Joseph Hendrix v. Carmen Palmer
Opinion
Joseph Hendrix is currently serving a life sentence imposed by a Michigan state court following his conviction for felony murder, carjacking, and unlawfully driving away a motor vehicle. The district court conditionally granted Hendrix's application for a writ of habeas corpus brought under
At trial, the State presented evidence that Hendrix committed a carjacking that resulted in a woman's death. The evidence included statements that Hendrix made to the police after being reinterrogated following the invocation of his right to counsel-statements that the State now concedes were inadmissible under Supreme Court precedent. Hendrix's trial counsel failed to challenge the admissibility of these statements, however, and they became central to the State's case.
On direct appeal in the Michigan courts, Hendrix challenged the admission of these statements as violating his Fifth Amendment rights under Miranda and its progeny. He also argued that his counsel's failure to challenge the statements' admission *912 violated his Sixth Amendment right to the effective assistance of counsel. The State opposed Hendrix's claims on the theory that its use of the statements was proper. Michigan's courts uniformly denied Hendrix relief.
Hendrix then brought this federal habeas action. After the district court ordered oral argument on Hendrix's Fifth Amendment claim, the State changed its position, conceding for the first time that Hendrix's statements were admitted erroneously, but now arguing that the error was harmless. The district court granted habeas relief on Hendrix's Fifth and Sixth Amendment claims, but denied relief on his other claims. Hendrix and the State both appealed.
For the reasons set forth below, we (1) AFFIRM the judgment of the district court granting Hendrix habeas relief based on his Fifth and Sixth Amendment claims; (2) REVERSE the district court's denial of Hendrix's Doyle claim; and (3) AFFIRM the holding of the district court that the evidence was sufficient to support Hendrix's conviction. Hendrix is therefore entitled to the habeas relief granted by the district court, but the State is entitled to retry him if it so desires, subject to the time constraint imposed by the district court. The remaining issues raised by Hendrix are moot, and we do not consider them.
I. BACKGROUND
A. Factual background
On the evening of September 5, 2006, Gina Doen was running errands with her mother and daughter in Shelby Charter Township, Michigan, located about 15 miles north of Detroit. Gina parked her Dodge Caravan at a strip mall and, along with her daughter, walked into a dry cleaner. Her 65-year-old mother, Evangeline Doen, remained in the minivan, so Gina left the vehicle's doors unlocked and the keys in the ignition. After about five minutes in the dry cleaner, Gina walked out and saw her mother lying on the pavement. The minivan was gone. Her mother's head was bleeding.
The police arrived minutes later, and Evangeline Doen was taken to the hospital. Although Evangeline had sustained a serious head injury, she was still conscious and able to speak. At the hospital, Evangeline told a police officer what had happened.
The officer testified at Hendrix's trial that Evangeline told him that she had been sitting in the front seat of the minivan when a man got into the driver's seat. Evangeline "told this young man that he had got the wrong car, he got into the wrong car," but the man "told her to get out and started backing up the van." She tried to get out, but as she was struggling to remove her seatbelt, the man pushed her out the door. Evangeline described the carjacker as a "tall, thin, white male with possible glasses, and ... possible blonde hair ... [and] some mention about a brown shirt."
Approximately six hours after the carjacking, at around 1:30 a.m. on September 6, 2006, Officer Kyle Bryent encountered the stolen minivan parked at a gas station in an area of Detroit known for drug trafficking. Hendrix was inside. Officer Bryent had previously arrested Hendrix in the same area, although the record does not disclose the reason for that arrest. After Officer Bryent removed Hendrix from the minivan and arrested him, Sergeants Brad Ferguson and Stan Muszynski transported Hendrix from Detroit to Shelby Charter Township.
Hendrix had brown hair at the time of his arrest. Inside the minivan, officers found a beige and white cap, a black knit *913 hat, a white do-rag, and a makeup bag. Hendrix's girlfriend, Michelle Zlatevski, later told the police that the makeup bag was probably hers. Fingerprints belonging to Hendrix were found on the vehicle's rearview mirror and sliding door. Officers also found fingerprints that belonged to neither Hendrix nor Gina.
Once in the police car, Hendrix acknowledged and waived his Miranda rights. Sergeant Muszynski then questioned him about how he acquired the minivan. Hendrix stated that he did not know how he acquired the minivan and did not know what to say. He appeared "very nervous."
Later that morning, Detective Terry Hogan removed Hendrix from his jail cell for interrogation. Detective Hogan described the interrogation in his police report:
At approx. 7:30 AM I escorted Hendrix from the Shelby Twp cell block to the interview room. I advised Hendrix of his rights off the Shelby Twp advise [sic] of rights forms. Hendrix refused to speak with me until he had the opportunity to speak with an attorney. I returned Hendrix to the cell block without any further questioning.
An advice-of-rights form signed by Hendrix confirms that he requested an attorney. Detective Hogan later testified that, at this meeting with Hendrix, he informed Hendrix that a woman was seriously injured during the minivan's carjacking and that she might die from her injuries. The record does not reveal when during this meeting Detective Hogan informed Hendrix of the seriousness of the victim's condition, but Detective Hogan's trial testimony strongly implies that it was after Hendrix had refused to cooperate.
Despite Hendrix having requested an attorney at the September 6 meeting and not yet having met with one, Detective Hogan sought to interrogate him again two days later. As Detective Hogan recorded in a report: "On 9/8/06 myself and D/Sgt. Muszynski again tried to interview suspect Joseph Hendrix." Detective Hogan presented Hendrix with another advice-of-rights form at the September 8 meeting, which Hendrix refused to sign. Hendrix, according to Detective Hogan, nonetheless agreed to speak with him.
At trial, the State elicited little testimony regarding Hendrix's statements to the police on September 6. But it elicited extensive testimony regarding his statements on September 8. Detective Hogan testified that; on September 8, Hendrix did not want to say where he was during the evening of September 5. Hendrix stated only that he had been in Sterling Heights and had called his grandmother's house from a 7-Eleven store. But investigators found no evidence of a call from area pay phones to Hendrix's grandmother, although his grandmother told Detective Hogan that she remembered receiving a call from Hendrix that day.
Detective Hogan also testified that Hendrix had cryptically said to "just check with [the Detroit Police Department], they know the truth." Finally, Hendrix asked Detective Hogan "if he was going to be charged with murder or homicide." Soon afterwards, Hendrix clammed up, saying "I don't think I'm going to say anymore, because ... I don't want to get into anymore trouble."
Detective Hogan further testified that he surmised from Hendrix's reluctance to divulge his September 5 whereabouts that Hendrix was "afraid to admit that he's the one that actually pushed Mrs. Doen out of the vehicle." He considered Hendrix's silence "noteworthy" because "[i]f he's not the thief, he's not going to want to be charged with a crime of that type of nature."
*914 Evangeline Doen died on her tenth day in the hospital, having suffered from a subdural hematoma. At trial, the medical examiner testified that her death was primarily caused by "blunt force head trauma," consistent with a "decent fall like from the back of your head with the concrete."
The State also sought to link Hendrix to the carjacking with evidence that he had committed similar thefts in the past. In particular, the State emphasized that the circumstances of the carjacking-including its occurrence near Hendrix's residence, the carjacker's opportunistic use of keys left in the ignition, and the minivan's ultimate destination in a drug-trafficking area of Detroit-were consistent with the circumstances of prior vehicle thefts that Hendrix had committed.
The State presented evidence that the first such theft occurred approximately four years earlier, "just right around the block" from where Hendrix lived. Jeffrey Piontkowski testified that, in December 2002, he walked out of a restaurant to see a man behind the wheel of his 1985 GMC pickup truck. Trying to thwart the theft, Piontkowski opened one of the truck's doors and managed to get his hand and foot inside. But as the thief started driving away, Piontkowski was thrown off the truck and onto the pavement. Hendrix later pleaded guilty to the theft.
The State also presented evidence that Hendrix had stolen two vehicles only days before the theft of Gina Doen's minivan, again in areas near his residence. Maureen Scott testified that, on August 31, 2006, her Ford Explorer was stolen from a parking lot outside of a Little Caesar's Pizza. She had left her keys in the vehicle. The police found the Explorer shortly after midnight the following day, crashed into a telephone pole about two blocks from where Doen's minivan was later found. Inside the Explorer were two inmate bracelets and an arraignment sheet, all belonging to Hendrix.
Next, Louie George testified that, on September 3, 2006, his 2005 Dodge Ram was stolen while parked in front of a 7-Eleven store. He had left the doors unlocked and the keys inside. The police discovered the truck in Detroit shortly thereafter, roughly two blocks from where they had found Scott's Explorer. Hendrix was alone inside.
Detective Hogan testified that, in his opinion, the shared characteristics of these prior vehicle thefts suggested that Hendrix had a modus operandi. The detective also noted that no similar thefts had occurred since Hendrix's arrest. For these reasons, and because of Hendrix's September 8 statements, Detective Hogan believed that Hendrix had stolen Gina Doen's minivan.
The State also adduced evidence of a motive that could explain Hendrix's modus operandi. Several officers testified that the area where they discovered the Ford Explorer, the Dodge Ram, and the Dodge Caravan is a known narcotics area-"poor" and full of "drug houses"-where addicts can trade cars for drugs and sex. Such thefts are usually crimes of opportunity, the officers said, which means that drug addicts typically steal cars from areas near where they live or work. Professional car thieves, in contrast, typically take orders to steal particular kinds of cars, which might not be readily at hand, so such thieves are more likely to steal cars in areas further from their homes.
During closing argument, the prosecutor emphasized to the jury that, since Hendrix's arrest, "there haven't been any car thefts like that," and the "car thefts stopped after he was locked up." The prosecutor also spent considerable time making *915 the following points that Hendrix has challenged as improper: that Hendrix presented no alibi witnesses; that the police would not bring charges against an innocent person; and that Hendrix had already shown himself, by his theft of Piontkowski's GMC pickup truck, to be capable of violence.
Further, in his closing argument, the prosecutor relied heavily on Hendrix's silence on September 8 as evidence of guilt. The relevant portion of that argument is as follows:
What's more important now is Detective Hogan's interview with [Hendrix] on September 8 at the Macomb County Jail. Detective Hogan says a woman was badly injured, pushed out of that minivan, and she might die, and this is your opportunity to tell what happened. In other words, maybe not verbalize precisely as follows goes like this: Tell me where you were, give me an alibi, who were you with, and how did you obtain the vehicle? Because if you can give me that information, then I can investigate it, and I can clear you. There's no question to 14 of you [on the jury] that if Defendant had an alibi for his whereabouts say between 6:00 p.m., 7:30 p.m., he wouldn't have been charged. The alibi would have been investigated, and if true, he wouldn't be charged with this carjacking. Where was he? Ask yourselves where was he? We're not asking where he was from 3:00 a.m. to 5:00 a.m., where he might have been sleeping alone where nobody knows. Everybody knows where he was and where she was two days earlier, or three days earlier during the evening, everybody knows that. Now, he's in the County Jail, knows he's been arrested for a crime in connection with this car theft, carjacking, yet, and he's had time to think about it too, and here comes Terry Hogan. Now, the defense, not Mr. Sheikh, he's a great guy, but the Defendant might be thinking well, Hogan is my enemy, Hogan just wants to frame me. But, Hogan wants to find out who did this. This is a serious case where a woman might die. And she did die. Hogan wants to know who did it. The Defendant has the alibi, and the alibi can be verified. Alibis easily can be verified. For example, what if Defendant were at home and engaged in a long telephone call: The telephone bills would support that, that he was on the phone from say six to eight p.m., or if he went to a restaurant, saw him use a credit card, that could be verified. If he's at a friend's house, a relative's house, that all could be verified. The point is if he had an alibi, he would have told Detective Hogan. But, there is no alibi. And you know why there's no alibi? Because there's no alibi. He has none. He has none. There is no doubt in this world that if had an explanation for where he was at that time, on that day, we would know it. He would have told Sergeant Ferguson, and if not Sergeant Ferguson, he would have told Detective Hogan. When he can't tell where he is, what does that mean? Because he wasn't anywhere other than Vineyards parking lot at around 6:50 p.m. Committing his thefts by his unique modus operandi.... He's not some 16-year-old kid, somebody facing his first trouble with the law. He's been around. He knows the drill. And he has heard from Detective Hogan that the woman might die. Now, ask yourselves, would anybody with any intelligence know that he's about to face a very serious charge, carjacking, and felony murder if the woman dies. If you're not the person who took the car at Vineyards, you're going to be clambering [sic], be wailing. Detective, let me tell you what happened. This is how I got the car, Detective. I didn't want to *916 say anything before, but here's how it happened. Never. Not one word. He says, oh, I don't want to say anymore, because it will get me into trouble. He tells Sergeant Ferguson, I don't know how I got the minivan. He knows, he's the thief.
The prosecutor then continued:
[The police] did what they could, and finally the Defendant had an opportunity to tell us what happened on September 6 and September 8 and he didn't. His silence is defining, his silence speaks a thousand words. His silence in refusing to say from where he made the call, how he obtained the vehicle, and who he was with during the important times. That's like a thunderbolt from the sky. In other words, he's saying, I did it. Because if I didn't do it, I'll tell you why. And by the way here we are, six months and 16 days since the incident. And have you been presented with an alibi witness for the Defendant? No. Not one. Not one who can say he or she was with the Defendant, 5:00, 6:00, 7:00, 8:00. Not one.
Immediately after this argument, the trial court sua sponte instructed the jury that it could not draw any adverse inference from the fact that Hendrix had not testified at trial. But the court drew a distinction between Hendrix's silence in court and his silence while in custody, erroneously instructing the jury that it could consider Hendrix's silence in custody as evidence of his guilt.
The jury found Hendrix guilty of carjacking, felony murder, and unlawfully driving away a motor vehicle. He was sentenced to life in prison.
B. Procedural background
The procedural history of this case is complex. Hendrix initially appealed his conviction to the Michigan Court of Appeals. In that court, he filed a motion to remand so that he could investigate the same Miranda and ineffective-assistance claims that he still presses today. Critically, his motion to remand presented the Michigan Court of Appeals with evidence that his statements on September 8, 2006 were obtained in violation of his constitutional rights. It also made claims of prosecutorial misconduct, error in admitting evidence of prior bad acts, and insufficient evidence.
In a one-page order, the Michigan Court of Appeals summarily denied Hendrix's motion to remand "for failure to persuade the Court of the necessity of a remand at this time." The court affirmed Hendrix's convictions in a separate opinion.
Hendrix then filed an application for leave to appeal with the Michigan Supreme Court, raising the same claims. That Court remanded to the Michigan Court of Appeals with orders to address Hendrix's claim regarding the alleged insufficiency of the evidence.
On remand, the Michigan Court of Appeals rejected that claim and again affirmed Hendrix's convictions. Hendrix filed this federal habeas action after the Michigan Supreme Court denied his second application for leave to appeal. At the same time, however, Hendrix moved to stay the proceedings so that he could return to the state courts and file a motion for relief from judgment. The district court granted the stay.
Returning to the state trial court, Hendrix filed a motion for relief from judgment. That motion sought relief on the grounds that (1) Hendrix's trial counsel was ineffective for failing to adequately investigate evidence that, after Hendrix's arrest, thefts of unlocked vehicles whose keys had been left in the ignition had continued; (2) the prosecutor posed improper *917 questions to witnesses and presented improper burden-shifting arguments to the jury; and (3) Hendrix's appellate counsel provided ineffective assistance by not raising these issues in Hendrix's direct appeal. Finding each of these claims meritless, the trial court denied Hendrix's motion for relief from judgment.
Next, Hendrix filed an application for leave to appeal to the Michigan Court of Appeals. That application was denied. Hendrix then filed an application for leave to appeal to the Michigan Supreme Court. That application was denied as well. Finally, Hendrix moved to reopen this federal habeas action in the district court. The court granted the motion and ordered oral argument on Hendrix's Fifth Amendment claim. In supplemental briefing, the State conceded for the first time that the admission of Hendrix's September 8, 2006 statements was erroneous. It maintained, however, that the error was harmless.
The district court disagreed. Concluding that Hendrix was entitled to relief on his Fifth and Sixth Amendment claims, the court issued a conditional writ of habeas corpus, ordering the State to either take action within 90 days to afford Hendrix a new trial or unconditionally release him from custody.
Hendrix v. Palmer
,
II. ANALYSIS
A. Standard of review
"In a habeas corpus appeal, we review the district court's legal conclusions de novo, but will not set aside its factual findings unless they are clearly erroneous."
Fleming v. Metrish
,
Under the AEDPA standard, a federal court may not grant habeas relief unless the state court's adjudication
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
B. The Michigan courts adjudicated Hendrix's claims on the merits, so AEDPA's elevated standard of review applies.
A threshold question is whether the Michigan courts adjudicated Hendrix's claims on the merits. This question is significant *918 because claims adjudicated on the merits in a state-court proceeding are reviewed under AEDPA's highly deferential standard. Hendrix argues that the Michigan courts did not adjudicate the merits of his Miranda and ineffective-assistance claims, but he makes no such argument regarding his other claims.
Hendrix presented his Miranda and ineffective-assistance claims to the Michigan Court of Appeals in documents titled "Appellant's Brief on Appeal" and "Motion to Remand." That court summarily denied the motion to remand "for failure to persuade the Court of the necessity of a remand at this time." Hendrix then filed a motion for reconsideration of the Miranda issue. The court summarily denied that motion as well.
Under binding precedent, the denial of Hendrix's motion to remand constituted an on-the-merits adjudication of the claims presented in that motion. "When a federal claim has been presented to a state court and the state court has denied relief, it may be presumed that the state court adjudicated the claim on the merits in the absence of any indication or state-law procedural principles to the contrary."
Harrington v. Richter
,
This court, in
Nali v. Phillips
,
Here, the same state court used substantially the same language to dispose of Hendrix's Miranda and ineffective-assistance claims. Based on Nali , those claims are deemed to have been adjudicated on the merits. We therefore review all of Hendrix's claims under AEDPA's elevated standard of review.
C. As the State now concedes, Hendrix's September 8, 2006 statements to the police were obtained in violation of his Fifth Amendment rights, making their admission at trial erroneous.
Hendrix argued throughout his direct appeal that the trial court erred in admitting Detective Hogan's testimony regarding Hendrix's September 8 statements. The State opposed that argument in the Michigan courts. But after Hendrix filed this federal habeas action, the State finally conceded-"after all this time," as the district court ruefully put it-that the trial court's admission of testimony regarding Hendrix's September 8 statements was erroneous.
Hendrix v. Palmer
,
The governing law is beyond dispute. A person "held for interrogation must be clearly informed" that he has the right "to remain silent," "to consult with a lawyer[,] and to have the lawyer with him during interrogation."
Miranda v. Arizona
,
Accordingly, "it is inconsistent with
Miranda
and its progeny for the authorities, at their instance, to reinterrogate an accused in custody if he has clearly asserted his right to counsel."
Edwards v. Arizona
,
A reinterrogation of the kind proscribed by Edwards is precisely what happened here. Hendrix invoked his Fifth Amendment rights on September 6, 2006, shortly after making several statements to the police. Detective Hogan nonetheless reapproached him two days later, administered a new set of Miranda warnings, and resumed the interrogation, ostensibly with Hendrix's consent, although Hendrix refused to sign a new advice-of-rights form. Because these actions by Detective Hogan violated the Edwards rule against reinterrogation, the trial court erred in admitting the testimony regarding Hendrix's September 8 statements. Whether this error was harmless is thus the dispositive question.
D. The erroneous admission of Hendrix's September 8, 2006 statements was not harmless; to the contrary, it had a substantial and injurious effect on his defense.
Not all constitutional errors that are brought to light on habeas review require reversal.
Jensen v. Romanowski
,
Under
O'Neal
, if the judge is certain that the error had no effect or only a small effect, the verdict must stand. But if the judge "is in grave doubt about whether a trial error of federal law had substantial and injurious effect or influence in determining the jury's verdict, that error is not harmless. And, the petitioner must win."
In conducting this inquiry, a court is prohibited from " 'stripping the erroneous action from the whole' and determining the sufficiency of what is left 'standing alone.' "
Ferensic v. Birkett
,
We agree with the district court's determination that the admission of testimony regarding Hendrix's September 8 statements was not harmless, and instead was likely to have had a substantial and injurious effect on his defense. In closing arguments, the prosecutor emphasized the significance of Hendrix's September 8 statements, describing them as "more important" than the September 6 statements because, by September 8, Hendrix had been informed that a woman was seriously injured during the minivan's theft, yet Hendrix still offered no alibi. (Hendrix had in fact, by September 8, had two days to mull over this information.) The prosecutor described Hendrix's silence in the face of this information as "defining." It "speaks a thousand words," he said, and is "like a thunderbolt from the sky" that says, "I did it."
As Hendrix argues, his September 6 statements were not as inculpatory as his September 8 statements because, at the point on September 6 when he invoked his Miranda rights, the police had not yet told him that a woman was seriously injured during the minivan's theft. If Hendrix did not commit the carjacking, then he presumably would have had no reason to know that he was driving a vehicle connected with a potential homicide. He therefore would have had less incentive to speak to the police about how he acquired the minivan. The police already knew that he was in possession of a stolen vehicle, so with respect to that offense, he had little to gain by providing more information. Moreover, if the September 8 statements had not been admitted into evidence, then Hendrix could have explained his September 6 statements by saying "I didn't know how much trouble I was in." The State's case against Hendrix thus drew substantial force from the argument that Hendrix knew on September 8 that he might be charged with murder, yet he offered no alibi.
And what Hendrix did say during the September 8 interview further prejudiced his defense. For one thing, Hendrix asked Detective Hogan if he would be charged with murder. He thereby betrayed a kind of anxious curiosity that, absent a contemporaneous and persuasive denial of responsibility, is suspicious. After asking this question, Hendrix ended the interrogation, telling Detective Hogan: "I don't think I'm going to say anymore, because ... I don't want to get into anymore trouble." This statement, too, tends to suggest an anxiety-if not an expectation-that deeper trouble lay ahead.
Hendrix also told Detective Hogan that, on the day of the carjacking, he had been in Sterling Heights and had made a phone call from a 7-Eleven store. He also said: "[J]ust check with [the Detroit Police Department], they know the truth," and "DPD knows, check their video." These narrative fragments did nothing to aid Hendrix's defense. Instead, they presumably hurt his credibility because they appear to contradict each other. Sterling Heights, after all, is not within the jurisdiction of the Detroit Police Department, so the Detroit police would have had no reason to have a video of Hendrix if he actually had been in Sterling Heights at the time of the carjacking. And conversely, if the Detroit Police Department did have a video of Hendrix, then he was very unlikely to have been in Sterling Heights.
Hendrix's statement that he called his grandmother from a 7-Eleven store was also problematic for him because it was susceptible to being disproved. As the prosecutor pointed out in his closing argument, the existence of a phone call could *921 probably be confirmed with telephone records, but Hendrix presented no such records. And Detective Hogan testified that he had been unable to confirm that the 7-Eleven phone call actually occurred.
Viewed as a whole, Hendrix's September 8 statements were inculpatory because of their incoherence. They smack of nonsense. And what Hendrix did not say on September 8 was inculpatory as well. His failure to muster a credible alibi when he knew the gravity of his situation enabled the prosecutor to argue persuasively that Hendrix had no alibi because he was guilty. The force of that argument, as well as the amount of time that the prosecutor spent developing it in his closing argument, strongly supports the view that the erroneous admission of the September 8 statements likely had a substantial and injurious effect on Hendrix's defense. For these reasons, we agree with the district court's determination that the error of admitting the September 8 statements was not harmless.
E. The failure of Hendrix's trial counsel to challenge the admission of Hendrix's September 8 statements constituted ineffective assistance.
In
Strickland v. Washington
,
First, the defendant must show that counsel's performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the "counsel" guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
Whether counsel's performance was "deficient" under the first prong is determined by reference to "an objective standard of reasonableness"-specifically, "reasonableness under prevailing professional norms."
"A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at the time."
As to the second prong of the
Strickland
test, a petitioner must "affirmatively prove prejudice."
Strickland
,
AEDPA adds another layer of deference to our review.
See
1. Counsel's performance was deficient.
"[A] single, serious error may support a claim of ineffective assistance of counsel."
Kimmelman v. Morrison
,
In
Poindexter v. Booker
,
Hendrix's counsel in the present case was similarly unreasonable in failing to move to suppress the September 8 statements. The meritorious nature of a motion to suppress, under these circumstances, is clear from blackletter law.
See
Edwards v. Arizona
,
This is not a situation where, for example, an attorney decided not to call a witness whom he believed might expose his client to additional risks.
See
Davis
,
2. Counsel's error prejudiced Hendrix's defense.
The prejudice analysis is duplicative of the analysis previously conducted to determine if the statements' admission likely had a substantial and injurious effect on Hendrix's defense. This element is met as well, for all the same reasons.
Because counsel's failure to file an indisputably meritorious motion constituted deficient performance that prejudiced Hendrix's defense, counsel rendered ineffective assistance. The contrary decision of the Michigan Court of Appeals was unreasonable given the nature and effect of the constitutional violation. Hendrix is therefore entitled to habeas relief on his Sixth Amendment claim.
F. The prosecutor's comments on Hendrix's post- Miranda silence violated due process.
Hendrix also urges us to overturn the district court's holding that the prosecutor did not violate Hendrix's due-process rights by improperly commenting on his silence. Although the Fifth and Sixth Amendment violations discussed above by themselves entitle Hendrix to relief, we feel compelled to reach this due-process issue because it is likely to arise again if Hendrix is retried.
The State's position is that Hendrix did not remain silent after receiving his
Miranda
warnings. He instead spoke with Sergeants Ferguson and Muszynski shortly after his arrest on September 6, and he spoke with Detective Hogan on September 8. According to the State, Hendrix's decision to speak with the police entitled the prosecutor to comment on everything that Hendrix did
not
say. The district court accepted this argument and concluded that the prosecutor's remarks were not improper.
Hendrix v. Palmer
,
In
Doyle v. Ohio
,
The State's argument on this issue relies on
Anderson
. In
Anderson
, the defendant
*924
was arrested while in possession of the murder victim's car.
In a petition for a writ of habeas corpus, the defendant in
Anderson
argued that the discrepancy resulted from omissions in his initial statement.
But
Anderson
does not suggest, as the district court seemed to believe, that
Doyle
is inapplicable whenever a defendant chooses to speak; it simply teaches that "
Doyle
does not apply to cross-examination that merely inquires into prior inconsistent statements."
But the district court relied on this remark without appreciating that
Crowder
considered
Anderson
's significance under circumstances far different from those here. In
Crowder
, the defendant received
Miranda
warnings from a Kentucky State Police officer who questioned him at the crime scene, weeks before his arrest.
The snippet from
Crowder
that "the
Doyle
rule has no application unless the defendant has remained silent" is therefore unhelpful here because it is incomplete.
See
*925
But that is not the law. Although
Anderson
stated that "a defendant who voluntarily speaks after receiving
Miranda
warnings has not been induced to remain silent," it also explained that such a defendant "has not remained silent" only "
[a]s to the subject matter of his statements
."
Anderson
,
Under
Anderson
, the crucial question is whether the prosecutor's comments at trial were "designed to draw meaning from silence," which is constitutionally prohibited, or whether they sought to "elicit an explanation for the prior inconsistent statement," which is permissible.
The Ninth Circuit's decision in
Caruto
clearly illustrates the distinction between exploring prior inconsistent statements and inviting the jury to derive meaning from the defendant's silence. In
Caruto
, the defendant was arrested for importing cocaine, which had been concealed in the gas tank of her pickup truck.
This court found a
Doyle
violation under similar circumstances in
Gravley v. Mills
,
*926
On appeal, Gravley argued that the prosecution's references to his post-
Miranda
silence violated his due-process rights. This court agreed.
The conduct of the prosecutor in the present case was just as violative of Doyle . During the State's case in chief, the prosecutor repeatedly invited Detective Hogan to comment on Hendrix's silence:
Q Now, as a detective, would you expect such a suspect knowing that the victim might die, to explain how he gained possession of the vehicle, if he's not the thief?
A Okay. If he's not the thief, yes.
Q Why would you expect him to tell you how he gained the vehicle if he's not the thief?
A If he's not the thief, then he's not the one that pushed the woman out of the car, he doesn't want to be blamed for the assault.
Q Do you find it noteworthy in any way that he refused to tell you where he was on September 5, 2006, at 6:45 p.m. or thereabouts?
A Yes.
Q Why is it noteworthy?
A Because I think he's afraid to admit that he's the one that actually pushed Mrs. Doen out of the vehicle.
These questions invited Detective Hogan to derive meaning from Hendrix's silence for the purpose of encouraging the jury to do the same. The prosecutor then elicited from Detective Hogan a tedious account of all that Hendrix did not say, making the prosecutor's improper intent even more obvious:
Q But, in a more general sense, if he had an alibi, somebody who could say he was with me at a restaurant and here are the receipts, would you expect him to tell you that?
A Yes. He would want me to know that.
Q If he had been with his mother, grandmother, would you expect him to tell you that?
A I would expect that.
Q So, what does it tell you as a detective that he didn't give you any information *927 about his whereabouts at the time of the carjacking?
A He does not want me to know where he was.
Q Now, sir, did he explain to you how he gained possession of the Caravan?
A No.
Q Did he say he bought it from a crack addict?
A No.
Q Did he say he found it abandoned on the street?
A No.
Q Did he say he found it abandoned on a highway?
A No.
Q Did he say it was a gift?
A No.
Q Any explanation other than being the thief?
A No.
Q If he's not the thief, would you expect him to tell you that?
A Yes.
Q Why?
A If he's not the thief, he's not going to want to be charged with a crime of that type of nature.
In his closing argument, the prosecutor again returned to the theme of Hendrix's silence, repeatedly and explicitly inviting the jury to find it inculpatory:
There is no doubt in this world that if [Hendrix] had an explanation for where he was at that time, on that day, we would know it. He would have told Sergeant Ferguson, and if not Sergeant Ferguson, he would have told Detective Hogan. When he can't tell where he is, what does that mean?
And again:
If you're not the person who took the car at Vineyards, you're going to be clambering [sic], be wailing. Detective, let me tell you what happened. This is how I got the car, Detective. I didn't want to say anything before, but here's how it happened. Never. Not one word. He says, oh, I don't want to say anymore, because it will get me into trouble.
And still again:
[T]he Defendant had an opportunity to tell us what happened on September 6 and September 8 and he didn't. His silence is defining, his silence speaks a thousand words. His silence in refusing to say from where he made the call, how he obtained the vehicle, and who he was with during the important times. That's like a thunderbolt from the sky. In other words, he's saying, I did it.
These remarks plainly invited the jury to infer Hendrix's guilt from his silence. The State's attempt to recharacterize them as somehow not relating to Hendrix's silence is totally disingenuous. Collectively, the prosecutor's questions when examining Detective Hogan and his remarks during closing argument reflect an intent to encourage the jury to derive meaning from Hendrix's silence, all in violation of
Anderson
.
See
G. The evidence presented at trial was sufficient to support Hendrix's conviction.
We now turn to the sufficiency of the evidence presented at trial. This issue is critical because, in order for Hendrix to be retried, the evidence presented must have been sufficient to support his conviction.
See
Burks v. United States
,
"[T]he Due Process Clause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged."
In re Winship
,
Another layer of deference applies, moreover, in the habeas context.
McGuire v. Ohio
,
An additional wrinkle concerns the role of erroneously admitted evidence in the sufficiency-of-the-evidence calculus-here, Hendrix's September 8 statements. A reviewing court "may consider the erroneously admitted testimony, as well as the properly admitted evidence, in reviewing the sufficiency of the evidence."
United States v. Quinn
,
In the present case, the Michigan Court of Appeals reasonably held that a rational factfinder could have found Hendrix guilty beyond a reasonable doubt. Perhaps most probative of Hendrix's guilt are the similarities between the carjacking of Gina Doen's Dodge Caravan and several prior vehicle thefts that Hendrix is known to have committed. These similarities include the area and method of the carjacking; the fact that Hendrix had previously stolen a pickup truck even as its owner clung to a door before being thrown off onto the pavement; the fact that Hendrix was found sitting in the Caravan in the *929 same Detroit neighborhood, far from his residence, to which he had recently driven two other stolen vehicles; and the testimony that drug addiction could explain Hendrix's modus operandi.
All of this evidence supports the conclusion that Hendrix was the carjacker in this case. Hendrix's implausible statement on September 6 that he did not know how he acquired the Caravan, and his continued refusal on September 8 to explain how he acquired it, even after being told that a woman had been critically injured during its theft, further support the conclusion that Hendrix committed the carjacking. (Of course, Hendrix's September 8 statements were improperly admitted,
see
supra
at 918-20, but, as noted above, they may still be considered for sufficiency purposes.) The Michigan Court of Appeals' decision that the evidence was sufficient to support Hendrix's conviction was therefore not unreasonable, as the district court correctly held.
See
Sufficient evidence to convict, of course, does not excuse the constitutional violations set forth above.
See
Quinn
,
III. CONCLUSION
For all of the reasons set forth above, we (1) AFFIRM the judgment of the district court granting Hendrix habeas relief based on his Fifth and Sixth Amendment claims; (2) REVERSE the district court's denial of Hendrix's Doyle claim; and (3) AFFIRM the holding of the district court that the evidence was sufficient to support Hendrix's conviction. Hendrix is therefore entitled to the habeas relief granted by the district court, but the State is entitled to retry him if it so desires, subject to the time constraint imposed by the district court.
Reference
- Full Case Name
- Joseph HENDRIX, Petitioner-Appellee/Cross-Appellant, v. Carmen PALMER, Warden, Respondent-Appellant/Cross-Appellee.
- Cited By
- 75 cases
- Status
- Published