Ready
,
The government did not address the
Keele
rule in its brief (though the government did cite
Keele
for other propositions). Faithfully applying
Keele
, which is in accord with at least seven other circuits, we find that Leal's statutory maximum challenge is not barred by his waiver of appeal.
See
United States v. Guillen
,
III.
We review the district court's restitution order for plain error under Rule 52(b) because Leal did not object below. On plain error review, a court has discretion to correct an error only if it (1) was not intentionally relinquished or abandoned, (2) was plain, i.e. not subject to reasonable dispute, and (3) the error affected the defendant's substantial rights.
Molina-Martinez v. United States
, --- U.S. ----,
Leal contends that the district court plainly erred because the restitution request adopted by the district court "contained no true
Paroline
analysis." Specifically, Leal argues that (1) the $25,000 figure for general losses was "based on a portion of the minimum civil remedy set forth in
A.
We first address Leal's challenge to his $25,000 assessment for Andy's general losses. "In determining the amount of general losses a defendant must pay under § 2259 the ultimate question is how much of these losses were the 'proximate result' of that individual's offense."
Paroline
,
Paroline
directed the sentencing court to "assess as best it can from available evidence the significance of the individual defendant's conduct in light of the broader causal process that produced the victim's losses."
Id.
at 459,
Under
Paroline
's broad guidelines, Leal cannot show plain error with respect to the $25,000 assessed for Andy's general losses. Leal recognizes that the district court adopted the reasoning set forth in Andy's extensive restitution request and submission, which was attached to the PSR addendum. Leal does not challenge Andy's $2.1 million estimate of general losses and argues only that the $25,000 figure was derived without considering proximate cause. It is true that much of Andy's restitution request focused on the "reasonableness" of a $25,000 assessment in light of
B.
As to the assessment for expert expenses, we do not perceive plain error that seriously affects the fairness, integrity, or public reputation of judicial proceedings.
The district court imposed on Leal the full extent of Andy's expert expenses. Andy argued that he was entitled to recover those costs in full because Leal's "conviction was both a 'necessary' and 'sufficient' condition to produce all the [expert] costs." Put another way, Leal's offense caused the need for Andy's restitution request, and expert reports were required to support that request. However, Andy also forthrightly acknowledged that he "is submitting [the] ... reports in other criminal cases in support of restitution, and with request for full restitution in these other cases." In these narrow circumstances, the government ideally should have presented evidence about these other defendants.
See
However, we agree with Andy and the government that if Leal had been the only defendant convicted in connection with Andy's images, then all the expert expenses could have been properly assessed against him. In the absence of any indication that Andy has received duplicative recovery on his expert expenses, we decline to find that ordering Leal to pay Andy's expert expenses in full seriously affected the fairness or integrity of these proceedings.
IV.
For the foregoing reasons, the district court's judgment is AFFIRMED.
"The consumer, or end recipient, of pornographic materials ... caus[es] the children depicted in those materials to suffer as a result of his actions in at least three ways. ...
First
, the simple fact that the images have been disseminated perpetuates the abuse initiated by the producer of the materials. ...
Second
, the mere existence of child pornography represents an invasion of the privacy of the child depicted. ...
Third
, the consumer of child pornography instigates the original production of child pornography by providing an economic motive for creating and distributing the materials."
United States v. Norris
,
Reference
- Full Case Name
- UNITED STATES of America, Plaintiff - Appellee v. Brandon Gregory LEAL, Defendant - Appellant
- Cited By
- 28 cases
- Status
- Published