Sterling v. City of Jackson
Sterling v. City of Jackson
Sterling v. City of Jackson
Opinion
Case: 24-60370 Document: 127-1 Page: 1 Date Filed: 11/17/2025
United States Court of Appeals
for the Fifth Circuit
United States Court of Appeals
Fifth Circuit
FILED
____________
November 17, 2025
No. 24-60370 Lyle W. Cayce
____________ Clerk
Priscilla Sterling, individually and on behalf of all others similarly
situated; Raine Becker, individually and on behalf of all others similarly
situated; Shawn Miller, individually and on behalf of all others similarly
situated; John Bennett,
Plaintiffs—Appellants,
versus
The City of Jackson, Mississippi; Chokwe A. Lumumba;
Tony Yarber; Kishia Powell; Robert Miller; Jerriot
Smash; Trilogy Engineering Services, L.L.C.,
Defendants—Appellees.
______________________________
Appeal from the United States District Court
for the Southern District of Mississippi
USDC No. 3:22-CV-531
______________________________
Before Dennis, Haynes, and Engelhardt, Circuit Judges. 1
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1
Judge Haynes writes the majority opinion in full. Judge Dennis concurs with the
entire opinion except the qualified immunity analysis at Section III.A.3. Judge Engelhardt
dissents from the entire opinion except the qualified immunity analysis at Section III.A.3,
where he concurs. We therefore refer to Judge Haynes’s opinion as the majority opinion,
and Judge Engelhardt’s opinion as the dissenting opinion. Because Judge Dennis’ opinion
is only a dissent from the qualified immunity, the majority opinion refers to it as the QI
dissenting opinion.
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Haynes, Circuit Judge:
The alleged facts of this case mirror one of the greatest public health
emergencies in the United States in the last decade—the Flint water crisis.
Instead of Flint, Michigan, these events take place in Jackson, Mississippi.
Here, Plaintiffs allege that the City introduced lead into the drinking water,
pumped the toxic water into people’s homes, and lied about the safety of the
water. In reliance on those lies, residents drank, cooked with, and bathed in
toxic water. They now face tragic, lifelong health effects. Because the alleged
facts plausibly state that the City violated Plaintiffs’ Fourteenth Amendment
right to bodily autonomy, the lawsuit may proceed. We REVERSE in part,
AFFIRM in part, and REMAND.
I. Factual Background
In short, Plaintiffs allege that the City knowingly contaminated
drinking water with lead and then encouraged residents to drink the toxic
water. We detail the facts in three parts: the City’s aging public water system,
the City’s creation and exacerbation of the water crisis, and the resulting
health effects. Because the district court dismissed the case based on the
pleadings, we accept the well-pleaded facts in the complaint as true. See
Meador v. Apple, Inc., 911 F.3d 260, 264 (5th Cir. 2018).
A. Aging Water System
The City transmits drinking water to its residents. See Jackson,
Miss., Code of Ordinances § 2-336(4) (2024) (“The public works
department shall perform the functions of water and sewer engineering and
maintenance . . . [and] management of water treatment and distribution
facilities.”). Unless a resident has another water source (such as a well),
residents must take and pay for the City’s water. See id. § 122-268 (rates
prescribed); id. § 122-270 (delinquent bills and penalties).
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Aging pipes deliver water and remove wastewater. Most of the City’s
service lines likely contain lead, and the vast majority of homes have lead
pipes and fixtures. Lead in the pipes and water system is not necessarily a
problem—the problem arises when lead leaches into the water.
Lead leaches when the water becomes too acidic. Acidity is measured
on the pH scale. The pH scale ranges from 0 to 14; the lower the pH, the
higher the acidity. To prevent lead from leaching into the water, the
Mississippi State Department of Health (“MSDH”) recommends a pH
of 8.5. A high-pH environment of 8.5 allows the pipes to develop an oxide
layer, which prevents leaching. Acidic water erodes the oxide layer, causing
lead contamination.
The City’s water sources are far more acidic than MSDH
recommends. The City’s water system includes two treatment plants—the
O.B. Curtis and J.H. Fewell plants—which take water from the Ross Barnett
Reservoir and Pearl River, respectively. The pH of both water sources is
below 6.5, meaning they are at least 100 times 2 more acidic than MSDH
recommends for source water. 3
Acidic water can be treated at treatment plants with a substance such
as lime to decrease the water’s acidity and avoid any danger of lead leaching.
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2
The complaint alleges that a pH of 6.5 is 20 times more acidic than a pH of 8.5.
However, the pH scale is logarithmic, meaning that a difference of 1 on the pH scale is 10
times more acidic; a difference of 2 is 100 times more acidic; a difference of 3 is 1,000 times
more acidic, etc. See What Is pH?, EPA, https://perma.cc/4DA9-X3HU (Nov. 4, 2024)
(“Each whole pH value is ten times stronger than the next outer or more extreme value.”).
3
A potential cause of the low pH in the City’s water sources is water runoff from
the City’s surface mining industry. Acid mine drainage is highly acidic and causes
disastrous long-term environmental problems, including the pollution of drinking water
and destruction of infrastructure.
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However, on top of failing to treat the water, the City actively made matters
worse and covered up the dangerousness of the situation to the public.
B. The Water Crisis
By 2013, the City knew it had a problem with its water system. In 2011,
MSDH said the City was at “high-risk for lead poisoning,” and testing from
2010 through 2013 showed that the concentration of lead in the water was
increasing at an alarming rate.
To put the problem in context, because consuming water with any
amount of lead is dangerous, EPA’s maximum contaminant level goal for
lead in drinking water is zero parts per billion (“ppb”). Meanwhile, the EPA
action level is 15 ppb. In 2009, the 95th percentile of testing in Jackson
showed 8.8 ppb lead—meaning that 95 percent of results were at or below
8.8 ppb, and 5 percent were above 8.8 ppb. By 2013, that number had jumped
to 33.5 ppb.
In 2013, Interim Director of Public Works Willie Bell, the head of the
City department responsible for managing the public water system, raised
concerns. Director Bell informed the Mayor about the acidity of the water,
the lead in the water, and a defective lime treatment pump at the O.B. Curtis
plant.
As Director Bell explained, the lime treatment pump was clogged,
meaning water was not being treated to decrease its acidity. The lime
injection system was designed for liquid lime, but the City used lime powder
that clogged the pipes. The lime treatment pump had been clogged for years,
making post-treatment water highly acidic and corrosive. The clogged
injection system meant that the low-pH source water was effectively not
being treated. Director Bell estimated that $400,000 would fix the defective
lime treatment pump and warned against shocking the system in the interim.
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The Mayor was receptive to Director Bell’s concerns and approved
Director Bell’s proposal. However, soon after, the Mayor passed away, and
Mayor Tony Yarber replaced him. Although Mayor Yarber was aware of the
water system issues and Director Bell’s proposal, he scrapped the plan and
replaced Bell with Kishia Powell.
In addition to scrapping the proposed solution, Mayor Yarber and
Director Powell affirmatively made the situation worse. While the City’s lead
levels were rising, the City switched a section of the City’s water source from
high-pH well water to low-pH surface water. The well water had a pH of
over 8, which protected service lines from corrosion and exposure to lead.
This decision was not only disastrous for the people in that section of the City
who were now receiving high-pH water; it was also disastrous for all people
receiving water from the water treatment plants because the plants were not
prepared to handle the increased flow associated with 16,000 new
connections.
This decision proved catastrophic—it shocked the system and caused
an increase in lead levels that would not be detected until June 2015. The
June 2015 results showed that drinking water exceeded the 15-ppb regulatory
limit in 22 percent of homes—more than Flint at 16.7 percent. The 90th
percentile testing was 28 ppb, nearly double the regulatory limit.
The City’s dereliction did not stop there. The City sat on the June test
results for six months. MSDH finally notified residents on January 29, 2016.
Even after informing the public, the City falsely assured residents that the
water was safe to drink:
• Director Powell said, “This is not a situation where you have to
stop drinking the water. This is not a widespread issue, although
we are treating it very similarly.” She also said the 2015 findings
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did “not mean that the City has violated the Safe Drinking Water
Act, and our water is safe.”
• Mayor Yarber said, “I don’t want to sound the wrong alarm [and
have] folks saying, ‘We’re Flint.’ We’re not Flint.”
• Robert Miller, who eventually replaced Powell as Director of
Public Works, said, “there’s been no detecting of lead or copper
in the water supply.” He also assured residents that the “water is
still safe to drink.”
• Other officials, with the permission and at the direction of Mayor
Yarber and Director Powell, told the public that the water is “not
unsafe” to drink.
The City eventually issued boil notices. But far from mitigating the
lead crisis, the City’s boil notices exacerbated it. Although boiling water can
neutralize biological threats such as E. coli and Giardia, it increases the
concentration of lead by reducing water volume while leaving lead behind.
Around the same time, Director Powell continued to encourage
residents to drink the City’s water and downplayed the severity and extent
of the contamination. For example, she told Jackson residents that “the
problem with the lead was happening at specific homes with lead pipes, and
that the water leaving the treatment plant was not contaminated.” She
further claimed that “there [were] no records showing whether there [were]
any lead lines underground.”
An attempt to set the record straight was met with impunity. A City
official working as an engineer in the Jackson Public Works Department
spoke out against this claim, explaining that the lines had solid lead bands
every twenty feet. Director Powell swiftly fired that employee for “possibly
creating unwarranted public fear.”
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Meanwhile, the lead problem continued to get worse. MSDH issued
a February 2016 compliance plan, which the City immediately and repeatedly
failed to comply with—by March, the City requested extensions because it
had not fulfilled its obligations under the plan.
The crisis deepened. Later that year, the City switched to using soda
ash to raise the pH of the water at the O.B. Curtis plant with the faulty lime
treatment pump. Due to clumping, the soda ash system did not work. In
March 2020, the EPA issued an Emergency Administrative Order
identifying multiple Safe Water Drinking Act violations and noting that the
water system “present[ed] an imminent and substantial endangerment to the
persons served by the system.” Jackson did not publicly acknowledge the
order for a year. By 2021, the City’s water had failed to meet the EPA’s
minimum quality requirements for four of the five previous years.
The water system continued to be plagued by failures, with burst pipes
and mains in 2021 and failed water pumps in 2022. Residents have been
unable to access running water at certain times and have been subject to
repeated boil advisories at others.
C. Impact of Lead on Health
As has become clear through repeated public health crises associated
with lead exposure, 4 ingesting lead causes severe health effects.
Lead has particularly devastating effects on children. Children may
experience seizures, coma, and even death at far lower exposure levels than
those at which an adult might experience the same symptoms. Lead affects
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4
E.g., Roberts v. Hamer, 655 F.3d 578, 581–82 (6th Cir. 2011) (lead-based paint);
Guertin v. State, 912 F.3d 907, 915 (6th Cir. 2019) (Flint water crisis); see also Jane S. Lin-
Fu, Modern History of Lead Poisoning: A Century of Discovery and Rediscovery, in Herbert
L. Needleman, Human Lead Exposure 23 (1992).
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brain development, lowers IQ, and causes behavioral changes. The latter
may include an increased likelihood of ADHD; delinquent behaviors; and
arrests, including arrests involving violent offenses. These neurological and
behavioral effects are believed to be irreversible.
Lead is also harmful to adults. Adults may suffer from cardiovascular
issues, increased blood pressure, decreased kidney function, and
reproductive problems. Pregnant women who ingest lead risk exposure to the
developing fetus.
Plaintiffs suffer the effects of lead contamination. For example,
several of Plaintiff Priscilla Sterling’s children have been diagnosed with lead
poisoning. One has a learning disability and reoccurring yeast infections from
the lead exposure. The entire Sterling household experiences frequent,
unexplained itching.
Plaintiff Raine Becker is a single mother who works three jobs to
provide for her terminally ill seven-year-old son. Her son requires clean water
to flush his feeding tube. Further, the City’s actions have harmed her main
source of income at a laundromat because the laundromat needs clean water
to wash customers’ clothes.
Plaintiff Shawn Miller and his two children drank, bathed in, and
cooked with Jackson’s toxic water. They now exhibit the effects of lead
poisoning.
Because of the lead exposure, Plaintiffs and their family members now
require special educational, medical, sociological, occupational, and
disability services.
D. Procedural History
Plaintiffs, as representatives of residents of the City, filed a class
action asserting two substantive due process claims—bodily integrity and
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state-created danger—and three state-law claims. The substantive due
process claims are brought against the City, Mayor Chokwe Lumumba,
former Mayor Tony Yarber, former Public Works Directors Kishia Powell
and Robert Miller, and Interim Public Works Director Jerriot Smash.
The district court granted Defendants’ motion for judgment on the
pleadings. As to the substantive due process claims, the district court
reasoned that Plaintiffs failed to state a claim against the City and that City
officials are entitled to qualified immunity. As to the state-law claims, the
district court declined to exercise supplemental jurisdiction. Plaintiffs
appealed.
II. Jurisdiction & Standard of Review
The district court had federal question jurisdiction over the
constitutional claims, see 28 U.S.C. § 1331, and declined to exercise
supplemental jurisdiction over the state-law claims, see 28 U.S.C. § 1367. We
have jurisdiction to review the district court’s final judgment. See 28 U.S.C.
§ 1291.
The district court dismissed the complaint under Federal Rule of Civil
Procedure 12(c). We review such dismissals de novo. Gentilello v. Rege, 627
F.3d 540, 543 (5th Cir. 2010). We apply the same standard to Rule 12(b)(6)
and Rule 12(c) motions. Q Clothier New Orleans, L.L.C. v. Twin City Fire Ins.
Co., 29 F.4th 252, 256 (5th Cir. 2022). We accept all well-pleaded facts as
true and view those facts in the light most favorable to Plaintiffs. Meador, 911
F.3d at 264. To survive a motion for judgment on the pleadings, those factual
allegations must allow us to draw a reasonable inference that the defendant is
liable for the alleged misconduct. Id. Dismissal is appropriate if the pleaded
facts are not enough to state a facially plausible claim for relief. Leal v.
McHugh, 731 F.3d 405, 410 (5th Cir. 2013). Plausibility “asks for more than
a sheer possibility that a defendant has acted unlawfully.” Walker v.
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Beaumont Indep. Sch. Dist., 938 F.3d 724, 735 (5th Cir. 2019) (quoting Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009)). We must resolve “any ambiguities in the
current controlling substantive law . . . in the plaintiff’s favor.” Lewis v.
Fresne, 252 F.3d 352, 357 (5th Cir. 2001); see Anokwuru v. City of Hous., 990
F.3d 956, 965 (5th Cir. 2021).
III. Discussion
Under the Due Process Clause, “No State shall . . . deprive any person
of life, liberty, or property, without due process of law.” U.S. Const.
amend. XIV, § 1. The Clause protects “fundamental rights and liberties
which are, objectively, deeply rooted in this Nation’s history and tradition.”
Washington v. Glucksberg, 521 U.S. 702, 720–21 (1997) (citation modified);
see Hurtado v. California, 110 U.S. 516, 536 (1884) (explaining that due
process “refers to certain fundamental rights which that system of
jurisprudence, of which ours is a derivative, has always recognized” and that
“[i]f any of these are disregarded in the proceedings by which a person is
condemned to the loss of life, liberty, or property, then the deprivation has
not been by due process of law” (citation modified)).
The core of the Due Process Clause protects against arbitrary
governmental action. County of Sacramento v. Lewis, 523 U.S. 833, 845 (1998).
To state a substantive due process claim in this context, Plaintiffs must
establish that “they were deprived of a cognizable constitutional right,”
M.D. ex rel. Stukenberg v. Abbott, 907 F.3d 237, 248 (5th Cir. 2018), and that
the government actor acted with deliberate indifference to the protected
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right, Hernandez ex rel. Hernandez v. Tex. Dep’t of Protective & Regul. Servs.,
380 F. 3d 872, 880 (5th Cir. 2004). 5
At issue here is whether one’s substantive due process rights are
infringed when a City introduces toxins into the water, the City pumps the
water into people’s homes, the City lies to citizens about the safety of the
water, and citizens rely on that guarantee in drinking the water, suffering
irreparable physical harm. Plaintiffs urge that the answer is yes under two
substantive due process rights—the right to bodily integrity, and the right to
be free from state-created danger.
A. Bodily Integrity
This part of the analysis proceeds in three parts. First, we explain that
the right to bodily autonomy has long been a cognizable right under the
Fourteenth Amendment, and the pleaded facts adequately allege that
Defendants violated that right. Second, we conclude that Plaintiffs have
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5
The dissenting opinion contends that we improperly invert the analysis by first
asking whether Plaintiffs were deprived of a cognizable constitutional right and only then
considering whether the actor was deliberately indifferent. It cites a footnote in Lewis, 523
U.S. at 847 n.8, for this critique. However, it does not appear that a majority of justices
share the dissenting opinion’s interpretation of Lewis. Lewis, 523 U.S. at 857 (1998)
(Kennedy, J., concurring) (“[T]he [shocks the conscience] test can be used to mark the
beginning point in asking whether or not the objective character of certain conduct is
consistent with our traditions, precedents, and historical understanding of the Constitution
and its meaning.” (emphasis added)); id. (“[H]istory and tradition are the starting point,
but not in all cases the ending point of the substantive due process inquiry.”). Nevertheless,
we simply follow a long line of Fifth Circuit precedent by first analyzing whether Plaintiff
was deprived of a cognizable constitutional right. E.g., Stukenberg, 907 F.3d at 248–51 (first
answering whether plaintiffs possessed a substantive due process right and then asking if
the state was deliberately indifferent). But we would reach the same result regardless of
how we ordered the inquiry.
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plausibly alleged that Defendants 6 acted with deliberate indifference. Third,
although the allegations plausibly state a violation of Plaintiffs’ constitutional
rights, we hold that the City officials are protected by qualified immunity
because the right was not clearly established in this context.
1. Cognizable Constitutional Right
“No right is held more sacred, or is more carefully guarded by the
common law, than the right of every individual to the possession and control
of his own person, free from all restraint or interference of others, unless by
clear and unquestionable authority of law.” Union Pac. Ry. Co. v. Botsford, 141
U.S. 250, 251 (1891); see also id. (“The right to one’s person may be said to
be a right of complete immunity; to be let alone.” (citation omitted)). This
right, termed the right to bodily integrity, has long been guaranteed by the
Due Process Clause. Ingraham v. Wright, 430 U.S. 651, 673–74 (1977)
(“Among the historic liberties so protected [by the Due Process Clause] was
a right to be free from . . . unjustified intrusions on personal security.”).
At the outset, Dobbs v. Jackson Women’s Health Organization, 597 U.S.
215, 290, 295 (2022), did not disturb the recognition or historical pedigree of
the right to bodily integrity, as we already observed. See Tyson v. Sabine, 42
F.4th 508, 517 & n.4 (5th Cir. 2022) (stating that “[t]he substantive
component of the Due Process Clause . . . secures the right to be free of state-
occasioned damage to a person’s bodily integrity” and noting that Dobbs did
not impact this precedent (citation modified)); see also Doe v. Jewell, No. 24-
50480, 2025 WL 2374899, at *7 (5th Cir. Aug. 15, 2025) (reaffirming the right
to bodily integrity). The Seventh Circuit has too, noting that Dobbs “did not
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6
Plaintiffs assert claims against Interim Public Works Director Jerriot Smash.
However, Plaintiffs make no factual allegation as to Smash, so the district court properly
dismissed all claims against him. Any subsequent reference to Defendants excludes Smash.
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mention or undermine the right to bodily integrity.” Hess v. Garcia, 72 F.4th
753, 765 (7th Cir. 2023).
To the contrary, the Supreme Court emphasized that “[n]othing in
this opinion should be understood to cast doubt on precedents that do not
concern abortion . . . . It is hard to see how we could be clearer.” Dobbs, 597
U.S. at 290, 295. Accordingly, Dobbs left intact the substantive due process
jurisprudence governing bodily integrity. Still, Dobbs reaffirmed that
identifying a due process right requires an inquiry into history and tradition.
Id. at 240.
The right to bodily integrity, as recognized by the Supreme Court, is
rooted in a long and rich history. “The Supreme Court has long recognized
the right to bodily integrity as an essential component of our liberty protected
by the Fourteenth Amendment’s due process clause.” Hess, 72 F.4th at 765
n.8. As discussed by the Supreme Court, Article 39 of the Magna Carta
declared that “an individual could not be deprived of th[e] right of personal
security except by the legal judgment of his peers or by the law of the land.”
Ingraham, 430 U.S. at 673 n.41. (citation modified). “By subsequent
enactments of Parliament during the time of Edward III, the right was
protected from deprivation except ‘by due process of law.’” Id. (citation
omitted).
Among the first cases implicating this right was Union Pacific Railway
Company v. Botsford, 141 U.S. 250 (1891), which held that a court could not
compel a plaintiff to undergo a nonconsensual surgical examination. Id. at
257. “No right,” the Court declared, is “more carefully guarded by the
common law” than an individual’s right to be “free from all restraint or
interference of others.” Id. To compel someone “to lay bare the body, or to
submit it to the touch of a stranger, without lawful authority,” the Court
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explained, “is an indignity, an assault, and a trespass”—one that “no order
of process” could remedy. Id. at 252.
Although “the contours of this historic liberty interest [in bodily
integrity] . . . have not been defined precisely,” Ingraham, 430 U.S. at 673,
the right has been recognized to cover many fact patterns. E.g., Rochin v.
California, 342 U.S. 165 (1952) (inducing vomit to obtain evidence);
Ingraham, 430 U.S. 651 (corporal punishment in public school); Washington
v. Harper, 494 U.S. 210 (1990) (unwanted medical treatment); see also United
States v. Guidry, 456 F.3d 493 (5th Cir. 2006) (sexual assault by law
enforcement officer).
The consistent throughline of these cases is consent: when a person
does not consent to an intrusion, that intrusion is subject to judicial scrutiny,
regardless of if the intrusion is beneficial or even necessary. Cases involving
the involuntary administration of medication are particularly illuminating
here. See, e.g., Riggins v. Nevada, 504 U.S. 127, 135–37 (1992) (nonconsensual
administration of antipsychotic medication violated Due Process Clause);
Vitek v. Jones, 445 U.S. 480, 494 (1980) (liberty interests implicated by
transfer to mental hospital and behavior modification treatment); see also
Parham v. J. R., 442 U.S. 584, 600 (1979) (“[A] child, in common with
adults, has a substantial liberty interest in not being confined unnecessarily
for medical treatment . . . .”); Whalen v. Roe, 429 U.S. 589, 599–600 (1977)
(explaining that the Constitution protects personal autonomy “in making
certain kinds of important decisions”); Schmerber v. California, 384 U.S. 757,
772 (1966) (“The integrity of an individual’s person is a cherished value of
our society.”).
Plaintiffs’ factual allegations implicate this same right. Indeed, the
right to bodily integrity arguably carries greater weight here than in the cases
that have reached the Supreme Court. The Court has made clear that
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involuntary administration of even therapeutic substances can trigger the right
to bodily integrity’s protections—particularly when those substances carry
unwanted side effects. Washington, 494 U.S. at 221, 229 (expressing “no
doubt” that the inmate “possess[ed] a significant liberty interest in avoiding
the unwanted administration of antipsychotic drugs under the Due Process
Clause of the Fourteenth Amendment,” especially given “serious, even
fatal, side effects”). Here, the state is alleged to have knowingly introduced
a toxin to residents’ bodies, without any intended therapeutic benefit, and
then told people that it was safe. See Guertin v. Michigan, 912 F.3d 907, 917–
932 (6th Cir. 2019).
Especially relevant here, eight Justices in Cruzan ex rel. Cruzan v.
Director, Missouri Department of Health, 497 U.S. 261 (1990), recognized that
our “notions of liberty are inextricably entwined with our idea of physical
freedom and self-determination,” id. at 292 (O’Connor, J., concurring),
including the right to refuse lifesaving hydration and nutrition. See id. at 279
(majority opinion); id. at 302 (Brennan, J., dissenting); id. at 331–32, 343
(Stevens, J., dissenting). If the Constitution protects a person’s right to
refuse potable water necessary for life, then it certainly protects the right to
refuse toxic water. The government violates that right when it, as the
provider, lies to and gaslights the public, depriving individuals of the ability
to give informed consent and exposing them to harm without their
knowledge.
Applying the Supreme Court’s bodily autonomy precedents, the Sixth
Circuit came to the same conclusion. See Guertin, 912 F.3d at 917–932. The
Guertin court concluded that Flint’s mishandling of the city’s water crisis
infringed residents’ due process rights. The court explained that
“[i]nvoluntarily subjecting nonconsenting individuals to foreign substances
with no known therapeutic value—often under false pretenses and with
deceptive practices hiding the nature of the interference—is a classic
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example of invading the core of the bodily integrity protection.” Id. at 920–
21; see also id. at 926 (“[M]isleading Flint’s residents as to the water’s
safety—so that they would continue to drink the water and Flint could
continue to draw water from the Flint River—is no different than the forced,
involuntary invasions of bodily integrity that the Supreme Court has deemed
unconstitutional.” (citation omitted)); Waid v. Earley (In re Flint Water
Cases), 960 F.3d 303, 327–30 (6th Cir. 2020); Braziel v. Whitmer, No. 23-
1954, 2024 WL 3966238, at *5 (6th Cir. Aug. 28, 2024) (“Even on their own,
public statements by government officials misleading and lying to the public
about the safety of the water supply can suffice to establish a constitutional
violation.”). The same is true here.
We note “that not every state law tort becomes a federally cognizable
constitutional tort under § 1983 simply because it is committed by a state
official,” Hall v. Tawney, 621 F.2d 607, 613 (4th Cir. 1980) (citation
modified). Still, part and parcel of every recognized due process right is the
principle that governmental action may become so severe that it acquires
constitutional dimension. That the conduct here concerns water provision—
rather than, say, law enforcement—does not place it beyond the reach of the
Fourteenth Amendment.
Consider the excessive force context. A police officer’s actions cross
the constitutional line not merely when they resemble assault or battery, but
when “the force applied caused injury so severe, was so disproportionate to
the need presented, and was so inspired by malice or sadism rather than a
merely careless or unwise excess of zeal that it amounted to a brutal and
inhumane abuse of official power literally shocking to the conscience.” Id.
Analogously, the availability of a medical malpractice claim does not
foreclose an Eighth Amendment claim when a prisoner’s treatment
amounted to a deliberate indifference that would offend the standard of
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decency. “Not every violation of state tort and criminal assault laws will be a
violation of [a] constitutional right, but some of course may.” Id.
So too here. As we explain further in the next section, the alleged
conduct—knowingly distributing toxic water and misrepresenting its
safety—is so severe and depraved that it plausibly states a violation of
Plaintiffs’ constitutional rights.
A few arguments advanced by the dissenting opinion and Defendants
warrant a response. First, Defendants’ assertion that the right to bodily
integrity protects only compelled, forcible intrusions into the body is
unconvincing. As we have recognized, “[p]hysical force is not a requirement
of a violation of the right to bodily integrity.” Tyson v. County of Sabine, 42
F.4th 508, 518 (5th Cir. 2022). Instead, a governmental actor can violate the
Fourteenth Amendment through mental coercion alone. See Leyra v. Denno,
347 U.S. 556, 558 (1954); see generally Petta v. Rivera, 143 F.3d 895, 903 (5th
Cir. 1998) (per curiam) (recognizing violations of plaintiffs’ substantive due
process rights where officers never touched plaintiffs and plaintiffs suffered
only psychological harm); Tyson, 42 F.4th at 519 (“The use of mental
coercion rather than physical coercion to [violate bodily integrity and]
effectuate sexual abuse is a distinction without a difference.”). Although
Defendants did not force water down Plaintiffs’ throats, the City required
the public to buy water supplied by the City, stamped that water with
approval, and told them it was safe to drink while knowing it was not. This
plausibly alleges a violation of the right to bodily integrity.
Next, Defendants and the dissenting opinion argue that there is no
constitutional right to clean water. That is true in a narrow sense: under the
Constitution, the City had no obligation to provide clean water. But the
argument falls short. Although the government is not required to provide
certain services, once it elects to do so, it must provide that service in
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compliance with the Constitution. See, e.g., Missouri ex rel. Gaines v. Canada,
305 U.S. 337, 342, 349–52 (1938) (explaining that state must comply with
Fourteenth Amendment in law school admissions even though a state has no
duty to supply legal training). For example, there is no constitutional
requirement that police officers be present or available to protect the public,
see DeShaney v. Winnebago Cnty. Dep’t of Soc. Servs., 489 U.S. 189, 195–96
(1989), but, if they are present and available, officers must respect
constitutional rights. Cf. M.L.B. v. S.L.J., 519 U.S. 102, 110 (1996)
(“Although the Federal Constitution guarantees no right to appellate review,
once a State affords that right . . . the State may not bolt the door to equal
justice.” (citation modified)); Espinoza v. Mont. Dep’t of Revenue, 591 U.S.
464, 487 (2020) (“A State need not subsidize private education. But once a
State decides to do so, it cannot disqualify some private schools solely
because they are religious.”). This basic principle pervades constitutional
law—there is generally no constitutional duty to act, but any action must
comply with the Constitution. Thus, while the City had no constitutional
obligation to provide water, once it did, it was required to do so within the
confines of the Due Process Clause.
The dissenting opinion’s contrary reasoning—that Defendants had
no obligation to provide water, so their provision of water cannot violate the
Fourteenth Amendment—when taken to its logical conclusion, would
insulate plainly egregious conduct from constitutional scrutiny. It would
permit a police officer to conduct a welfare check, sexually assault the
homeowner, and then evade liability by asserting, “I had no constitutional
duty to conduct the welfare check in the first place.” Likewise, it would allow
a teacher to molest a student and avoid a bodily integrity claim by arguing, “I
had no constitutional obligation to be a teacher.” These are not abstract
hypotheticals. Our court has faced both scenarios—and found constitutional
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violations. Tyson, 42 F.4th at 518; Doe v. Taylor Indep. Sch. Dist., 15 F.3d 443,
446–47, 451 (5th Cir. 1994) (en banc).
The dissenting opinion attempts to reframe our holding as one based
on the City’s omissions rather than its affirmative actions. To do this, the
dissenting opinion invokes Deshaney. But that case is inapposite. There, the
plaintiff asserted that state social workers and other local officials violated the
Due Process Clause by failing to appropriately respond to reports that the
plaintiff’s father was abusing him. 489 U.S. at 193. Put another way, state
actors failed to prevent private abuse they knew about. The Court explained
that “nothing in the language of the Due Process Clause itself requires the
State to protect the life, liberty, and property of its citizens against invasion
by private actors.” Id. at 195 (emphasis added). Instead, “[t]he Clause is
phrased as a limitation on the State’s power to act, not as a guarantee of
certain minimal levels of safety and security.” Id. The Court then explained
that although the state may have known about the dangers the plaintiff faced,
it “played no part in their creation, nor did it do anything to render him any more
vulnerable to them.” Id. at 201 (emphases added). The situation here presents
the opposite scenario. Plaintiffs do not assert that the City had a general duty
to provide water, nor do they claim that Defendants failed to protect them
from third parties. Rather, they allege that the City, through its own
affirmative conduct, knowingly introduced contaminated water into
residents’ homes, misrepresented its safety, and thereby deprived them of
their bodily integrity. The Due Process Clause squarely prohibits such
conduct.
In sum, we conclude that Plaintiffs have adequately alleged that
Defendants’ conduct violated their constitutional right to bodily autonomy,
so we turn to the next element: deliberate indifference.
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2. Deliberate Indifference
To state a plausible due process claim against Defendants, Plaintiffs
must establish that Defendants’ actions shocked the conscience in a
constitutional sense. 7 Lewis, 523 U.S. at 846–47 (“[F]or half a century now
we have spoken of the cognizable level of executive abuse of power as that
which shocks the conscience.”). The “shock the conscience standard is
satisfied where the conduct was intended to injure in some way unjustifiable
by any government interest, or in some circumstances if it resulted from
deliberate indifference.” Rosales-Mireles v. United States, 585 U.S. 129, 138
(2018) (citation modified). Plaintiffs do not assert an intent to injure; they
rely on deliberate indifference.
“To act with deliberate indifference, a state actor must know of and
disregard an excessive risk to the victim’s health or safety.” McClendon v.
City of Columbia, 305 F.3d 314, 326 n.8 (5th Cir. 2002) (en banc) (per curiam)
(citation modified). Deliberate indifference is “beyond mere negligence or
even gross negligence; it must amount to an intentional choice, not merely an
unintentionally negligent oversight.” James v. Harris County, 577 F.3d 612,
617–18 (5th Cir. 2009) (citation modified). A deliberately indifferent state of
mind can be inferred “from the fact that the risk of harm is obvious.” Hope
_____________________
7
The dissenting opinion contends that “what shocks ‘[a judge’s] unelected
conscience’ should not determine the quality of governmental services administered by an
official in whom voters have placed confidence.” Respectfully, that misunderstands the
legal standard. The Supreme Court has instructed that courts must determine whether
government conduct “shocks the conscience”—not in a subjective or idiosyncratic sense,
but in a constitutional sense. See Lewis, 523 U.S. at 847 n.8 (describing conduct that is “so
egregious, so outrageous, that it may fairly be said to shock the contemporary conscience”).
This is an objective legal inquiry grounded in precedent and principle, not personal
preference. As inferior court judges, we are bound to apply the law as the Supreme Court
has defined it, even when that requires constitutional review of decisions made by elected
officials.
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v. Pelzer, 536 U.S. 730, 738 (2002); see also Farmer v. Brennan, 511 U.S. 825,
842 (1994).
The well-pleaded facts in the complaint allow us to draw a reasonable
inference that Defendants were deliberately indifferent. The allegations
plausibly support the conclusion that Defendants’ actions posed an excessive
risk to Plaintiffs’ health, that Defendants had actual or constructive
knowledge of those risks, and that Defendants nevertheless consciously
disregarded them. See McClendon, 305 F.3d at 326 n.8.
The excessive risk to Plaintiffs’ health is quite obvious—lead is life
threatening and has disastrous effects on human health.
That takes us to Defendants’ disregard of the known risk to public
health. Plaintiffs plausibly allege that Defendants knew of the risk of drinking
lead-contaminated water, along with the vulnerabilities of the City’s water
system. The City knew of these vulnerabilities since 2013 at the latest. By
then, the City knew lead was leaching from its pipes and fixtures; knew the
lead was contaminating the City’s drinking water; and knew the cause, the
risks, and the cost to repair the system. Indeed, in 2013, Director Bell spelled
out the problem. He explained that the water was too acidic, causing lead
from the pipes to leach into the water, and treatment was failing because of a
clogged lime injection system. He proposed a simple solution—replace the
lime treatment pump.
Armed with knowledge of Bell’s recommendation, Mayor Yarber and
Director Powell declined to fix the problem. Rather than take the steps
necessary to stop lead from leaching further into the water, the City ignored
warnings. Indeed, the only action the City took—switching a section of the
City’s water source from groundwater to surface water they knew to be
corrosive—shocked the system, causing disastrous effects.
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Despite knowing the severity of the problem by June 2015, Defendants
didn’t notify the public until at least seven months later. Because one can’t
see or taste lead in water, Plaintiffs couldn’t have known the City was
providing lead-contaminated water to their homes during this time.
Even more shockingly, instead of warning residents about the unsafe
levels of lead, Defendants repeatedly lied to the public. Defendants falsely
assured residents of the safety of the lead-ridden water, told residents it was
safe to drink, and denied the existence of a crisis. In fact, the recommendation
the City eventually made to residents—the boil notices—exacerbated the lead
problem by increasing the concentration of lead left after boiling.
City residents trusted Defendants to provide complete and accurate
information about their water. Defendants had complete control over the
public water system, and many had experience and expertise in the field. Had
Plaintiffs known that the water contained lead, they would have stopped
consuming the water. Instead, they now suffer injuries including
dehydration, malnutrition, lead poisoning, hair loss, skin rashes, digestive
problems, brain injuries, and mental anguish.
These allegations are conscience shocking. For years, the City, based
on the advice, expertise, and decision-making of the public servant
Defendants, knowingly contaminated otherwise clean water with lead,
pumped the toxic water to its residents’ taps, and told them it was safe to
drink. This is not a case where the government had to make a split-second
response to an unforeseen event; instead, this crisis was “a predictable harm
set into motion by alleged decisions that took place over a series of days,
weeks, months, and years,” In re Flint Water Cases, 960 F.3d at 324 (citation
modified), leaving Defendants “ample opportunity for cool reflection,”
Brown v. NationsBank Corp., 188 F.3d 579, 592 (5th Cir. 1999). “When such
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extended opportunities to do better are teamed with protracted failure even
to care, indifference is truly shocking.” Lewis, 523 U.S. at 853.
Further, based on the pleadings, we find no legitimate governmental
purpose that takes Defendants’ actions outside the realm of a plausible due
process claim. Indeed, we cannot think of (and the City has not asserted) any
governmental interest in furnishing toxic water and lying about the toxicity
with knowledge of the long-term health effects that residents faced. Mitchell
v. City of Benton Harbor, 137 F.4th 420, 437 (6th Cir. 2025) (“There is rarely
a justification for misleading the public about the extent of a lead-water
crisis . . . .”); id. at 438 (holding deliberately indifferent officials’ statements
that the lead crisis was isolated to individual homes, people could drink the
water, and downplaying the severity of the problem); Guertin, 912 F.3d at 926
(“[J]ealously guarding the public’s purse cannot, under any circumstances,
justify the yearlong contamination of an entire community.”). Defendants’
assurances of the safety of the water “turn[ed] residents’ voluntary
consumption of a substance vital to subsistence into an involuntary and
unknowing act of self-contamination.” Guertin, 912 F.3d at 925–26. We thus
conclude that Defendants’ alleged actions shock the conscience.
The dissenting opinion has a different interpretation of the alleged
facts. But by combing through articles cited by the complaint, selectively
excerpting facts, and then viewing them in the light most favorable to
Defendants, the dissenting opinion clearly errs. The motion to dismiss
standard does not ask us to read the complaint in the light most favorable to
news articles cited by the complaint—and for good reason. At this stage, we
are supposed to “accept the well-pleaded facts as true and view them in the
light most favorable to the plaintiff,” not the defendant, and we are generally
wary of crediting facts found in materials outside of the complaint. Q Clothier
New Orleans, 29 F.4th at 256.
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Of course, there are exceptions to this general rule. If a complaint is
premised on a document attached to the complaint, and the attachment
contradicts an allegation in the complaint, the exhibit controls. See Goines v.
Valley Cmty. Servs. Bd., 822 F.3d 159, 167 (4th Cir. 2016). So, if an allegation
in a breach of contract complaint contradicts the plain language of the
contract, the contract controls.
Defendants and the dissenting opinion take this exhibit-prevails rule
too far. Here, the complaint cites newspaper articles and reports for specific
propositions. Defendants and the dissenting opinion assert that we should
take judicial notice of every fact in those articles and reports, even if the
complaint cites the articles and reports for a different proposition, even
though the articles and reports are not central to the claims, and despite the
parties disputing the factual accuracy of the articles and reports.
We will not blindly accept the factual contents of articles and reports
in these circumstances and in this posture. Defendants and the dissenting
opinion improperly conclude that by citing an article for a single proposition,
Plaintiffs endorse accuracy of the entire article. Contra Goines, 822 F.3d at
167 (“[I]f a plaintiff attaches or references a report prepared by a third-party
to show how he learned of certain facts alleged in his complaint, he does not
automatically adopt all of the factual conclusions contained in the report.”);
see Banneker Ventures, LLC v. Graham, 798 F.3d 1119, 1134 (D.C. Cir. 2015)
(“Banneker referred to some of the report’s recitations to show how it
learned some facts in the complaint, but it did not purport to and was not
required to adopt the factual contents of the report wholesale.”). However,
the notion that “all facts contained in any attachments to a complaint are
automatically deemed facts alleged as part of the complaint” is “fantastic.”
Carroll v. Yates, 362 F.3d 984, 986 (7th Cir. 2004) (citation modified).
“Plaintiffs attach exhibits to their complaints for all sorts of reasons, and it is
not always appropriate to conclude that the plaintiff has adopted the contents
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of an attached document.” Goines, 822 F.3d at 167 (citation omitted); see N.
Ind. Gun & Outdoor Shows, Inc. v. City of South Bend, 163 F.3d 449, 454-56
(7th Cir. 1998) (explaining that Rule 10(c) “does not require a plaintiff to
adopt every word within the exhibits as true for purposes of pleading simply
because the documents were attached to the complaint to support an alleged
fact”); see also Jones v. City of Cincinnati, 521 F.3d 555, 561 (6th Cir. 2008);
West-Anderson v. Missouri Gaming Co., 557 F. App’x 620, 622 (8th Cir. 2014)
(per curiam); Ecological Rights Found. v. Pac. Gas & Elec. Co., 713 F.3d 502,
511 (9th Cir. 2013).
We even review video evidence at summary judgment with a more critical
eye than the dissenting opinion reviews the newspaper articles. In those
cases, we accept the plaintiff’s version of the facts unless it is “blatantly
contradicted and utterly discredited by video recordings.” Hanks v. Rogers,
853 F.3d 738, 744 (5th Cir. 2017). The dissenting opinion does not even
inquire into whether the news articles blatantly contradict or utterly discredit
Plaintiffs’ allegations—the dissenting opinion simply accepts the facts in the
newspaper articles as true. But newspaper articles, unlike video evidence, are
not even competent summary judgment evidence when admitted for the
truth of the matter asserted. James v. Tex. Collin Cty., 535 F.3d 365, 378 (5th
Cir. 2008). Even putting aside admissibility and the motion to dismiss
standard, these articles may be operating based on limited or incomplete
information—Plaintiffs’ complaint, written later, is not so limited. While we
defer to contracts for breach of contract claims, and video evidence for police
brutality claims, we never have deferred to news articles over the allegations
of the complaint, and we will not start doing so here. At bottom, the
dissenting opinion’s attempt to litigate the facts demonstrates that this case
should proceed to discovery. See Guertin v. Michigan, 924 F.3d 309, 311 (6th
Cir. 2019) (Thapar, J., concurring in denial of en banc) (“At this early stage
of the case, we must give the benefit of the doubt to the plaintiffs’ preferred
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theory of the case and allow the discovery process to determine whether
plausible allegations in their complaint mature into fact-supported
allegations.”).
Further, contrary to the pleading standard, the dissenting opinion
focuses on everything Defendants did right while glossing over everything
Defendants did wrong. Cf. United States v. St. Luke’s Episcopal Hosp., 355
F.3d 370, 377 (5th Cir. 2004) (“At this preliminary stage, the district court
should dismiss only if it appears beyond doubt that Plaintiff can prove no set
of facts in support of her claim.” (emphasis added)); Wilson v. Birnberg, 667
F.3d 591, 600 (5th Cir. 2012) (“Rule 12(b)(6) does not permit us to affirm
the district court’s dismissal of this claim unless we determine it is beyond
doubt that Wilson cannot prove a plausible set of facts to support his
allegations.” (citation modified)).
Regardless, none of the facts the dissenting opinion finds in articles
cited by the complaint contravene the basic allegations here—the City
introduced toxins into the water, knew that the water was toxic for months,
and when it broke the news, it continued to tell people the water was safe to
drink.
The dissenting opinion also misinterprets our holding as imposing a
constitutional duty to provide quality or competent services. Not so. That
misinterpretation understates the severity of the alleged facts, which go far
beyond a failure to provide competent services. We assume that the
dissenting opinion would not equate a holding that a police officer violated
an individual’s right to bodily integrity with the recognition of a right to
“competent” policing. Although recasting our holding as one concerning the
adequacy of city services may create an easier target for critique, it bears no
resemblance to what we actually say here. To the extent there is any
confusion, let us be clear: our holding is fact-specific and does not recognize
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a generalized constitutional right to high-quality municipal services. Rather,
Plaintiffs allege a violation of the well-established right to bodily integrity,
and those allegations, taken as true, plausibly state a claim under the Due
Process Clause.
The dissenting opinion invokes three cases in an attempt to argue that
Defendants’ actions were not conscience shocking. Those cases fail to
change our opinion.
First, the dissenting opinion cites Collins v. City of Harker Heights, 503
U.S. 115 (1992). There, a city sanitation worker died in a manhole. Id. at 117.
The plaintiff submitted that “the city violated a federal constitutional
obligation to provide its employees with certain minimal levels of safety and
security.” Id. at 127. The Supreme Court rejected the notion that the
government had a constitutional duty to tell employees about dangerous
work conditions as “unprecedented.” Id. at 127–28. The Court’s analysis,
which distinguished prior due process cases, rested in large part on the nature
of the employer-employee relationship, which is generally governed by state
tort law: “The reasoning in those cases applies with special force to claims
asserted against public employers because state law, rather than the Federal
Constitution, generally governs the substance of the employment
relationship.” Id. The Court also explained that the Due Process Clause
limits a state’s power to act; it does not guarantee certain minimal levels of
safety. Id. at 127. The general principles espoused in Collins “have no
applicability here—this is not a workplace injury case, [and] plaintiffs do not
allege [the City] was required to provide them with ‘certain minimal levels of
safety and security.’” Guertin, 912 F.3d at 925 n.6 (quoting Collins, 503 U.S.
at 127).
Collins also explained the “presumption that the administration of
government programs is based on a rational decisionmaking process that
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takes account of competing social, political, and economic forces.” 503 U.S.
at 128. Here, the City’s allegedly purposeful misrepresentations and
intentional switch to water known to be corrosive rebuts any such
presumption, so the burden shifts to Defendants, and Defendants fail to
explain that their decisionmaking was rational. In sum, Collins is entirely
distinguishable—the government here caused the problem and lied about the
danger to the public. While the facts in Collins were not actionable, the facts
presented in this case are.
Next, Defendants and the dissenting opinion portray two Second
Circuit decisions as holding that misrepresentations alone, absent an intent
to injure, categorically cannot constitute conscience-shocking conduct. (first
citing Benzman v. Whitman, 523 F.3d 119 (2d Cir. 2008), and then citing
Lombardi v. Whitman, 485 F.3d 73 (2d Cir. 2007)). That portrayal is
incorrect.
Lombardi and Benzman involved false statements by federal officials
about air quality in lower Manhattan following the September 11 terrorist
attacks. Benzman, 523 F.3d at 123; Lombardi, 485 F.3d at 74. At the outset,
the Second Circuit recognized “some support for the idea that a substantive
due process violation can be made out when a private individual derives a
false sense of security from an intentional misrepresentation by an executive
official if foreseeable bodily harm directly results and if the official’s conduct
shocks the conscience.” Lombardi, 485 F.3d at 81; see also Benzman, 523 F.3d
at 127.
In both cases, however, the Second Circuit affirmed the dismissal of
bodily integrity claims because the plaintiffs’ allegations did not shock the
conscience. The Second Circuit invoked Lewis, 523 U.S. at 853–54, which
held that the standard for conscience-shocking conduct varies with context:
when officials are forced to act quickly, only an intent to harm will do; but
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where there is time for reflection and deliberation, deliberate indifference
may suffice.
The plaintiffs in Lombardi and Benzman alleged that the officials’
decisions were made over weeks and months and thus they had time to
deliberate. Lombardi, 485 F.3d at 82–83; Benzman, 523 F.3d at 123. But the
Second Circuit rejected that characterization, not because time to deliberate
is irrelevant, but because the officials were responding to an unprecedented
national disaster in real time, under extraordinary uncertainty and pressure:
The decisions alleged were made by the defendants over a
period of time rather than in the rush of a car chase [as in
Lewis]; but the decisions cannot on that account be fairly
characterized as ‘unhurried’ or leisured . . . . [T]he defendants
were required to make decisions using rapidly changing
information about the ramifications of unprecedented events in
coordination with multiple federal agencies and local agencies
and governments.
Lombardi, 485 F.3d at 82 (emphases added). That context raised the bar for
constitutional liability, consistent with Lewis.
Here, the contrast could not be starker. A catastrophe was not
thrusted upon Jackson; it created one. This was neither a high-speed car
chase (Lewis) nor a terrorist attack (Lombardi and Benzman). The decisions
at issue unfolded over years, and not in the face of informational chaos. As
alleged, the City had time to reflect, time to deliberate, and time to change
course. The prolonged nature of the misconduct places this case squarely
within the Lewis framework for deliberate indifference.
As the Sixth Circuit explained in Guertin, that distinction matters:
time to deliberate lowers the bar from intent to injure to deliberate
indifference, especially when information is not rapidly changing. 912 F.3d at
923–24. Guertin rightly distinguished Lombardi and Benzman on that basis,
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as did the Eastern District of New York in Stewart v. MTA, 566 F. Supp. 3d
197 (E.D.N.Y. 2019). In Stewart, the court sustained a bodily integrity
substantive due process claim brought by people living and working near a
train line with peeling lead paint. Id. at 210. “Th[at] [wa]s not an instance,”
the court reasoned, “where knowledge of the grave risk associated with lead
poisoning and efforts to falsely represent that risk c[ould] be excused on the
basis of split-second decision making.” Id. at 210 (citation modified). Nor can
the City of Jackson’s years-long pattern of deliberate misrepresentation and
exposure to contaminated water be excused on that basis.
Relatedly, the dissenting opinion emphasizes that the provision of city
services involves competing policy objectives and thus rarely, if ever, meets
the high bar of deliberate indifference. It cites a host of generalized concerns
such as limited resources and difficult policy tradeoffs to support that
proposition. But the dissenting opinion’s arguments falter in two respects.
First, the cases it relies upon concern government inaction, rather than
affirmative action such as the conduct at issue here. See, e.g., Ramos-Pinero v.
Puerto Rico, 453 F.3d 48, 53 (1st Cir. 2006) (failure to maintain sewer and
highway system). As the Supreme Court has made clear, § 1983 typically
attaches to actions rather than failures to act. See Deshaney, 489 U.S. at 197.
Second, the dissenting opinion suggests speculative policy rationales that
even the Defendants do not assert. We are reluctant to presume, particularly
at this stage, that Defendants’ actions are constitutional simply because they
might have been faced with competing policy objectives thought up by the
dissenting opinion, especially in the face of conduct alleged to involve
prolonged deception about a serious public health hazard. Indeed, presuming
as much would contravene the applicable pleading standard, which requires
us to accept all allegations as true and resolve all reasonable inferences in
Plaintiffs’ favor. The seriousness of the allegations demands more than
hypothesized justifications.
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The dissenting opinion closes with a warning that our opinion could
cause problems on “our constitutional and federalist order.” For support,
the dissenting opinion proposes a series of hypotheticals that bear no
resemblance to our holding today. In reality, our holding is narrow and fact
specific. We conclude that a city may not introduce toxins into the water,
pump the water to people’s homes, and lie about the water’s safety. Our
analysis further relies on the specific facts at issue—the City’s actions
occurred over a significant amount of time and by the time the Defendants
shared information about the water’s safety, they knew it to be false. 8
In brief, people generally trust that their tap water is safe until told
otherwise. The City introduced toxins into the tap water and pumped it to
people’s homes. People drank, cooked, and bathed in that water. The City
and its officials then lied about the safety of the water, deceiving residents
into consuming the contaminated water. Based on this alleged conduct, we
conclude that Plaintiffs state a plausible claim that Defendants violated
Plaintiffs’ right to bodily integrity. Thus, as to the City, the lawsuit may
_____________________
8
That sharply contrasts with the dissenting opinion’s hypothetical examples. First,
the dissenting opinion posits a scenario in which a local government assures the public that
a pothole-ridden road is safe despite knowing otherwise. But that example bears little
resemblance to the facts here. Unlike in this case—where the government is alleged to have
affirmatively and knowingly introduced toxins into the water supply—the road example
involves a failure to repair existing hazards, not an act of governmental creation. As we have
emphasized, our holding does not impose an affirmative duty to act; it is rooted in the
City’s affirmative conduct. The dissenting opinion next imagines a government-promoted
vaccine later found to have negative side effects. In the posited scenario, the government
quickly responded to a “hypothetical” pandemic and was unaware that its assurances of
the vaccine’s safety were false. Further, the scenario involves a vaccine with demonstrable
therapeutic benefits (even if it also has known negative effects), distinguishing it from lead-
contaminated water. These essential facts would keep this hypothetical conduct out of the
realm of conscience-shocking behavior. Many people willingly took the COVID-19
vaccine knowing there might be negative effects. The Plaintiffs here, by contrast, did not
knowingly choose to ingest lead.
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proceed. See Monell v. Dep’t of Soc. Servs, 436 U.S. 658, 690 (1978)
(explaining municipalities may be liable under § 1983 for the actions of their
official policymakers). However, as to the City officials, the inquiry is not
over—we must decide whether City officials are entitled to qualified
immunity.
3. Qualified Immunity
Qualified immunity shields officials from civil liability if their conduct
does not violate clearly established rights. Pearson v. Callahan, 555 U.S. 223,
231 (2009). “The dispositive question is whether the violative nature of
particular conduct is clearly established.” Mullenix v. Luna, 577 U.S. 7, 12
(2015) (per curiam) (citation modified). “This inquiry must be undertaken
in light of the specific context of the case, not as a broad general proposition.”
Id. (citation modified). To be clearly established, the officer’s conduct must
be “so clearly and unambiguously prohibited . . . that every reasonable official
would understand that what he is doing violates the law.” Wyatt v. Fletcher,
718 F.3d 496, 503 (5th Cir. 2013). That requires controlling authority or “a
robust consensus of cases of persuasive authority” outlining the contours of
the particular right. Ashcroft v. al-Kidd, 563 U.S. 731, 742 (2011) (citation
modified). “This requirement establishes a high bar.” Wyatt, 718 F.3d at 503.
We find neither controlling authority nor a robust consensus of
persuasive authority that meets this high bar. Although the above-cited
Supreme Court cases show that, under the facts alleged here, Defendants
plausibly violated the Constitution, we cannot say that the law “so clearly
and unambiguously prohibited” the alleged conduct that “every reasonable
official would [have] underst[ood]” that such conduct “violates the law.”
Wyatt, 718 F.3d at 503. Accordingly, those Supreme Court cases are not
sufficient to make the asserted right clearly established in this context.
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Plaintiffs and the QI dissenting opinion rely on Guertin, 912 F.3d at
932–35, in which the Sixth Circuit held that Flint officials violated a clearly
established due process right in their handling of that city’s water crisis.
Guertin cannot supply the robust consensus of persuasive, nonbinding
authority that Plaintiffs need. Ashcroft, 563 U.S. at 742. Aside from being a
single case from another circuit, rather than a robust consensus, Guertin was
decided in 2019, long after the bulk of the alleged misconduct in this case,
meaning Guertin could not render the right clearly established at the time of
the asserted violation.
Thus, the City official Defendants are entitled to qualified immunity,
and the bodily integrity claim against them must be dismissed.
B. State-Created Danger
Plaintiffs’ second Due Process Clause claim asserts Defendants
violated Plaintiffs’ right to be free from state-created danger. Generally,
states do not have a constitutional duty to protect people from harm inflicted
by private parties. Fisher v. Moore, 73 F.4th 367, 368–69 (5th Cir. 2023).
However, under the state-created-danger theory, when a state actor creates
or exacerbates the danger, the state may be held liable. Id.
This right is distinct from the right to bodily integrity. State created
danger focuses on the increased risk of harm, while bodily integrity focuses
on invading a person’s personal autonomy, regardless of whether the
invasion is harmful. See Cruzan, 497 U.S. at 277 (discussing “right of a
competent individual to refuse medical treatment”). So, Plaintiffs
appropriately plead a violation of both rights. 9
_____________________
9
We take no position on the dissenting opinion’s proposed litigation strategy for
the City of Jackson on remand with respect to the state-created danger claim. See Campaign
Legal Ctr. v. Scott, 49 F.4th 931, 939 n.12 (5th Cir. 2022).
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We have not yet adopted the theory, but “circuits that recognize the
doctrine uniformly require that the defendant affirmatively acted to create or
exacerbate a danger to a specific individual or class of people.” Irish v. Fowler,
979 F.3d 65, 73–74 (1st Cir. 2020). Circuits also require “that the defendant’s
acts be highly culpable and go beyond mere negligence,” with most circuits
requiring that the actions shock the conscience. Id. at 74; see id. at 74 n.4. The
phrase “state-created danger” comes from DeShaney, 489 U.S. at 201. In
DeShaney, discussed above, the Court explained that the state was not liable
under § 1983 because “when it returned him to his father’s custody, it placed
him in no worse position than that in which he would have been had it not
acted at all.” DeShaney, 489 U.S. at 201. Further, “[w]hile the State may
have been aware of the dangers that [he] faced in the free world, it played no
part in their creation, nor did it do anything to render him any more
vulnerable to them.” Id. Accordingly, when the government or its officials,
through their affirmative acts, create the danger, there may be § 1983 liability.
However, courts began recognizing the theory before DeShaney.
White v. Rochford, 592 F.2d 381, 384 (7th Cir. 1979) (“The complaint
sufficiently alleged a deprivation of rights secured by the Constitution
sufficient to state a claim under § 1983 . . . . It is sufficient that the defendants
left helpless minor children subject to inclement weather and great physical
danger without any apparent justification.”); Bowers v. De Vito, 686 F.2d 616,
618 (7th Cir. 1982) (“If the state puts a man in a position of danger from
private persons and then fails to protect him, it will not be heard to say that
its role was merely passive; it is as much an active tortfeasor as if it had
thrown him into a snake pit.”); Jones v. Phyfer, 761 F.2d 642, 644–46 (11th
Cir. 1985) (surveying relevant caselaw); Wells v. Walker, 852 F.2d 368, 370–
71 (8th Cir. 1988) (“Circuit court decisions examining whether a particular
individual, as distinguished from the general public, is entitled to protection
by the state from third-party harm generally recognize that the due process
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clause may be implicated in the following situation[] . . . when the state
affirmatively places a particular individual in a position of danger the
individual would not otherwise have been in.”). In this context, DeShaney is
“more reasonably understood as an acknowledgment and preservation of the
doctrine, rather than its source.” Kennedy v. Ridgefield City, 439 F.3d 1055,
1061 n.1 (9th Cir. 2006).
Based on this foundation, the vast majority of our sister circuits have
recognized the theory, and applied it to many fact patterns. Irish, 979 F.3d at
73–75; see Dwares v. City of N.Y., 985 F.2d 94 (2d Cir. 1993) (applying the
theory where officer told skinheads they would not stop them from beating
up protesters in the park). We have also applied the state created danger
doctrine, although, confusingly, we later asserted that we had not adopted
the doctrine. See Scanlan v. Texas A&M Univ., 343 F.3d 533, 538–39 (5th Cir.
2003) (reversing dismissal because plaintiff plausibly alleged state created
danger); see also Morris v. Dearborne, 181 F.3d 657, 672–73 (5th Cir. 1999)
(concluding that a teacher who falsified a report that caused a child to be
wrongfully removed from her parents’ custody could be subject to § 1983
liability).
Today, we end decades of confusion and delay and adopt state-created
danger as a viable theory in our circuit. A state-created danger claim requires:
(1) that a state actor or state actors affirmatively acted to create
or enhance a danger to the plaintiff[s];
(2) that the act or acts created or enhanced a danger specific to
the plaintiff[s] and distinct from the danger to the general
public;
(3) that the act or acts caused the plaintiff[s’] harm; and
(4) that the state actor’s conduct, when viewed in total, shocks
the conscience.
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Irish, 979 F.3d at 75.
We thus reverse the district court’s dismissal of the claim and remand
for the district court to assess whether Plaintiffs’ allegations against the City
state a plausible state-created danger claim. However, a never-established
right cannot be clearly established, Fisher, 73 F.4th at 375, so we affirm on
qualified immunity grounds the dismissal of the state-created-danger claim
as to the City official Defendants. 10
C. State-Law Claims
After dismissing the federal-law claims, the district court declined to
exercise supplemental jurisdiction over the remaining state-law claims.
Because we reverse the dismissal of the federal-law claims, we vacate the
dismissal of the state-law claims over which the district court may exercise
supplemental jurisdiction. See 28 U.S.C. § 1367(a); Cherry Knoll, L.L.C. v.
Jones, 922 F.3d 309, 320 (5th Cir. 2019).
_____________________
10
We leave the application of the doctrine in the able hands of the district court.
However, we must address a few of the dissenting opinion’s contentions. First, the
dissenting opinion asserts that Plaintiffs do not state a plausible claim because they do not
allege private violence. But the dissenting opinion interprets either the state-created danger
theory or Plaintiffs’ complaint too narrowly. Here, Defendants’ conduct increased the risk
that Plaintiffs drank toxic water that causes severe health effects, which is all the theory
requires. See Munger v. City of Glasgow Police Dep’t, 227 F.3d 1082, 1087 (9th Cir. 2000)
(holding plaintiff’s state-created danger claim viable even though nature rather than a
private actor directly caused the harm). Second, the dissenting opinion asserts that the
claim is not viable because the danger was not specific to an individual. The dissenting
opinion is correct that dangers to the general public would not meet the strictures of a state-
created danger claim. Martinez v. California, 444 U.S. 277, 285 (1980). But a danger to a
discrete class of people is not a danger to the general public. Morse v. Lower Merion Sch.
Dist., 132 F.3d 902, 913 (3d Cir. 1997) (“[D]epending on the facts of a particular case, a
‘discrete plaintiff’ may mean a specific person or a specific class of persons.”) “The
primary focus when making this determination is foreseeability.” Id. Plaintiffs’
allegations—that Defendants pumped the toxic water directly into Plaintiffs’ home—meet
the foreseeability test.
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IV. Conclusion
For the reasons above, we REVERSE as to the due process claims
against the City, AFFIRM as to the due process claims against the City
official Defendants, VACATE the dismissal of the state-law claims, and
REMAND.
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James L. Dennis, Circuit Judge, concurring in part and dissenting in part:
I concur in the majority opinion except insofar as it affirms the district
court’s ruling that the City of Jackson officials are entitled to qualified
immunity from Plaintiffs’ bodily-integrity claim. In my view—and in the
view of the Sixth Circuit in Guertin v. Michigan, 912 F.3d 907 (6th Cir.), reh’g
denied, 924 F.3d 309 (6th Cir. 2019), cert. denied, 589 U.S. 1167 (2020)—the
Supreme Court clearly established the substantive due process right to bodily
integrity in Washington v. Harper, 494 U.S. 210 (1990), and Cruzan v.
Director, Missouri Department of Health, 497 U.S. 261 (1990). The attempts
to distinguish this case from that jurisprudence are feckless. I write separately
to elaborate on the bodily integrity precedents and to rebut the false stylized
alarm raised by the dissent.
I
“Public officials are entitled to qualified immunity unless the plaintiff
can plead specific allegations” at the motion-to-dismiss or judgment-on-the-
pleadings stage “demonstrating (1) the [official’s] violation of a
constitutional right that (2) was clearly established at the time of the alleged
misconduct.” Linicomn v. Hill, 902 F.3d 529, 533 (5th Cir. 2018). The district
court assumed arguendo that Plaintiffs plausibly alleged a constitutional
violation against the individual City officials but nevertheless granted the
officials qualified immunity from the Plaintiffs’ bodily-integrity substantive
due process claim, reasoning that the right at issue was not clearly established
at the time of the alleged conduct. The majority opinion agrees. 1 Ante, at 32–
_____________________
1
Putting aside its error on clearly established law, the majority correctly articulates
the framework for determining a constitutional violation. First, Plaintiffs have
demonstrated that Defendants violated their right to bodily integrity by supplying lead-
leaching water, concealing the attendant risks, and falsely assuring residents of their safety.
Ante, at 12–19. Second, Plaintiffs have shown that Defendants’ conduct “shocked the
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33. But Guertin v. Michigan—a case that the majority opinion otherwise
correctly relies upon—illustrates why that conclusion is mistaken. 912 F.3d
907 (6th Cir. 2019).
Guertin arose out of the infamous state and local government-created
environmental disaster commonly known as the Flint, Michigan Water
Crisis. Id. at 915. Flint residents brought a 42 U.S.C. § 1983 suit against state
and local officials, alleging personal injuries from drinking, cooking with, and
bathing in lead-contaminated water that the government had knowingly
supplied. To save money, officials had switched the municipal water supply
to the Flint River, processed by a mothballed and outdated treatment plant.
Id. Officials began dispensing the water without adding chemicals to reduce
its known corrosivity. The result: lead leached from aging pipes into homes
at alarming rates. Id.
The only claim before the Sixth Circuit was that officials violated
plaintiffs’ right to bodily integrity under the Fourteenth Amendment’s Due
Process Clause—the same type of claim at issue here. Id. On the issue of
qualified immunity specifically, Guertin relied on the Supreme Court’s “vast
bodily integrity jurisprudence” to find the right clearly established. Id. at 919,
932–35. That jurisprudence centers on “balancing an individual’s common
law right to informed consent with tenable state interests,” regardless of the
precise form of government intrusion. Id. at 919.
That same body of law clearly establishes the right here. In Washington
v. Harper, the state administered antipsychotic drugs to an inmate against his
will and without a hearing. 494 U.S. 210, 213–17 (1990). The Supreme Court
_____________________
conscience” within the meaning of substantive due process. Because Defendants had
ample time for deliberation, prevention, and warning, the applicable standard is deliberate
indifference. Id. at 20–32.
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had “no doubt” that the inmate “possess[ed] a significant liberty interest in
avoiding unwanted administration of antipsychotic drugs under the Due
Process Clause of the Fourteenth Amendment.” Id. at 221–22. Harper’s
“interest in avoiding the unwarranted administration of antipsychotic drugs
[wa]s not insubstantial. The forcible injection of medication into a
nonconsenting person’s body represents a substantial interference with that
person’s liberty.” Id. at 229. This “is especially so when the foreign
substance ‘can have serious, even fatal, side effects’ despite some
therapeutic benefits.” Guertin, 912 F.3d at 919 (quoting Harper, 494 U.S. at
229).
Cruzan v. Director, Missouri Department of Health, 497 U.S. 261
(1990)—the Supreme Court’s seminal “right to die” case—further
elaborates the doctrine. Guertin, 912 F.3d at 920. Cruzan dealt with
“whether the parents of an individual in a persistent vegetative state could
insist that a hospital withdraw life-sustaining care based on her right to bodily
integrity.” Id. (citing Cruzan, 497 U.S. at 265–69). Chief Justice
Rehnquist, writing for the Cruzan majority, charted the relationship
between common-law principles of informed consent and the broader
constitutional guarantee of bodily autonomy. “This notion of bodily integrity
has been embodied in the requirement that informed consent is generally
required for medical treatment,” Cruzan, 497 U.S. at 269, “generally
encompass[es] the right of a competent individual to refuse medical
treatment,” id. at 277, and is a right that “may be inferred from our prior
decisions,” id. at 278–79 (first citing Jacobson v. Massachusetts, 197 U.S. 11
(1905); then citing Breithaupt v. Abram, 352 U.S. 432 (1957); then citing
Harper, 494 U.S. at 210; then citing Vitek v. Jones, 445 U.S. 480 (1980); and
then citing Parham v. J.R., 442 U.S. 584 (1979)). “[T]he logic of [precedent]
would embrace . . . a liberty interest . . . [in refusing] artificially delivered food
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and water essential to life.” Id. at 279; see also id. at 287 (O’Connor, J.,
concurring) (similar).
In light of the Supreme Court’s “vast bodily integrity jurisprudence,”
the Sixth Circuit held that “taking affirmative steps to systemically
contaminate a community through its public water supply with deliberate
indifference is a government invasion of [bodily integrity] of the highest
magnitude. Any reasonable official should have known that doing so
constitutes conscience-shocking conduct prohibited by the substantive due
process clause.” Guertin, 912 F.3d at 919, 933. “Put differently, plaintiffs’
bodily integrity claim implicates a clearly established right that ‘may be
inferred from [the Supreme Court’s] prior decisions.’” Id. at 934 (quoting
Cruzan, 497 U.S. at 278); see also Crittindon v. LeBlanc, 37 F.4th 177, 186 (5th
Cir. 2022) (instructing that we must “first look[] to Supreme Court
precedent” to “determin[e] what constitutes clearly established law”).
Harper and Cruzan “build on each other from one foundation: an individual’s
right to bodily integrity is sacred, founded upon informed consent, and may
be invaded only upon a showing of a [compelling] government interest.”
Guertin, 912 F.3d at 933–34; cf. Erwin Chemerinsky,
Constitutional Law: Principles & Policies § 10.1.2 (7th ed.
2023) (describing strict scrutiny standard of review applicable to
fundamental rights). “The [Supreme] Court could not have been clearer in
Harper when it state[d] that ‘[t]he forcible injection of medication into a
nonconsenting person’s body represents a substantial interference with that
person’s liberty.’” Guertin, 912 F.3d at 934 (quoting Harper, 494 U.S. at
229). And Guertin explained that the “invasion” before it was “more
dramatic” than that in Harper because at least in Harper “the state forced
medication—something needed to improve or sustain life—into its
citizens,” whereas the government officials in Flint “caused . . . residents to
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consume a toxin with no known benefit, did so without telling them, and
made affirmative representations that the water was safe to drink.” Id.
“The same can be gleaned from Cruzan [because] if the common law
right to informed consent is to mean anything, . . . it must include ‘the right
of a competent individual to refuse medical treatment.’” Id. (quoting
Cruzan, 497 U.S. at 277). “If an individual has a right to refuse to ingest
medication, then surely she has a right to refuse to ingest a life necessity.” Id.
“Cruzan instructs as much, recognizing that the ‘logic’ of its bodily integrity
cases—i.e., the reasoning—encompasses an individual’s liberty interest to
refuse ‘food and water essential to life.’” Id. (quoting Cruzan, 497 U.S. at
279). “[I]f an individual has a right to refuse the consumption of beneficial
water, then certainly any reasonable official would understand that an
individual has a right to refuse the consumption of water known to be lead-
contaminated, especially when those individuals involved in tainting the
water simultaneously vouched for its safety.” Id.
The majority responds, in substance, that Harper and Cruzan involved
forced surgery or injection of medication, which are not analogous enough to
the provision of toxic drinking water to have given City officials notice that
their conduct was unlawful. Ante, at 32. But Guertin specifically rejected the
argument that Harper and Cruzan are not factually similar enough to clearly
establish the at-issue right to bodily integrity. 912 F.3d at 934. “[S]weeping
statements about constitutional rights do not provide officials with the
requisite notice,” but the Guertin court rightly observed that “the
deficiencies of a too-general clearly established test have no bearing on the
specifics of this case.” Id. The right recognized by Harper and Cruzan is
“neither a ‘general proposition’ nor one ‘lurking in the broad history and
purposes of the substantive due process clause.’” Id. (quoting Ashcroft v. al-
Kidd, 563 U.S. 731, 742 (2011)). “Any other result would allow [the Supreme
Court]’s fear of ‘rigid, overreliance on factual similarity’ in analyzing the
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‘clearly established’ prong of the qualified immunity standard to be
realized.” Id. at 934–35 (quoting Hope v. Pelzer, 536 U.S. 730, 742 (2002))
(citation modified).
Our circuit’s precedent confirms that “[t]he law can be clearly
established ‘despite notable factual distinctions between the precedents
relied on and the cases then before the Court, so long as the prior decisions
gave reasonable warning that the conduct then at issue violated constitutional
rights.’” Trammell v. Fruge, 868 F.3d 332, 339 (5th Cir. 2017) (quoting
Ramirez v. Martinez, 716 F.3d 369, 379 (5th Cir. 2013)). The focus of the
inquiry, after all, is whether the official had fair notice that his conduct was
unlawful. Morgan v. Swanson, 659 F.3d 359, 372 (5th Cir. 2011) (en banc)
(“The sine qua non of the clearly-established inquiry is ‘fair warning.’”)
(citing Hope, 536 U.S. at 741). Thus, “a case directly on point” is not required
for a right to be clearly established. al-Kidd, 563 U.S. at 741.
Rather than fixating on factual distinctions and collapsing the clearly
established inquiry into a demand for identical precedent, I would follow the
Sixth Circuit’s approach and conclude that the Supreme Court’s decisions
in Harper and Cruzan clearly established the at-issue right to refuse consent
to invasions of bodily integrity. The district court’s grant of qualified
immunity to the Jackson officials from Plaintiffs’ bodily-integrity claims
should therefore be reversed.
II
That leaves the arguments from the dissenting opinion, which is
framed around the “basic premise” that if a “substantive due process claim
sounds primarily in tort,” a plaintiff necessarily fails to state a claim. Post, at
67–68. Of course, that is not the law.
The Supreme Court has squarely rejected the notion that the
availability of a state tort remedy precludes a federal constitutional claim. In
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Zinermon v. Burch, the Court reaffirmed Monroe v. Pape’s holding that “[a]
plaintiff . . . may invoke § 1983 regardless of any state-tort remedy that might
be available to compensate him for the deprivation of these rights.” 494 U.S.
113, 125 (1990) (citing Monroe v. Pape, 365 U.S. 167, 183 (1961) (“It is no
answer that the State has a law which if enforced would give relief. The
federal remedy is supplementary to the state remedy, and the latter need not
be first sought and refused before the federal one is invoked.”)). Justice
Harlan put the point directly: “[A] deprivation of a constitutional right is
significantly different from and more serious than a violation of a state right
and therefore deserves a different remedy even though the same act may
constitute both.” Monroe, 365 U.S. at 196 (Harlan, J., concurring); see also
Parratt v. Taylor, 451 U.S. 527, 552–53 (1981) (Powell, J., concurring in the
result) (“The Due Process Clause imposes substantive limitations on state
action and under proper circumstances these limitations may extend to
intentional and malicious deprivations of liberty and property, even where
compensation is available under state law.”); id. at 545 (Blackmun, J.,
concurring) (“[T]here are certain governmental actions that, even if
undertaken with a full panoply of procedural protection, are, in and of
themselves, antithetical to fundamental notions of due process.”). The
dissent’s view would erase the concurrent jurisdiction Congress created by
allowing plaintiffs to pursue both state and federal remedies. The Supreme
Court has consistently declined to endorse that contrary position.
Against this backdrop, the dissent’s charge that we are “breaki[ng]
new ground,” making up law to reach a “desirable result,” becoming
“judicial policymakers,” exercising “fictitious power,” “eschew[ing] the
[Supreme] Court’s limits,” and indulging in “judicial caprice” is difficult to
square with the law. Post, at 66–67. The dissent’s claims rest largely on its
passing citation to Dobbs and a secondary source on constitutional
interpretation, neither of which supports the dissent’s position. Dobbs v.
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Jackson Women’s Health Org., 597 U.S. 215, 295 (2022) (“[W]e have stated
unequivocally that nothing in this opinion should be understood to cast doubt
on precedents that do not concern abortion. . . . It is hard to see how we could
be clearer.”); Hess v. Garcia, 72 F.4th 753, 765 (7th Cir. 2023) (“Dobbs . . .
did not mention or undermine the right to bodily integrity.”); Tyson v. Sabine,
42 F.4th 508, 517 & n.4 (5th Cir. 2022) (acknowledging that Dobbs left
undisturbed the right to bodily integrity).
Far from “breaking new ground,” our decision follows the Sixth
Circuit’s Guertin bodily-integrity analysis, an approach firmly grounded in
multiple Supreme Court decisions, including County of Sacramento v. Lewis,
523 U.S. 833, 845 (1998), Harper, and Cruzan. No court until the district
court in this case has rejected Guertin. And several of our sister circuits have
embraced it. See, e.g., Washington v. Hous. Auth. of the City of Columbia,
58 F.4th 170, 178 (4th Cir. 2023); Ablordeppey v. Walsh, 85 F.4th 27, 34 (1st
Cir. 2023).
To overcome Guertin et al., the dissent resorts primarily to
trivialization. Its film-noir portrayal of the Jackson 2014 water source
switch—as if “villains cloaked in the dark of night dumped lead directly into
Jackson’s water system”—misstates the complaint. Post, at 75. Plaintiffs do
not claim that Defendants poured toxins into the water. Instead, they allege
affirmative and knowing acts that altered the chemical composition of the
City’s water by switching from higher-pH well water to lower-pH surface
water without applying required corrosion control. This destabilized
protective pipe scale and predictably leached lead into homes, a fact
confirmed by the very extra-complaint sources the dissent cites. The
allegations describe a series of deliberate choices: initiating the 2014 source
switch, failing to implement mandated corrosion control during and after the
switch, repeatedly switching between sources despite known consequences,
and issuing public announcements of assurances of water safety while
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internal data revealed ongoing lead contamination. Taken together, these
allegations describe affirmative acts that foreseeably increased the risk of
serious harm and plausibly state a substantive due process claim under
Guertin et al. This is not a case of mere government inaction, but a case of
deliberate acts, which exposed Plaintiffs to lead toxicity and deprived them
of their bodily integrity. See Shannon Roesler, State-Created Dangers &
Substantive Due Process, 73 Fla. L. Rev. 685, 716 (2021). 2
Although the dissent invokes DeShaney v. Winnebago County
Department of Social Services, 489 U.S. 189 (1989), and Collins v. City of
_____________________
2
The dissent also asserts that “Jackson was not Flint,” so Guertin is
distinguishable. Post, at 92–93 n.20. The dissent does so by arguing that the complaint’s
allegation—that a City official’s 2016 statement to that effect was false—is refuted by the
record. Specifically, the dissent points to a newspaper article about a September 2015 study
on Jackson’s water quality, cited in the complaint at paragraph 48, ROA.1463, as disproving
the complaint’s allegation at paragraph 154 that a City representative lied when she said,
“We are nowhere near the levels seen in Flint.” ROA.1482. According to the dissent, that
study shows the official’s statement was true because Flint’s lead levels reached 1,000 ppb
while Jackson’s did not exceed 476 ppb. Post, at 92–93 n.20.
But Plaintiffs did not allege that Jackson’s maximum lead levels exceeded Flint’s;
they alleged that the scope of contamination was worse. Their allegation was that the
official’s statement “was false” because “there were a larger proportion of homes that had
shown elevated lead levels above 15 ppb.” ROA.1482 at ¶ 154. The news article describing
the September 2015 study does not refute that claim. Indeed, not even the dissent disputes
that a June 2015 report revealed that lead in Jackson’s drinking water exceeded 15 ppb in
22% of the sample of homes tested—5.3% more than in Flint at about the same time.
ROA.1480 at ¶¶ 142, 143. Far from contradicting Plaintiffs’ allegation, that report supports
it.
When examined, the news article on which the dissent relies does not negate the
plausibility of Plaintiffs’ allegation that the official’s statement was false. Nor, notably, do
Defendants themselves make the argument the dissent advances. In doing so, the dissent
departs from the proper judicial role by raising and resolving a factual defense that the
parties never asserted. Courts may not construct or credit such arguments on a defendant’s
behalf—particularly when, as here, the argument rests on a misreading of the complaint.
This category of error dominates the dissent, as explained more in this opinion.
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Harker Heights, Texas, 503 U.S. 115 (1992), to suggest that non-custodial
plaintiffs may never state a claim for bodily intrusion, those cases are
inapposite. Post, at 67–71, 73. DeShaney addressed a state’s failure to protect
a child from private harm, and Collins addressed the availability of a
substantive due process claim involving municipal employees’ working
conditions. Both involved inaction or discretionary decisions about how to
deliver public services, not direct state intrusion upon bodily integrity. By
contrast, Plaintiffs here allege that the City actively caused bodily harm by
providing lead-contaminated water, a direct interference with bodily
integrity. When the government itself inflicts the harm, 3 the absence of a
custodial relationship is irrelevant; the “no duty to protect from private
harm” principle in DeShaney does not bar claims for harms that the state
itself causes. See Stoneking v. Bradford Area Sch. Dist., 882 F.2d 720, 724–25
(3d Cir. 1989) (distinguishing DeShaney because, unlike in DeShaney, the
injury in Stoneking was inflicted by a state employee).
Having explained why Plaintiffs’ allegations plausibly state a claim
under established law, I turn to the dissent’s contrary account and its attempt
to rewrite the facts. The dissent constructs an alternative factual narrative —
one more fitting for defense counsel than for an appellate court—largely by
_____________________
3
This also explains why the dissent’s reliance on White v. Lemacks, 183 F.3d 1253
(11th Cir. 1999), is wholly misplaced. Post, at 68, 71, 78. That case—concerning the state-
created danger doctrine—involved private medical contractors who alleged injuries
inflicted by a third-party inmate while performing duties at a county jail; there was no direct
state-inflicted harm. Id. at 1254; see also White v. Lemacks, 24 F.Supp.2d 1373, 1379 (N.D.
Ga. 1998) (ruling that the plaintiffs “failed to allege any facts showing any affirmative action
or culpable conduct by the Defendants”). This distinction is important. When harm comes
from private actors, liability arises only if the State’s own affirmative actions create or
exacerbate the risk of that harm. That is the premise of the state-created danger doctrine,
which, like direct bodily integrity claims, operates under the Fourteenth Amendment’s
substantive due process guarantee but addresses a different factual mechanism of violation,
as explored later in this opinion at page 61.
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relying on materials neither incorporated into nor attached to the complaint.
That approach is improper at the pleadings stage: had the Defendants done
the same below (they didn’t), the district court would have been required to
either exclude the evidence or treat the motion for judgment on the pleadings
as one for summary judgment. See Fed. R. Civ. P. 12(d). In any event, as
explained below, not one of the dissent’s theories finds support in the record
or the law.
The dissent’s criticisms center on three areas: (A) the 2014 water
switch; (B) Jackson’s boil notices; and (C) the officials’ belated warnings to
the public.
A
The dissent first targets Plaintiffs’ well-pleaded allegations that the
City’s 2014 switch from high-pH well water to low-pH surface water caused
lead to leach from pipes and enter residents’ homes. These nearly forty
paragraphs, rich with detailed allegations, speak for themselves:
34. Jackson owns . . . a public water system (. . . “PWS”) which
serves the vast majority of water users in the City and in
surrounding communities.
...
37. Jackson’s PWS . . . consists of two water treatment plants,
known as the O.B. Curtis Water Treatment Plant (“Curtis
WTP”) and J.H. Fewell Water Treatment Plant (“Fewell
WTP”), as well as a number of groundwater wells and . . .
facilities.
38. The Curtis WTP was initially constructed in or around
1992.
39. The Fewell WTP was initially constructed in or around
1909.
40. The Curtis WTP and the Fewell WTP have consistently
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drawn water from the [Ross Barnett] Reservoir and the Pearl
River[, respectively,] to provide water to the City’s residents
and water users.
…
43. Jackson has an aging network of pipes to deliver drinking
water and remove wastewater. This includes approximately
1,500 miles of water mains, some of which are over 100 years
old.
44. Due to antiquated and inadequate equipment, lack of
repairs and maintenance, understaffing, and other failure to
operate a proper PWS, Jackson has not provided adequate and
safe water to its citizens. . . .
45. Jackson’s PWS and its pipes contain significant amounts
of lead.
46. There is a solid band of lead every 20 feet in the older cast-
iron piping under Jackson’s city streets.
...
56. “A water supply with a lower than recommended pH can
strip the oxide lining and associated scale in service lines and
increase lead levels in the water.”
57. When the pH of a water supply drops, the solubility of lead
minerals on the surfaces of pipes increases, leading to higher
concentrations of lead in the water supply.
58. Jackson has previously struggled with low pH in its water,
which makes the water corrosive and therefore more likely to
leach lead and other contaminants from pipes into drinking
water.
59. Testing of Jackson’s water and water sources has
consistently exhibited low pH levels over time.
...
75. Between 2010 and 2013, triennial testing showed an
alarming increase of lead [in] Jackson’s drinking water.
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...
82. By late 2013 or early 2014, Jackson was aware that its low-
pH water (which was not being treated due to [a]
malfunctioning lime pump) was causing lead to leach from
pipes into the City’s drinking water.
...
119. In addition to the fact that no action was taken to combat
the rapidly rising lead levels, former Mayor Yarber, former
Public Works Director Powell, and the City of Jackson did not
warn Jackson’s citizens and water users of rising lead levels, the
corrosive state of Jackson’s water, or the associated health
risks.
120. Simultaneously with rising lead levels, [in 2014,] Jackson
switched a section of the city’s water source from well water to
surface water—which significantly impacted drinking water
quality and safety for the entirety of water users.
121. The City of Jackson unitized the surface water system and
the well water system and switched the well water users to
surface water drawn from the Pearl River and the Reservoir.
122. Specifically, “the City of Jackson, Mississippi, took the
city’s Maddox Road Well System (serving much of south
Jackson, with 6 groundwater wells along the Highway 18
corridor, and the City of Byram) off the well system and onto
surface water.”
123. Jackson . . . switched water sources for a portion of its
water users from the high-pH well water to the low-pH surface
water drawn from the Pearl River and the Reservoir.
124. The decision was a catastrophic one for thousands of
Jackson water customers given the fragile balance of pH then
in place in Jackson’s PWS.
125. The well water used by the Maddox Road Well Water
System in a portion of the Jackson metro area had a high pH
(over 8), which “protected service lines connected to the
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Maddox Road Well system from corrosion and exposure to
lead contamination from lead pipes.”
126. The O.B. Curtis and J.H. Fewell Water Treatment Plants
were not prepared to handle the increased flow associated with
a sudden addition of 16,000 new connections.
127. The surface water “had a pH of just over 6” and this
portion of the City’s PWS was not prepared for the drastic
change in acidic water due to malfunctioning and
nonfunctioning corrosion control methods and water
treatment.
128. These increased stresses also contributed to the problems
at the Curtis and Fewell WTPs and failure of the PWS.
129. As a public water system professional, Defendant Powell
knew that several segments of the Pearl River had been
identified as impaired due to low pH levels and shared this
information with former Mayor Yarber.
130. Indeed, as a public water system professional, Director of
Public Works Powell in fact knew of the seriously low pH of the
surface waters Jackson was switching to, as well as the fact that
certain segments had previously been designated impaired for
low pH pursuant to section 303(d) of the Clean Water Act,
33 U.S.C. § 1313(d).
131. Further, in her capacity as a public water system
professional, Powell knew of the seriously impaired,
malfunctioning and nonfunctioning corrosion control methods
within the City’s water treatment plants.
132. Powell shared this information with former Mayor Yarber.
133. Both of these public servants chose to direct their staff to
carry out the most harmful and neglectful options for the well-
water switch as well as the corrosion control methods.
134. Ultimately, former Mayor Yarber’s, former Public Works
Director Powell’s, and Jackson’s decision proved catastrophic.
As described below, it caused a serious increase in lead levels
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that would not be detected until June 2015 and would not be
reported until January 2016. Jackson would not even begin to
address those levels until later in the spring of 2016. Even to
this day, in the late spring of 2021, Jackson is not fully in
compliance with federal law.
135. To this day, Jackson has not identified any materials,
studies, reports, documents, treatises, or other information
that was relied upon in good faith by former Mayor Yarber,
former Public Works Director Powell, or Jackson in making the
decision to switch water sources for nearly a quarter of its water
users.
136. There was no information or studies that supported the
advisability of the switch or suggested that it would be safe
under the circumstances.
137. No studies regarding the cost of a switch were conducted
and no information or analysis supported later claims that the
switch was taken as a cost-saving measure.
138. No internal materials were created or reviewed by former
Mayor Yarber’s office, the Jackson City Council, or the
Department of Public Works that supported the switch,
suggested it would be safe, indicated it would be a valid cost-
saving measure, or showed that it was advisable in any way.
139. No other actions were taken to ensure that a switch in
Jackson’s drinking water source would be safe and would not
result in the injury and poisoning of Jackson’s citizens and
water users.
140. Jackson’s citizens and water users were not warned or
informed of the associated risks from rising lead levels in
drinking water while the City continued to ignore alarms
regarding malfunctioning and nonfunctioning corrosion
control treatment methods.
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ROA.1460–79 at ¶¶ 34, 37–40, 43–46, 56–59, 75, 82, 119–40 (footnotes
omitted).
The dissent tries to rebut Plaintiffs’ allegations that the City acted
without any justification by pointing to a single, preliminary 2020 EPA
report (Exhibit 7)—a non-final compliance investigation based on interviews
with City officials. The dissent interprets the report to suggest that the City
“made the switch in water sources” following the completion of a booster
station to improve pressure and flow, which “evinces a decision made in the
face of competing concerns, including the need to repair aging
infrastructure,” not deliberate indifference. Post, at 76–77. This selective
reading cannot overcome the well-pleaded allegations and is faulty for
multiple, independent reasons.
First, the City itself never makes this argument. To raise it sua sponte
violates the principle of party presentation. See United States v. Sineneng-
Smith, 590 U.S. 371, 375 (2020) (“In our adversarial system of adjudication,
we follow the principle of party presentation.”); see also Green Valley Special
Util. Dist. v. City of Schertz, 969 F.3d 460, 474 (5th Cir. 2020) (en banc)
(“Just because we have discretion to address a forfeited argument that is later
asserted doesn’t mean that we can (or should) make a party’s argument for
it in the first place.”). Indeed, a reasonable inference to draw from Plaintiffs’
allegations is that the City’s own attempted justification for the water switch
was a purported cost-saving measure, not the booster station rationale now
advanced by the dissent. ROA. 1479 at ¶ 137.
Second, although the complaint states that Exhibit 7 is “attached and
incorporated as if fully stated herein,” Plaintiffs do not cite the report to
support their allegation that the 2014 switch lacked justification. The
complaint cites Exhibit 7 at paragraphs 265 and 266 solely to chronologically
note that the EPA conducted a compliance investigation in 2020 and met
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with City officials. ROA.1507. As the majority opinion explains, ante, at 23–
26, incorporating a report or other document—or attaching it as an exhibit—
for one purpose does not mean a plaintiff adopts all of its factual allegations.
See Goines v. Valley Cmty. Servs. Bd., 822 F.3d 159, 167 (4th Cir. 2016);
Banneker Ventures, LLC v. Graham, 798 F.3d 1119, 1134 (D.C. Cir. 2015);
Carroll v. Yates, 362 F.3d 984, 986 (7th Cir. 2004); Hymer v. Kross, No. 23-
3026781, 2024 WL 3026781, at *2 (3d Cir. June 17, 2024). Plaintiffs, like the
plaintiffs in those cases, are not bound by every statement in a report
incorporated for a limited purpose.
That principle applies strongly here. The EPA report is preliminary
and based on interviews with City officials. It expressly states that “[t]hese
observations are not final compliance determinations.” ROA.1599. As the
Fourth Circuit explained, exhibits may reflect a defendant’s version of
contested events or contain self-serving, exculpatory statements that a
plaintiff has not adopted. Goines, 822 F.3d at 167–68. Treating such
documents as true simply because they were attached to or incorporated in a
complaint would undermine notice pleading and allow parties to hide behind
untested assertions. Id.; see also Hymer, 2024 WL 3026781, at * 2 (“While
courts may consider exhibits attached to a complaint when considering
whether dismissal is appropriate, a plaintiff does not automatically
incorporate into her complaint every fact asserted in such attachments.”).
Here, Plaintiffs relied on the EPA report solely for chronology, not for its
substantive conclusions.
Third, even on its own terms, the preliminary report does not
contradict the complaint. It highlights the absence of documentation or
studies regarding the water switch and associated disinfection differences—
facts that support, rather than undermine, Plaintiffs’ allegation that the
switch was undertaken without supporting analysis or information. The
report also notes that Jackson “failed to provide documentation regarding
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the change in source from groundwater to surface water, and associated
disinfection differences, in October 2014.” ROA.1602. And it reports that
the City “did not [even] make a formal request to [the state health
department] to change its source from groundwater to surface water.”
ROA.1603. Nowhere does the report state that the booster station was
intended “to assist water pressure and flow” or that it justified the switch.
ROA.1603. The dissent has no response. Its attempt to litigate the facts
prematurely—based on a non-final report—demonstrates why the case must
proceed to discovery.
B
Next, the dissent argues that “the boil notices cannot shock the
conscience,” but its view rests on an incomplete reading of the complaint and
a premature assumption about the reasonableness of Defendants’ actions.
Post, at 78. Plaintiffs allege not that Defendants made a good-faith choice
between competing dangers, but that they knowingly issued misleading boil
notices while aware that the City’s water supply was contaminated with
leaching lead. The complaint avers that City officials had received testing
data confirming lead exceedances and that corrosion control was not
functioning. See, e.g., ROA.1472 at ¶ 104 (alleging that, in 2014, “the City
continued to ignore alarms regarding malfunctioning and nonfunctioning
corrosion control treatment methods”); ROA.1479 at ¶ 140 (“Jackson’s
citizens and water users were not warned or informed of the associated risks
from rising lead levels in drinking water while the City continued to ignore
alarms regarding malfunctioning and nonfunctioning corrosion control
treatment methods.”); ROA.1480–81 at ¶ 148 (alleging that “[d]espite
knowing of [June 2015 test results revealing] high levels of lead in Jackson’s
water, Jackson did not take action to protect Jackson’s citizens and water
users”). Yet the City continued to advise residents that boiling would make
the water safe to consume—when, in fact, boiling does not remove lead but
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increases its concentration. ROA.1491-92 at ¶¶ 195–96. At this stage, we
must credit those allegations.
To be sure, if subsequent discovery ultimately yields undisputed
evidence that Defendants lacked contemporaneous knowledge of leaching
lead contamination and issued boil notices solely to mitigate acute bacterial
threats, the dissent’s policy-tradeoff argument might carry weight. But that
is not the record before us. The question now is not whether the City could
have reasonably believed it was acting prudently, but whether Plaintiffs
plausibly allege that Defendants’ actions affirmatively increased the risk of
serious bodily harm. At this stage, they apparently do.
Nor does labeling the boil notices a “policy choice” insulate them
from scrutiny. The Due Process Clause does not forbid policymaking—it
forbids deliberate indifference to known and grave risks of bodily harm
caused by state action. If Defendants knowingly issued assurances that
predictably worsened lead exposure, that conduct cannot be dismissed as a
mere “choice between two risks.” Whether it ultimately shocks the
conscience is a question for a developed factual record, not a motion for
judgment on the pleadings.
C
The dissent disputes that the City lied about the water’s safety and
failed to warn its citizenry of known danger. Post, at 79. Yet Plaintiffs allege
that the City knew of the water system’s lead-leaching problem since at least
late 2013 or early 2014, ROA.1469 at ¶ 82, specifically received test results in
June 2015 showing that drinking water exceeded the regulatory lead limit in
22% of homes tested, ROA.1480 at ¶ 146, and failed to notify residents of
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danger until January 2016, ROA.1468 at ¶ 74 n.25. 4 The complaint further
recounts that, after belatedly notifying the public, City officials falsely
_____________________
4
The dissent claims that only the Mississippi State Department of Health knew
about the 2015 test results and did not inform the City of them until January 2016. Post, at
80 & n.7. But the complaint expressly alleges that “[a]lthough MSDH officials did not
inform the City of Jackson’s residents and water users at that time [June 2015], upon
information and belief, Defendants and their employees were made aware of these test
results.” ROA.1480 at ¶ 146. The dissent attempts to sidestep that allegation by deeming
it “speculative,” relying on a news article cited in the complaint for an entirely different
purpose. Post, at 80 & n.7 (citing R.L. Nave, Jackson Has Long Been at High Risk for Lead
Poisoning, Jackson Free Press (Feb. 3, 2016), https://perma.cc/CDV9-65T3). For
the umpteenth time, the Defendants have not made the dissent’s argument. Sineneng-
Smith, 590 U.S. at 375; Green Valley Special Util. Dist., 969 F.3d at 474.
At any rate, the news article is not properly before the court merely because it was
cited in the complaint. It was neither incorporated by reference nor attached as an exhibit.
The complaint cited the article only at paragraphs 48 and 150, and only to allege that, in
2011, MSDH “tagged Hinds County as ‘high-risk for lead poisoning,’” and that a City
official told the public in January 2016 that “[t]his is not a situation where you have to stop
drinking the water.” ROA.1463 at ¶ 48; ROA.1481 at ¶ 150. “On a motion to dismiss, the
. . . court must limit itself to a consideration of the facts alleged on the face of the complaint,
and to any documents attached as exhibits or incorporated by reference. Here, the news
article was not attached as an exhibit to the amended complaint nor was it incorporated by
reference. The amended complaint merely discussed this document and presented short
quotations from it. Limited quotation does not constitute incorporation by reference.”
Cosmas v. Hassett, 886 F.2d 8, 13 (2d Cir. 1989) (citation modified); cf. Nat’l Ass’n of
Pharmaceutical Mfrs. v. Ayerst Labs., 850 F.2d 904, 910 n.3 (2d Cir. 1988) (magistrate judge
was authorized to treat letter as incorporated by reference into complaint when, inter alia,
plaintiffs quoted entire text of letter in a memorandum of law). The news article thus
cannot be considered without necessitating the need to convert the Rule 12(c) motion for
judgment on the pleadings into a Rule 56 motion for summary judgment. See Fed. R. Civ.
P. 12(d). And even if the article were properly before the court, it is fantastical to suggest it
could refute the well-pleaded allegations: a news article is inadmissible hearsay. See Roberts
v. City of Shreveport, 397 F.3d 287, 295 (5th Cir. 2005).
The dissent also offers a throwaway suggestion that courts may take judicial notice
of news articles even if they are neither incorporated by reference in nor attached as exhibits
to the complaint. That purported rule statement hacks away so much nuance that it
collapses under scrutiny. Federal Rule of Evidence 201 permits a court to “judicially notice
a fact that is not subject to reasonable dispute.” As the advisory committee notes
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assured residents in January and February 2016 that the water was safe to
drink.
For example, on January 29, 2016, a City official told the public that
the June 2015 findings of lead in Jackson’s drinking water do “not mean that
the city has violated the Safe Drinking Water Act, and our water is safe.”
ROA.1481–82 at ¶ 152. On February 3, 2016, another City official told the
press that “[t]his is not a situation where you have to stop drinking the
water.” ROA.1481 at ¶ 150. The complaint alleges that the same official
“made repeated statements reassuring the City of Jackson’s citizens and
water users that Jackson’s water was safe to drink even though it was not.”
ROA.1481 at ¶ 151. By mid-February, officials sought to persuade Jackson’s
citizens and water users that Jackson’s water crisis was unlike Flint’s
drinking water crisis. “A major difference between Flint, Mich., and Jackson,
Miss., Powell said, is that the crisis in Flint began because the city did not
have corrosion control measures in place, whereas Jackson does.” ROA.1482
at ¶ 153. “[T]his claim was false: the City of Jackson did not have properly
operating corrosion control measures.” ROA.1482 at ¶ 153 n.43.
The dissent responds by invoking notices issued on February 25, 2016,
and in subsequent years—June 2016, June 2017, July 2018, and 2021—
warning of the water’s danger. Post, at 80–83. Those later communications
_____________________
emphasize, “[a] high degree of indisputability is the essential prerequisite.” Accordingly,
“[c]ourts may take judicial notice of publications introduced to ‘indicate what was in the
public realm at the time, not whether the contents of those articles were in fact true.’” Von
Saher v. Norton Simon Museum of Art at Pasadena, 592 F.3d 954, 960 (9th Cir. 2010)
(quoting Premier Growth Fund v. All. Cap. Mgmt., 435 F.3d 396, 401 n.15 (3d Cir.
2006)); accord Heliotrope Gen. Inc. v. Ford Motor Co., 189 F.3d 971, 981 n.118 (9th Cir.
1999) (taking judicial notice “that the market was aware of the information contained in
news articles submitted by the defendants”). Using news articles to prove the truth of
contested facts would fail Rule 201’s “not subject to reasonable dispute” requirement and
is impermissible.
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cannot retroactively sanitize the City’s earlier concealment and false
statements to the public. Even setting aside their inadequacy, they do nothing
to refute the specific allegations that City officials falsely assured residents
that the water was safe.
The dissent also points to a 2011 MSDH news release labeling Hinds
County “high-risk for lead poisoning” and insists Plaintiffs should have
divined that their water contained lead before January 2016. Post, at 87;
ROA.1463 at ¶ 48 & n.10 (referencing the 2011 press release but providing
no weblink). The record does not reveal what that news release actually said,
and there is no indication it communicated any information about
contamination in residents’ own water. Broad, county-level warnings of this
sort do not give residents actionable knowledge of specific hazards.
Actionable knowledge arises only when residents learn of particular risks,
such as the June 2015 test results showing that 22% of homes exceeded
regulatory lead limits, which the City failed to disclose. Even if a county is
labeled “high-risk,” most residents will reasonably continue drinking water
when officials repeatedly assure them it is safe. The complaint alleges exactly
that—the City misled its residents about the water’s safety—demonstrating
that generalized warnings are meaningless without truthful, specific
disclosures.
In sum, the dissent’s attempts to refute Plaintiffs’ allegations fail at
every turn.
* * *
Plaintiffs also plead that the City of Jackson’s own actions created or
increased the danger that culminated in their harm at the hands of a private
contractor. That claim could plausibly implicate the state-created danger
doctrine, which, though long recognized elsewhere, this court has neither
adopted nor rejected. The district court erred in concluding that this court
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had rejected the doctrine and was therefore powerless to recognize it.
Because the question is presented here in the first instance, we address the
doctrine only to the extent necessary to our remand for the district court to
consider and assess the sufficiency of Plaintiffs’ allegations.
The dissent critiques the doctrine as historically and legally
unfounded, and as an impermissible gloss of DeShaney. Post, at 95–99. Yet
long before DeShaney, several courts of appeals recognized that the
Constitution’s guarantee of due process may reach a state actor who
affirmatively exposes an individual to danger. See, e.g., White v. Rochford, 592
F.2d 381, 384 (7th Cir. 1979) (“[T]he complaint sufficiently alleged a
deprivation of rights secured by the Constitution sufficient to state a claim
under § 1983. . . . [I]t is sufficient that the defendants left helpless minor
children subject to inclement weather and great physical danger without any
apparent justification.”); Bowers v. DeVito, 686 F.2d 616, 618 (7th Cir.
1982) (“If the state puts a man in a position of danger from private persons
and then fails to protect him, it will not be heard to say that its role was merely
passive; it is as much an active tortfeasor as if it had thrown him into a snake
pit.”); Wells v. Walker, 852 F.2d 368, 370–71 (8th Cir. 1988) (“Circuit court
decisions examining whether a particular individual, as distinguished from
the general public, is entitled to protection by the state from third-party harm
generally recognize that the due process clause may be implicated in the
following situation[] . . . when the state affirmatively places a particular
individual in a position of danger the individual would not otherwise have
been in.” (citations omitted)). These decisions suggest that “[t]he oft-cited
language of DeShaney, 489 U.S. at 201, is . . . more reasonably understood as
an acknowledgment and preservation of the doctrine, rather than its source.”
Kennedy v. City of Ridgefield, 439 F.3d 1055, 1061 n.1 (9th Cir. 2006);
Stephen H. Steinglass, Section 1983 Litigation in State &
Federal Courts § 3.17 (2025).
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The dissent complains that no Founding-era history or tradition
supports the state-created danger doctrine. Post, at 97. That may be relevant
if the doctrine were a freestanding constitutional right. But it is not. Rather,
it is a particular mode of applying the Fourteenth Amendment through the
remedial framework Congress created in § 1983. The Ninth Circuit has
recognized as much. Kennedy, 439 F.3d at 1061 n.1 (citing David
Pruessner, The Forgotten Foundation of State–Created Danger Claims, 20
Rev. Litig. 357 (2001)). As Pruessner explains, the doctrine’s modern
expression traces not to the Founding, but to Reconstruction—to Congress’s
effort, through the Ku Klux Klan Act of 1871, to impose liability on state
officials who “cause [a person] to be subjected” to constitutional injury by
private third persons such as klansmen. See 42 U.S.C. § 1983.
In that sense, § 1983 may be understood as extending constitutional
tort liability to state actors further up the causal chain—those whose
affirmative conduct facilitates private violence. Congress designed that
remedy to confront precisely the problem of state-aided terror the Ku Klux
Klan epitomized. The state-created danger doctrine, as later developed by
the courts of appeals, carries forward that principle. It holds state officials
accountable under § 1983 when their own affirmative acts so substantially
assist private wrongdoing that the resulting harm or its exacerbation
becomes, in constitutional contemplation, that of the State’s own actor. See
Kennedy, 439 F.3d at 1061; Doe v. Rosa, 795 F.3d 429, 438 n.6 (4th Cir. 2015);
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Doe ex rel. Magee v. Covington Cnty. Sch. Dist., 675 F.3d 849, 871, 873 (5th Cir.
2012) (Higginson, J., concurring in judgment). 5
The state-created danger theory is now well settled in ten of our sister
circuits. See Irish v. Fowler, 979 F.3d 65, 75 (1st Cir. 2020); Okin v. Vill. of
Cornwall-on-Hudson Police Dep’t, 577 F.3d 415, 428 (2d Cir. 2009); Sanford
v. Stiles, 456 F.3d 298, 304–05 (3d Cir. 2006); Doe v. Rosa, 795 F.3d 429, 439
(4th Cir. 2015); Jane Doe v. Jackson Loc. Sch. Dist. Bd. of Educ., 954 F.3d 925,
932 (6th Cir. 2020); D.S. v. E. Porter Cnty. Sch. Corp., 799 F.3d 793, 798 (7th
Cir. 2015); Fields v. Abbott, 652 F.3d 886, 891 (8th Cir. 2011); Kennedy v. City
of Ridgefield, 439 F.3d 1055, 1066 (9th Cir. 2006); Estate of B.I.C. v. Gillen,
710 F.3d 1168, 1173 (10th Cir. 2013); Butera v. District of Columbia, 235 F.3d
637, 652 (D.C. Cir. 2001). 6 Over more than four decades, these circuits—
covering forty-four states, the District of Columbia, Puerto Rico, Guam, and
the Northern Mariana Islands—have applied the doctrine without, as the
dissent fears, “our constitutional and federalist order” crumbling. Post, at
_____________________
5
The majority opinion rightly exposes the dissent’s increasingly absurd
hypotheticals, which bear no connection to the record or the legal issues here. Ante, at 31
n.8. Many are so plainly frivolous that they fail at the threshold. For example, the dissent
imagines a victim of assault suing the federal government after being attacked by Tren de
Aragua gang members, or an injured patient suing a presidential administration for the
development of a vaccine. Post, at 102–04. Presumably, someone finds these persuasive.
Reality, however, is less fanciful: the Plaintiffs’ state-created danger claim is brought against
state actors under 42 U.S.C. § 1983, which applies “only when ‘the claimed deprivation
has resulted from the exercise of a right or privilege having its source in state authority.’”
Lindke v. Freed, 601 U.S. 187, 198 (2024) (quoting Lugar v. Edmondson Oil Co., 457 U.S.
922, 939 (1982)) (emphasis added). That much is black-letter law.
6
At this juncture, I concur in the majority opinion’s grant of qualified immunity to
the City officials on the state-created-danger claim because the Plaintiffs do not brief the
clearly established law prong. Nonetheless, I acknowledge and agree with the First
Circuit’s reasoning in Irish, which adopted the state-created danger doctrine for the first
time yet still found the law clearly established, observing that “[t]he Supreme Court has
stated that clearly established law can be dictated by . . . a robust consensus of persuasive
authority.” 979 F.3d at 77 (citing District of Columbia v. Wesby, 583 U.S. 48, 63 (2018)).
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105. And the Supreme Court has repeatedly declined invitations to unsettle
that consensus. See, e.g., Reilly v. Ottawa County, 142 S. Ct. 900 (2022); First
Midwest Bank v. City of Chicago, 142 S. Ct. 389 (2021); Robinson v. Webster
County, 141 S. Ct. 1450 (2021); Doe v. Jackson Loc. Sch. Dist. Bd. of Educ., 141
S. Ct. 895 (2020); Anderson v. City of Minneapolis, 141 S. Ct. 110 (2020); Cook
v. Hopkins, 140 S. Ct. 2643 (2020); Est. of Her v. Hoeppner, 140 S. Ct. 1121
(2020); Cancino v. Cameron County, 140 S. Ct. 2752 (2020); Robinson v. Lioi,
140 S. Ct. 1118 (2020); Turner v. Thomas, 140 S. Ct. 905 (2020); Long v.
County of Armstrong, 582 U.S. 932 (2017); Est. of Reat v. Rodriguez, 581 U.S.
904 (2017); Doe 2 v. Rosa, 577 U.S. 1065 (2016); Crockett v. Se. Pa. Transp.
Auth., 577 U.S. 820 (2015); Lioi v. Robinson, 572 U.S. 1002 (2014); Campbell
v. Wash. Dep’t of Soc. & Health Servs., 568 U.S. 883 (2012); Repking v. Lokey,
562 U.S. 1221 (2011); Cravens v. City of La Marque, 552 U.S. 822 (2007);
Jones v. Kish, 549 U.S. 1166 (2007); Rios v. City of Del Rio, 549 U.S. 825
(2006); Vaughn v. City of Athens, 549 U.S. 955 (2006); Piotrowski v. City of
Houston, 534 U.S. 820 (2001); Est. of Henderson v. City of Philadelphia, 531
U.S. 1015 (2000); Kirk v. Del. Cnty. Sheriff’s Dep’t, 522 U.S. 1116 (1998);
Settles v. Penilla, 524 U.S. 904 (1998); White-Page v. Harris County, 522 U.S.
913 (1997).
The dissent cautions that adopting the doctrine is impractical, citing
an alleged lack of uniformity among the circuits. Post, at 99. The experience
of those courts suggests otherwise. Each enforces similar guardrails: the
defendant must (1) affirmatively act to create or exacerbate a danger; (2) be
highly culpable; and (3) bear a causal connection between the action and the
injury. Irish, 979 F.3d at 73–74. These standards are exacting, ensuring only
truly egregious conduct triggers liability. See, e.g., Matican v. City of New
York, 524 F.3d 151, 155 (2d Cir. 2008) (requiring “egregious” conduct to
“screen[] out all but the most significant constitutional violations”); Est. of
Her v. Hoeppner, 939 F.3d 872, 876 (7th Cir. 2019) (“quite narrow and
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reserved for ‘egregious’ conduct”); Moore v. Guthrie, 438 F.3d 1036, 1042
(10th Cir. 2006) (“narrow exception”).
The only anomaly in the federal reporters remains our own circuit. See
Fisher v. Moore, 73 F.4th 367, 376 (5th Cir. 2023) (Higginson, J., and
Douglas, J., dissenting from the denial of rehearing en banc) (“For over
a decade, our court has refused to answer [the state-created danger
question].”). It seems to me that, after more than a decade of uncertainty,
the majority opinion today rightly recognizes the doctrine and remands for
the district court to consider the sufficiency of the Plaintiffs’ claim in the first
instance—consistent with our role as a court “of review, not first view.”
Stringer v. Town of Jonesboro, 986 F.3d 502, 509 (5th Cir. 2021) (quoting
Cruson v. Nat’l Life Ins. Co., 954 F.3d 240, 249 n.7 (5th Cir. 2020)).
The dissent resorts to a last-ditch claim that “[c]ounsel for Plaintiffs
effectively disclaimed this theory at oral argument.” Post, at 95 (emphasis
added). But “effectively” does too much work. The parties fully briefed the
issue, and Plaintiffs’ counsel expressly invoked the doctrine during oral
argument, stating that he “took this court’s invitation in the Fisher v. Moore
case . . . [to] ask[] this court to decide the state-created danger issue.” Oral
Argument at 8:30–8:40; see also Fisher, 73 F.4th at 376 (Higginson, J.,
and Douglas, J., dissenting from the denial of rehearing en banc)
(“Litigants should continue asking this court to decide the state-created
danger issue, confident that we will act as a ‘responsible agent[] in the
process of development of national law.” (quoting California v. Carney, 417
U.S. 386, 400 n.11 (1985) (Stevens, J., dissenting))). Nothing discussed
thereafter amended the pleadings or disclaimed the theory.
III
The dissent’s doctrinal and factual critiques fail to rebut Plaintiffs’
well-pleaded allegations, which state a plausible claim under established law.
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Except for my dissent regarding the City officials’ qualified immunity, I join
the majority opinion.
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Kurt D. Engelhardt, Circuit Judge, dissenting.
For decades, the Supreme Court has admonished courts to “exercise
the utmost care when[] asked to break new ground” in the realm of
substantive due process, hewing to “[a]ppropriate limits” imposed by
history and tradition. Dobbs v. Jackson Women’s Health Org., 597 U.S. 215,
240 (2022) (citations omitted). When those limits lose force, courts fall into
“freewheeling judicial policymaking,” transforming the Due Process Clause
“into the policy preferences” of an unelected judiciary. Id. Unable to achieve
“the desirable result for the case at hand” within established constraints,
judges are tempted to draw from the void of substantive due process the
power of judicial invention, “smuggl[ing]” in “new rights” and self-
perceived righteous outcomes. Antonin Scalia, Common-Law Courts in a
Civil-Law System: The Role of United States Federal Courts in Interpreting the
Constitution and Laws, in A Matter of Interpretation 3, 39 (Amy
Gutmann ed., 2d ed. 2018).
Today’s decision channels that fictitious power. It eschews the
Court’s limits, using the long-recognized fundamental right to bodily
integrity and an unbridled “conscience-shocking” analysis as a subterfuge to
recognize a new fundamental right both parties agree has no home in history
or tradition—a right to the competent provision of municipal water services.
The decision goes even further, endorsing the novel theory that a
constitutional violation occurs whenever an elected official’s “lies” about
the quality of governmental services negatively impact his constituents. And
though Plaintiffs disclaimed it at oral argument, the majority adopts the state-
created danger theory without a single mention of history or tradition. This
breathtaking expansion of substantive due process aims to convert the
comforts and conveniences of modern life into constitutional rights. Because
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the Constitution does not secure the rights the majority creates and provides
no haven for such judicial caprice, I dissent. 1
I
The Fourteenth Amendment prohibits the state from depriving any
person of “life, liberty, or property, without due process of law.” U.S.
Const. amend. XIV, § 1. The Supreme Court has determined that this
clause includes a substantive component, which “provides heightened
protection against government interference with certain fundamental rights
and liberty interests.” Washington v. Glucksberg, 521 U.S. 702, 720 (1997).
This substantive component, referred to as “substantive due process,”
prevents executive action that “shocks the conscience” of federal judges and
violates unenumerated, so-called fundamental rights. United States v.
Salerno, 481 U.S. 739, 746 (1987) (cleaned up); SO Apartments, L.L.C. v. City
of San Antonio, Tex., 109 F.4th 343, 352 (5th Cir. 2024). It is no surprise that
a constitutional theory based on unenumerated rights and the subjective
reactions of judges’ consciences has frequently devolved into “freewheeling
judicial policymaking.” The Court, aware of this tendency, has erected
limits.
First, as a basic premise, because the Fourteenth Amendment is not
“a font of tort law to be superimposed upon whatever systems may already
be administered by the States,” the due process clause does not create “a
right to be free of injury wherever the State may be characterized as the
_____________________
1
For purposes of distinguishing the three opinions in this case, the “concurrence”
refers to Judge Dennis’s opinion concurring in part and dissenting in part, and the
“dissent” refers to this opinion. To the extent the majority grants relief in the form of
qualified immunity, I concur in that conclusion, but for different reasons. Because there
was no conscience-shocking misconduct or violation of a fundamental right, the individual
Defendants are entitled to qualified immunity without regard to any “clearly established”
analysis.
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tortfeasor.” Paul v. Davis, 424 U.S. 693, 701 (1976). So, “any attempt to
derive from congressional civil rights statutes a body of general federal tort
law” must be met with skepticism and restraint. Id. If the purported
substantive due process claim sounds primarily in tort and is recoverable
there, we have little basis to expand the reaches of the Fourteenth
Amendment to redress the harm.
Second, context matters. When it comes to governmental services, “a
State is under no constitutional duty to provide substantive services for those
within its border” absent a custodial setting or a special relationship.
Youngberg v. Romeo, 457 U.S. 307, 317 (1982). It is only “when the State takes
a person into its custody and holds him there against his will,” that “the
Constitution imposes upon it a corresponding duty to assume some
responsibility for his safety and general well-being.” DeShaney v. Winnebago
Cnty. Dep’t of Soc. Servs., 489 U.S. 189, 199–200 (1989) (citing id.). But even
when a person is held in custody, the state “has considerable discretion in
determining the nature and scope of its responsibilities,” and it need not
“choose between attacking every aspect of a problem or not attacking the
problem at all.” Youngberg, 457 U.S. at 317 (emphasis added) (quotation
omitted); see also DeShaney, 489 U.S. at 200 n.7 (reiterating state discretion
even in custodial circumstances). While a state may impose upon itself
certain obligations in the provision of governmental services, that choice does
not itself “constitutionalize[]” self-imposed duties. DeShaney, 489 U.S. at
202 (quotation omitted). And it certainly does not create a constitutional duty
to provide them “in a reasonably competent fashion.” Id. at 197–98. For this
reason, “when governmental action or inaction reflects policy decisions
about resource allocation (as is often the case),” harm resulting from those
choices “will seldom, if ever, be cognizable under the Due Process Clause.”
White v. Lemacks, 183 F.3d 1253, 1258 (11th Cir. 1999).
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This is not to say that officials can never violate the Constitution when
administering city services. 2 But any court reviewing allegations that an
executive’s decision “shocked the conscience” in this context must account
for the “presumption[s]” that (1) “the administration of government
programs is based on a rational decisionmaking process that takes account of
competing social, political, and economic forces,” and (2) “the allocation of
resources to individual programs, such as sewer”—or water—
“maintenance . . . involve a host of policy choices that must be made by
locally elected representatives, rather than by federal judges interpreting the
basic charter of Government for the entire country.” Collins, 503 U.S. at 128–
29. As the Supreme Court has continued to reiterate, “[t]he Due Process
Clause is not a guarantee against incorrect or ill-advised personnel
decisions.” Id. at 129 (quotation omitted).
_____________________
2
The majority takes a reductivist view of this dissent, incorrectly suggesting that I
advocate a rule precluding constitutional liability in the administration of any elective
service. Ante, at 18. That simplistic formulation dodges the point of the Supreme Court’s
decisions in Collins and DeShaney. Claims that call into question the adequacy or competent
administration of city services in a non-custodial, non-special relationship, non-coercive
context must be met with scrutiny. See Collins v. City of Harker Heights, Tex., 503 U.S. 115,
127 (1992) (calling “unprecedented” the assertion that “the city violated a federal
constitutional obligation to provide its employees with certain minimal levels of safety and
security”); Brown v. Pa. Dep’t of Health Emergency Med. Servs. Training Inst., 318 F.3d 473,
478 (3d Cir. 2003) (“[B]ecause the Due Process Clause does not require the State to
provide rescue services, . . . we cannot interpret that clause” as placing “an affirmative
obligation on the State to provide competent rescue services if it chooses to provide
them.”). But scrutiny does not doom every claim. Where an official clearly violates a
fundamental right, such as an officer directly invading the established right to bodily
integrity by sexually assaulting an individual during a welfare check, there is no argument
that the officer was weighing policy concerns as he executed his duties or was otherwise
simply incompetent when he intentionally chose to violate her body. Ante, at 18. That kind
of claim clears the hurdles the Supreme Court has put in place to establishing a substantive
due process claim. What is at issue today is several deviations away from a sexual assault-
based bodily integrity claim.
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The majority does not account for these presumptions or seriously
grapple with the bulwarks against the expansion of substantive due process
claims. It sidesteps them altogether, suggesting that DeShaney and Collins are
“inapposite” because the former arose in the private harm context and the
latter in employment relations. 3 Ante, at 19. But these rules against the
expansion of substantive due process cannot be dismissed on factual
distinctions. That a state has no duty to provide services beyond the custodial
context and that it may determine whether and how to address problems
within the services it chooses to provide are “established principles” of
constitutional law. Youngberg, 457 U.S. at 317. Collins builds on those
principles, suggesting that a non-custodial individual’s claim that municipal
services failed to meet constitutional standards should be met with
_____________________
3
The majority dismisses Collins as inapplicable because it “rested in large part on
the nature of the employer-employee relationship.” Ante, at 27. This is a distinction
without a difference that proves the point. That Collins dealt with a city employee who
voluntarily associated with the city via an employment relationship demonstrates the non-
custodial, non-special relationship context in which most city services are delivered.
Moreover, to the extent the majority attempts to distinguish Collins because “state law,
rather than the Federal Constitution, generally governs the substance of the employment
relationship,” that too only serves to bolster Collins’ applicability. Ante, at 27 (citing
Collins, 503 U.S. at 128). State law and enforcement mechanisms, guided by federal
statutes—not the Constitution—primarily govern the distribution of municipal water
services. See Miss. Code Ann. § 41-26-2 (Under the Mississippi Safe Drinking Water
Act of 1997, “[i]t is in the public interest of the state to assume primary enforcement
responsibility under the federal Safe Drinking Water Act,” and “[t]o establish a state
program to assure provision of safe drinking water to the public by establishing drinking
water standards consistent with the federal act and developing a state program to
implement and enforce the standards.”). That the Guertin majority—over the forceful
dissent of a panel member and analysis of other circuits—unilaterally declared Collins
inapplicable beyond the workplace context does not alter this conclusion. Compare ante, at
27 (citing Guertin v. State, 912 F.3d 907, 925 n.6 (6th Cir. 2019)), with Guertin, 912 F.3d at
947–50 (McKeague, J., concurring in part and dissenting in part), and Ramos-Pinero v.
Puerto Rico, 453 F.3d 48, 53–54 (1st Cir. 2006) (applying Collins beyond the employment
context).
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skepticism—if not dismissal. Lemacks, 183 F.3d at 1259 (“The law on
substantive due process when a citizen who is not in custody claims that a
governmental unit, agency, or official has caused her harm is supplied by the
Collins decision.”). So too here.
At issue in this case is whether conduct in the administration of
municipal services which failed to provide clean water violates the
Fourteenth Amendment. That conduct may substantiate a tort claim, a Safe
Water Drinking Act claim, 4 or even a recall vote, but the incompetent
administration of municipal water services—particularly when Plaintiffs
admit they could have accessed clean water elsewhere—does not a
substantive due process claim make. These allegations neither shock the
conscience nor implicate a fundamental right.
II
At the outset, the majority inverts the substantive due process
analysis, first concluding that the conduct violated a fundamental right and
then finding that the infringement of that right necessarily shocks the
conscience. Supreme Court precedent suggests we do just the opposite.
When, as here, executive action is at issue, “the threshold question” is not
whether there exists a cognizable fundamental right, but “whether the
behavior of the governmental officer is so egregious, so outrageous, that it
may fairly be said to shock the contemporary conscience.” County of
Sacramento v. Lewis, 523 U.S. 833, 847 n.8 (1998). “Only if the necessary
condition of egregious behavior [is] satisfied would there be a possibility of
recognizing a substantive due process right to be free of such executive
_____________________
4
Indeed, the United States is currently pursuing various Safe Water Drinking Act
claims against the City of Jackson for its administration of municipal water services during
the same time period for which Plaintiffs complain. See United States v. City of Jackson,
No. 3:22-CV-006868 (S.D. Miss. Nov. 29, 2022).
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action, and only then might there be a debate about the sufficiency of
historical examples of enforcement of the right claimed, or its recognition in
other ways.” Id.; see also Morris v. Dearborne, 181 F.3d 657, 668 (5th Cir. 1999)
(citing id.); DePoutot v. Raffaelly, 424 F.3d 112, 118–19 (1st Cir. 2005);
Littlejohn v. Sch. Bd. of Leon Cnty., Fla., 132 F.4th 1232, 1240–41 (11th Cir.
2025). Because the conscience-shocking analysis must come first, I begin
there.
A
Constitutional liability may arise only when official conduct “shocks
the conscience.” Negligently inflicted harm will not do, and “decisions by
officials that are merely inept, erroneous, [or] ineffective” cannot shock the
conscience. Alton v. Tex. A&M Univ., 168 F.3d 196, 201 (5th Cir. 1999).
Conduct must move “beyond mere negligence or even gross negligence” and
“amount to an intentional choice, not merely an unintentionally negligent
oversight.” James v. Harris County, 577 F.3d 612, 617–18 (5th Cir. 2009)
(citations omitted).
At a minimum, the official must have acted with “deliberate
indifference.” Rosales-Mireles v. United States, 585 U.S. 129, 138 (2018). That
standard represents a “significantly high burden for plaintiffs to overcome.”
M. D. by Stukenberg v. Abbott, 907 F.3d 237, 251–52 (5th Cir. 2018) (citation
omitted); Alton, 168 F.3d at 201. The “state actor must consciously disregard
a known and excessive risk to the victim’s health and safety.” Stukenberg, 907
F.3d at 252 (citation omitted). But, once again, context matters. “Deliberate
indifference that shocks in one environment may not be so patently egregious
in another.” Lewis, 523 U.S. at 850.
To ensure what “shocks the conscience” does not devolve into the
subjective reactions of federal judges, the same two bulwarks already
discussed must guide what the majority insists is an “objective” analysis.
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Ante, at 20 n.7. To reiterate, the due process clause does not “supplant
traditional tort law,” so claims imposing “federal duties . . . analogous to
those traditionally imposed by state tort law” are not constitutionally
cognizable. Collins, 503 U.S. at 128 (citations omitted). And because a state
is under no constitutional duty to provide substantive services, courts must be
reticent to second-guess the state’s prioritization of problems and resources
in the administration of those services—even when those choices are plainly
erroneous. See Youngberg, 457 U.S. at 317. The remedy for incompetence is
not found in the Constitution but at the ballot box or in state tort law.
Finally, when undertaking the fact-specific inquiry whether
allegations in a complaint shock the conscience, the applicable pleading
standard provides additional guardrails. At the pleading stage, we consider
“the complaint, its proper attachments, documents incorporated into the
complaint by reference, and matters of which a court may take judicial
notice.” Randall D. Wolcott, M.D., P.A. v. Sebelius, 635 F.3d 757, 763 (5th
Cir. 2011) (citation omitted). It is beyond dispute that we accept well-pleaded
allegations as true and draw “all reasonable inferences” in Plaintiffs’ favor.
Doe v. Ferguson, 128 F.4th 727, 733 (5th Cir. 2025) (emphasis added). But
there is “[o]ne relevant exception to this default rule”—“if an allegation is
qualified by the contents of an exhibit attached to the pleadings, but the
exhibit instead contradicts the allegation, the exhibit and not the allegation
controls.” Degenhardt v. Bintliff, 117 F.4th 747, 754 n.5 (5th Cir. 2024)
(cleaned up) (quoting Sligh v. City of Conroe, 87 F.4th 290, 298 (5th Cir.
2023)); see also In re GenOn Mid-Atl. Dev., L.L.C., 42 F.4th 523, 548 & n.36
(5th Cir. 2022) (refusing to credit assertions of mutual mistake where “the
Agreement contradicts that allegation”).
Contrary to the majority’s blind acceptance of Plaintiffs’ allegations,
courts are required to sift the allegations, dispense conclusory and
contradicted allegations, and asses the reasonable inferences from what
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remains. See Ashcroft v. Iqbal, 556 U.S. 662, 678–80 (2009); Morales-Cruz v.
Univ. of Puerto Rico, 676 F.3d 220, 224 (1st Cir. 2012) (“[A]n inquiring court
first must separate wheat from chaff.”). When all that remains is a
“possibility of misconduct,” we must dismiss. Iqbal, 556 U.S. at 679. That is
precisely what is required here.
B
The majority points to four categories of conduct that purportedly
shock the conscience: (1) failing to maintain the water system, (2) switching
a section of the City’s water from high-pH well water to low-pH surface
water, (3) issuing boil notices, and (4) “lying” about the toxicity of the water.
According to the majority, “Defendants’ actions posed an excessive risk to
Plaintiffs’ health,” and Defendants “had actual or constructive knowledge
of those risks,” but they “consciously disregarded them.” Ante, at 21. This,
the majority contends, amounts to deliberate indifference that shocks the
conscience. But the majority fails to account for the context in which these
allegations arise—city services—and the well-pleaded facts which
demonstrate that the City’s conduct is not constitutionally conscience-
shocking.
1
First, as the majority puts it, Defendants were aware that lead was
leaching into the water, but they “declined to fix the problem.” Ante, at 21.
Though they could have treated the water with “a substance such as lime to
decrease the water’s acidity and avoid any danger of lead leaching,”
Defendants failed to fix the clogged lime at the water treatment plant and
made matters worse. Id. at 4. In sum, Defendants failed to properly manage
the water system.
But a failure to properly manage city services does not amount to a
deprivation of liberty. Despite repeated references to Defendants’ failures to
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act, the majority concedes as much. Inaction cannot form the basis of
Plaintiffs’ claim because “the Supreme Court has made clear” that “§ 1983
typically attaches to actions rather than failures to act.” Ante, at 30. Because
“[e]ven knowingly permitting unreasonable risks to continue does not
necessarily rise to the level of conscience shocking,” Defendants’ failures are
not actionable. DeAnzona v. City & County of Denver, 222 F.3d 1229, 1235
(10th Cir. 2000) (emphasis added).
2
Defendants’ failures to fix the issues cannot suffice, so the majority
points to conduct it characterizes as affirmative acts. The majority insists that
Defendants engaged in “depraved” conduct when they willfully
“introduced” lead into the water. Ante, at 2, 15, 17, 19, 26, 31, & n.8. This
language ignores clear contradictions in Plaintiffs’ allegations and conjures
something out of a film noir: Defendants like villains cloaked in the dark of
night dumping lead directly into Jackson’s water system, “contaminat[ing]
otherwise clean water,” and “pump[ing] the toxic water to its residents’
taps.” Id. at 22. In the light of day, Defendant-villains changed their weapon
of choice from toxins to deceit, hiding the results of their actions and, without
reservation, telling the public that the water they just poisoned is “safe to
drink.” Id. That is a damning tale, to be sure. But Plaintiffs’ complaint, when
properly sifted by the very documents on which it relies, reveal it for what it
is: fiction.
The majority’s only support for asserting that Defendants actively
“introduced” toxins into the water supply is the Defendants’ “disastrous”
decision to switch a section of the City’s water source from high-pH well
water to low-pH surface water. Ante, at 5. Plaintiffs plead this as a one-time,
life-altering switch that lacked any justification whatsoever. And the majority
accepts this assertion without regard to any of the articles on which the
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complaint expressly relies and incorporates, declaring that there was “no
legitimate governmental purpose” for the switch that would “take[]
Defendants’ actions outside the realm of a plausible due process claim.” Id.
at 23.
But the documents on which Plaintiffs rely tell a different story
altogether. The findings of a report incorporated by reference into the
complaint explain that one factor “contributing to the elevated lead levels
may have been changes in water chemistry that resulted from the city’s
multiple switches between well water and surface water during infrastructure
repairs.” Stephanie Otts & Catherine Janasie, How Safe is the Water?: An
Analysis of the Lead Contamination Risks of Public Water Supplies in the
Mississippi Delta, Nati’l Sea Grant L. Ctr. 13 (Dec. 2017),
https://nsglc.olemiss.edu/projects/lead-contamination/files/
howsafeiswater.pdf (emphasis added) (cited at 2d Am. Compl. ¶¶ 49, 62, 69,
78, 174).
To the extent the complaint references a single switch in 2014, an
exhibit which Plaintiffs “attached” to the complaint and “incorporated as if
fully stated [t]herein,” explains the rationale. Ex. 7 at 2d Am. Compl. ¶ 265
& n.94 (U.S. Environmental Protection Agency, NEIC Civil
Investigation Report City of Jackson Water System (Mar. 30, 2020)). In
anticipation of a “long-term change,” the City made the switch in water
sources “following the completion of the 5 million-gallon (MG) booster
station” to assist water pressure and flow. Ex. 7 at 14. 5 These sources
_____________________
5
While the City may have “failed to provide [regulatory] documentation regarding
the change in source from groundwater to surface water,” and indeed, the EPA observed
that regulatory failure during its Safe Water Drinking Act inspection, Ex. 7 at 13–14, a
regulatory failure does not amount to conscience-shocking conduct. See Ford v. Anderson
County, Tex., 102 F.4th 292, 324 n.17 (5th Cir. 2024) (Violations of state or federal
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contradict the assertion that the switch in water sources was a single arbitrary
decision or merely a cost-saving measure taken in disregard of human health.
Quite the opposite, it evinces a decision made in the face of competing
concerns, including the need to repair aging infrastructure that Plaintiffs
assert created the crisis in the first place. 6
The concurrence would require us to defy Plaintiffs’ express directive
to consider the EPA report as “fully stated” in the complaint and rather, to
consider it “solely for chronology.” Ante, at 54. The court does not get to
choose which of the “fully” “incorporated” allegations it considers. Nor do
any out-of-circuit cases on which the concurrence relies provide a reason to
deviate from the well-settled rule that when an exhibit attached to the
pleadings contradicts an allegation, the exhibit controls. See infra note 16;
Degenhardt, 117 F.4th at 754 n.5. While courts may refuse to “automatically
adopt” a defendant’s self-serving statements in an exhibit, Goines v. Valley
Cmty. Servs. Bd., 822 F.3d 159, 167 (4th Cir. 2016), the EPA report contains
the findings of the EPA—not a Defendant. As in any investigation, the EPA
interviewed the Defendants, but the report reflects the EPA’s independent
assessments. Ex. 7 at 10 (“NEIC [of the EPA] made the following
observations . . .”). The EPA report is therefore wholly incorporated into the
_____________________
regulations are not “relevant to our analysis of [Defendants’] alleged violation of
[Plaintiffs’] constitutional rights.”).
6
Despite the concurrence’s allegation that this dissent violates the party-
presentation doctrine, see ante at 53, the City argued that it switched water sources
following a multimillion-dollar infrastructure upgrade as “part of the regular
administration of municipal government.” Appellee Br. at 32–33. The City further
distinguished the decision to switch water sources from the decision made by Flint officials
and highlighted that “Plaintiffs have not alleged the City Defendants switched water
sources to save money to the detriment of Plaintiffs’ health.” Id. at 33. The articles
incorporated into the complaint and Defendants’ arguments thus fairly presented the
City’s decision to switch water sources for our review.
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complaint, and we must, as Plaintiffs instruct, consider it in assessing
Defendants’ decision to switch water sources.
Defendants’ choice to switch water sources may have been “inept,
erroneous, [or] ineffective,” but that “do[es] not amount to deliberate
indifference.” Alton, 168 F.3d at 201; see Lemacks, 183 F.3d at 1258. Officials
were aware of “specific dangers”—lead, E. Coli, and other bacteria in the
water as well as aging infrastructure—and had to determine whether, when,
and how to “triage” one danger over another. See Ramos-Pinero, 453 F.3d at
53–54. With the benefit of hindsight, Defendants’ decision to switch the
water source may have been “unwise or unreasonable,” but that decision
“does not ‘shock the conscience’ as that term is defined under the law.” Id.
at 54 (quoting Lemacks, 183 F.3d at 1258). These challenging choices must be
reserved for “locally elected representatives”—not “federal judges
interpreting the basic charter of Government for the entire country.’” Id.
(quoting Collins, 503 U.S. at 129).
Because the Constitution does not safeguard against “incorrect or ill-
advised” policymaking decisions, even when there is a demonstrably poor
outcome, the majority’s insistence that Defendants “introduced” toxins into
the water through a choice to switch sources does not shock the conscience.
3
Next, the majority contends that Defendants’ issuance of boil notices
shocked the conscience because boiling water “exacerbate[s] the lead
problem by increasing the concentration of lead left after boiling.” Ante, at 7,
22. But the boil notices cannot shock the conscience for two reasons. First,
Plaintiffs do not assert that Defendants were aware of the increased risk of
lead exposure from boiling water or that they issued the notices without
regard to that risk. To the contrary, they assert that this choice was
“dangerously ignorant”—that is, Defendants were unaware of the risk. A
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choice made while “ignorant” of its danger cannot amount to deliberate
indifference. Second, even if Plaintiffs had pleaded that Defendants were
aware of the risks attending the boil notices, the choice to issue the notices is
emblematic of the policymaking function that the Court has shielded from
constitutional liability. Officials had to determine whether to address lead in
the water or prevent Jackson residents from ingesting E. Coli and other
bacteria that have more immediate negative effects. Defendants’ decision in
the face of that choice does not shock the conscience.
4
Perhaps aware that neither the switch nor the boil notices suffice, the
majority ups the ante. In its view, the real conscience-shocking scandal is not
necessarily the ineptitude—it’s the coverup and coercion. The City “sat on
the June test results” showing that drinking water exceeded the regulatory
limit in 22% of homes until early 2016 and “falsely assured residents that the
water was safe to drink.” Ante, at 5–6. “[I]nstead of warning residents about
the unsafe levels of lead, Defendants repeatedly lied to the public” about the
water’s safety. Id. at 22. Plaintiffs purportedly relied on this information. Had
they “known that the water contained lead, they would have stopped
consuming the water” and procured clean water from another source. Id.
According to the majority, the alleged “lies” and failures to warn rise to the
level of deliberate indifference because they coerced an unassuming public to
drink toxic water.
The majority’s conclusions comport with neither the facts nor the
law. Plaintiffs’ own allegations and the articles on which the complaint relies
demonstrate that officials regularly updated the public on the results of lead
testing, repeatedly warned about the risks of drinking lead-laden water, and
offered specific recommendations for addressing the possibility of lead in the
water. According to Plaintiffs’ allegations, the public has been on notice that
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Jackson was at “high-risk for lead poisoning” since October 2011 due to a
Mississippi State Department of Health News Release. 2d Am. Compl. ¶ 48.
And, contrary to Plaintiffs’ allegations of a cover-up, the very articles
Plaintiffs incorporate into their complaint report that MSDH did not notify
officials of the June 2015 test results until 2016 because regulations do not
impose a timeline for that report. 7
Finally—in direct contradiction of Plaintiffs’ allegations and the
majority’s assertions—the articles on which the complaint relies explicitly
highlight officials’ repeated warnings to the public. For example, in February
2016,
_____________________
7
Plaintiffs’ paltry allegation on this point is implausible. Plaintiffs merely plead that
“[a]lthough MSDH officials did not inform the City of Jackson’s residents and water users
at that time, upon information and belief, Defendants and their employees were made aware
of these test results.” 2d Am. Compl. ¶ 146 (emphasis added). While “[a] plaintiff may
plead upon ‘information and belief’ when the facts alleged are peculiarly in the possession
of an opposing party,” the plaintiff must exercise “reasonable due diligence and provide[]
some factual basis for his allegations that would raise a reasonable expectation that
discovery will reveal evidence that defendants engaged in unlawful conduct.” Flores v.
Amazing Grace Primary Home Care, L.L.C., No. 24-40434, 2025 WL 832795, at *5 (5th Cir.
Mar. 17, 2025) (citation omitted).
Plaintiffs’ purely speculative allegation is belied by articles on which it relies and
do not provide the requisite factual basis for the allegation. For example, in February 2016,
the Jackson Free Press explained that the EPA “requires testing for lead and copper in
water systems every three years. Even though the state took the samples in July 2015,
MSDH officials did not notify Jackson” until “Jan[uary] 28,” 2016, “citing federal
regulations that do not require immediate notification for high lead levels.” R.L. Nave,
Jackson Has Long Been at High Risk for Lead Poisoning, Jackson Free Press (Feb. 3,
2016), https://www.jacksonfreepress.com/news/2016/feb/03/jackson-has-long-been-
high-risk-lead-poisoning/ (cited at 2d Am. Compl. ¶¶ 48, 150). That law provides that “if
a public-health administrator takes any enforcement action related to water regulations, the
administrator must notify a local elected official of that action, but does not spell out a
timeline for doing so.” Id. Without more of a factual basis, Plaintiffs’ allegation based on
“information and belief” does not meet the pleading standard and cannot be credited.
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Jackson officials announced . . . that pregnant
women and children age 5 and younger should
not drink unfiltered water from the tap, and
everyone else should run their cold water for up
to two minutes before consuming or cooking
with it. . . . [H]ealth officials said all children 6
and younger should be tested for lead, which can
cause serious developmental and physical
problems. 8
In June 2016, the City sent a notice to residents explaining that it had
“violated a drinking water requirement by not maintaining optimization of
the corrosion control treatment” and offering a warning in italics set off by
asterisks: *Infants and children who drink water containing lead in excess of the
action level could experience delays in their physical or mental development. . . .
Adults who drink this water over many years could develop kidney problems or high
blood pressure.* The letter proceeded to offer the following precautions:
Although the majority of home lead testing
performed identified no lead, or lead below the
action level set by the EPA, MSDH has issued
these recommendations as a special precaution,
especially for households with young children or
pregnant women. These precautions should
remain in place at least six months while the City
continues its efforts to make required changes to
stabilize the pH levels in its water system that can
cause corrosion.
• Before using tap water for drinking or cooking,
run your tap on cold for one to two minutes. For
_____________________
8
Lisa Riordan Seville et al., ‘People Are Scared’: Jackson, Mississippi, Copes with
Lead Alarm, NBC News (Feb. 25, 2016), https://www.nbcnews.com/news/us-
news/people-are-scared-jackson-mississippi-copes-lead-alarm-n525961 (cited at 2d Am.
Compl. ¶ 154).
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details, see http://www.cdc.gov/nceh/lead/
tips/water.htm
• Households should never use hot water for
drinking or cooking.
• Residents should clean out their faucet aerators
by unscrewing the aerator at the tip of the faucet,
and removing any particles or sediment that has
collected in the filter screen.
• Any child five years of age or younger and any
pregnant woman should use filtered water
http://info.nsf.org/Certified/DWTU/
or bottled water for drinking and cooking.
• Baby formula should be “ready-to-feed” or
prepared using only filtered water or bottled
water.
• Parents with children five years or younger
should contact their child’s pediatrician or
primary care provider to make sure that adequate
lead screening and blood testing have been
performed.
The letter concluded with a request that residents share the
information broadly:
*Please share this information with all the other
people who drink this water, especially those who may
not have received this notice directly (for example,
people in apartments, nursing homes, schools, and
businesses). You can do this by posting this notice in
a public place or distributing copies by hand or
mail.* 9
_____________________
9
Anna Wolfe, Jackson Hit with Technical Violation for Water Treatment,
Clarion-Ledger (June 9, 2016), https://www.clarionledger.com/story/news/local/
2016/06/09/jackson-issued-technical-violation-water-treatment/85618558/ (cited at 2d
Am. Compl. ¶¶ 74, 116).
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Even after the May 2017 testing cycle, when the City’s efforts began
to show progress with “testing pass[ing] muster under . . . current federal
guidelines for lead testing,” the City still “urge[d] pregnant women and
children not to drink unfiltered tap water.” 10 A year later, in July 2018, while
officials “emphasized that the water is safe to drink,” they “asked that
residents . . . continue to use precautions.” 11 These precautions largely
mirrored those previously given and continued through 2021. A 2021 notice
from the City, which was attached to the complaint and “incorporated as if
fully stated [t]herein” contained the same warnings and reiterated that
“[t]hese precautions should remain in place until further notice while the
City continues its efforts to make required changes to stabilize the pH levels
in its water system that can cause corrosion.” Ex. 4 at 2d Am. Compl. ¶ 280,
n.109.
The articles on which the complaint relies confirm that the City
notified residents of testing results that continued to show that the vast
majority of homes tested did not reach actionable levels. The City
nonetheless repeatedly warned all residents to take precautions. Further,
Plaintiffs clearly state that they could have purchased clean water elsewhere.
In other words, the City recommended alternative sources of water, and
Plaintiffs concede they could have procured those sources without
government interference. Plaintiffs’ assertion that officials covered up and
_____________________
10
Anna Wolfe, Jackson Water Issues Persist, Lead Levels Down, Clarion-
Ledger (July 2, 2017), https://www.clarionledger.com/story/news/local/2017/07/03/
jackson-water-issues-persist-lead-levels-down/437239001/ (cited at 2d Am. Compl.
¶¶ 210, 229).
11
Marie Weidmayer, City Violated Water Treatment Procedure, Still Safe to Drink,
Jackson Free Press (July 19, 2018), http://www.jacksonfreepress.com/news/
2018/jul/19/city-violated-water-treatment-procedure-still-safe/ (cited at 2d Am. Compl.
¶¶ 173, 186).
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coerced residents into drinking poisoned water about which they repeatedly
gave reports and urged caution is implausible and belied by the complaint
itself.
The well-pleaded, uncontroverted allegations offer very little in the way
of misconduct that could “shock the conscience.” In hindsight, officials may
not have provided all of the information Plaintiffs would have preferred, but
the suggestion that they lied 12 about lead in the water (when they announced
findings of the reports), lied about the risks of ingesting lead (when they
detailed those risks in repeated warnings to the public), and lied about
whether residents should take action to mitigate the potentiality of lead in
their own homes (when they provided clear recommendations, especially for
vulnerable groups) is blatantly contradicted by Plaintiffs’ own attachments to
the complaint.
_____________________
12
It is not clear that the Constitution—as opposed to tort law—contemplates claims
based on elected officials’ misrepresentations regarding city services, particularly those
made as the facts of an ongoing crisis evolve. The majority’s inability to cite a single case
beyond Guertin supporting this kind of liability demonstrates the paltry historical and legal
precedent for such a novel theory. Instead, they offer two Second Circuit cases in which
the court rejected bodily integrity claims based on officials’ alleged misrepresentations.
Benzman v. Whitman, 523 F.3d 119 (2d Cir. 2008); Lombardi v. Whitman, 485 F.3d 73 (2d
Cir. 2007). Though the court affirmed dismissal of these claims, the majority points to
Lombardi’s assertion that certain “cases furnish some support for the idea that a
substantive due process violation can be made out when a private individual derives a false
sense of security from an intentional misrepresentation by an executive official if
foreseeable bodily harm directly results and if the official’s conduct shocks the
conscience.” 485 F.3d at 81 (citing Kennedy v. City of Ridgefield, 439 F.3d 1055, 1062–63
(9th Cir. 2006) and Gazette v. City of Pontiac, 41 F.3d 1061, 1065–66 (6th Cir. 1994)). But
the majority does not acknowledge that the cases which offer such thin support addressed
state-created danger claims in factually distinct circumstances, and only one was successful.
Given that this Circuit has never—until today—recognized such a claim and even then, the
support for a misrepresentation-based state-created danger claim is demonstrably weak, it
remains unclear that the Constitution would countenance such a theory.
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The majority has no answer for the clearly contradicted allegations.
Instead, it ignores the articles, suggesting that to consider them at all would
impermissibly construe the facts in Defendants’ favor. Ante, at 23. That, of
course, misconstrues the standard. 13 See Degenhardt, 117 F.4th at 754 n.5
(explaining that when an exhibit contradicts an allegation, the exhibit
controls). Before today, we have never carved out a “news article” exception
to the incorporation-by-reference doctrine. I struggle to see how the
incorporation-by-reference doctrine can apply to any situation if it does not
apply here, where Plaintiffs’ 103-page complaint cites forty-five articles
throughout 115 footnotes.
The majority and concurrence conflate the standards for Rule 12(b)(6)
and admissibility of evidence. See ante, at 25, 57–58 n.4. Considering news
articles a plaintiff incorporates into his complaint is hardly a novel idea. 14 And
even if Plaintiffs did not go far enough to incorporate the articles, the court
_____________________
13
Because the articles incorporated by Plaintiffs’ own reference contradict
Plaintiffs’ allegations, the majority asserts that considering them at all runs afoul of the
standard and impermissibly gives the tie to the defense. But what the majority calls clear
error is a basic premise of Rule 12(b)(6): we “must consider the complaint in its entirety,
as well as other sources courts ordinarily examine when ruling on Rule 12(b)(6) motions to
dismiss, in particular, documents incorporated into the complaint by reference, and
matters of which a court may take judicial notice.” Basic Cap. Mgmt., Inc. v. Dynex Cap.,
Inc., 976 F.3d 585, 589 (5th Cir. 2020) (citation omitted) (concluding district court properly
relied on SEC filing in dismissing complaint).
14
See Knievel v. ESPN, 393 F.3d 1068, 1076–77 (9th Cir. 2005) (considering web
pages described in plaintiffs’ complaint under the incorporation-by-reference doctrine);
Khoja v. Orexigen Therapeutics, Inc., 899 F.3d 988, 1004–05 (9th Cir. 2018) (holding that
web articles and blog posts were incorporated into complaint); Butowsky v. Folkenflik,
No. 4:18CV442, 2019 WL 2518833, at *2 n.5 (E.D. Tex. Apr. 17, 2019) (considering news
publications attached to complaint); Sinclair v. Krassenstein, No. 5:23-CV-109, 2024 WL
4329137, at *4 n.3 (S.D. Tex. Aug. 20, 2024) (“The court may take judicial notice of
newspaper and magazine articles and consider exhibits central to the claims if referenced
in the complaint.”).
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may take judicial notice of the existence of the articles. 15 Plaintiffs’ allegation
they were unaware of lead in the water is refuted by the extensive news
coverage alerting the public to the potential existence of lead in the water as
early as 2011. Regardless of the accuracy of the articles or whether Plaintiffs
and the rest of the public believed them, the existence of the articles—a fact
that may be judicially noticed without regard to the articles’ veracity—belies
Plaintiffs’ claimed lack of notice.
Nor have we ever, as the majority and concurrence do today, created
an exception to the incorporation-by-reference doctrine requiring courts to
assume plaintiffs only incorporate allegations that are helpful to them and to
turn a blind eye to contradictory facts equally included. 16 Rather this court
_____________________
15
In re Silver Lake Grp., LLC Secs. Litig., 108 F.4th 1178, 1185 n.3 (9th Cir. 2024)
(court may take judicial notice of the existence of news articles “to establish public
knowledge”); Terrell v. Town of Woodworth, No. 1:21-CV-04224, 2023 WL 4115769, at *3
n.3 (W.D. La. June 7, 2023) (“A court may take judicial notice of the coverage and
existence of newspaper and magazine articles.”).
16
The majority and concurrence cite cases from other circuits with markedly
different facts to cherry-pick the allegations they consider. Courts in those cases were not
required to “automatically adopt” self-serving statements made by a defendant in
documents incorporated into the complaint. See Goines, 822 F.3d at 167–68 (refusing to
adopt statements by police officers regarding incident that formed the basis of plaintiff’s
§ 1983 claim); Banneker Ventures, LLC v. Graham, 798 F.3d 1119, 1134 (D.C. Cir. 2015)
(refusing to adopt a document “commissioned by a defendant” to defeat plaintiff’s
claims); Carroll v. Yates, 362 F.3d 984, 986 (7th Cir. 2004) (refusing to adopt defendant-
prison board’s decision to defeat plaintiff’s § 1983 claim); Hymer v. Kross, No. 23-2374,
2024 WL 3026781, at *2 (3d Cir. June 17, 2024) (same); N. Ind. Gun & Outdoor Shows, Inc.
v. City of South Bend, 163 F.3d 449, 455 (7th Cir. 1998) (refusing to adopt “letters written
by the opposition for what could be self-serving purposes”); Jones v. City of Cincinnati, 521
F.3d 555, 561 (6th Cir. 2008) (refusing to adopt statements made by defendant); West-
Anderson v. Mo. Gaming Co., 557 F. App’x 620, 622 (8th Cir. 2014) (same); Ecological Rights
Found. v. Pac. Gas & Elec. Co., 713 F.3d 502, 511 (9th Cir. 2013) (refusing to consider
document not incorporated into complaint). Selectively quoting cases without applying
their principles to the facts will not do. The articles here were written by neutral third
parties—not a Defendant. And Plaintiffs endorse the credibility of the articles by repeatedly
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has recognized that the pleader “may be defeated . . . by his own exhibits,”
rendering “the appellant . . . enmeshed in his own prolixity.” Simmons, 113
F.2d at 813. Plaintiffs do not direct the court to consider the articles for only
a limited purpose, and their quotations of the articles endorse the truth of the
articles’ statements. Neither the Plaintiffs nor the court may cherry-pick
from the incorporated allegations. The majority’s race to novel holdings
should not include a “news article” exception to the incorporation-by-
reference doctrine nor a requirement that courts ignore any allegation
unhelpful to Plaintiffs. The majority’s need to do so to find a constitutional
violation highlights the judicial policymaking in which it engages.
After disregarding the contradicted allegations, what remains are
plausible allegations that Defendants failed to properly manage the water
system and “made matters worse.” Ante, at 4. At best, this conduct amounts
to negligence—a quintessential tort claim that cannot shock the conscience.
In any case, even if we disregarded all of Plaintiffs’ cited news articles,
as the majority says we must, the complaint itself contradicts the allegations
that Plaintiffs lacked notice of lead in the water, 17 and the EPA report, which
Plaintiffs attached to their complaint 18 and explicitly alleged was part of the
pleading itself, contradicts the allegation that officials had no justification for
switching the water beyond a post-hoc cost-savings measure. The court may
_____________________
quoting their contents (for their truths) throughout the complaint. Absent here is the
concern that a Defendant may avoid liability by hiding behind a self-serving document.
Rather, this is a case “where [Plaintiffs] ha[ve] pleaded too much and ha[ve] refuted [their]
own allegations by setting forth the evidence relied on to sustain them.” Simmons v. Peavy-
Welsh Lumber Co., 113 F.2d 812, 813 (5th Cir. 1940).
17
See 2d Am. Compl. ¶ 48 (“In 2011, the Mississippi State Department of Health
(‘MSDH’) tagged Hinds County as ‘high-risk for lead poisoning.’”).
18
See Fed. R. Civ. P. 10(c) (“A copy of a written instrument that is an exhibit
to a pleading is a part of the pleading for all purposes.”).
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take judicial notice of these published Government documents, to allay any
concerns about the Plaintiff-referenced news articles. The majority’s holding
is premised entirely on Plaintiffs’ alleged lack of notice and officials’
purportedly “arbitrary” decision to switch the water source. But because
these allegations are controverted by the complaint itself, the majority’s
conclusion lacks foundation.
“If executive conduct does not shock the conscience, the plaintiff has
failed to state a constitutional violation and the inquiry ends.” Foote v. Ludlow
Sch. Comm., 128 F.4th 336, 346 (1st Cir. 2025). I would affirm dismissal on
this ground alone.
III
But there are other grounds for affirmance. Contrary to the majority’s
broad-sweeping characterization of the right to bodily integrity, that long-
recognized fundamental right is not implicated by these facts. The majority
collects the Supreme Court’s bodily integrity jurisprudence and suggests that
its mere recognition in the hall of most cherished fundamental rights
demonstrates its applicability here. Ante, at 12–15. But Plaintiffs’
allegations—which determine whether the right is implicated—do not.
A
In substantive due process cases, the Supreme Court requires “a
careful description of the asserted right.” Reno v. Flores, 507 U.S. 292, 302
(1993) (citing Collins, 503 U.S. at 125, 112); Glucksberg, 521 U.S. at 721.
Where parties offer an overbroad description, the Court “ha[s] a tradition of
carefully [re]formulating the interest at stake” with “more precis[ion].”
Glucksberg, 521 U.S. at 722–23 (citing Cruzan ex rel. Cruzan v. Dir., Mo. Dep’t
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of Health, 497 U.S. 261, 277, 279 (1990)). 19 In other words, it is not enough to
claim a recognized right and hope the facts fit that right. We must “focus on
the allegations in the complaint to determine how [plaintiffs] describe[] the
constitutional right at stake and what the [defendants] allegedly did to
deprive [them] of that right.” Collins, 503 U.S. at 125. Once the right is
defined with proper precision, we must determine whether the right is
sufficiently “rooted in our Nation’s history and tradition and whether it is an
essential component of what we have described as ‘ordered liberty.’” Dobbs,
597 U.S. at 234.
Despite Plaintiffs’ insistence that the facts alleged implicate the right
to bodily integrity, the complaint asserts something else entirely. The first
allegation of the complaint asserts in no uncertain terms that “[a]ccess to
clean, poison-free water is a fundamental human right.” And the cascade of
allegations from there suggests that because clean water is a fundamental
right, elected officials must accommodate that right with competence. In
Plaintiffs’ view, had officials administered the water system competently,
Plaintiffs would have had access to clean water with routine testing,
immediate and accurate disclosure of those tests, prompt remediation
whenever lead rose to actionable levels, the ability to make a different choice,
and the avoidance of harm altogether. In other words, when defined with the
requisite precision, Plaintiffs assert a right to the competent administration
_____________________
19
For example, though the parties referenced the “right to die” in Cruzan, the
Supreme Court reformulated the interest more specifically as a “right to refuse lifesaving
hydration and nutrition.” 497 U.S. at 277, 279. In Reno, respondents asserted that alien
juveniles suspected of being deportable had a fundamental right to “freedom from physical
restraint.” 507 U.S. at 299. The Court rejected this formulation in favor of the much more
specific “alleged right of a child who has no available . . . legal guardian, and for whom the
government is responsible, to be placed in the custody of a willing-and-able private
custodian rather than of a government-operated or government-selected child-care
institution.” Id. at 302.
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of water services. As the majority concedes, the Constitution does not
guarantee clean water or competence. This should suffice to end the inquiry.
The majority disagrees. It asserts that the thrust of the Supreme
Court’s bodily integrity cases “is consent: when a person does not consent
to an intrusion,” the right to bodily integrity is implicated. Ante, at 14. And
“[t]he government” can “violate[] that right when it, as the provider, lies to
and gaslights the public, depriving individuals of the ability to give informed
consent and exposing them to harm without their knowledge.” Id. at 15. But,
of course, the majority can point to no Supreme Court case which holds that
giving imperfect information to a non-custodial electorate in the provision of
deficient city services amounts to a lack of informed consent which violates
the right to bodily integrity. The cases on which the majority relies are simply
inapposite. Medicating prisoners against their will, transferring prisoners to
medical facilities against their will, confining children for medical treatment,
recording the administration of Schedule II drugs, and compelling blood
draws from suspected criminals are worlds apart from the provision of lead-
laden municipal water to an electorate who were on notice of the issues,
received both information and explicit warnings about the issues, and
concede they were free to access clean water elsewhere. I fail to see how
“Plaintiffs’ factual allegations implicate th[e] same right.” Ante, at 14.
To the contrary, the Supreme Court has concluded that “any
compelled intrusion into the human body implicates significant,
constitutionally protected . . . interests.” Missouri v. McNeely, 569 U.S. 141,
159 (2013) (emphasis added). The majority attempts to find such compulsion
here, extrapolating from inapposite cases to conclude the City’s failures to
maintain a water system and accurately describe all issues and risks
implicates the fundamental right to bodily integrity. Ante, at 17–18. But these
analogies similarly fail. This case does not involve a law enforcement officer
using veiled threats of charges to induce an individual to engage in sexual
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conduct nor does it involve claims of excessive force by an officer whose
targeted misconduct imposed psychological harm. At most, Plaintiffs allege
official equivocation: assertions that the water was safe accompanied by
explicit warnings about the risks of ingesting lead and recommendations for
mitigating those risks. That kind of equivocation cannot amount to
constitutional “compulsion” or “coercion” of the ilk the Supreme Court
and this court have recognized.
In a last line of defense, the majority erects a strawman, asserting that
I misconstrue Dobbs as somehow limiting the right to bodily integrity. But I
cite Dobbs for the same proposition that this court did just two years ago:
Dobbs “reiterated—with gusto—that rights protected by substantive due
process must be deeply rooted in this Nation’s history and tradition and
implicit in the concept of ordered liberty” and that “substantive due process
is a disfavored doctrine prone to judicial improvisation.” Fisher v. Moore, 73
F.4th 367, 373–74 (5th Cir. 2023), cert. denied, 144 S. Ct. 569 (2024) (citation
omitted). While Dobbs did not disturb bodily integrity case law—and no one
disputes the historical pedigree of such a right—it did not give us a license to
conclude that the right to bodily integrity is implicated any time government
action has some connection with bodily harm. Instead, Dobbs reaffirms what
has always been true in this arena—specificity and caution are required. Both
are absent from today’s majority opinion.
B
Neither an analogous Supreme Court case nor a historical referent for
the kind of violation alleged is on offer. Instead, Guertin v. State, 912 F.3d 907
(6th Cir. 2019), looms large over this case. The majority and concurrence rely
to varying degrees on that split-panel decision to suggest that we must follow
its analysis. But there are ample factual and legal reasons to reject the Sixth
Circuit’s broad expansion of substantive due process.
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1
Guertin arose in the context of “the infamous government-created
environmental disaster commonly known as the Flint Water Crisis.” 912
F.3d at 915. There, the Sixth Circuit held that Flint residents plausibly stated
a substantive due process claim for violation of their right to bodily integrity
when the city “dispens[ed] drinking water to its customers without adding
chemicals to counter the river water’s known corrosivity.” Id. Officials
“authoriz[ed] Flint to use its ill-prepared water treatment plant to distribute
drinking water from a river they knew was rife with public-health-
compromising complications” and “falsely assured the public that the water
was safe and attempted to refute assertions to the contrary.” Id. at 927.
The majority asserts that there is no daylight between the facts of this
case and Guertin. It opines from the outset that “[t]he alleged facts of this
case mirror one of the greatest public health emergencies in the United States
in the last decade—the Flint water crisis.” Ante, at 2. Because two Guertin
panel members applied the Supreme Court’s bodily integrity precedent to
“Flint’s mishandling of the city’s water crisis” and concluded that it
“infringed residents’ due process rights,” this panel majority assumes “[t]he
same is true here.” Id. at 15–16. The facts do not support that assumption.
A detailed review of the facts suggest that Jackson was not Flint. 20 But
even if the facts of this case “mirror[ed]” those of Flint in almost every way
_____________________
20
The majority points to the June 2015 water testing results and officials’ 2016
statements that Jackson is “not Flint” to establish both this case’s similarity to Guertin and
the fact that officials lied. But according to the well-pleaded allegations, Jackson was not
Flint. The June 2015 results “showed that drinking water exceeded the 15-ppb regulatory
limit in 22 percent of homes—more than Flint at 16.7 percent.” Ante, at 5. Notably,
however, an article on which the complaint expressly relies states that a September 2015
study analyzing Flint’s water quality found that “[s]everal samples exceeded 100 ppb, and
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(they do not), they would nonetheless diverge in at least one dispositive way.
The defendants in Guertin “provided [no] notice to Flint residents about the
lead-laced water.” 912 F.3d at 922. As explained in detail above, that is not
the case here. Defendants delivered results to the public and warned about
lead, its effects, and how to mitigate those effects, particularly in vulnerable
populations. This alone suggests that the conduct which “shocked the
conscience” in Guertin cannot guide our analysis here.
2
Setting aside the factual disparities, the split Guertin has generated on
this panel with respect to qualified immunity further indicates that it is no
lodestar. The majority appears to adopt Guertin’s substantive due process
analysis without reservation but breaks from Guertin’s qualified immunity
analysis for reasons that undermine its constitutional holdings. The majority
contends it is beyond dispute that the right to bodily integrity is implicated
by these facts and balks at the suggestion that Guertin could be read any other
way. It then promptly concludes that a violation of bodily integrity on these
facts is “a never-established right,” and holds that officials are entitled to
qualified immunity as a result. Ante, at 36. Despite contending throughout
the opinion that Defendants’ misconduct “is so severe and depraved” that
_____________________
one sample collected after 45 seconds of flushing exceeded 1,000 ppb,” whereas “Jackson
samples tested between 17 and 20 parts per billion for lead contamination.” See Nave, supra
note 7. While “one Jackson home at that time tested positive for lead with 476 ppb,”
“[o]ther homes tested at 106 ppb, 62 ppb, 58 ppb, and 50 ppb.” 2d Am. Compl. ¶ 168–69.
In other words, by the time Jackson officials made comparisons to Flint in 2016, it was clear
that no Jackson home had reached Flint’s levels of 1,000 ppb. And, in any case, the reports
consistently demonstrated that the lead content in the vast majority of homes tested did
not reach actionable levels. In other words, the water was safe for most residents. The
Guertin majority does not even discuss the details from reports of lead in Flint’s water.
Instead, it assumes without discussion that the water was generally unsafe for all. Given the
explicit percentages discussed in the complaint, that is not an assumption this case permits.
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it violated “Plaintiffs’ constitutional rights,” the majority departs from
Guertin to conclude that such conduct is insufficiently severe and depraved
to vitiate qualified immunity. Compare ante, at 17, with Guertin, 912 F.3d at
933 (“The obvious cruelty inherent in defendants’ conduct should have been
enough to forewarn defendants.” (cleaned up)).
The majority’s inconsistencies on qualified immunity are a tell that its
substantive due process analysis has gone awry. Of course reasonable officers
could not infer from current Supreme Court precedent, our Circuit’s case
law, or even their own quiet consciences that “mishandling” municipal water
services would violate the Constitution. Ante, at 15. That is because
“mishandling” city services simply does not shock the conscience in a
constitutional sense. And contrary to assurances from the concurring opinion
that today’s opinion breaks no new ground, 21 it is precisely because the
majority breaks new ground that officials are entitled to qualified immunity—
no reasonable official could have known that their conduct was
unconstitutional. Indeed, it was not.
_____________________
21
The concurrence asserts that the majority is “[f]ar from ‘breaking new
ground,’” in substantive due process because the majority “follows the Sixth Circuit’s
Guertin bodily-integrity analysis.” Ante, at 45. But following a singular circuit decision that
has, to put it charitably, gotten out over its skis, does not make today’s decision any less
groundbreaking. As the Guertin dissent put it, “[T]he majority extends the protections of
substantive due process into new and uncharted territory,” ignoring basic principles that
“(1) a policymaker’s or regulator’s unwise decisions and statements or failures to protect
the public are typically not considered conscience-shocking conduct, and (2) the Due
Process Clause does not generally guarantee a bodily integrity right against exposure to
contaminated water or other types of environmental harms.” 912 F.3d at 942, 947
(McKeague, J., concurring in part and dissenting in part). This panel’s decision to follow
the Sixth Circuit into “new and uncharted territory” breaks new ground within this Circuit
and goes further than Guertin in holding that purported “lies” can violate the Fourteenth
Amendment even when coupled with notice, warnings, and recommendations.
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This case involves the incompetent administration of governmental
services to which citizens have no constitutional right. The imperfect updates
coupled with clear warnings and Plaintiffs’ admitted ability to procure clean
water elsewhere do not amount to coercion. When examined at the
appropriate level of specificity, the historical right to bodily integrity is not
implicated on these facts. Plaintiffs’ substantive due process claim
necessarily fails. And because officials violated no constitutional right—
much less one that was clearly established at the time—I agree that they are
entitled to qualified immunity.
IV
Plaintiffs originally offered another theory of recovery: state-created
danger. Counsel for Plaintiffs effectively disclaimed this theory at oral
argument, admitting that it would be challenging to delineate any distinction
between their traditional substantive due process claim and the state-created
danger claim. Indeed, counsel for Plaintiffs stated that we need not even
address the state-created danger theory given the conduct at issue. The
majority careens past these concessions and reflexively adopts a new
substantive due process theory without any explanation of its history or
contours. While most circuits have adopted some iteration of this theory, the
theory itself is unmoored from history and tradition and lacks any uniformity
in the adopting circuits. The circuits’ inability to pin down coherent and
consistent elements of the state-created danger claim is itself evidence that it
is a byproduct of judicial invention we should not embrace.
“Under the state-created danger substantive due process doctrine,
officers may be held liable for failing to protect plaintiffs from danger created
or enhanced by their affirmative acts.” Irish v. Fowler, 979 F.3d 65, 67 (1st
Cir. 2020). The doctrine arises from a prominent case authored by Judge
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Posner and two sentences in DeShaney. 22 In Bowers v. DeVito, Judge Posner
opined that “[t]he Constitution is a charter of negative liberties; it tells the
state to let people alone; it does not require the federal government or the
state to provide services, even so elementary a service as maintaining law and
order.” 686 F.2d 616, 618 (7th Cir. 1982). Nonetheless, “[i]f the state puts a
man in a position of danger from private persons and then fails to protect him,
. . . it is as much an active tortfeasor as if it had thrown him into a snake pit.”
Id. Seven years later, in DeShaney, the Supreme Court held that “a State’s
failure to protect an individual against private violence simply does not
constitute a violation of the Due Process Clause.” 489 U.S. at 197. Though
the State was aware of the dangers, it “played no part in their creation, nor
did it do anything to render him any more vulnerable to them.” Id. at 201.
From these “two sentences” in DeShaney, the state-created danger theory
was born. Murguia v. Langdon, 73 F.4th 1103, 1103–04 (9th Cir. 2023)
(Bumatay, J., dissenting from denial of reh’g en banc).
Following DeShaney, “a majority of our sister circuits . . . adopted the
state-created danger theory of liability in one form or another.” Fisher, 73
F.4th at 372–73. But we have “repeatedly declined” to adopt the theory, in
part “because the Supreme Court has recently—and forcefully—
underscored that substantive due process is a disfavored doctrine prone to
judicial improvisation.” Id. at 373 (citations omitted). We left open the
possibility of adopting the theory when presented with “meticulous briefing
on how state-created danger liability meets” Dobbs’s “reinvigorated test” for
expanding substantive due process theories, which requires a demonstration
that the theory is “deeply rooted in this Nation’s history and tradition” and
_____________________
22
See Laura Oren, Safari into the Snake Pit: The State-Created Danger Doctrine, 13
Wm. & Mary Bill Rts. J. 1165, 1167 (2005).
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“implicit in the concept of ordered liberty.” Id. at 374 (quoting Dobbs, 597
U.S. at 231).
It seems evident that despite broad adoption by most circuits—all of
which occurred before the instruction of Dobbs—the state-created danger
theory lacks the requisite historical and traditional pedigree. Murguia, 73
F.4th at 1104 (Bumatay, J., dissenting) (“[T]he state-created danger
exception finds no support in the text of the Constitution, the historical
understanding of the ‘due process of law,’ or even Supreme Court
precedent.”). We recognized as much in Fisher when we explained that our
sister circuits’ adoption of the state-created danger theory relied not on
history and tradition but on the fact that “(1) the Supreme Court left open
the question in DeShaney, and (2) other courts have adopted the doctrine.”
73 F.4th at 373–74 (footnotes omitted). Plaintiffs’ briefing offers little else.
A
Plaintiffs specifically contend that “our nation’s history and traditions
support the conclusion that the Constitution prohibits state-created
dangers.” Their best argument arises from the text and history of § 1983
itself: “Every person who, under color of [law], subjects, or causes to be
subjected, any citizen . . . to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be liable to the party
injured in an action at law . . . .” 42 U.S.C. § 1983 (emphasis added). This
court has interpreted that italicized phrase to mean that state actors cannot
“set in motion events that would foreseeably cause the deprivation of
Plaintiffs’ constitutional rights.” Morris, 181 F.3d at 672 (holding that
plaintiffs must establish a causal connection between the teacher’s action and
the deprivation of rights).
Plaintiffs and the concurrence take a broad read of this language,
suggesting that it supports the state-created danger theory, which is allegedly
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consistent with the statute’s legislative history. They assert that § 1983 “is
the codification of the Ku Klux Klan Act of 1871,” which arose from
Congress’s concern that “local officials acted in complicity” with “a group
of private actors” to “cause harm to Black Americans.” Appellant Br. at 61
(citing Cong. Globe, 42nd Cong., 1st Sess. 377 (1871)); see ante, at 61; see
also David Pruessner, The Forgotten Foundation of State-Created Danger
Claims, 20 Rev. Litig. 357, 374–79 (2001). From these principles,
Plaintiffs contend that the state-created danger doctrine traces its history to
1871, and the text of the statute itself suggests officials are liable for the
dangers they create.
But the phrase “causes to be subjected” does not do the historical
work Plaintiffs suggest. To the extent Plaintiffs contend that Congress hid
the state-created danger elephant in the “causes” mousehole, Fifth Circuit
and Supreme Court precedent indicate otherwise. Murguia, 73 F.4th at 1110
(Bumatay, J., dissenting). In Morris, the Fifth Circuit did not adopt or suggest
support for the state-created danger theory. Instead, it set out the
uncontroversial position that a § 1983 claim requires the plaintiff to prove
causation, and an intermediary may break the chain of that causation. Morris,
181 F.3d at 672. And in Monell, the Supreme Court interpreted the causation
prong of § 1983 to embrace a theory of secondary liability. Monell v. Dep’t of
Soc. Servs. of City of N.Y., 436 U.S. 658, 692 (1978) (The phrase “plainly
imposes liability on a government that, under color of some official policy,
‘causes’ an employee”—not a private party—“to violate another’s
constitutional rights.”).
The concurrence acknowledges that this reading of § 1983 “extend[s]
constitutional tort liability to state actors further up the causal chain.” Ante,
at 61. Clean municipally-provided drinking water, while desirable, was not a
constitutional right at the founding and has not been one since, until today,
when my colleagues implicitly declared it so. The concurrence cannot find in
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the Constitution, Bill of Rights, or any notion of the Founders one instance
where clean water is elevated to the status of free speech, freedom of religion,
the right to bear arms, freedom from unreasonable searches, the right to trial
by jury, and confrontation of witnesses. This smacks of judicial
“policymaking rather than neutral legal analysis,” United States v. Carlton,
512 U.S. 26, 41 (1994) (Scalia, J., concurring), and the “divin[ation] [of] new
rights in line with [the majority’s] own, extraconstitutional value
preferences,” Dobbs, 597 U.S. at 334 (Thomas, J., concurring) (citation
omitted). Regrettably, “the natural human tendency to confuse what [the
Fourteenth] Amendment protects with our own ardent views about the
liberty that Americans should enjoy” appears to have won the day. Id. at 239
(Alito, J., writing for the majority). Section 1983’s causation prong simply
does not give life to the state-created danger theory.
B
Even if Plaintiffs could locate further support for the theory, there is a
practical problem with the doctrine’s adoption. It is ill-defined. “Because the
Supreme Court has never explicitly or clearly addressed the theory, the
federal circuits apply it unevenly and erratically.” Note, Jeremy Daniel
Kernodle, Policing the Police: Clarifying the Test for Holding the Government
Liable Under 42 U.S.C. § 1983 and the State-Created Danger Theory, 54
Vand. L. Rev. 165, 169 (2001); see also Murguia, 73 F.4th at 1113 (Bumatay,
J., dissenting) (delineating every circuit’s formulation of the doctrine). For
example, in several circuits, the state’s conduct must shock the conscience
and there must be some intervening non-state actor. Murguia, 73 F.4th at
1112–13 (Bumatay, J., dissenting). Others employ a “should have known”
standard. Id. Still others require that the plaintiff be part of a limited and
definable group or that the danger be “specific to [the] plaintiff.” Id. The
“Frankenstein” variations of the claim and the abstractions from due process
that they might produce “are no surprise when you consider the legal
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foundation on which they rest. A two-sentence aside in a single opinion is not
a lot to go on.” Id. at 1114. Because the theory is unmoored from history and
lacks uniformity in the adopting courts, it cannot meet the “reinvigorated
test” necessary for adoption. Fisher, 73 F.4th at 374.
C
If the lack of history, tradition, and uniformity were not enough to
caution against adoption of the state-created danger theory, the facts of this
case should suffice. Plaintiffs cannot satisfy the iteration of the state-created
danger claim they urge us to adopt (or any other for that matter). See Fisher,
73 F.4th at 374 (declining to adopt the state-created danger where “it is not
clear that the facts alleged here would state a plausible [state-created danger]
due process claim”). Plaintiffs advocate adoption of the Tenth Circuit’s
formulation of the claim. But the majority, of its own volition and without
explanation, adopts the First Circuit’s formulation. See ante, at 35–36 (citing
Irish, 979 F.3d at 75).
As a threshold matter, the First Circuit, along with several others, 23
requires the plaintiff to establish that the defendant “affirmatively act[ed] to
increase the threat to an individual of third-party private harm.” Irish, 979
_____________________
23
See, e.g., Est. of B.I.C. v. Gillen, 710 F.3d 1168, 1173 (10th Cir. 2013) (“As an initial
matter, a showing of affirmative conduct and private violence are preconditions necessary
to invoking the state-created danger theory.”); Est. of Romain v. City of Grosse Pointe Farms,
935 F.3d 485, 491–92 (6th Cir. 2019) (“[P]laintiffs can recover for private harms if they
show . . . an affirmative act by the state which either created or increased the risk that the
plaintiff would be exposed to an act of violence by a third party” (citation omitted)); Doe v.
Rosa, 795 F.3d 429, 439 (4th Cir. 2015) (“[T]o establish § 1983 liability based on a state-
created danger theory, a plaintiff must show that the state actor created or increased the
risk of private danger, and did so directly through affirmative acts, not merely through
inaction or omission.”); Okin v. Vill. of Cornwall-On-Hudson Police Dep’t, 577 F.3d 415, 428
(2d Cir. 2009) (“[S]tate actors may be liable under section 1983 if they affirmatively created
or enhanced the danger of private violence.”).
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F.3d at 74 (quoting Coyne v. Cronin, 386 F.3d 280, 287 (1st Cir. 2004)).
Plaintiffs offer no allegations of private violence. Without that, as Plaintiffs
appeared to admit at oral argument, a traditional substantive due process
claim and a state-created danger claim collapse into one with no clear
distinctions between the two.
Moreover, Plaintiffs cannot meet the elements of the state-created
danger claim the majority adopts. The second element requires Plaintiffs to
identify “a danger specific to the plaintiff[s].” Ante, at 35. But where “the
danger at issue . . . [is] a danger to the general public—not a danger that was
in any meaningful sense specific to [Plaintiffs],” there can be no state-created
danger claim. Ramos-Pinero, 453 F.3d at 54 (collecting cases). The danger
alleged here was generalized to the City’s entire water-drinking population,
so it cannot meet the specific-individual requirement. And for all the reasons
previously discussed, Plaintiffs cannot show that the City’s conduct “shocks
the conscience,” as the majority’s fourth element requires. See ante, at 35.
The majority appears unconcerned with the absence of historical
support for this claim and unmoved by the Plaintiffs’ inability to meet the
very iteration of the state-created danger claim it adopts. Instead, the
majority adopts the theory without regard to any of the Supreme Court’s
warnings or its applicability to this case, continuing its march to expand
substantive due process far beyond anything this Circuit or the Supreme
Court has ever recognized.
V
In a single opinion, the majority levels safeguards against the
expansion of substantive due process and buries elected officials in tort
claims dressed up as constitutional violations, creating a vast new vista of
federal liability. Coercion by misrepresentation to induce citizens to use
inadequate city services is a novel, if not implausible, theory of deliberate
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indifference. We should not be surprised when a deluge of policy decisions
previously thought to be safely in the province of executive discretion and
tort law flow into our court for review as purported unconstitutional
conscience-shocking misconduct. The sheer scope and impact of today’s
decision may be illustrated with a few examples.
A
Perhaps a relatively banal example to begin: a mayor’s half-hearted
attempt to address potholes plaguing his city’s streets. Despite city
ordinances and regulations making clear that the city must maintain the
roads, the potholes have gone unattended for generations. A new mayor
decides to remediate the potholes (but ignores the major ones) and declares
(“lies,” as the majority states) repeatedly on a press tour that the streets are
now “safe” and “drivable.” In reliance on this claim, a new resident takes to
the streets and, while driving the speed limit, hits a gigantic pothole obscured
by standing water and the curve of the road. The impact of the car greeting
the pothole causes whiplash and acute spinal injuries. Under the majority’s
theory, the city was statutorily required to maintain the streets, failed to do
so, lied about their condition, and induced the unwitting citizen to drive into
a life-threatening pothole. What was once a tort claim has suddenly
transformed into a claim of constitutional proportions.
The majority’s expansion of substantive due process claims is not
limited to the local sphere. Take, for example, a pandemic accompanied by
rapidly-developed vaccines. Authorized and qualified presidential advisers
repeatedly claim without reservation that the vaccines are “safe and
effective,” and the administration implements vaccine mandates for most of
the working population. The president maximizes the safety and efficacy
claims with public statements that vaccinated individuals will not be able to
contract or transmit the virus. And when vaccination rates slow, the
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president threatens unvaccinated individuals with claims that they will
endure severe illness, cause family members to die, and overwhelm hospitals.
Following the mandates, threats of lost livelihoods and family members, and
repeated claims of safety, 80% of the population takes the shot. Several years
later, a Senate report suggests that the vaccine was not quite as safe or
effective as reported—and officials knew it from the outset. The vaccine did
not prevent infection or transmission. In some cases, it induced symptoms
worse than the virus itself. And it carried with it cardiac risks, especially for
young men, that federal officials covered up. Under the majority’s approach,
the non-custodial population was coerced by misrepresentations and
nondisclosure into taking the vaccine. Those harmed now have a viable
substantive due process claim. 24
The opinion sweeps further, concluding that the time for adopting the
state-created danger theory is now. Harm by private actors is now fair game
and the deluge of substantive due process claims will proliferate. Consider
the not-unusual city mayor who has become quite savvy at fudging crime
statistics to make her city seem “safe.” She downgrades every violent crime
into something of a petty variant, including a few murders reclassified as
“accidental” or “suicide” episodes. Her office releases the data, and she
publicly calls the notoriously dangerous neighborhood “safe” and “good for
_____________________
24
The majority takes aim at this hypothetical with an inconsistency not supported
by its own opinion. The majority suggests that administration of the vaccine through
coercion could not shock the conscience because the vaccine had “demonstrable
therapeutic benefits,” even if it also had some “negative effects.” Ante, at 31 n.8. But the
majority declares in the same opinion that “[t]he Court has made clear that involuntary
administration of even therapeutic substances can trigger the right to bodily integrity’s
protections—particularly when those substances carry unwanted side effects.” Ante, at 14–15
(emphasis added) (citing Washington v. Harper, 494 U.S. 210, 221, 229 (1990)). The
majority may resist the hypothetical, but under its interpretation of bodily integrity
precedent, therapeutic benefit cannot vitiate a substantive due process claim. The
vaccinated in the hypothetical above have a claim under the majority’s approach.
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tourists.” As a result, a tourist visits the next day and is beaten, stabbed, and
robbed. The tourist now has a state-created danger claim. Or perhaps a
presidential administration opens the borders and declines to prosecute
illegal crossings despite reports that Tren de Aragua gang members are
arriving en masse and assaulting citizens. Despite knowing otherwise,
administration officials repeatedly (and falsely) tell the public that the border
is “secure” and there are no criminals migrating here. In reliance on these
statements, a citizen travels to the border and is sexually assaulted by a Tren
de Aragua member who crossed the border under the administration’s non-
enforcement policy. A state-created danger claim is born.
These examples alone suggest we have failed to heed the Supreme
Court when it instructed us to “preserve the constitutional proportions of
constitutional claims,” arising from executive action. Lewis, 523 U.S. at 847
n.8. With the Supreme Court’s limits gone, we are left with endless varietals
of substantive due process claims and only our own subjective consciences to
police whether the decisions of another branch pass constitutional muster.
B
The majority demurs, assuring readers that these hypotheticals are
mere abstractions because its holding is “narrow and fact specific.” Ante, at
31. And, for avoidance of doubt, the opinion purportedly “does not recognize
a generalized constitutional right to high-quality municipal services.” Id. at
26–27. But these attempts at a levee will not hold. As the concurrence
explains, at least one court has relied on Guertin’s reasoning to extend it to
distinct contexts. Ante, at 45. The Fourth Circuit recently held that a plaintiff
stated a viable § 1983 substantive due process claim against a city housing
authority arising from its failure to maintain a gas-burning furnace and its
failure to install a carbon monoxide detector following a tenant’s death from
carbon monoxide poisoning in a city-owned apartment. See Washington v.
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Hous. Auth. of the City of Columbia, 58 F.4th 170, 175, 181 (4th Cir. 2023)
(citing Guertin, 912 F.3d at 926). That sounds awfully close to recognizing a
right to the competent administration of city services. Indeed, it bears an
uncanny resemblance to some of the hypotheticals posed above.
The majority reshapes our Circuit’s substantive due process
jurisprudence in a single decision while assuring us it has done nothing of the
sort. It embraces an all-encompassing right to bodily integrity whenever the
state’s action causes some harm, implies a right to competent city services,
endorses the theory that elected officials can shock the conscience when they
fail to give full disclosure of or misrepresent risks attending their decisions
and failures, and adopts the state-created danger theory. The majority cannot
make such sweeping changes and then characterize its holding as “narrow
and fact specific” in the hopes that such a characterization will limit
expansion. Expansion appears to be the point.
VI
Today’s opinion opens Pandora’s box of substantive due process
claims and transforms this court—instead of the electorate—into the
ultimate arbiters of good policy judgment. I have long been under the
impression that substantive due process does not provide collateral review of
every harmful decision made by elected officials in the process of balancing
competing governmental priorities. E.g., Paul, 424 U.S. at 701 (The Due
Process Clause does not create “a right to be free of injury wherever the State
may be characterized as the tortfeasor.”). The majority takes a different
view, but I am uncertain how long our constitutional and federalist order can
sustain it. “The Judiciary . . . is the most vulnerable and comes nearest to
illegitimacy when it deals with judge-made constitutional law having little or
no cognizable roots in the language or even the design of the Constitution.”
Michael H. v. Gerald D., 491 U.S. 110, 122 (1989) (citation omitted). We must
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Case: 24-60370 Document: 127-1 Page: 106 Date Filed: 11/17/2025
No. 24-60370
“be extremely reluctant to breathe . . . further substantive content into the
Due Process Clause.” Id. Today’s opinion abandons reluctance to the
threshing floor, inviting litigants to claim a violation of heretofore
unrecognized “fundamental rights” and to recast every political misstep as
conscience-shocking knavery.
Knavery or not, what “shocks my unelected conscience” should not
determine the quality of governmental services administered by an official in
whom voters have placed confidence. Lewis, 523 U.S. at 862 (Scalia, J.,
concurring). Whether that confidence was properly placed in the first
instance is not a matter of constitutional proportions. Tort law, other statutes,
and the ballot box provide a remedy that the Constitution does not. So,
qualified immunity notwithstanding, I respectfully dissent.
106
Case-law data current through December 31, 2025. Source: CourtListener bulk data.