Moises Perez v. United States
Dissenting Opinion
There are many cases under New York's second degree robbery statute. Some of them find a violation but do not require any violent physical force. Take the case of
People v. Bennett
,
I would, therefore, apply the Rule of Lenity. When applying the Rule of Lenity in this situation, I would think that my colleagues would not apply the Armed Career Criminal Act to impose the longest possible mandatory minimum sentence. We have the choice of not applying the harsher sentence under the Rule of Lenity. But no. Given the choice of a harsher or milder sentence by this unstable maze of cases, the Court chooses the harsher sentence. Why? I don't know. I leave it to the reader to speculate.
The Honorable Robert H. Cleland, United States District Judge for the Eastern District of Michigan, sitting by designation.
Opinion of the Court
SUTTON, J., delivered the opinion of the court in which CLELAND, D.J., joined. MERRITT, J. (pg. 992), delivered a separate dissenting opinion.
Moises Perez pleaded guilty to being a felon in possession of a firearm. The court deemed Perez an armed career criminal and sentenced him to 210 months. Our court affirmed the sentence. Perez filed this § 2255 motion, claiming his prior conviction for New York second degree robbery should not have qualified as a predicate violent felony under the Armed Career Criminal Act. The district court denied relief. Because the state robbery offense requires the defendant to "use[ ] or threaten[ ] the immediate use of physical force upon another person,"
I.
On January 27, 2015, Moises Perez pleaded guilty to being a felon in possession of firearms and ammunition.
See
Perez seeks post-conviction relief on the ground that the district court imposed a sentence "in violation of the Constitution or laws of the United States."
Johnson v. United States
, --- U.S. ----,
II.
Any "violent felony" trek requires some preparation for the climb.
What part of the Armed Career Criminal Act applies? If a defendant has "three previous convictions ... for a violent felony or a serious drug offense," ACCA imposes a mandatory minimum 15-year sentence.
How do we determine whether the elements of a crime satisfy the violence requirement? To figure out whether a crime meets the elements clause, we look to the statutory definition of the state offense rather than the underlying facts of the conviction, what has come to be known as the categorical approach.
Taylor v. United States
,
Relevant state law to put under this microscope? Here is the language of New York's second degree robbery statute:
160.10 Robbery in the second degree
A person is guilty of robbery in the second degree when he forcibly steals property and when:
1. He is aided by another person actually present; or
2. In the course of the commission of the crime or of immediate flight therefrom, he or another participant in the crime:
(a) Causes physical injury to any person who is not a participant in the crime; or
(b) Displays what appears to be a pistol, revolver, rifle, shotgun, machine gun or other firearm; or
3. The property consists of a motor vehicle, as defined in section one hundred twenty-five of the vehicle and traffic law.
Divisible or indivisible law? The statute identifies four possible crimes: (1) robbery aided by another person, (2)(a) robbery causing physical injury, (2)(b) robbery with a firearm, or (3) robbery of a car. Because these options describe different crimes with different elements, the statute is divisible.
Mathis v. United States
, --- U.S. ----,
Application of the modified categorical approach with a divisible law? When a statute identifies separate crimes with separate elements, we may look at the record of the prior conviction, including the indictment, jury instructions, plea agreement, and colloquy, to determine what crime the
defendant committed.
Shepard v. United States
,
With this information in hand, we can proceed to the track and the question in front of us: Does this form of New York second degree robbery-defined as "forcibly steal[ing] property" while "aided by another person actually present,"
Text. The parties agree that Perez's petition turns on what it means to "forcibly steal property" under New York law, an element common to New York robbery of all degrees. (The aggravating factor of being aided by another person does not impose an independent physical force requirement. Help can take a number of different forms, some forceful and some not.) Here is how the New York legislature defines "forcibly stealing property":
160.00 Robbery; defined.
Robbery is forcible stealing. A person forcibly steals property and commits robbery when, in the course of committing a larceny, he uses or threatens the immediate use of physical force upon another person for the purpose of:
1. Preventing or overcoming resistance to the taking of the property or to the retention thereof immediately after the taking; or
2. Compelling the owner of such property or another person to deliver up the property or to engage in other conduct which aids in the commission of the larceny.
As a matter of statutory text, the elements requirement of ACCA and the elements of the New York offense line up perfectly. Section 160.10 criminalizes "forcibly steal[ing] property," which involves "us[ing] or threaten[ing] the immediate use of physical force upon another person." And ACCA treats a state crime as a predicate violent felony if it "has as an element the use, attempted use, or threatened use of physical force against the person of another."
Judicial interpretations of "physical force."
In construing "physical force" under ACCA, the Supreme Court has explained that it requires not just an "unwanted touching" but "
violent
force-that is, force capable of causing physical pain or injury to another person."
Johnson v. United States
,
New York law also gives common-law terms of art their common-law meaning unless context suggests otherwise.
People v. King
,
Several New York intermediate court decisions have embraced this interpretation. In one, the court noted that the victim "was not intimidated, knocked down, struck, or injured, which would [have] elevate[d] the purse snatching to a robbery."
People v. Middleton
,
Several cases from the Second Circuit (which covers New York) have looked at the matter in just this way. Each of the following cases treated New York robbery as a predicate conviction under ACCA's elements clause or the identically-worded Sentencing Guideline, § 4B1.2(a)(1).
See
United States v. Kornegay
,
But this is a false peak, Perez warns, noting that
United States v. Yates
held that Ohio robbery was not a crime of violence under the Guidelines.
Other New York intermediate court decisions, Perez separately points out, suggest that second degree robbery can be committed without "force capable of causing physical pain or injury to another person."
Johnson
,
Based on these cases, the Second Circuit in one instance opted not to treat second degree robbery as a crime of violence under the Sentencing Guidelines,
United States v. Jones
, No. 15-1518-cr,
Recall, however, that ACCA's elements clause covers state crimes that involve the actual "use of physical force"
and
the "threatened use of physical force." Even the New York cases that do not seem to have the requisite use of physical force may have the requisite threatened use of physical force. To take an example from one of the cases, a human wall may be unforceful by its nature. But it may well turn violent if the victim attempts to break through it. And although the victims may not have suffered injury in the instant cases, that does not mean they were not confronted with threats "
capable
of causing physical pain or injury," which is all the statute requires.
Johnson
,
The other point is that our "focus on the minimum conduct criminalized by the state statute is not an invitation to apply 'legal imagination' to the state offense."
Moncrieffe v. Holder
,
What of the rule of lenity, Perez might argue? Shouldn't we use it to resolve ambiguities in criminal statutes (including sentencing statutes) in favor of the individual?
Bifulco v. United States
,
But this is not a good case for applying the rule of lenity, which may explain why Perez did not argue it in his appellate briefs. There is one salient feature of this case that provides plenty of notice of the best kind: the text of the New York law. And that law lines up exactly with ACCA. It is fair to presume that a crime requiring a defendant to "use[ ] or threaten[ ] the immediate use of physical force upon another person,"
One other thing. The lower court New York cases on which Perez relies are brief orders, devoid of anything more than a few sentences of reasoning, and susceptible to multiple interpretations.
Bennett
,
Before concluding, a word of caution is in order. By focusing on the elements of state crimes and not the circumstances of particular convictions, the categorical approach endorses a generalized inquiry. That method limits the scope of the sentencing court's analysis, reduces decision costs, and promotes consistency between individual defendants. While that approach requires federal courts to examine state precedents to determine the scope of the state law at issue, that inquiry must be a sensible one-lest the benefits of the categorical approach evaporate. If we hyper-scrutinize the factual details of every prior conviction and hypothesize generalizations based on a few-sentence analysis in such cases, that takes us far afield from the categorical approach's mandate-and creates an unfortunate irony to boot. How odd to dissect the precise contours of all New York robbery convictions but one: the conviction of today's criminal defendant. We should pause before adopting a mindset that reintroduces-and multiplies-some of the very ills the categorical approach was meant to cure. Else, the occasional risks of the modest slope (reviewing state cases to understand the meaning of a state criminal law) will surpass the perils of the steep slope (reviewing the facts of each defendant's relevant state court convictions).
For these reasons, we affirm.
DISSENT
Reference
- Full Case Name
- Moises PEREZ, Petitioner-Appellant, v. UNITED STATES of America, Respondent-Appellee.
- Cited By
- 12 cases
- Status
- Published