United States v. Farmer
United States v. Farmer
Opinion of the Court
James W. Farmer appeals his judgment of conviction and sentence. The case has been referred to this panel pursuant to Rule 34(j)(l), Rules of the Sixth Circuit. We unanimously agree that oral argument is not needed. Fed. R.App. P. 34(a).
Farmer pleaded guilty to charges of identity theft, mail fraud, perjury, and two counts of making false statements to a bank. He was sentenced to 60 months of imprisonment to be followed by five years of supervised release.
In this timely appeal, Farmer’s appointed counsel has filed a motion to withdraw and a brief pursuant to Anders v. California, 386 U.S. 738, 87 S.Ct. 1396, 18 L.Ed.2d 493 (1967). Farmer was notified of counsel’s motion to withdraw. He has responded by filing a pro se letter in which he states that the banks that he attempted to defraud were not federally-insured.
As an initial matter, Farmer’s pro se contention that the banks were not insured flatly contradicts the factual basis for the plea agreement. Farmer’s solemn admission of guilt, in open court and under oath, is entitled to a great presumption of truthfulness. Blackledge v. Allison, 431 U.S. 63, 74, 97 S.Ct. 1621, 52 L.Ed.2d 136 (1977). This presumption was not overcome by Farmer’s baseless, eleventh-hour revelation concerning the nature of the banks he sought to defraud.
Contrary to counsel’s contention, Farmer was not entitled to a reduction in his offense level under § 2Xl.l(b)(l) on the theory that his offense was only “partially complete.” He was convicted of two counts of making false statements in loan applications, 18 U.S.C. § 1014, and the crime was completed upon his utterance of the statements. See United States v. Simpson, 995 F.2d 109, 113 (7th Cir. 1993) (concerning a conviction under 18 U.S.C. § 1001).
The record reflects that the district court properly accepted Farmer’s valid guilty plea. A plea of guilty is valid if entered knowingly, voluntarily, and intelligently; its validity is determined under the totality of the circumstances. North Carolina v. Alford, 400 U.S. 25, 31, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970); Brady v. United States, 397 U.S. 742, 749, 90 S.Ct. 1463, 25 L.Ed.2d 747 (1970). The Constitution requires that such circumstances reflect that the defendant be informed of all the direct consequences of his plea. Brady, 397 U.S. at 755, 90 S.Ct. 1463. The district court explained to Farmer the rights he was, the statutory maximum sentences involved, and the application of the Sentencing Guidelines. Fed.R.Crim.P. 11(c)(1), (c)(3), (c)(6). Farmer acknowledged his guilt of the crime charged.
Through his plea agreement, Farmer waived his right to appeal his sentence, so long as he was sentenced within the applicable guideline range. In sentencing Farmer, the district court — on the recommendation of the probation officer and over Farmer’s objection — departed from the recommended guideline range of 41-to-51 months of imprisonment and sentenced Farmer to 60 months of imprisonment. The district court departed upward because of Farmer’s 47-year history of constant criminal behavior, because Farmer had engaged in credit card fraud that went unpunished, and because of the high likelihood that Farmer would continue his criminal behavior after serving his sentence. USSG § 4A1.3. The transcript reveals that the court may have also based its decision on Farmer’s despicable modus operandi of preying specifically upon lonely widows.
In the Anders brief, counsel contends that the upward departure was unreasonable. This court reviews a sentencing court’s upward adjustment of a defendant’s criminal history for abuse of discretion. Koon v. United States, 518 U.S. 81, 82, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996); United States v. Koeberlein, 161 F.3d 946, 952 (6th Cir. 1998). Section 4A1.3 of the guidelines expressly provides for upward departure where the defendant’s criminal history category fails adequately to reflect the seriousness of the defendant’s past criminal conduct or the likelihood that he will com
Only the reasonableness of the departure involves a colorable question in this case. The sentencing judge stated that it increased Farmer’s sentence by incrementally adjusting his criminal history category from IV to VI. The court’s reasons for doing so were proper and are fully supported in the record. Nevertheless, in purportedly leaping criminal history category V, the court did not explain why criminal history category V was inadequate. On its face, the court’s failure to explain why category V was inadequate violated the rule of Lassiter and Kennedy.
Nevertheless, this issue lacks merit. In some circumstances, district courts are not required to mechanically recite their reasons for rejecting an intervening, lower guideline range in making an upward departure. United States v. Thomas, 24 F.3d 829, 834 (6th Cir. 1994) (concerning an increase in offense level because the defendant was already at the uppermost limits of criminal history categories).
Although the court stated that it advanced from category IV to category VI, category V also provided to a range that permitted the 60-month sentence that the court imposed. Thus, had the court stated that it was adjusting by only one category, there would be no issue regarding the propriety of the departure. In addition, because the departure increased Farmer’s sentence only nine months beyond the upper limit of the original guideline range and was within the category V range, questions regarding the proportionality of the departure are academic.
Finally, any error in departing to category VI without considering category V was harmless. Remand is not necessary every time a sentencing court misapplies a provision of the guidelines. Instead, in determining whether a remand is required, “a court of appeals must decide whether the district court would have imposed the same sentence had it not relied upon the invalid factor or factors.” Williams v. United States, 503 U.S. 193, 203, 112 S.Ct. 1112, 117 L.Ed.2d 341 (1992). Because Farmer received a sentence allowed for within both ranges, the court’s recitation error did not prejudice Farmer. His sentence would have been the same. See United States v. Page, 232 F.3d 536, 545 (6th Cir. 2000) (finding no prejudice to defendants convicted of multiple counts of conspiracy and drug distribution when district court sentenced them in violation of Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000) because their sentences would have been the same even without the error), cert. denied, 532 U.S. 1056, 121 S.Ct. 2202, 149 L.Ed.2d 1032 (2001); see also United States v. Vandeberg, 201 F.3d 805, 812 (6th Cir. 2000) (“[rjemand is appropriate unless the appellate court is convinced that the trial
Finally we have reviewed the record and conclude that no other nonfrivolous issue exists. Accordingly, we grant counsel’s motion to withdraw and affirm the district court’s judgment of conviction and sentence. Rule 34(j)(2)(C), Rules of the Sixth Circuit.
Reference
- Full Case Name
- United States v. James W. FARMER
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- 1 case
- Status
- Published