Nancy Buccina v. Linda Ann Grimsby
Nancy Buccina v. Linda Ann Grimsby
Opinion
Linda Ann Grimsby invited her friend Nancy Buccina to take a boat trip on Lake Erie. Toward the end of the voyage, the boat hit a wave, jarring the passengers and injuring Nancy. Nancy and her husband Scot sued. A jury found that Grimsby was not negligent. But the district court granted Nancy and Scot's motion for a new trial on the ground that the evidence did not support the verdict. Grimsby filed an interlocutory appeal, and the Buccinas *258 cross-appealed. Both sides think we may entertain their appeals thanks to an interlocutory exception to the final judgment rule that applies to admiralty cases. But the exception does not apply because the Buccinas chose to pursue their claims under ordinary civil procedures, as the relevant rule and case law permits. We dismiss the appeals for lack of jurisdiction.
I.
In June 2012, Linda Ann Grimsby invited Nancy Buccina and one other friend to join her on a 17-foot motor boat to waterski on Lake Erie. After skiing, the group decided to take a trip down the Maumee River, which runs into the lake at Toledo. Grimsby navigated the vessel while Nancy sat in the front. The vessel hit an unexpected wave, likely caused by the wake of other boats. Nancy bounced up from her seat and came down hard on it. Grimsby steered the boat to a local Coast Guard station where Nancy received medical attention.
Nancy and her husband Scot Buccina sued Grimsby in the United States District Court for the Northern District of Ohio for personal injury and loss of consortium, invoking the court's diversity and admiralty jurisdiction. At the same time, they pleaded that "this action is not to be deemed an 'admiralty and maritime claim' within the meaning of" Rule 9 of the Federal Rules of Civil Procedure, a choice that guaranteed them a jury trial as opposed to the bench trial that defendants may force plaintiffs to undergo in admiralty cases. R.1 at 1-2.
The trip through federal court has taken much longer than their voyage. It has prompted nearly a half-dozen district court opinions, a jury trial, and (to date) two opinions from our court. In 2015, the district court held that the incident fell within the court's admiralty jurisdiction, meaning that federal maritime law controlled the duty of care. In 2016, the court held that a boat hitting a wave did not count as a "collision" under the Coast Guard Navigation Rules. The district court certified the question for interlocutory appeal under
On remand, a jury ruled for Grimsby, finding that she was not negligent. The Buccinas moved for a new trial under Civil Rule 59(a) or judgment notwithstanding the verdict under Civil Rule 50(b). The district court granted the motion for a new trial.
Grimsby appealed, and the Buccinas cross-appealed.
II.
Appellate jurisdiction typically extends only to final judgments.
That leaves the possibility that an exception to the final judgment rule applies. The parties might have asked the district court to certify the appeal for immediate review.
The parties instead claim that we may review the appeal and cross appeal under an admiralty exception to the final judgment rule provided by statute. It permits litigants to appeal "[i]nterlocutory decrees ... determining the rights and liabilities of
*259
the parties to admiralty cases in which appeals from final decrees are allowed."
But is this an "admiralty case" under this law? Yes and no.
Yes, the complaint permissibly invokes the court's diversity
and
admiralty jurisdiction. Diversity jurisdiction exists because the Buccinas live in Florida, Grimsby lives in Michigan, and the Buccinas have plausibly alleged that their damages exceed $75,000.
An incident falls within our admiralty jurisdiction if it (1) occurs on a navigable waterway, (2) could potentially disrupt maritime commerce, and (3) bears a "substantial relationship to traditional maritime activity."
Jerome B. Grubart, Inc. v. Great Lakes Dredge & Dock Co.
,
The "no" side of the answer is more complicated, as our diversity and admiralty jurisdiction over the case have substantive and procedural implications for the case. As a matter of substance, the Constitution "prescribe[s] uniformity" in admiralty and maritime law.
Am. Dredging Co. v. Miller
,
While uniformity of substance is required in an admiralty case, "[u]niformity of process ... is assuredly not what the law of admiralty seeks to achieve."
Am. Dredging Co.
,
Route A is to invoke federal admiralty procedures, which differ from ordinary civil procedures in several ways. The Supplemental Rules for Admiralty and Maritime Claims, for example, preserve the traditional maritime remedy of attachment and garnishment and create special procedures for actions brought against vessels or property. Fed. R. Civ. P. Supp. AMC Rules B, C.
(As a side note, the Admiralty Rules used to be separate from the Civil Rules. In 1966, the rules makers merged the Admiralty Rules with the Civil Rules, not unlike the earlier merger of law and equity. Comm. on the Rules of Practice & Procedure, Report to the Judicial Conference of the United States at 4-5 (Sept.
*260 1966); Fed. R. Civ. P. 9, 1966 cmt. Today, unless otherwise noted, the Civil Rules apply to admiralty actions, but there are several provisions in the Civil Rules that spell out special admiralty procedures. See, e.g. , Fed. R. Civ. P. 14(c) (third-party impleader), 38(e) (no jury trial by right), 82 (venue); Fed. R. Civ. P. Supp. AMC Rules B (special attachment and garnishment rules), C (admiralty claims in rem), D (warrant of arrest of vessel, cargo, or other property in possessory, petitory, and partition actions), E (procedures for in rem and quasi in rem proceedings), F (liability limitation rules for owners of vessels and freight), G (forfeiture actions in rem).)
Route B is to invoke the traditional federal civil procedures for the case. Section 1333(1)"sav[es] to suitors in all cases all other remedies to which they are otherwise entitled." That gives plaintiffs the option of bringing an action sounding in admiralty under the general rules of civil procedure, including with the guarantee of a jury trial, as long as they can show that the matter arises under the court's diversity jurisdiction as well.
Atl. & Gulf Stevedores, Inc. v. Ellerman Lines, Ltd.
,
Plaintiffs like the Buccinas thus have two options. They may use admiralty procedures to govern a substantive admiralty claim. Or they may pursue a hybrid action in which customary civil procedures govern their substantive admiralty law action.
See
Atl. & Gulf Stevedores, Inc.
,
How do we know which route the plaintiffs have taken? Before the unification of admiralty and law in 1966, it was easy. The plaintiff would file one of two forms of action-a civil action or a suit in admiralty-that would trigger the attendant procedures. 5 Wright & Miller § 1211 (3d ed. 2018). Unification, however, created a single form of action for both types of lawsuits, Fed. R. Civ. P. 2 ("There is one form of action-the civil action"), meaning that the way that the plaintiff initiated the lawsuit no longer signaled which set of procedures to employ.
See
Fed. R. Civ. P. 9, 1966 cmt.;
see also
5 Wright & Miller § 1211 (3d ed. 2018) ; Brainerd Currie,
Unification of the Civil and Admiralty Rules: Why and How
,
If a claim for relief is within the admiralty or maritime jurisdiction and also within the court's subject-matter jurisdiction on some other ground, the pleading *261 may designate the claim as an admiralty or maritime claim.
If a pleading designates a claim as an admiralty claim, the plaintiffs may use admiralty procedures (such as a guaranteed bench trial under Civil Rule 38(e) ) but lose access to some procedures available in run-of-the-mine civil proceedings. And vice versa: If a pleading designates a claim as proceeding in diversity, the plaintiffs may use procedures available in ordinary civil cases (such as a guaranteed jury trial) but lose procedures unique to admiralty claims.
See
Luera v. M/V Alberta
,
We are getting warmer. The Buccinas permissibly invoked both the admiralty and diversity jurisdiction of the federal courts. They then pleaded that "this action is not to be deemed an 'admiralty and maritime claim' within the meaning of" Civil Rule 9. R. 1 at 1-2. By opting not to proceed with the case as an admiralty claim, they told the defendant and the district court that ordinary civil procedures would apply.
See
Cont'l Cas. Co.
,
The benefit of a guaranteed jury trial, however, comes with fewer rights to an immediate appeal. Civil Rule 9(h)(2) notes that a "case that includes an admiralty or maritime claim within this subdivision (h) is an admiralty case within
All of this means that § 1292(a)(3)'s interlocutory-appeal opportunity does not apply. That leaves us with
The cases mentioned by the parties do not lead to a contrary conclusion, as a sampling of them makes clear. Take
Foulk v. Donjon Marine Co.
, in which the Third Circuit dealt with a case that arose under admiralty and diversity jurisdiction. The problem with that case is that the plaintiff never specified which set of procedures he wanted to invoke.
Or consider
Southworth Machinery Co. v. F/V Corey Pride.
The First Circuit considered an interlocutory appeal from an in rem action against a vessel under § 1292(a)(3).
Or consider
Bergeron v. Elliot
. The Fifth Circuit's per curiam opinion is brief but it does say that the case was "specified to be in admiralty" under Rule 9(h).
Grimsby claims that the Buccinas received a jury trial not because they pleaded their case in diversity, but because they brought the action in admiralty and both parties consented to a jury trial. She is correct that the parties
could
have taken that route. Although Civil Rule 38(e) says that litigants have no right to a jury trial for an admiralty claim, Civil Rule 39(c)(2) allows the district court to try an admiralty claim before a jury provided that both parties consent. But that is not what happened. The Buccinas pleaded that the entire action was "not to be deemed an 'admiralty and maritime claim' " within the meaning of Rule 9. R. 1 at 1-2. In their opposition to Grimsby's motion to dismiss, the Buccinas explained that they "opted not to invoke the provisions of Fed. R. Civ. P. Rule 9(h) in order to preserve a jury trial ... under [the district court's] alternative diversity jurisdiction." R. 11 at 3. In his order denying the motion, Judge Carr explained that the Buccinas could have proceeded under admiralty procedures but "chose to proceed in diversity to procure a different procedural benefit: the right to a jury trial."
Buccina v. Grimsby
,
In a minor twist on this theme, the Buccinas say that the complaint's Civil Rule 9(h) statement was "withdrawn, abandoned and disregarded as the case proceeded." A.R. 57 at 6. A party, it is true, may revoke a Rule 9(h) designation. As the Advisory Committee commentary points out, plaintiffs may amend their complaint to excise or change their designation under Civil Rule 15. Fed. R. Civ. P. 9, 1966 cmt., 2007 cmt. But the Buccinas never amended their complaint or otherwise re-designated the case. It is too late now.
See
Bhd. Shipping Co. v. St. Paul Fire & Marine Ins. Co.
,
For these reasons, we dismiss the appeal and cross-appeal for lack of jurisdiction and remand to the district court for further proceedings.
Reference
- Full Case Name
- Nancy BUCCINA; Scot A. Buccina, Plaintiffs-Appellees/Cross-Appellants, v. Linda Ann GRIMSBY, Defendant-Appellant/Cross-Appellee.
- Cited By
- 7 cases
- Status
- Published