Kipp Flores v. AMH Creekside
Kipp Flores v. AMH Creekside
Opinion
Case: 23-50750 Document: 88-1 Page: 1 Date Filed: 08/21/2026
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
____________ Fifth Circuit
FILED
No. 23-50750 August 21, 2026
____________
Lyle W. Cayce
Clerk
Kipp Flores Architects, L.L.C.,
Plaintiff—Appellant,
versus
AMH Creekside Development, L.L.C.; American Homes 4
Rent; American Housing Ventures, L.L.C.,
Defendants—Appellees.
______________________________
Appeal from the United States District Court
for the Western District of Texas
USDC No. 5:21-CV-1158
______________________________
Before Haynes, Willett, and Oldham, Circuit Judges.
Don R. Willett, Circuit Judge:*
This case presents multiple questions of first impression under the
Architectural Works Copyright Protection Act (AWCPA) and the Digital
Millenium Copyright Act (DMCA)—two 1990s amendments to the
Copyright Act of 1976. But a thorny jurisdictional issue comes first: whether
the district court’s order dismissing only part of this case under Federal Rule
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*
Judge Haynes concurs only in the judgment.
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of Civil Procedure 41(a)(2)—despite that rule’s text referring only to
dismissal of “an action”—undermines our appellate jurisdiction.
Although the district court erred by dismissing only part of an action
under Rule 41(a)(2), that error does not deprive us of appellate jurisdiction.
Assured of our jurisdiction, we AFFIRM the district court’s dismissal of
plaintiff Kipp Flores Architects, L.L.C.’s DMCA claims but VACATE
the dismissal of the copyright infringement claims and REMAND for
further proceedings.
I. Background
A. Factual Background
Kipp Flores Architects, LLC (KFA) is an architecture firm that
designs buildings and produces technical drawings depicting those buildings.
As relevant here, KFA has registered copyrights in three building plans, as
well as technical drawings for one of the three.
In January 2016, KFA entered into a licensing agreement with
American Housing Ventures, LLC (“AHV”) that allowed AHV to use
specific KFA architectural works and technical drawings for construction
and marketing within a 50-mile radius of Austin, Texas. The agreement
required AHV to include KFA’s copyright management information
(CMI)—including KFA’s name, the copyright symbol, and the date of first
publication—on any displays of KFA’s works. It also provided that “[a]ny
publication of [KFA]’s works without this Copyright Management
Information, or any removal or alteration of the Copyright Management
information on existing copies, will be unauthorized and a violation of the
Digital Millenium Copyright Act.”
When KFA sent copies of its works to AHV for use in two Austin-
area developments, the works included the following copyright notice:
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All rights reserved. © 2002 Kipp, Flores Architects LLC. The
arrangements depicted herein are the sole property of Kipp,
Flores Architects, and may not be reproduced in any form
without its written permission. This copyright notice and use
restrictions are “Copyright Management Information” under
the Digital Millenium Copyright Act. It is included to detect
and deter copyright infringement, and as such must not be
modified or omitted.
As part of the marketing for the two developments, AHV enlisted
AGS Graphics and BluEnt to create floorplan drawings and elevation
renderings of the KFA works, respectively. KFA then began working
directly with AGS Graphics and BluEnt, executing limited use agreements
with each company and providing them with copies of the works. Like
KFA’s agreement with AHV, its agreements with AGS Graphics and
BluEnt required KFA’s copyright notice to appear on all copies of KFA’s
works, including copies used in marketing and advertising. The complaint
does not allege that AHV saw KFA’s agreements with AGS Graphics and
BluEnt.
AGS Graphics and BluEnt then produced floorplan drawings and
renderings for AHV based on KFA’s works. However, those drawings and
renderings did not include KFA’s copyright notice or otherwise mention
KFA. AHV then constructed buildings embodying KFA’s copyrighted
architectural works in the two Austin-area developments. By 2018, each of
KFA’s works had been built at least once.
In late 2017, AHV informed KFA that it intended to use the licensed
works for a third development—Creekside Ranch in New Braunfels,
Texas—which was owned by AMH Creekside and for which AHV served
as the development manager. In April 2019, KFA, AHV, and AMH
Creekside agreed to partially assign AHV’s right to use KFA’s copyrighted
works to AMH Creekside. Under this agreement, AMH Creekside agreed
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to “accept[] and assume[] all of the terms, benefits, and obligations” that
belonged to AHV under the original licensing agreement between KFA and
AHV “with respect to” Creekside Ranch.
AHV then sent the floorplans and renderings that AGS Graphics,
and BluEnt had produced to AMH Creekside and American Homes for Rent
(AMH Creekside’s parent company). AMH Creekside and American
Homes for Rent (collectively, “the Creekside defendants”) then used the
floorplans and renderings in internet marketing.
When KFA discovered these marketing materials, it sent AHV and
the Creekside defendants a notice of default alleging that they had violated
the terms of the original licensing agreement and the assignment by
publishing copies of floorplans and renderings based on KFA’s copyrighted
works without including KFA’s copyright information. About two months
later, KFA sent the Creekside defendants a notice of termination,
terminating the licensing agreement and demanding that AMH Creekside
cease using KFA’s works and return all copies of KFA’s plans, drawings,
and other materials that incorporated KFA’s designs.
B. Procedural History
When AMH Creekside did not return KFA’s materials, KFA filed
this suit, naming AHV and the Creekside defendants. The amended
complaint included four counts: violation of the DMCA, copyright
infringement, conversion, and specific performance. AHV and the
Creekside defendants filed separate motions to dismiss, which the district
court granted in part. The district court dismissed KFA’s DMCA and
conversion claims against all defendants. It also dismissed KFA’s
infringement claim against AMH Creekside entirely, against AHV to the
extent it was premised on contributory infringement, and against American
Homes for Rent to the extent it was premised on direct infringement.
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However, the court did not dismiss KFA’s specific-performance claim
against AMH Creekside or its infringement claim to the extent it relied on a
direct infringement theory against AHV and a contributory infringement
theory against the Creekside defendants.
Concluding that its remaining claims were not worth pursuing, KFA
filed a motion to voluntarily dismiss its remaining claims with prejudice.
KFA asked the district court to enter final judgment so that it could appeal
the partial dismissal. The defendants did not oppose the request, and the
district court granted it and entered judgment dismissing KFA’s claims with
prejudice. KFA then appealed.
II. Jurisdiction
Before reaching the merits, we must assure ourselves of jurisdiction.
Although the parties agree we have it, we must examine the question sua
sponte and discuss it “when it appears at all questionable.”1
Here, the procedural posture presents a potential obstacle. Voluntary
motions to dismiss like the one KFA filed in the district court are governed
by Rule 41(a).2 That rule, however, permits dismissal of “an action,” which
under our precedent means “an entire action—not particular claims.”3
Thus, Rule 41(a) did not authorize the district court to dismiss only KFA’s
remaining claims. And we have held that a purported dismissal under Rule
41(a)(1) that dismisses only particular claims is a “nullity”4 that leaves those
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1
Odeco Oil & Gas Co., Drilling Div. v. Bonnette, 4 F.3d 401, 403 n.2 (5th Cir. 1993).
2
See Fed. R. Civ. P. 41(a).
3
Bailey v. Shell W. E&P, Inc., 609 F.3d 710, 720 (5th Cir. 2010).
4
Williams v. Taylor Seidenbach, Inc., 958 F.3d 341, 345 (5th Cir. 2020) (en banc).
5
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claims “still pending in [the] district court”—depriving the resulting
judgment of finality (and us of jurisdiction).5
Nevertheless, jurisdiction here is proper. Although an invalid Rule
41(a)(1) dismissal is a nullity that cannot confer jurisdiction, the logic
underlying that principle does not apply to invalid Rule 41(a)(2) dismissals.
Because Rule 41(a)(1) dismissals occur by operation of the rule, they happen
only if the rule’s requirements are satisfied. Rule 41(a)(2) dismissals, by
contrast, occur by order of the court. And like any other erroneous dismissal,
they occur even if they are erroneous. Thus, while an erroneous Rule 41(a)(2)
dismissal may provide a basis for reversing a judgment, it does not provide a
basis for dismissing an appeal.
A. Rule 41(a)
I begin by reiterating a well-established principle. Voluntary dismissal
is governed by Rule 41(a). Both of Rule 41(a)’s subparts speak solely of
dismissing “an action.”6 And we have long held that “when Rule 41(a) refers
to [d]ismissal of an ‘action,’ there is no reason to suppose that the term is
intended to include the separate claims which make up an action.”7 Thus,
although we have allowed plaintiffs to use Rule 41(a) to dismiss all claims
against a particular defendant “despite the fact that the case would remain
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5
Exxon Corp. v. Md. Cas. Co., 599 F.2d 659, 663 (5th Cir. 1979).
6
See Fed. R. Civ. P. 41(a)(1)(A) (“[T]he plaintiff may dismiss an action without
[a] court order . . . .” (emphasis added)); Fed. R. Civ. P. 41(a)(2) (“Except as provided
in Rule 41(a)(1), an action may be dismissed at the plaintiff’s request only by court
order . . . .” (emphasis added)).
7
Exxon Corp., 599 F.2d at 662 (emphasis and citation omitted).
6
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pending against another defendant,”8 we have consistently rejected attempts
to use Rule 41(a) to dismiss only “some claims against a single defendant.”9
The district court violated that principle by granting KFA’s motion
to dismiss under Rule 41(a)(2) even though it sought dismissal of only some
claims against each defendant.10 When a plaintiff wants to take some (but not
all) of their claims out of play, they must resort to another mechanism—such
as an amended complaint under Rule 15.
B. Jurisdictional Implications
Answering the Rule 41(a) question does not, by itself, answer the
jurisdictional one. Ordinarily, a judgment is not an unappealable nullity
merely because it rests on a misapplication of the Federal Rules of Civil
Procedure.11 So, for example, if a district court dismisses a case under Rule
12(b)(6) based on lack of evidence for plaintiffs’ claims—despite Rule
12(b)(6)’s exclusive focus on the allegations in the complaint12—we do not
throw up our hands and declare the mistake beyond our power to correct. We
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8
Id. (discussing Plains Growers, Inc. ex rel. Florists’ Mut. Ins. Co. v. Ickes-Braun
Glasshouses, Inc., 474 F.2d 250 (5th Cir. 1973)); see also Williams, 958 F.3d at 345 (“[O]ur
circuit precedents interpret ‘action’ to cover individual defendants—thus allowing
plaintiffs . . . to use Rule 41(a) to dismiss individual defendants.” (citations omitted)).
9
CBX Res., L.L.C. v. ACE Am. Ins. Co., 959 F.3d 175, 177 n.1 (5th Cir. 2020); see
also Bailey, 609 F.3d at 729; Exxon Corp., 599 F.2d at 662.
10
On this point, at least, there is no daylight between my position and that of the
dissent. See infra, at 41 (Oldham, J., dissenting) (“Thus, the district court could not
have dismissed Kipp Flores’s remaining claims under Rule 41.”).
11
Cf. N.Y. Life Ins. Co. v. Brown, 84 F.3d 137, 143 (5th Cir. 1996) (“A judgment is
not void merely because it is erroneous.” (citation omitted)).
12
See Ferrer v. Chevron Corp., 484 F.3d 776, 782 (5th Cir. 2007) (“[A] 12(b)(6)
inquiry focuses on the allegations in the pleadings, not whether a plaintiff actually has
sufficient evidence to succeed on the merits.”).
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assert jurisdiction and correct the error.13 So too if a district court flouts Rule
56(a) by weighing the evidence itself rather than leaving that task to the
factfinder: we do not sit idly by—we reverse.14 Generally, when the district
court dismisses a claim based on a misapplication of the Federal Rules, that
dismissal is a reversible error, not an unappealable nullity.
That rule stems from a bedrock principle of jurisdiction: the
Constitution gives Congress—and only Congress—the power to “expand or
retract the limits of federal judicial power.”15 Thus, “only statutory
provisions . . . , not ‘court-made’ procedural rules” “can be
jurisdictional.”16 And letting a district court’s misapplication of the Rules
strip us of jurisdiction to correct it would defeat the very purpose of appellate
review—“correcting errors that occurred at the trial court level”17—by
insulating errors from review simply because they are erroneous. Thus, the
general rule is that the district court’s misapplication of the Rules does not
affect our jurisdiction.18
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13
See, e.g., Molzan v. Bellagreen Holdings, L.L.C., 112 F.4th 323, 333 (5th Cir. 2024).
14
See, e.g., Caldas & Sons, Inc. v. Willingham, 17 F.3d 123, 128 (5th Cir. 1994).
15
Murphy v. Uncle Ben’s, Inc., 168 F.3d 734, 741 (5th Cir. 1999); see also Anthology,
Inc. v. Tarrant Cnty. Coll. Dist., 136 F.4th 549, 553 (5th Cir. 2025) (“Only Congress and
the Constitution define—and thus can limit—the jurisdiction of federal courts.”).
16
Stelly v. Duriso, 982 F.3d 403, 407 n.5 (5th Cir. 2020) (quoting Hamer v.
Neighborhood Hous. Servs. of Chi., 583 U.S. 17, 19 (2017)). True, rulemaking under § 101 of
the Federal Courts Administration Act of 1992 (FCAA), 28 U.S.C. § 1292(e), can define
finality for purposes of appellate jurisdiction. But the last substantive change to Rule 41(a)
occurred long before the FCAA was adopted, so the FCAA does not provide a basis for
concluding that the promulgation of Rule 41(a) limited our jurisdiction.
17
Goodwin v. Johnson, 132 F.3d 162, 174 (5th Cir. 1997).
18
The dissent disagrees, pointing to four supposed counterexamples: (1) erroneous
denials of motions to dismiss, (2) motions for summary judgment, (3) motions for partial
final judgment, and (4) motions to certify an interlocutory appeal. See infra, at 44
(Oldham, J., dissenting). As the dissent rightly notes, none of those erroneous denials
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In Exxon Corp. v. Maryland Casualty Co., however, we held that invalid
Rule 41(a)(1) dismissals fall outside the general rule.19 In Exxon Corp., the
district court dismissed one of the plaintiff’s two claims and denied the
request for a partial final judgment under Rule 54(b).20 The plaintiff then filed
a notice of dismissal purporting to unilaterally dismiss the second claim under
the portion of Rule 41(a)(1) allowing a plaintiff to voluntarily dismiss his case
before the opposing party files an answer or a motion for summary
judgment.21 On appeal, this court held that the notice of dismissal was invalid
because it dismissed only one claim, not the entire action.22 As a result, the
court dismissed the appeal for lack of jurisdiction, reasoning that the plaintiff
“had no power unilaterally to withdraw the second claim from its
complaint,” so “the second claim [was] still pending in district court.”23
Unlike Exxon Corp., this case involves a purported dismissal under
Rule 41(a)(2), not Rule 41(a)(1). That difference matters. Whereas a Rule
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triggers appellate jurisdiction. But that only proves the principle the dissent rejects: in each
of the dissent’s examples, our jurisdiction turns on what the district court did, not on
whether it did it erroneously. So, for example, we generally lack jurisdiction over denials of
motions to dismiss—whether the denial was correct or erroneous. The dissent is right that
“errors [do] not give appellate jurisdiction.” Infra, at 44 (Oldham, J., dissenting)
(emphasis added). But it is wrong to suggest that the district-court error here is enough to
deprive us of appellate jurisdiction over an otherwise appealable final judgment.
19
See 599 F.2d at 663.
20
Id. at 660–61.
21
Id. at 661. When Exxon was decided, this portion of Rule 41(a)(1) was labeled
Rule 41(a)(1)(i). See id.; Fed. R. Civ. P. 41(a)(1)(i) (1976). It has since been restyled—
without substantive changes—as Rule 41(a)(1)(A)(i). See Fed. R. Civ. P. 41(a)(1)(A)(i).
22
Exxon Corp., 599 F.2d at 662.
23
Id. at 663.
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41(a)(1) dismissal is “immediately self-effectuating,”24 Rule 41(a)(2)
requires a court order.25 Thus, under Rule 41(a)(1) the plaintiff’s filing “is
the legally operative act of dismissal,”26 while under Rule 41(a)(2) the court
order is.
Although Exxon Corp.’s reasoning on the jurisdictional question is
scant, it appears to rest on precisely this distinction. The reason we
concluded that the plaintiff’s remaining claim was “still pending in [the]
district court” was because the plaintiff “had no power unilaterally to
withdraw” it.27 In other words, because Rule 41(a)(1) dismissals occur only
by operation of rule, they occur only when the rule’s preconditions are
triggered. By contrast, a Rule 41(a)(2) dismissal occurs if—but only if—the
court so orders. Thus, the “alpha and omega” of a Rule 41(a)(1) dismissal is
“the doing of the plaintiff alone”28 (and if the plaintiff does not take the right
steps, the dismissal never occurs), whereas the alpha and omega of a Rule
41(a)(2) dismissal is the court order. And like every other species of court
order, Rule 41(a)(2) dismissal orders do not cease to exist merely because
they are erroneous.
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24
Qureshi v. United States, 600 F.3d 523, 525 (5th Cir. 2010); see also Waetzig v.
Halliburton Energy Servs., Inc., 604 U.S. 305, 308 (2025) (explaining that a Rule 41(a)
dismissal is “effective without any court action”).
25
Fed. R. Civ. P. 41(a)(2) (“Except as provided in Rule 41(a)(1), an action may
be dismissed at the plaintiff’s request only by court order . . . .”).
26
Derr v. Swarek, 766 F.3d 430, 440 (5th Cir. 2014) (cleaned up).
27
Exxon Corp., 599 F.2d at 663.
28
Qureshi, 600 F.3d at 525.
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It is true that we have twice phrased Exxon Corp.’s rule as though it
applied to all Rule 41(a) dismissals.29 In Williams v. Taylor Seidenbach, Inc.,
we cited Exxon Corp. for the proposition that “an invalid Rule 41(a) dismissal
is a nullity.”30 And in National Horsemen’s Benevolent and Protective Ass’n v.
Black, we observed that a purported Rule 41(a) dismissal “was invalid”
because “[o]ur precedent” (namely, Exxon Corp.) “does not allow” using
Rule 41(a) to dismiss only particular claims.31
On closer inspection, both statements are dicta twice over. First, they
are dicta because they addressed situations not before the court in either
case.32 In Williams, our paraphrase of Exxon occurred in a portion of the
opinion expressly set off as dicta; we expressly noted that “we ha[d] no
occasion” to reach the issue discussed.33 And in National Horsemen’s, our
comment was a straightforward application of Exxon Corp. in its natural
habitat—a Rule 41(a)(1) dismissal.34 Second, they are dicta because neither
remark was necessary to the result.35 In both Williams and National
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29
See Nat’l Horsemen’s Benevolent & Protective Ass’n v. Black, 53 F.4th 869, 878
(5th Cir. 2022); Williams v. Taylor Seidenbach, Inc., 958 F.3d 341, 345 (5th Cir. 2020) (en
banc).
30
Williams, 958 F.3d at 345.
31
Nat’l Horsemen’s, 53 F.4th at 878.
32
See Connecticut v. Doehr, 501 U.S. 1, 30 (1991) (Rehnquist, C.J., concurring)
(describing dicta as language in an opinion “discuss[ing] abstract and hypothetical
situations not before” a court).
33
Williams, 958 F.3d at 345.
34
See Nat’l Horsemen’s, 53 F.4th at 875 (noting that the plaintiff filed a “notice
dismissing [its] claim”).
35
See Perez v. Stephens, 784 F.3d 276, 281 (5th Cir. 2015) (defining obiter dictum as
“a judicial comment that is unnecessary to the decision in the case and therefore not
precedential” (cleaned up)).
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Horsemen’s, we found appellate jurisdiction proper.36 Any observation about
potential jurisdictional problems that did not rear their heads cannot have
been necessary to finding jurisdiction, and such observations are therefore
“not precedential.”37 And not only are the statements in Williams and
National Horsemen’s dicta, they are unreasoned dicta: Williams simply cited
Exxon Corp., and National Horsemen’s simply cited Exxon Corp. and
Williams.38
But even if the isolated statements in these cases could be considered
part of the holding, it still would not support extending Exxon Corp. to Rule
41(a)(2) dismissals. “It is a maxim not to be disregarded, that general
expressions, in every opinion, are to be taken in connection with the case in
which those expressions are used. If they go beyond the case, they may be
respected, but ought not to control the judgment in a subsequent suit when
the very point is presented for decision.”39 Placing decisive weight on the use
of the term “Rule 41(a)” instead of “Rule 41(a)(1)” in cases that discussed
Rule 41(a)(1) would be to “parse[]” “the language of an opinion . . . as
though we were dealing with the language of a statute.”40 That is not a proper
way of reading precedents.
Rather, it is “a judicial decision’s reasoning—its ratio decidendi—that
allows it to have life and effect in the disposition of future cases.”41 As
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36
See Williams, 958 F.3d at 349; Nat’l Horsemen’s, 53 F.4th at 879.
37
Perez, 784 F.3d at 281 (citation omitted).
38
See Williams, 958 F.3d at 345; Nat’l Horsemen’s, 53 F.4th at 878 & n.15.
39
Cohens v. Virginia, 19 U.S. (6 Wheat.) 264, 399 (1821); accord Olivier v. City of
Brandon, 607 U.S. 552, 565 (2026).
40
Brown v. Davenport, 596 U.S. 118, 141 (2022) (cleaned up).
41
Ramos v. Louisiana, 590 U.S. 83, 104 (2020) (opinion of Gorsuch, J.).
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explained above, Exxon Corp.’s reasoning does not extend to Rule 41(a)(2).
An errant dismissal order is miles away from no dismissal order at all.
Erroneous though it may have been, the district court’s judgment evinced its
“inten[t] to have nothing further to do[] with . . . the case.”42 For purposes
of our jurisdiction, that is all that matters.
III. Standard of Review
Assured that we have jurisdiction, I turn to the merits. We review a
Rule 12(b)(6) dismissal de novo.43 To survive a Rule 12(b)(6) motion to
dismiss, a complaint must satisfy Rule 8(a)(2)’s pleading standard—that is,
it must contain “a short and plain statement of the claim showing that the
pleader is entitled to relief.”44 That requires the complaint to “contain
sufficient factual matter, accepted as true, to state a claim to relief that is
plausible on its face.”45 Although affirmative defenses must ordinarily be
pleaded in an answer,46 “[d]ismissal under Rule 12(b)(6) may be appropriate
based on a successful affirmative defense, provided that the affirmative
defense appears on the face of the complaint.”47
IV. Discussion
Because KFA has abandoned its specific-performance claim, its
direct-infringement claim against AHV, and its contributory-infringement
claim against the Creekside defendants, I consider only the remaining claims.
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42
Ueckert v. Guerra, 38 F.4th 446, 450 (5th Cir. 2022) (cleaned up).
43
See, e.g., Favre v. Sharpe, 117 F.4th 342, 346 (5th Cir. 2024).
44
Fed. R. Civ. P. 8(a)(2); see Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555
(2007).
45
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (cleaned up).
46
See Fed. R. Civ. P. 8(c)(1).
47
In re 3 Star Props., L.L.C., 6 F.4th 595, 604 (5th Cir. 2021) (citation omitted).
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A. Copyright Infringement
The district court dismissed KFA’s copyright infringement claims,
relying on § 120(a) of the AWCPA.48 Because this is our court’s first brush
with the AWCPA,49 I begin with a brief account of its history.50
“Historically, copyright law provided limited protection to works of
architecture.”51 Although “architectural plans, blueprints, and technical
drawings, as well as original, creative sketches” could be protected as
“pictorial, graphic, and sculptural” (PGS) works, the “architectural
structures themselves” received no copyright protection.52 As a result,
copyrights in the architectural plans did not “clothe their author with the
exclusive right to reproduce the dwelling pictured.”53
Change came when the United States joined the Berne Convention
for the Protection of Literary and Artistic Works, which “requires protection
for ‘works of . . . architecture’ as distinct from ‘illustrations, maps, plans,
sketches and three-dimensional works relative to . . . architecture.’”54 In
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48
See 17 U.S.C. § 120(a).
49
In a previous case involving KFA, an insurer argued that § 120(a) protected
another homebuilder’s use of KFA’s designs. See Mid-Contintent Cas. Co. v. Kipp Flores
Architects, L.L.C., 602 F. App’x 985, 998 (5th Cir. 2015). However, we did not address the
merits of the argument. See id.
50
See United States v. Moore, 71 F.4th 392, 395 (5th Cir. 2023) (explaining that
“[s]tatutory history, the record of enacted changes Congress made to the relevant statutory
text over time,” is part of the “context” from which “text should never be divorced”
(cleaned up)).
51
T-Peg, Inc. v. Vt. Timber Works, Inc., 459 F.3d 97, 109 (1st Cir. 2008).
52
Scholz Design, Inc. v. Sard Custom Homes, LLC, 691 F.3d 182, 188 (2d Cir. 2012);
see also T-Peg, Inc., 459 F.3d at 109 (“[A]rchitectural structures themselves were afforded
virtually no protection.”).
53
Imperial Homes Corp. v. Lamont, 458 F.2d 895, 899 (5th Cir. 1972).
54
T-Peg, Inc., 459 F.3d at 109 (citation omitted).
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1988, Congress passed the Berne Convention Implementation Act (BCIA),
which redefined PGS works to expressly “includ[e] architectural plans.”55
However, the BCIA “did not explicitly extend protection to ‘architectural
works,’ as distinct from architectural plans.”56
That change came two years later, with the passage of the AWCPA.
Rather than tinker with definitions, the AWCPA added “architectural
works” as their own category of copyrightable works.57 It defined an
“architectural work” as “the design of a building as embodied in any tangible
medium of expression, including a building, architectural plans, or
drawings,” including “the overall form as well as the arrangement and
composition of spaces and elements in the design.”58
After the AWCPA, therefore, architecture enjoys “two forms of
protection.”59 First, under the BCIA, “architectural plans” can qualify as
PGS works and thus qualify for protection under § 102(a)(5)—provided
they meet the other elements of a PGS work.60 Second, “architectural
works” receive independent protection under § 102(a)(8).61 Because KFA
alleges copyrights of both types, I consider each in turn.
But while the AWCPA gave “architectural works” a broad
definition,62 it also imposed a limitation on the protection for such works:
_____________________
55
Pub. L. 100–568, 102 Stat. 2853, 2854, § 4(a)(1)(A) (codified at 17 U.S.C. § 101).
56
T-Peg, Inc., 459 F.3d at 109.
57
Pub. L. 101–650, 104 Stat. 5089, 5133, § 703 (codified at 17 U.S.C. § 102(a)(8)).
58
17 U.S.C. § 101.
59
T-Peg, Inc., 459 F.3d at 109.
60
17 U.S.C. § 101; see id. § 102(a)(5).
61
Id. § 102(a)(8).
62
See T-Peg, Inc., 459 F.3d at 110.
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§ 120(a), which is at the heart of this appeal.63 Because this case requires me
to parse § 120(a)’s text, I reproduce it in full:
The copyright in an architectural work that has been
constructed does not include the right to prevent the making,
distributing, or public display of pictures, paintings,
photographs, or other pictorial representations of the work, if
the building in which the work is embodied is located in or
ordinarily visible from a public place.64
1. PGS Works
First, KFA argues that the district court erred by applying § 120(a) to
PGS works. I agree. Although § 120(a) limits a copyright holder’s exclusive
rights under § 102(a)(8), it leaves § 102(a)(5) rights untouched.
Begin with the text—“the alpha and the omega of the interpretive
process.”65 By its terms, § 120(a) limits only “[t]he copyright in an
architectural work that has been constructed.”66 It says nothing about PGS
works—a silence both deafening and dispositive. Because we cannot
second-guess Congress’s choice not to legislate any more than we can
second-guess its choice to legislate, we must think twice—maybe thrice—
before construing a statute that speaks of only one thing to cover others as
well.67
_____________________
63
See Leicester v. Warner Bros., 232 F.3d 1212, 1217 (9th Cir. 2000) (“Congress did
not afford architectural works full copyright protection; rather, it exempted the making of
pictorial representations of architectural works from copyright infringement.”).
64
17 U.S.C. § 120(a).
65
United States v. Maturino, 887 F.3d 716, 723 (5th Cir. 2018).
66
17 U.S.C. § 120(a) (emphasis added).
67
See Antonin Scalia & Bryan A. Garner, Reading Law 93 (2012)
(“[A] matter not covered is to be treated as not covered.”).
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Section 120’s heading—“Scope of exclusive rights in architectural
works”—further supports this conclusion.68 To be sure, statutory headings
“cannot substitute for the operative text.”69 But they are undoubtedly part
of the “context” from which that “text should never be divorced.”70
Accordingly, they are a useful “tool[] . . . for the resolution of a doubt about
the meaning of a statute.”71 If § 120(a)’s text left any doubt that it limits only
the scope of a copyright holder’s exclusive right in an architectural work—
but not a PGS work—the heading resolves it.
Because § 120(a) applies only to architectural works, the district court
erred in using it to dismiss KFA’s claims based on its PGS works.
2. Architectural Works
That leaves KFA’s architectural works, which are undoubtedly
limited by § 120(a). The remaining question, therefore, is whether the
floorplans and digital renderings generated by AGS Graphics and BluEnt fall
within § 120(a)’s safe harbor. They do.
a. Pictorial Representations
KFA argues first that the floorplans and digital renderings fall outside
§ 120(a) because they are not “pictorial representations.” I disagree.
First, the ordinary meaning of “pictorial representations” clearly
covers the floorplans and digital renderings. In the relevant sense, the noun
_____________________
68
See id. at 221 (“The title and headings are permissible indicators of meaning.”).
69
Fla. Dep’t of Revenue v. Piccadilly Cafeterias, Inc., 554 U.S. 33, 47 (2008); accord
Scalia & Garner, supra, at 222 (“[A] title or heading should never be allowed to
override the plain words of a text.”).
70
Moore, 71 F.4th at 395 (cleaned up).
71
Dubin v. United States, 599 U.S. 110, 121 (2023) (cleaned up).
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“representation”—a nominalization72 of the verb “represent,” which
ordinarily means “to portray or depict; [or] present the likeness of, as a
picture does”73—is defined as “[a]n image, likeness, or reproduction in some
manner of a thing”74 or simply “[t]hat which represents.”75 And “pictorial”
is defined as “[c]onsisting of, expressed in, or of the nature of, a picture or
_____________________
72
A nominalization—also known as a zombie noun—is “a verb that has been
buried in a longer noun.” Bryan A. Garner, Garner’s Modern English
Usage 983 (2016). Or, more technically, a nominalization is “[t]he conversion of a part
of speech into a nominal”—that is, “[a] word, clause, or phrase that is functionally
equivalent to a noun.” Id. at 1016. Because nominalizations can often be swapped out for
the verbs they nominalize, see id. at 983, the meaning of the underlying verb can provide a
useful clue to the meaning of the nominalization. Cf. Janus Cap. Grp., Inc. v. First Derivative
Traders, 564 U.S. 135, 142 (2011).
73
Represent, The Random House Dictionary of the English
Language 1634 (2d unabridged ed. 1987); see also Represent, The American
Heritage Dictionary of the English Language 1104 (William Morris ed.,
2d ed. 1980) [hereinafter American Heritage Dictionary, 2d]; Represent,
13 The Oxford English Dictionary 658 (J.A. Simpson & E.S.C. Weiner eds.,
2d ed. 1989) (“To exhibit by means of painting, sculpture, etc; to portray, depict,
delineate.”); Represent, Webster’s New World College Dictionary 1139
(Victioria Neufeldt & David B. Guralnik eds., 3d ed. 1996) (“to be a likeness or image of,
as a picture or statue may be”).
74
Representation, 13 The Oxford English Dictionary, supra, at 658; see
also Representation, Webster’s New World College Dictionary, supra, at 1139
(“a likeness, image, or picture”); Representation, Webster’s New World College
Dictionary, supra, at 1139 (“a likeness, image, picture, etc.”).
75
Representation, American Heritage Dictionary, 2d, supra, at 1104; see
also Representation, The American Heritage Dictionary of the English
Language 1532 (3d ed. 1996) [hereinafter American Heritage Dictionary,
3d] (“Something that represents.”).
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pictures,”76 or simply “[i]llustrated by pictures.”77 “Picture,” in turn,
ordinarily means “[a]ny visible image, especially one on a flat surface.”78 On
first blush, therefore, the floorplans and digital renderings would seem to
qualify. Each is an “image, likeness, or reproduction” that “represents” the
buildings KFA designed, and they do so via visible images.
KFA, however, argues for a narrower definition of “pictorial
representations,” pointing to the Eighth Circuit’s decision in Designworks
Homes, Inc. v. Columbia House of Brokers Realty, Inc., which held that § 120(a)
does not apply to floorplans.79 Though acknowledging that “floorplans might
possibly qualify as ‘pictorial representations’ according to the contemporary
definitions of those terms,” Designworks concluded that “the broader
_____________________
76
Representation, 11 Oxford English Dictionary, supra, at 783; see also
Pictorial, American Heritage Dictionary, 2d, supra, at 991 (“Pertaining to,
characterized by, or composed of pictures.”); Pictorial, American Heritage
Dictionary, 3d, supra, at 1370 (“Relating to, characterized by, or composed of
pictures.”); Pictorial, Merriam-Webster’s Collegiate Dictionary 879 (10th
ed. 1993) (“of, relating to, or consisting of pictures”); Pictorial, The Random House
Dictionary of the English Language, supra, at 1465 (“pertaining to, expressed
in, or of the nature of a picture”); Webster’s New World College
Dictionary, supra, at 1022 (“of, containing, or expressed in pictures”).
77
Pictorial, American Heritage Dictionary, 3d, supra, at 1370.
78
Picture, American Heritage Dictionary, 2d, supra, at 991; see also
Picture, American Heritage Dictionary, 3d, supra, at 1370 (“A visual
representation or image painted, drawn, photographed, or otherwise rendered on a flat
surface.”); Picture, Merriam-Webster’s Collegiate Dictionary, supra,
at 880 (“a design or representation made by various means (as painting, drawing, or
photograph”); Picture, The Random House Dictionary of the English
Language, supra, at 1465 (“a visual representation of a person, object, or scene, as a
painting, drawing, photograph, etc.” or “any visible image, however produced”); Picture,
Webster’s New World College Dictionary, supra, at 1022 (“an image or
likeness of an object, person, or scene produced on a flat surface, esp. by painting, drawing,
or photograph”).
79
9 F.4th 803, 811 (8th Cir. 2021).
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statutory context” pointed in the other direction.80 Instead, it limited
“pictorial representations” to those “created for [artistic] reasons” as
opposed to those that merely “serve a functional purpose.”81
I agree with Designworks on one thing: “[i]n textual interpretation,
context is everything.”82 I disagree, however, that § 120(a)’s context—
whether “the specific context in which [the phrase] appears” or “the
broader context of the statute as a whole”83—supports a crabbed
interpretation of “pictorial representations.”
Start with the specific context. The twin principles of noscitur a sociis
(“it is known by its associates”)84 and ejusdem generis (“of the same kind or
class”)85 form the backbone of Designworks’ reasoning.86 Noscitur a sociis
(also known as the associated-words canon)87 “teaches that a word is given
_____________________
80
Id. at 808.
81
Id.
82
Antonin Scalia, Common-Law Courts in a Civil-Law System: The Role of United
States Federal Courts in Interpreting the Constitution and Laws, in A Matter of
Interpretation: Federal Courts and the Law 37 (new ed. 1997); see also
Scalia & Garner, supra, at 167 (“Context is a primary determinant of meaning.”);
Biden v. Nebraska, 600 U.S. 477, 511 (2023) (Barrett, J., concurring) (“To strip a word
from its context is to strip that word of its meaning.”); Alana Frederick & Kevin Newsom,
Meaning, Understanding, and Contextual Textualism, 135 Yale L.J. 2614, 2626 (2026)
(“[B]ecause ordinary people understand language in context, judges should likewise
interpret language in context—in all of its convoluted, multifaceted glory.”).
83
Fischer v. United States, 603 U.S. 480, 486 (2024) (cleaned up).
84
Scalia & Garner, supra, at 195.
85
RSBCO v. United States, 104 F.4th 551, 557 n.3 (5th Cir. 2024) (citation
omitted).
86
See Designworks, 9 F.4th at 808–10.
87
See Scalia & Garner, supra, at 195.
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more precise content by the neighboring words with which it is associated.”88
Ejusdem generis is merely a specific application of noscitur a sociis.89 It “applies
when [Congress] has tacked on a catchall phrase”—here “other pictorial
representations”—“at the end of an enumeration of specifics.”90 And it
suggests that we should read such formulations as though the word “similar”
was inserted after “other” (here, “other similar pictorial
representations”).91
These canons are not magic. They simply reflect “common sense
intuition[s]” about how Congress speaks (and how ordinary people
understand).92 For example, most people would intuitively understand that a
sign posted at a zoo “that reads, ‘do not pet, feed, yell or throw objects at the
animals, or otherwise disturb them’” does not cover “a visitor [who] eats
lunch in front of a hungry gorilla”—even though “the smell of human
food . . . might well disturb gorillas.”93 Why? Because “the specific
_____________________
88
Fischer, 603 U.S. at 487 (cleaned up).
89
See 2A Norman Singer & Shambie Singer, Sutherland
Statutes and Statutory Construction § 47.17 (7th ed. 2025) (“Ejusdem
generis . . . is a variation of the maxim noscitur a sociis.”).
90
Scalia & Garner, supra, at 199.
91
Id.
92
Fischer, 603 U.S. at 487; see Scalia & Garner, supra, at 199 (“This canon
parallels common usage.”); Abbe R. Gluck & Lisa Schultz Bressman, Statutory
Interpretation from the Inside—An Empirical Study of Congressional Drafting, Delegation, and
the Canons: Part I, 65 Stan. L. Rev. 901, 933 (2013) (finding that surveyed legislative
drafters know and employ the concepts underlying noscitur a sociis and ejusdem generis);
Kevin Tobia, Brian G. Slocum, & Victoria Nourse, Statutory Interpretation from the Outside,
122 Colum. L. Rev. 213, 258–60 (2022) (finding empirical evidence that noscitur a sociis
and ejusdem generis reflect ordinary understanding).
93
Fischer, 603 U.S. at 487–88.
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examples . . . all involve direct interaction with and harassment of the zoo
animals.”94
However, noscitur a sociis and ejusdem generis must be wielded with
care. Because “everything is similar in infinite ways to everything else,”95 it
can be difficult to identify the relevant similarities between the surrounding
words that might shed light on the term at issue.96 If a list includes “lions,
tigers, and other animals,” is the relevant class “wildcats” or “all dangerous
wild animals”?97 Our task is to “ask what category would come into the
reasonable person’s mind.”98
Here, the full list includes “pictures, paintings, photographs, or other
pictorial representations of the [architectural] work.”99
Designworks identified the relevant similarity—the “certain quality” that the
items in the list have in common—as “artistic expression,” as juxtaposed
against “functional purpose[s].”100 I disagree; while some pictures and
photographs are produced for artistic purposes, others are (like the floorplans
and renderings here) chiefly utilitarian. Consider a crime scene photograph,
for example: it is produced not as a means of artistic expression but as a means
of preserving evidence. Similarly, a picture might be artistic—or it might be
functional. While every item on the list can include artistic expression, the
_____________________
94
Id. at 488.
95
N.Y. State Rifle & Pistol Ass’n v. Bruen, 597 U.S. 1, 29 (2022) (cleaned up).
96
See Scalia & Garner, supra, at 207 (“[T]he doctrine often gives rise to the
question how broadly or narrowly to define the class delineated by the specific items
listed.”).
97
See id. at 207–08.
98
Id. at 208.
99
17 U.S.C. § 120(a).
100
Designworks, 9 F.4th at 808.
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only one that arguably connotes such expression is “paintings.” But even
assuming that “paintings” carries that connotation, one item does not a
pattern make. And a catchall like “other pictorial representations” takes its
color from the enumeration as a whole, not from its least representative
member. That a single listed term—“paintings”—may lean artistic no more
shrinks the catchall to artistic works than it turns the neighboring
“photographs” into an artistic-only term. Instead, the common thread is the
one the text itself identifies: pictures, paintings, and photographs are all
pictorial—they all illustrate the work via pictures.
Designworks also appealed to the broader context. It pointed to two
“alternative terms” that appear elsewhere in the Copyright Act and would
have more clearly included floorplans.101 But neither of the alternative terms
Designworks proposed would have been a substitute for “other pictorial
representations.” First, Designworks pointed to § 101’s use of “technical
drawings, including architectural plans” as part of the definition of PGS
works.102 Second, it pointed to the reappearance of the term “technical
drawing” in the definition of a “work of visual art.”103 But there is an obvious
reason that “technical drawing” could not have substituted for a broad
reading of “other pictorial representations”: Congress meant to include both
functional, technical representations and artistic expression, not just one or
the other.
If Congress used the term “primary colors,” we would never assume
it meant only blue and yellow simply because the word “red” appeared in a
related statute. The better inference would be that Congress meant “red” to
_____________________
101
Id. at 807–08.
102
Id. at 807 (quoting 17 U.S.C. § 101).
103
Id. (quoting 17 U.S.C. § 101).
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refer only to red and “primary colors” to refer to a broader set of which red
is merely one member. The same inference is appropriate here: by referring
to “other pictorial representations,” Congress meant not to exclude
technical, functional images but to include them alongside artistic
expression.104 Congress’s use of a broader term cannot justify a narrower
interpretation.
Far from justifying a narrower, artistic-only reading of “other pictorial
representations,” the broader statutory context refutes that interpretation.
The term “pictorial representation” appears four other times in the
copyright statute.105 Under the Copyright Act, the author of an “original
design” that makes a “useful article” “attractive or distinctive in appearance
to the purchasing or using public” may obtain copyright protection for that
design.106 Under § 1310(h), registering such a copyright requires the author
to submit “a drawing or other pictorial representation of the useful article
embodying the design.”107 This pictorial representation is then included in
the certificate of registration and made available to the public by the
Copyright Administrator.108
Why is this significant? Because the pictorial representations
§ 1310(h) envisions are not created for an artistic purpose. Rather they are
“part of the application” for registration—a solely utilitarian function.109
_____________________
104
Cf. Scalia & Garner, supra, at 170 (“If [a statute] says land in one place
and real estate later, the second provision presumably includes improvements as well as raw
land.”).
105
See 17 U.S.C. §§ 1310(h), 1314, 1315(a)–(b).
106
Id. § 1301(a)(1).
107
Id. § 1310(h).
108
Id. §§ 1314, 1315.
109
Id. § 1310(h).
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Interpreting “pictorial representations” in § 120(a) to refer solely to
non-utilitarian images would therefore require us to assume that Congress
used the term differently in § 120(a) than it did in § 1310(h)—an assumption
courts should not make lightly.110
Designworks musters one final argument in favor of its artistic-only
interpretation. Section 120(a) applies only “if the building in which the work
is embodied is located in or ordinarily visible from a public place.”111 And, as
Designworks observes, “[f]loorplans typically stem from someone’s access to
the interior of the building” rather than from “features of a building [that]
are discernible from the outside.”112 Thus, Designworks inferred, “Congress
did not appear to be directing § 120(a) toward floorplans.”113 But this
argument at most proves that Congress did not specifically contemplate
applying § 120(a) to floorplans. It says nothing about whether floorplans fall
within the category Congress selected—“pictorial representations.” “The
judicial task is to read words, not minds.”114 The argument strays into
telepathy, and it cannot overcome § 120(a)’s plain meaning.
In short, § 120(a) covers all pictorial representations—whether
created for artistic, functional, or mixed purposes.
_____________________
110
See Taniguchi v. Kan Pac. Saipan, Ltd., 566 U.S. 560, 571 (2012) (“As we have
said before, it is a normal rule of statutory construction that identical words used in
different parts of the same act are intended to have the same meaning.” (cleaned up)).
111
17 U.S.C. § 120(a).
112
Designworks, 9 F.4th at 810.
113
Id.
114
FS Credit Opportunities Corp. v. Saba Cap. Master Fund, Ltd., 146 S. Ct. 1546,
1557 n.5 (2026).
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b. Pre-Construction Images
Next, KFA argues that § 120(a) does not apply to pictorial
representations created before the building embodying the work was
constructed. Once again, I disagree. True, § 120(a) applies only once the
“architectural work . . . has been constructed.”115 But that temporal
limitation does not invariably depend on when the pictorial representation
was created (as KFA contends). Rather, it depends on when the act giving
rise to potential liability—whether that act be “making, distributing, or
public[ly] display[ing]” the pictorial representation116—occurred.
I start by addressing KFA’s broadest argument: that § 120(a) applies
only to pictures created by viewing the constructed building. On this reading,
§ 120(a)’s applicability turns not on the when but on the how: if a pictorial
representation is made in some way other than by viewing the building in
which the work is embodied, it is not protected. The problem with this
reading is that nothing in the statutory text asks how the pictorial
representation was made. Instead, it asks simply whether the “architectural
work . . . has been constructed” and whether “the building in which the work
is embodied is located in or ordinarily visible from a public place.”117 Those
are questions about the work and the building embodying it, not about the
pictorial representation. Section 120(a)’s applicability turns on the when, not
the how.
The text reveals what must happen after construction for § 120(a) to
apply: the “making, distributing, or public display” that the copyright holder
_____________________
115
17 U.S.C. § 120(a).
116
Id.
117
Id.
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seeks “to prevent”118 (or, in a damages suit, to impose liability for). That
understanding comports with the general understanding of when copyright
infringement occurs. For statute-of-limitations purposes, for example, a
claim accrues “when an infringing act occurs.”119 And “when a defendant
commits successive violations, the statute of limitations runs separately from
each violation.”120 The text suggests that § 120(a) works the same way: we
assess whether the work “has been constructed” at the time of the “making,
distributing, or public display” at issue.
KFA’s counterargument—that this interpretation allows “pre-
existing infringing images” to be “magically transmuted into legal
non-infringing ones”—is unavailing. Section 120(a) does not operate on an
image-by-image level. Instead, it operates on an action-by-action level. If the
“making, distributing, or public display” is covered by § 120(a), the
defendant is not liable for that “making, distributing, or public display.”
Although § 120(a) does not retroactively immunize actions that were
infringing when taken, it also does not allow a defendant to be held liable for
later actions that would otherwise be covered simply because he had
previously committed unprotected infringement. The question remains
whether the specific actions of purported infringement occurred before or
after § 120(a) kicked in.
Here, the district court took judicial notice that each of KFA’s works
had been constructed at least once by 2018.121 But the complaint is silent as
_____________________
118
Id.
119
Petrella v. Metro-Goldwyn-Mayer, Inc., 572 U.S. 663, 670 (2014) (emphasis
added).
120
Id. at 671.
121
Because KFA does not challenge the district court’s decision to take judicial
notice, we take it as a given.
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to when the “making, distributing, or public display” occurred. For Rule
12(b)(6) purposes, therefore, the key question is who bears the burden of
pleading that § 120(a) is inapplicable. If § 120(a) is an element of KFA’s
cause of action, then KFA had to plead that the “making, distributing, or
public display” occurred before 2018. If, by contrast, § 120(a) is an
affirmative defense, then it is “not something the plaintiff must anticipate
and negate in her pleading.”122 Rather, it would be “incumbent on the
defendant to plead” § 120(a)’s applicability.123 In that case, a Rule 12(b)(6)
dismissal is appropriate only if “the affirmative defense appears on the face
of the complaint.”124
Section 120(a) is best classified as an affirmative defense. “There is a
well-settled general rule of statutory construction that the burden of proving
justification or exemption under a special exception to the prohibitions of a
statute generally rests on one who claims its benefits.”125 Accordingly, we
have recognized that “[s]tatutory exemptions . . . must be pleaded as
affirmative defenses.”126 “That longstanding convention is part of the
backdrop against which the Congress writes laws, and we respect it unless we
have compelling reasons to think that Congress meant to put the
burden . . . on the other side.”127 I see no such compelling reasons here. The
_____________________
122
Perry v. Merit Sys. Prot. Bd., 582 U.S. 420, 435 n.9 (2017).
123
Taylor v. Sturgell, 553 U.S. 880, 907 (2008) (emphasis added).
124
3 Star Props., 6 F.4th at 604.
125
Cunningham v. Cornell Univ., 604 U.S. 693, 701 (2025) (cleaned up).
126
Crown Castle Fiber, L.L.C. v. City of Pasadena, 76 F.4th 425, 438–39 (5th Cir.
2023); see Oden v. Oktibbeha County, 246 F.3d 458, 467 n.10 (5th Cir. 2001) (noting the
many “cases concluding that statutory exemptions should be pleaded as affirmative
defenses”).
127
Meacham v. Knolls Atomic Power Lab’y, 554 U.S. 84, 91–92 (2008).
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timing element confirms the point: whether the work “has been
constructed” when the challenged act occurs is a component of the § 120(a)
safe harbor a defendant invokes to escape liability , not an element of KFA’s
infringement claim—so it is the defendant’s to establish , not KFA’s to
negate. Indeed, treating § 120(a) as an affirmative defense simply comports
with how the other exceptions spelled out in the Copyright Act are treated.128
Because § 120(a) is an affirmative defense, KFA had no obligation to
“anticipate and negate” it in the complaint.129 Instead, dismissal was
appropriate only if the elements of the § 120(a) defense—including that the
“making, distributing, or public display” occurred after the work had “been
constructed”130—“appear[] on the face of the complaint.”131 Here, the
complaint was silent as to when the infringing actions occurred. If § 120(a)
was an element of the cause of action, that silence might have required
dismissal.132 But because § 120(a) is an affirmative defense, silence prevents
dismissal.
Because it does not appear on the face of the complaint whether any
of the allegedly infringing acts occurred before the works were constructed,
_____________________
128
See 3 William F. Patry, Patry on Copyright § 8:22 (“Entitlement
to those limitations is an affirmative defense; thus, in order to make out a prima facie case
of infringement, the plaintiff need only prove ownership of a valid copyright, ownership of
the right that was infringed, and violation of the right by defendant. The defendant bears
the burden of proving its acts were privileged, licensed, or exempt.”); Andy Warhol Found.
for the Visual Arts, Inc. v. Goldsmith, 598 U.S. 508, 547 n.21 (2023) (“[F]air use is an
affirmative defense . . . .”);
129
Perry, 582 U.S. at 435 n.9.
130
17 U.S.C. § 120(a).
131
3 Star Props., 6 F.4th at 604.
132
See Twombly, 550 U.S. at 557 (noting that allegations “merely consistent with”
liability are not sufficient to withstand a motion to dismiss).
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the district court erred in dismissing KFA’s architectural-works copyright
claims under § 120(a).
3. Contributory Infringement
AHV points to one potential alternative ground for affirming the
dismissal of the claims against it: KFA’s failure to allege facts supporting
contributory infringement. The district court, however, did not reach this
argument—instead resting its dismissal of this claim on its conclusion that
there was no direct infringement. It is not necessary to decide this issue in
the first instance. That task is best left to the district court on remand.
B. Digital Millenium Copyright Act
I turn next to the DMCA claims. KFA argues that the defendants
violated § 1202(b) by creating and distributing floorplans and digital
renderings that did not contain KFA’s CMI. The district court dismissed
the DMCA claims, reasoning that failure to include KFA’s CMI on
newly-created floorplans and renderings does not qualify as “remov[ing]”
the CMI. It also rejected KFA’s argument that the License Agreements
prevented the defendants from arguing that their conduct did not violate the
DMCA, reasoning that “private parties cannot rewrite the elements of a
statute via contract.” I agree with both conclusions.
1. License Agreements
Start with KFA’s threshold objection: that the License Agreements
prevent the defendants from arguing that their conduct did not violate
§ 1202(b). This argument fails for a simple reason: “litigants cannot bind us
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to an erroneous interpretation of federal legislation.”133 We must determine
for ourselves whether the conduct alleged violates § 1202(b).
KFA attempts to circumvent that principle by invoking the doctrine
of estoppel by contract. Estoppel by contract is “a form of quasi-estoppel”
that “preclude[s] a person from asserting, to another’s disadvantage, a right
inconsistent with a position previously taken.”134 It comes in two forms.135
The first—“estoppel arising from acts done under, or in performance of the
contract”136—is inapplicable because KFA asserts estoppel based on the
License Agreements themselves, not acts done under or in performance of it.
The second—“estoppel to deny facts settled by contract”137—is likewise
inapplicable because the correct interpretation of § 1202(b) is not a “fact”—
it is a pure question of law.
KFA’s reliance on the Tenth Circuit’s decision in Cellport Systems,
Inc. v. Peiker Acustic GMBH & Co. KG is misplaced.138 KFA cites Cellport
Systems for its conclusion that “no [patent] infringement analysis [was]
necessary” in light of the parties’ contractual acknowledgement that the
defendant would owe royalties on the products at issue.139 But Cellport
_____________________
133
Nat’l Aeronautics & Space Admin. v. Fed. Lab. Rels. Auth., 527 U.S. 229, 245 n.9
(1999); accord, e.g., United States v. Navarro, 54 F.4th 268, 274 n.3 (5th Cir. 2022) (“A
court is not bound by the parties’ stipulations of law, particularly when those stipulations
are erroneous.” (citation omitted)).
134
Salas v. LNV Corp., 409 S.W.3d 209, 217 n.2 (Tex. App. 2013).
135
31 C.J.S. Estoppel and Waiver § 70 (2026) (“There are two forms of what has
been termed ‘estoppel by contract,’ . . . .”); accord O’Connor’s Texas Causes of
Action, ch. 49-A, § 2.4 (“There are two kinds of estoppel by contract[.]”).
136
31 C.J.S. Estoppel and Waiver § 70.
137
Id.
138
762 F.3d 1016 (10th Cir. 2014).
139
See id. at 1022–23.
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Systems was not an infringement suit—it was a breach-of-contract case.140 An
infringement analysis was unnecessary not because statutory liability could
be imposed without conducting that analysis but because a
breach-of-contract suit does not require infringement.141 Here, by contrast,
KFA’s claim is not for breach of contract but for a violation of § 1202(b)
itself.
KFA’s other examples all involve either (1) a factual question or (2) a
defense or procedural right that can be waived. For example, KFA points to
contractual stipulations that a given fact in a financial statement will be
considered “material” in a subsequent securities fraud suit.142 Materiality,
however, often involves determinations that “are peculiarly . . . for the trier
of fact.”143 And “[p]arties can stipulate to issues of fact.”144 KFA’s analogy
to forum-selection clauses is likewise inapposite because improper venue is a
procedural defense that can be waived.145 The proper interpretation of
§ 1202(b), by contrast, is a pure question of law. And parties “cannot by
stipulation amend the law.”146
_____________________
140
Id. at 1023 (“The complaint states contract claims, and those claims do not
necessarily rely on patent law.”).
141
Id. (noting that the License Agreement required the defendant to pay royalties
“[b]y its own force”).
142
See generally 3 Alan R. Bromberg & Lewis D. Lowenfels,
Bromberg & Lowenfeld on Securities Fraud § 8.8 et seq. (2d ed. 2026)
(discussing the materiality requirement).
143
TSC Indus., Inc. v. Northway, Inc., 426 U.S. 438, 450 (1976).
144
Alexander v. S.C. State Conf. of the NAACP, 602 U.S. 1, 19 n.6 (2024).
145
See Fed. R. Civ. P. 12(h).
146
Alexander, 602 U.S. at 19 n.6.
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Nevertheless, KFA suggests that the License Agreement controls
because courts have divided over the correct interpretation of § 1202(b).147
However, it cites no authority for the proposition that a split of authority
allows parties to stipulate to the meaning of federal statutes. KFA’s broader
policy concern—that the rule forbidding parties from stipulating to an
incorrect legal interpretation prevents the parties from obtaining certainty—
is also misplaced. Parties remain free to use contracts to clarify (or, in some
cases, modify) their obligations to one another. If one party wants to impose
duties on the other that the law might not otherwise impose, she can insist on
including that duty in the contract. But when that duty is breached, the
resulting cause of action will be for breach of contract—not for a statutory
violation. (This is precisely what occurred in Cellport Systems, on which KFA
relies.)148 Similarly, if one party wants to avoid liability to the other, she can
insist on a prospective liability waiver149—so long as the waiver does not
violate public policy.150 But once again, the remedy will be contractual, not
statutory.
_____________________
147
The parties dispute whether there is a true split of authority as to the correct
interpretation of § 1202(b). Because any split is irrelevant to the question before us, it is
not necessary to answer that question.
148
See Cellport Sys., Inc., 762 F.3d at 1023.
149
See Keck, Mahin & Cate v. Nat’l Union Fire Ins. Co. of Pittsburgh, 20 S.W.3d 692,
698 (Tex. 2000) (“[A] valid release may encompass unknown claims and damages that
develop in the future.”).
150
Examples of waivers that violate public policy include waivers of liability under
Title VII, see Rogers v. Gen. Elec. Co.¸781 F.2d 452 (5th Cir. 1986), or the FLSA, see
Barrentine v. Ark.-Best Freight Sys., Inc., 450 U.S. 728, 740 (1981), or for gross negligence,
see Zachry Constr. Corp. v. Port of Hou. Auth. of Harris Cnty., 449 S.W.3d 98, 116 (Tex.
2014). I express no view on whether prospective waivers of DMCA liability violate public
policy. I note, however, that even if such waivers are invalid, a similar result could be
achieved by the copyright holder granting the other party authorization. See 17 U.S.C.
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Parties retain broad freedom to structure their interactions using
contracts. But that freedom does not include an unfettered right to turn
contractual violations into statutory ones. Although KFA frames the district
court’s choice to interpret § 1202(b) for itself as a judicial power grab, the
district court did no more than “say what the law is”—which is
“emphatically” its “province and duty.”151 That was not error.
2. DMCA Removal
Of course, that the district court did not err by interpreting § 1202(b)
does not mean that it interpreted the statute correctly. Thus, we must
exercise our province and duty to say whether the district court got it right.
On that score, the key question is whether § 1202(b)’s prohibition on
removal also creates an affirmative obligation to add CMI where it was not
present to begin with. I agree with the district court that it does not.
Section 1202(b) provides:
No person shall, without the authority of the copyright owner
or the law—
(1) intentionally remove or alter any copyright management
information,
(2) distribute or import for distribution copyright management
information knowing that the copyright management
information has been removed or altered without authority of
the copyright owner or the law, or
(3) distribute, import for distribution, or publicly perform
works, copies of works, or phonorecords, knowing
_____________________
§ 1202(b) (requiring that the violation occur “without the authority of the copyright
owner”).
151
Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803).
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that copyright management information has been removed or
altered without authority of the copyright owner or the law,
knowing, or, with respect to civil remedies under section 1203,
having reasonable grounds to know, that it will induce, enable,
facilitate, or conceal an infringement of any right under this
title.152
KFA’s theory is not entirely clear; its brief never says which
paragraph of § 1202(b) the DMCA claim arises under. However, each
paragraph requires that the CMI be “removed” or “altered.” Because the
statute does not define either term, I look to the ordinary meaning.153
The word “remove” has several definitions, ranging from “[t]o move
from a place or position occupied”154 to “[t]o transfer or convey from one
place to another”155 to “to take away, withdraw, or eliminate.”156 One
_____________________
152
17 U.S.C. § 1202(b).
153
See HollyFrontier Cheyenne Refin., LLC v. Renewable Fuels Ass’n, 594 U.S. 382,
388 (2021) (“Where Congress does not furnish a definition of its own, we generally seek to
afford a statutory term its ordinary or natural meaning.” (cleaned up)).
154
Remove, American Heritage Dictionary, 3d, supra, at 1527; see also
Remove, 13 The Oxford English Dictionary, supra, at 602 (“To move or shift
from or out of the place occupied;”); Remove, The Random House Dictionary of
the English Language, supra, at 1630 (“to move from a place or position”); Remove,
Webster’s New World College Dictionary, supra, at 1136 (“to move
(something) from where it is”).
155
Remove, American Heritage Dictionary, 3d, supra, at 1527; see also
Remove, 13 The Oxford English Dictionary, supra, at 602 (“To move, shift,
transfer, or convey from one place to another;”); Remove, The Random House
Dictionary of the English Language, supra, at 1630 (“to move or shift to
another place or position, transfer”); Remove, Webster’s New World College
Dictionary, supra, at 1136 (“lift, push, transfer, or carry away, or from one place to
another”); Remove, Merriam-Webster’s Collegiate Dictionary, supra,
at 990 (“to change the location, position, station, or residence of”).
156
Remove, The Random House Dictionary of the English
Language, supra, at 1630; see also Remove, American Heritage Dictionary,
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dictionary defines it as simply “to take off.”157 There is no need to settle on
a particular definition, because each has a common thread: the object of the
verb was there before it was removed, but once it is removed it is no longer
there.
Similarly, dictionaries define “alter” as “[t]o change or make
different; modify.”158 This, of course, presumes that the thing being altered
was present in the first place. Indeed, some definitions specify that altering
something must not “chang[e] [it] into something else.”159 “Alter,” then,
does not refer to creation (or failure to create)—it refers to changes made to
something already present.
In short, both “remove” and “alter” require something that was
present but is now either not present at all or remains present but has been
_____________________
3d, supra, at 1527 (“To do away with; eliminate”); Remove, 13 The Oxford English
Dictionary, supra, at 602 (“To take away, withdraw, from a place, person, etc.”);
Remove, Webster’s New World College Dictionary, supra, at 1136 (“to do
away with, specif., . . . to get rid of; eliminate”).
157
Remove, Webster’s New World College Dictionary, supra,
at 1136.
158
Alter, American Heritage Dictionary, 3d, supra, at 55; see also Alter,
1 The Oxford English Dictionary, supra, at 365 (“To make (a thing) otherwise
or different in some respect; to make some change in character, shape, condition, position,
quantity, value, etc. without changing the thing itself for another; to modify, to change the
appearance of.”); Alter, The Random House Dictionary of the English
Language, supra, at 60 (“to make different in some particular, as size, style, course, or
the like; modify”), Alter, Merriam-Webster’s Collegiate Dictionary, supra,
at 34 (“to make different without changing into something else”); Alter, Webster’s
New World College Dictionary, supra, at 40 (“to make different in details but
not in substance; modify”).
159
Alter, Merriam-Webster’s Collegiate Dictionary, supra, at 34;
see also Alter, 1 The Oxford English Dictionary, supra, at 365 (“without
changing the thing itself for another”); Alter, Webster’s New World College
Dictionary, supra, at 40 (“to make different in details but not in substance”).
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changed in some way. That is not what happened here. KFA’s CMI was
present on the copies of its works that it sent to AHV and, so far as the
complaint says, remains there unaltered. And KFA’s CMI was never
present on the floorplans and digital renderings, so it cannot have been
removed or altered. That dooms KFA’s DMCA claims.
KFA makes several counterarguments, but none persuade.
First, KFA points to a single allegation stating that the floorplans and
digital renderings were “copies of KFA’s architectural works that had
KFA’s [CMI] removed or altered.” This allegation, KFA argues, must be
taken as true, requiring us to conclude that the defendants removed KFA’s
CMI. This argument misunderstands the pleading standard. True, we must
take the complaint’s factual allegations as true.160 But the same is not true of
the complaint’s legal conclusions, which we not only may but must
disregard.161 Thus, “[t]hreadbare recitals of the elements of a cause of action,
supported by mere conclusory statements, do not suffice.”162 KFA’s
allegation—which merely parrots the statutory text without alleging
underlying facts—is a textbook legal conclusion. It thus cannot help them
clear the Rule 8(a)(2) bar.163
_____________________
160
See Iqbal, 556 U.S. at 679 (“When there are well-pleaded factual allegations, a
court should assume their veracity . . . .”); Neitzke v. Williams, 490 U.S. 319, 327 (1989)
(“What Rule 12(b)(6) does not countenance are dismissals based on a judge’s disbelief of
a complaint’s factual allegations.”).
161
See Iqbal, 556 U.S. at 678 (“[T]he tenet that a court must accept as true all of
the allegations contained in a complaint is inapplicable to legal conclusions.”).
162
Id.
163
See Spinelli v. Nat’l Football League, 903 F.3d 185, 205 (2d Cir. 2018) (“The
conclusory allegation to the effect of ‘CMI was removed’ will not suffice.”).
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Second, KFA argues at length that the floorplans and digital
renderings are “copies” of its architectural works, as § 101 defines “copies.”
But even granting that premise for sake of argument, it does not rescue
KFA’s DMCA claims. Section 1202(b) uses “copies” only in paragraph
(b)(3), which makes it unlawful to “distribute . . . copies of
works . . . knowing that [CMI] has been removed or altered without
authority of the copyright owner or the law.”164 But as discussed above, even
assuming the floorplans and digital renderings are copies, they never had
KFA’s CMI to begin with and so no CMI was “removed” or “altered.”
Third, KFA argues that the district court’s interpretation improperly
removes derivative works from § 1202(b)’s scope. This, KFA insists, reads
an additional limitation into the DMCA, which “says nothing about limiting
its scope to removal of copyright management from ‘original works.’” This
argument misunderstands the district court’s holding. Section 1202(b)’s
plain text does not focus on whether the accused copy is identical to the copy
that contained CMI. Instead, it asks simply what has been done to the CMI:
has it been removed or altered? If the answer is yes, DMCA liability will
attach (assuming the other elements are satisfied)—whether or not the
accused copy is identical to the copy in connection with which the CMI was
conveyed. Requiring removal or alteration is not rewriting the statute;
dispensing with that requirement is.
Finally, KFA charges that requiring literal removal or alteration
would “reduce . . . § 1202(b) to meaningless ashes.” To illustrate the
supposed absurdity, KFA posits a hypothetical. Suppose that a copy of a
poem contains a copyright notice at the bottom of the page. However, instead
of cutting out the copyright notice, the defendant instead retypes the poem,
_____________________
164
17 U.S.C. § 1202(b)(3).
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excluding the CMI. By requiring removal or alteration, KFA insists, the
plagiarist escapes § 1202(b) liability merely by using a keyboard instead of
scissors. But the keyboard-using plagiarist is just as liable under § 1202(b)’s
plain meaning as the scissors-using plagiarist. Reproducing everything but
the CMI removes CMI just as surely as erasing it does. But again, that is not
what happened here: the floorplans and digital renderings do not reproduce
any part of the copies of KFA’s works to which the CMI was affixed.165
This case provides no occasion to consider the outer limits of liability
based on substantial or complete reproduction of the work to which the CMI
was affixed but omitting the CMI. Wherever the line is, the floorplans and
digital renderings here—which are in an entirely different medium than the
architectural works and technical drawings that contained the CMI—fall
well short of it.
V. Conclusion
We AFFIRM the dismissal of KFA’s DMCA claims. However, we
VACATE the dismissal of KFA’s copyright infringement claims and
REMAND for further proceedings.
_____________________
165
See Fischer v. Forrest, 286 F. Supp. 3d 590, 609 (S.D.N.Y. 2018) (“In those cases
where claims of removal of CMI have been held viable, the underlying work has been
substantially or entirely reproduced.”).
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Andrew S. Oldham, Circuit Judge, dissenting:
The plaintiff moved to dismiss some but not all of its claims under
Federal Rule of Civil Procedure 41(a)(2). The district court granted that
motion. The question presented is whether that gives us appellate
jurisdiction. It does not. So I respectfully dissent.
I
Kipp Flores Architects, LLC (“Kipp Flores”) sued American
Housing Ventures, LLC, AMH Creekside Development, LLC, and
American Homes 4 Rent over their alleged use of Kipp Flores’s designs and
plans for residential homes. Kipp Flores brought several claims against each
defendant.
All three defendants moved to dismiss. The district court granted
each defendant’s motion on some claims but left Kipp Flores with at least
one claim against each defendant.
Kipp Flores wanted to appeal the district court’s partial-dismissal
ruling. See Blue Br. at 3–4. But Kipp Flores faced a problem: Generally, a
party may only appeal a “final decision[],” 28 U.S.C. § 1291, and that
generally requires resolution of all claims against all parties, see Sears, Roebuck
& Co. v. Mackey, 351 U.S. 427, 431–34 (1956). So what to do with the still-
pending claims?
Kipp Flores tried to “dismiss” the rest of its claims under Federal
Rule of Civil Procedure 41. ROA 1131. The problem is that Rule 41 only
allows plaintiffs to dismiss “an action”—not claims that are part of an action.
Fed. R. Civ. P. 41(a). Therefore, the district court should have denied
Kipp Flores’s Rule 41 motion because it asked for something Rule 41 plainly
does not allow. Under binding Fifth Circuit precedent, “an invalid Rule 41(a)
dismissal is a nullity.” Williams v. Seidenbach, 958 F.3d 341, 345 (5th Cir.
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2020) (en banc). That means the claims purportedly dismissed under Rule
41 are still “pending in district court.” Ibid. (quotation omitted). And it
means there is no final decision in the district court, and hence no appellate
jurisdiction in this one.
II
We lack jurisdiction as a matter of both (A) text and (B) precedent.
And (C) Judge Willett’s arguments to the contrary are unavailing.
A
The text of Rule 41 shows that this court lacks jurisdiction. Rule 41
provides that “an action may be dismissed at the plaintiff’s request only by
court order.” Fed. R. Civ. P. 41(a)(2) (emphasis added). An action is a
“civil . . . judicial proceeding.” Action, Black’s Law Dictionary
(12th ed. 2024) (def. 4). It’s “the entire lawsuit, not just one part of it.”
Williams, 958 F.3d at 360 (Oldham, J., dissenting). A claim, by contrast,
is a “part of a complaint in a civil action.” Claim, Black’s Law
Dictionary (12th ed. 2024) (def. 3). So Rule 41 allows a plaintiff to
dismiss his entire lawsuit, not specific claims. No amount of interpretive
sophistry can change this fact: “We give the Federal Rules of Civil Procedure
their plain meaning.” Pavelic & LeFlore v. Marvel Ent. Grp., 493 U.S. 120, 123
(1989). Thus, the district court could not have dismissed Kipp Flores’s
remaining claims against each defendant under Rule 41.
B
Precedent confirms what the text of Rule 41 says. As this court has
long understood, “[w]hen Rule 41(a) refers to dismissal of an ‘action’, there
is no reason to suppose that the term is intended to include the separate
claims which make up an action.” Exxon Corp. v. Md. Cas. Co., 599 F.2d 659,
662 (5th Cir. 1979) (quotation omitted). Thus, a plaintiff cannot use Rule 41
to “unilaterally . . . withdraw” a claim from court; rather, that claim “is still
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pending in district court.” Id. at 663. Thus, the district court should have
denied Kipp Flores’s Rule 41 motion because it moved for dismissal of only
some claims against each defendant.
The holding in Exxon is no outlier. In Williams v. Seidenbach, plaintiffs
sued 24 defendants. 958 F.3d at 344. Some of the defendants won at summary
judgment, and the plaintiffs wanted to appeal. Ibid. So they moved to
voluntarily dismiss the remaining defendants under Rule 41(a). Ibid. The
district court purported to grant that motion. Then, the plaintiffs moved for
partial final judgment under Rule 54(b) on the claims against several
defendants who had won at summary judgment. See ibid. The district court
granted that motion, and the plaintiffs appealed. Ibid.
The dissenting opinion raised a potential jurisdictional problem: Rule
41(a)’s plain text suggests a plaintiff may only dismiss “an action,” not
individual defendants. Id. at 360–61 (Oldham, J., dissenting). The
majority opinion did not dispute that reading of the Rule’s text. See Williams,
958 F.3d at 344–45 (majority opinion). And the majority cited Exxon for the
proposition that it would be “impermissible” to use Rule 41 to
“dismiss[] . . . individual claims.” Id. at 345 (citing Exxon, 599 F.2d at 662–
63). Then the majority explained that, if the district court granted such an
impermissible or “invalid” Rule 41 motion, the resulting dismissal would be
a “nullity.” Ibid. And as a result, “the claims against the purportedly
dismissed defendants would still be ‘pending in district court.’” Ibid.
(quoting Exxon, 599 F.2d at 663). That controls this case.
So too with National Horsemen’s Benevolent and Protective Ass’n v.
Black, 53 F.4th 869 (5th Cir. 2022). After a group of plaintiffs brought a host
of claims, the defendants moved to dismiss. See id. at 875. An intervener then
brought some of the same claims as the other plaintiffs and an additional
“anti-commandeering claim.” Ibid. The district court granted the motion to
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dismiss. Ibid. But it did not dismiss the intervenor’s anti-commandeering
claim. Ibid. Then, the intervenor sought to voluntarily dismiss that remaining
claim under Rule 41. Ibid. And the district court purported to enter final
judgment. Ibid. The plaintiffs appealed. Id. at 875–76.
The Fifth Circuit held that the “notice of appeal was premature.” Id.
at 878. Although the district court had purported to enter final judgment, that
“final judgment was invalid.” Ibid. As the court explained, “Rule 41(a) does
not allow dismissal of individual claims.” Id. at 878 n.15. So while the court
“purported to dismiss . . . Texas’s anti-commandeering claim under Rule
41(a),” the claim was still pending in district court. Ibid. (emphasis added).
So if Rule 41’s text weren’t enough, Fifth Circuit precedent controls
this case.1 The district court purported to grant an order dismissing only
certain claims against each defendant. That was “invalid” and a “nullity.”
Williams, 958 F.3d at 345. So the claims were not dismissed but remain
“pending in district court.” Ibid. (quotation omitted). Thus, there was no
final decision for Kipp Flores to appeal. The text of Rule 41 and Exxon,
Williams, and National Horsemen’s compel this result.
C
The majority says we have appellate jurisdiction—but there is no
majority opinion to explain why. Judge Willett, speaking only for
himself, says Exxon, Williams, and National Horsemen’s are all irrelevant
because their holdings are mere dicta. Ante, at 9–12. If there were a majority
opinion to that effect, I would have much to say about it. As it is, I’ll let our
cases speak for themselves.
_____________________
1
This plain-text interpretation of Rule 41 is in good company. See Williams, 958
F.3d at 361 (Oldham, J., dissenting) (collecting alike cases from the Eleventh, Seventh,
and Second Circuits).
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Judge Willett’s other contention is that “a district court’s
misapplication of the Rules [cannot] strip us of jurisdiction to correct it.”
Ante, at 8. But with greatest respect, that is not true. A district court can
misapply Rule 12 or Rule 56 and refuse to dismiss a case, but we’d lack
jurisdiction to review it. See 15A Charles Alan Wright, Arthur R.
Miller, & Edward H. Cooper, Federal Practice and
Procedure, § 3905 (3d ed. 2026 update) [hereinafter “Wright &
Miller”]. A district court can improperly refuse to enter judgment under
Rule 54(b), and that’s not reviewable. See id. § 3914.7. A district court can
improperly refuse to certify a decision under 28 U.S.C. § 1292(b), and that’s
not reviewable. See id. § 3929; In re Mesaros, No. 23-50593 (5th Cir. Aug. 28,
2023); In re Park, No. 23-50585 (5th Cir. Sep. 13, 2023). In each of these
examples, the district court did something that it should not have done. For
example, the district court in Mesaros “unquestionably” erred in denying
certification under § 1292(b). Mesaros, No. 23-50593, at 6 (emphasis in
original); see also id. at 6–9 (collecting the district court’s errors). But those
errors did not give appellate jurisdiction under § 1292(b). See Wright &
Miller, § 3929. And we were compelled to allow the district court’s
mistakes to stand. Mesaros, No. 23-50593, at 9–10.
I respectfully dissent.
44
Case-law data current through December 31, 2025. Source: CourtListener bulk data.