Frank Williams, Jr. v. Lockheed Martin Corp
Opinion of the Court
For the second time, we address whether we have appellate jurisdiction in this case. We previously recounted the case's convoluted history, see Williams v. Taylor-Seidenbach, Inc. ,
In November 2016, Williams moved to voluntarily dismiss the four remaining defendants. As to one defendant, Williams moved to dismiss with prejudice; as to the three others, Williams did not specify whether dismissal was with or without prejudice. Accordingly, the district court dismissed one defendant with prejudice and the other three without specifying either way. Williams then appealed to this court, seeking review of the MDL court's summary judgment grants and other orders.
We dismissed the appeal for lack of jurisdiction. Williams I ,
*360certification with the trial court."
That brings us to the present appeal. Attempting to cure the jurisdictional defect identified in Williams I , Williams returned to the district court and moved, pursuant to Rule 54(b), that the defendants previously dismissed without prejudice should now be dismissed with prejudice. As to those defendants, the district court then "direct[ed] entry of a final judgment under Rule 54(b) WITH PREJUDICE AND AGAINST PLAINTIFFS ... but only to the extent any claims might still exist and are not time barred" (bold and underlining in original). The court added that the matter "appear[ed] ripe for appeal provided appellate rights, if any, still exist and are still timely for presentment" (underlining in original). Armed with this new judgment, Williams again appeals. In response, Appellees argue we still lack appellate jurisdiction for the same reasons explained in Williams I. We agree.
Contrary to Williams' argument, the jurisdictional defect identified in Williams I was not cured by the subsequent Rule 54(b) judgment. The three remaining defendants had already been voluntarily dismissed under Rule 41(a), and, after that, the case against them "no longer [wa]s pending in the district court and no further proceedings in the action [we]re proper." 9 WRIGHT & MILLER , FED. PRAC. & PROC. § 2367 (discussing effects of Rule 41(a) voluntary dismissal); cf., e.g., Nat'l City Golf Fin. v. Commercial Capital Co. ,
The appeal is DISMISSED for lack of jurisdiction.
Frank Williams passed away during the litigation, and his children, Tarsia and Breck Williams, were substituted for him. We refer to the plaintiffs collectively as "Williams."
We also explained that "the [district court's] grant of [Williams'] Rule 58 motion for entry of judgment similarly did not create appellate jurisdiction, as such order did not alter the district court's dismissal of multiple defendants without prejudice." Id . As we pointed out, "Rule 58(b)(1)(C) only directs the clerk to 'promptly prepare, sign, and enter the judgment when ... the court denies all relief' " and, moreover, "specifically states that it is subject to Rule 54(b)."
Concurring Opinion
*361I concur in the judgment of the court only because it faithfully applies our precedent as we are bound to do. I write separately, however, because our precedent at best is muddled, and at worst is simply wrong and illogical. I understand the basic underpinning of the original rule: we do not want parties to circumvent the rules that limit interlocutory appeals by "creating" finality where there is none. See Ryan v. Occidental Petroleum Corp. ,
But we need not revisit Ryan and its progeny to correct the disturbing outcome here. Even assuming arguendo the validity of the precedent applied during the first appeal of this case (finding the dismissal was "not final"), see Williams v. Taylor-Seidenbach, Inc. ,
For one thing, to the extent that this inability to appeal is meant as a sanction for the "misconduct" of voluntarily dismissing without prejudice, we require much more (rightly so) for litigation-ending or "death penalty sanctions" in other contexts. See, e.g., Smith v. Legg ,
Furthermore, we have the core of the problem: either the district court decision is final, or it is not. If it was not final, then the district court's subsequent order granting Rule 54(b) relief should allow us to exercise appellate jurisdiction here. If it was final, then the panel in Williams I should have asserted jurisdiction. But somehow, applying the "finality trap," both are true, and neither is true: in this case, the exact same judgment is both final and not final. In the John Minor Wisdom Courthouse (housing the Fifth Circuit), this decision was "not final." But as the case traipses along the courtyard of fewer than 100 feet to the Hale Boggs Federal Building (housing this district court), it suddenly becomes final again. How does that make any sense?
New Orleans tourists often revel in the numerous ghost tours available throughout the city. But, as courts, we should not allow ghostly magic to transform a decision from not final to final and vice-versa merely because it crosses (virtually) a courtyard between a district court building and circuit court building.
Indeed, the very fact of a "trap" should "tip us off that [the finality trap] rests on a mistaken view" of the law. See Knick v. Township of Scott , --- U.S. ----,
The solution to this problem is not earth-shattering. The en banc court would merely have to slightly alter current precedent that "any action by the district court after the filing of such [Rule 41(a)(1)(A)(ii) ] a stipulation can have no force or effect because the matter has already been dismissed by the parties themselves without any court action" by allowing the district court to grant Rule 54(b) relief or enter a dismissal with prejudice with the consent of the plaintiff. SmallBizPros, Inc. v. MacDonald ,
Some of our sister circuits have found more logical solutions with respect to the "finality trap." For example, the Ninth Circuit applies a case-by-case analysis, allowing for appeals after dismissals without prejudice, if "the record reveals no evidence of intent to manipulate [ ] appellate jurisdiction." James v. Price Stern Sloan, Inc. ,
Reference
- Full Case Name
- Tarsia WILLIAMS; Breck Williams, Plaintiffs - Appellants v. TAYLOR SEIDENBACH, INCORPORATED, Defendant - Appellee Tarsia Williams; Breck Williams, Plaintiffs - Appellants v. McCarty Corporation, Defendant - Appellee
- Cited By
- 7 cases
- Status
- Published