Johnson v. Davis (In Re Johnson)
Opinion
A Texas inmate whose execution is imminent has presented to us both a request to review the district court's denial of his Rule 60(b) motion for relief from a prior judgment and also a motion for permission to file a successive application for a writ of habeas corpus. We conclude there is no merit in the appeal and DENY review. On the other hand, we conclude that the motion for permission to file has demonstrated possible merit in a claim regarding a current intellectual disability that warrants full exploration by the district court. We GRANT the motion and STAY the execution.
FACTUAL AND PROCEDURAL BACKGROUND
Dexter Johnson was convicted of the murder of Maria Aparece in the course of attempting a robbery on June 13, 2007, and he was sentenced to death. Far greater detail is given of the offense in
Johnson v. Stephens
,
Patrick McCann was appointed as Johnson's state habeas counsel. Johnson filed a state application for writ of habeas corpus while his direct appeal was pending. His state habeas claims were denied, and McCann did not raise an ineffective assistance of trial counsel (IATC) claim. That application also did not include a claim under
Atkins v. Virginia
,
After
Martinez v. Ryan
,
The district court ordered supplemental briefing on
Trevino v. Thaler
,
On June 4, 2017, Johnson filed a motion in the federal district court requesting a new trial. The court denied the motion and his motion for reconsideration. Johnson requested a COA, which was denied by this court.
Johnson v. Davis
,
On January 18, 2019, Johnson, pro se , requested a Federal Public Defender (FPD) be appointed in his case because of the conflict of interest between himself and McCann established after Martinez and Trevino . McCann filed an opposition under seal. Johnson then filed a pro se motion on February 1, 2019, again asking for independent counsel. On February 5, 2019, the court appointed a FPD, but McCann remained counsel as well. The FPD requested removal of McCann, which the State and McCann opposed.
Six days after the motion to remove him, McCann filed a single-issue successive habeas application in state court, which was denied April 29, 2019. McCann also filed a clemency petition. On April 30, 2019, the district court stayed Johnson's execution, noting "troubling concerns" about McCann. McCann withdrew two days later.
On June 24, 2019 Johnson filed a motion for relief from judgment under Federal Rule of Civil Procedure 60(b). The district court denied the motion on August 12, 2019.
On August 6, 2019, Johnson moved in state court to strike his second successive state habeas application, alleging that it was filed by McCann without his permission. Along with that motion, he also filed a successive habeas application. The new habeas application was denied "as an abuse of the writ without reviewing the merits of the claims raised" on August 13, 2019. The motion to strike the prior application also was denied.
On August 8, 2019, Johnson also moved in this court under
We first discuss Johnson's Motion for a Certificate of Appealability relating to the district court's denial of relief under Rule 60(b). Then we will review the motion for an order authorizing a successive habeas application.
DISCUSSION
I. Motion for COA on denial of Rule 60(b) motion
"At the COA stage, the only question is whether the applicant has shown that 'jurists of reason could disagree
*289
with the district court's resolution of his constitutional claims or that jurists could conclude the issues presented are adequate to deserve encouragement to proceed further.' "
Buck v. Davis
, --- U.S. ----,
"[R]elief under Rule 60(b)(6) is available only in 'extraordinary circumstances.' "
Id.
at 777 (quoting
Gonzalez v. Crosby
,
The district court concluded that Johnson's motion was a valid Rule 60(b) motion because it attacked a defect in the integrity of the prior federal habeas proceeding.
See
Gilkers v. Vannoy
,
The district court also determined that Johnson's motion was timely because newly appointed counsel filed the motion within six months after appointment as co-counsel and very shortly after original habeas counsel was removed. The question of timeliness is based on the "facts and circumstances of the case."
Ramirez,
--- F.3d at ----,
Johnson challenges here the district court's denial of his Rule 60(b) motion based on its finding that there were not extraordinary circumstances justifying reopening the judgment. The district court determined that Johnson had properly alleged a defect in the integrity of his proceeding but concluded that he had failed to demonstrate extraordinary circumstances, basing its opinion primarily on Johnson's failure to plead any meritorious defaulted IATC claims. Johnson claims that the district court unnecessarily narrowed the wide range of factors that should have been considered, focusing only on whether Johnson described a meritorious IATC claim that was defaulted and whether Johnson had pled that his federal habeas proceeding was deficient.
Johnson claims that under the COA standard, jurists of reason could debate whether the district court abused its discretion in concluding that Johnson needed to present the merits of a defaulted IATC claim. Johnson argues that the question under Rule 60(b) is not whether there is a meritorious habeas claim if he was represented
*290
by conflict-free counsel, but whether his previous counsel McCann's performance was so deficient that he failed to provide the quality of representation that
Johnson also claims that the district court, which based its decision on the lack of any debatable defaulted IATC claim, has placed habeas applicants in an impossible situation. Johnson argues that requiring him to identify and litigate the substantive merit and procedural defenses of defaulted IATC claims would effectively require Mr. Johnson to transform his Rule 60(b) motion into a successive petition.
Finally, Johnson argues that reasonable jurists could debate whether the district court abused its discretion by failing to address McCann's ethical violations. Johnson claims that McCann violated multiple ethical rules, including the duty of candor for not explaining his conflict of interest and the duty of loyalty for not remedying the conflict.
Responding to these arguments, we point out that having conflicted counsel is not enough to obtain relief under Rule 60(b).
See
Raby v. Davis
,
The district court properly held that Johnson fell short on this significant requirement. In the reply brief, current counsel mentioned a few potentially meritorious claims that were previously defaulted but failed to brief them in any detail whatsoever. The district court stated that it had directed the conflict-free attorneys to "scour the record" for
Strickland
claims that meet the prerequisites for
Martinez
and
Trevino
, but there were no identified "procedural default[s] that would otherwise bar a federal habeas court from hearing a substantial claim of ineffective assistance at trial."
Jennings v. Davis
,
As to Johnson's argument that the district court ignored his claims about McCann's alleged deficient performance, the district court stated that Rule 60(b) relief is ordinarily not appropriate in the habeas context.
Buck
,
Reasonable jurists would not debate that the district court did not abuse its discretion in concluding that Johnson's claims did not present extraordinary circumstances. This is because Johnson failed to brief any waived claims sufficient to allow the district court to determine whether any of them had some merit. Johnson also fails to provide us any authority that Section 3599 has ever provided relief pursuant to Rule 60(b). In sum, reasonable jurists would not debate that the district court did not abuse its discretion in denying Johnson's Rule 60(b) motion.
Johnson's motion for a COA is DENIED.
II. Motion for Successive Application
We review a motion for the filing of a successive habeas application to determine if the applicant makes a
prima facie
showing that he has met the requirements of Section 2244.
A person in custody under a state-court judgment who moves to file a successive application for a writ of habeas corpus in federal court must satisfy these requirements:
(1) A claim presented in a second or successive habeas corpus application under section 2254 that was presented in a prior application shall be dismissed.
(2) A claim presented in a second or successive habeas corpus application under section 2254 that was not presented in a prior application shall be dismissed unless-
(A) the applicant shows that the claim relies on a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or
(B)(i) the factual predicate for the claim could not have been discovered previously through the exercise of due diligence; and
(ii) the facts underlying the claim, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that, but for constitutional error, no reasonable factfinder would have found the applicant guilty of the underlying offense.
Johnson's two primary arguments in support of his Atkins claim are that his only recently discharged counsel had a conflict of interest because he is the one whose ineffectiveness in state habeas needed to be challenged, and that recent changes to the medical standards for determining intellectual disability benefit him. Applying Section 2244(b)(2)(A), Johnson argues that Atkins is a new rule of constitutional law that is retroactive and that his claim was previously unavailable because the latest professional diagnostic *292 manual changed the framework for intellectual disability. 1
At trial, Johnson was found not to be intellectually disabled. This was under an earlier manual, DSM-IV-TR, which relied on Johnson's IQ score that was above 70. 2 The latest DSM-5 manual changed the diagnostic framework for intellectual disability. Higher IQ scores no longer bar a diagnosis of an intellectual disability. Dr. Daniel A. Martell concluded that as of July 31, 2019, Johnson "meets the criteria for a diagnosis of Intellectual Disability" under the DSM-5. In 2019, Johnson scored 70 on a full-scale WAIS-IV IQ test.
First, Johnson must show that his claim was not presented in a prior federal application.
Second, "
Atkins
created a new rule of constitutional law ... made retroactive to cases on collateral review by the Supreme Court."
In re Campbell
,
A. Claim was previously unavailable
We analyze whether Johnson's "claim relies on a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable." § 2244(b)(2)(A).
In
Cathey
, the determination before trial that the defendant had an IQ of 77 meant his IQ was too high for intellectual disability.
In re Cathey
,
For all these reasons, even though when Cathey filed his initial state and federal habeas applications there was not a claim "with some possibility of merit" under Atkins , there later was a possible claim.
*293
In re Cathey
,
Those facts amounted at least to a
prima facie
showing that
Atkins
was previously unavailable as required by Section 2244(b)(2)(A).
The facts relevant to Johnson are quite similar. In 2013, six years after Johnson's conviction, a new diagnostic manual called the DSM-5 for mental disorders was released. The new diagnostic guidelines included significant changes in the diagnosis of intellectual disability, which changed the focus from specific IQ scores to clinical judgment. The DSM-5 recognizes that an individual with an IQ score over 70 may still qualify as intellectually disabled. The previous diagnostic manual, in effect when Johnson filed his initial federal habeas petition, did not classify Johnson as intellectually disabled because of his IQ. Further bolstering that his claim was unavailable until now, Johnson under a current full-scale IQ testing scored 70, within the Atkins range. Johnson also argues that although the DSM-5 was published before his habeas petition was denied for the first time in federal court, the DSM-5 was published only 17 days before the denial, which renders his claim not feasible as an amendment to his first petition. This change in diagnostic standards is comparable to what allowed Cathey to proceed with his Atkins claim, which were the judicial recognition of the Flynn Effect and the abandonment of any rule-of-thumb for a maximum relevant IQ level. Id . at 232-33.
The State's principal argument about
Cathey
is that it was "effectively overruled by the Supreme Court in
Shoop v. Hill
, --- U.S. ----,
The State gives us little else on which to evaluate Cathey . Its sole secondary argument is to distinguish the present case from Cathey in these ways: Cathey's conviction was final before Atkins was decided , while Johnson committed his crimes after Atkins ; by the time Cathey was seeking Section 2254 relief, Atkins had been decided but it was unclear how to present the claim, uncertainties that did not apply to Johnson's initial pursuit of federal habeas; and Cathey showed greater diligence in bringing the Atkins claim than did Johnson. These distinctions do not assist the State. The central problem here is that *294 both Cathey and now Johnson were presented - after all the events which the State argues are distinctions - with reasons that an Atkins claim is possibly meritorious when it had not previously been. The State seemingly recognizes the weakness of the distinctions, as after describing them, it returns to the argument that Cathey has been overruled by Shoop .
What opens the door for Johnson is the Cathey decision, which has precedentially determined that it is correct to equate legal availability with changes in the standards for psychiatric evaluation of the key intellectual disability factual issues raised by Atkins. We are applying that decision to a new, but not meaningfully distinguishable, set of facts.
B. Prima facie showing of disability
The requirement of a
prima facie
showing comes from Section 2244(b)(3)(C). Part of the showing is not only that his claim relies on retroactive Supreme Court precedent that was previously unavailable, but also a
prima facie
showing that his claim has merit.
See
In re Cathey
,
Dr. Martell also concluded that Johnson exhibited deficits in all three domains of adaptive functioning. Johnson repeated the second grade and struggled with reading comprehension and problem solving. He also struggled to articulate words. In high school, Johnson functioned at the sixth-grade level. Johnson also exhibited deficits in the social domain, as he struggled to make friends, was immature compared to peers, could not make eye contact, could not hold a conversation, struggled to control his emotions, and could not read the emotions of others. Johnson's deficiency in the practical domain was evidenced by his inability to follow bus or walking directions, struggles with personal hygiene, and inability to manage money or his own affairs.
Finally, Dr. Martell concluded that the onset of Johnson's disability was during the developmental period, through witness declarations, trial testimony, and records.
The State contends that we must review whether the Texas Court of Criminal Appeals "unreasonably determined that the facts set forth in [applicant]'s petition, if true, would not establish by clear and convincing evidence that no rational factfinder would fail to find [applicant] intellectually disabled."
Busby v. Davis
,
Whether the decisions were on the merits is affected by recent caselaw that recasts a similarly-phrased Texas decision as a merits one "when a defendant who was convicted post-
Atkins
raises an
Atkins
claim for the first time in a successive habeas application[; that is because] the Texas court must determine whether the defendant has asserted facts, which if true, would sufficiently state an
Atkins
claim to permit consideration of the successive petition."
Busby
,
We now consider whether Johnson must overcome the relitigation bar of Section 2254(d). Section 2244(b)(3)(C) states that a court "may authorize the filing of a second or successive application only if it determines that the application makes a
prima facie
showing that the application satisfies the requirements of this subsection." It makes no mention of Section 2254(d), which is in a different subsection.
In re Cathey
discussed this issue.
Having determined that Johnson at this stage is not required to show that the state court unreasonably determined the facts, we find that Johnson has at least made a prima facie showing of intellectual disability.
C. Timeliness
Johnson also must show that his application is timely. There is a one-year statute of limitations on applications for a writ of habeas corpus running from the latest of:
(A) the date on which the judgment became final by the conclusion of direct review or the expiration of the time for seeking such review;
(B) the date on which the impediment to filing an application created by State action in violation of the Constitution or laws of the United States is removed, if the applicant was prevented from filing by such State action;
(C) the date on which the constitutional right asserted was initially recognized by the Supreme Court, if the right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or
(D) the date on which the factual predicate of the claim or claims presented could have been discovered through the exercise of due diligence.
Johnson devotes his argument to the equitable tolling of the statute of limitations, which he claims began to run on the date which the factual predicate of the claim or claims presented could have been
*296
discovered through the exercise of due diligence. § 2244(d)(1)(D). The date that factual predicate became available was on May 18, 2013, with the publication of the DSM-5. Though that does not meet the one-year statute of limitations, Johnson argues he is entitled to equitable tolling under
Holland v. Florida
,
Johnson argues that the conflicts of his counsel were the extraordinary circumstances sufficient to justify his delay. The Supreme Court held that "at least sometimes, professional misconduct that fails to meet [a circuit court's] standard could nonetheless amount to egregious behavior and create an extraordinary circumstance that warrants equitable tolling."
Holland
,
Similarly, we have held that questions of equitable tolling are best left to the district court for the initial analysis.
In re Cathey
,
We GRANT Johnson's motion for authorization and STAY the execution. We DENY a COA on the district court's order rejecting the Rule 60(b) motion.
Johnson also argues that his claim satisfies Section 2244(b)(2)(B), dealing with the factual predicates for his claims. We conclude that the arguments and evidence before us satisfy only Section 2244(b)(1).
The manuals express current medical standards for defining intellectual disability. "Reflecting improved understanding over time, ... current manuals offer 'the best available description of how mental disorders are expressed and can be recognized by trained clinicians.' "
Moore v. Texas
, --- U.S. ----,
Reference
- Full Case Name
- In RE: Dexter JOHNSON, Movant Dexter Johnson, Petitioner - Appellant v. Lorie Davis, Director, Texas Department of Criminal Justice, Correctional Institutions Division, Respondent - Appellee
- Cited By
- 15 cases
- Status
- Published