Warren English v. Mary Berghuis
Opinion
Petitioner-Appellant Warren Edward English III ("English") appeals the district court's denial of his
I. Background of the Case
In 2006, English was convicted by a jury in Michigan's 45th Circuit of third-degree criminal sexual conduct, in violation of
At voir dire, the trial court had stated to the jury venire that an accused "has the right to a trial ... by a jury of [twelve] impartial persons ... " who "must be free as humanly possible, from bias, prejudice, or sympathy for either side." The court further announced that voir dire questions aimed "to find out if [each prospective juror] ha[d] any opinions or personal experiences that might influence [her] for or against the prosecution, the defendant, or any witnesses. One or more of these things could cause you to be excused."
Subsequent to the trial, at an evidentiary hearing held on September 29, 2006, "Juror A," a member of the jury that convicted English, revealed that her father had sexually abused her at age eight. Juror A stated that she heard and understood the judge's instruction to pay attention to questions and answers to other *808 jurors during voir dire, and that she did pay attention, but she only "vaguely" recalled certain jurors' testimony that they had suffered sexual abuse; those jurors' going into conference with the court outside the presence of the other jurors; and those jurors' subsequently being excused for cause. Asked whether she recalled that one or more jurors who indicated that they or a family member had suffered sexual assault had been "excuse[d] for cause," she said she "d[id]n't remember that happening." Juror A testified that the abuse had occurred "years ago," that she and her father had long since reconciled, and that "[w]hat had happened to me years ago happened to me years ago and I don't have a problem with it."
Juror A denied that she had attempted "to hide anything from the Court." When asked the reason for the nondisclosure, she said she must have "thought that there would have to be a conviction or that I would have had to went [sic] to the police" to report the abuse, in order for her to have been a victim in a criminal sense. However, Juror A stated that, when interviewed by the private investigator, she mistakenly thought she had revealed the abuse to the court. She also testified that she had "reconciled [with her abuser] many, many, many years ago," and that "[w]hat had happened to me years ago happened to me years ago and I don't have a problem with it."
English moved for a new trial based on juror misconduct; the motion was heard in a videotaped hearing on December 8, 2006 before Michigan Circuit Court for the 45th District. The court granted the motion, citing
People v. Manser
,
The prosecution appealed to the Michigan Court of Appeals, which reversed in a 2-1 decision on December 4, 2007 and reinstated English's conviction.
People v. English
, No. 269887,
The dissent 1 agreed with the majority that "a victim of sexual assault is not automatically excusable for cause," but felt the proper "remedy for the trial court's erroneous *809 analysis" was not reinstatement of the verdict, but rather "remand for reconsideration under the proper legal standard." Id. at *5 (White, J., concurring in part and dissenting in part). The dissent explained:
While the trial court erred in finding that the juror was excusable for cause simply because the juror had been sexually abused, it does not follow that the juror was not, in fact, excusable for cause. A trial court is not obliged to accept a juror's declaration that the juror is not biased if there is reason to doubt the assertion. Rather, a trial court must make its own determination, taking into account all the circumstances, including the juror's statements and demeanor, whether the juror can be fair and impartial. Here, the trial court should make a determination on remand, considering the circumstances of the voir dire, the later disclosure, the credibility of the juror's explanation and declaration of impartiality, and any other relevant factors.
Id.
English subsequently sought review from the Michigan Supreme Court, which denied English's application for leave to appeal using routine language on February 6, 2008.
People v. English
,
English then filed a habeas petition, which the district court dismissed without prejudice for failure to exhaust state-court remedies.
English v. Berghuis
, No. 1:08-CV-856,
In December 2008, English filed a motion for relief from judgment in state court, which the trial court denied. The court opined that the juror may have had at least "subconscious[ ]" bias but held that the court was bound by the Court of Appeals decision and lacked the authority to revisit the issue. The Michigan Court of Appeals and the Michigan Supreme Court denied discretionary review, using routine language.
On November 4, 2009, English filed a new § 2254 habeas petition in district court, which was dismissed on December 21, 2009 pursuant to Rule 4.
2
The district court also denied English a certificate of appealability ("COA"). English appealed and was granted a COA by this Court, solely as to the juror impartiality issue. On July 10, 2013, this Court reversed and remanded for further proceedings.
English v. Berghuis
,
We remanded to the district court for "determination of the adjudication question,
*810
applying the
Richter
/
Williams
rebuttable presumption," with "full briefing by the parties and a review of the complete state court record."
On remand, after briefing, the magistrate judge issued a report and recommendation ("R&R") recommending dismissing English's petition as without merit under either AEDPA deference or de novo review. Regarding the deferential AEDPA analysis, the magistrate judge incorporated the district court's reasoning from its denial of English's original habeas petition. Under de novo analysis, the magistrate judge concluded that English failed to establish either that Juror A deliberately concealed her having been a victim of sexual assault, or that she had actual bias. Over English's objections, the district court adopted the magistrate judge's R&R, holding that English had not shown that Juror A deliberately concealed her history, or demonstrated actual bias; the district court also declined to issue English a COA.
English subsequently sought a COA from this Court, which granted it on October 12, 2017. This Court found that "[r]easonable jurists could-and indeed have-disagreed on whether English was denied his right to a fair trial" because of Juror A's nondisclosure.
English v. Berghuis
, No. 16-2676 (6th Cir. Oct. 12, 2017) (order) at 3. Therefore, the Court concluded, English made "a substantial showing of the denial of a constitutional right."
II. Standard of Review
Under the AEDPA's amendment of the § 2254 habeas standard, a petitioner carries a heavy burden:
(d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim-
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
III. Analysis
A. Issue of Applicable Standard of Review
On § 2254 review of a state court decision, the reviewing court faces a crucial threshold question: whether the state court actually adjudicated the defendant's claim on the merits. If the court determines that the state court did so, AEDPA deference applies, as noted above.
See
The government contends that, in finding that English "ma[de] no showing that he was prejudiced by" Juror A's presence on the jury, "nor did the trial court make any such finding of prejudice,"
English
,
A reviewing court must apply a "strong but rebuttable" presumption that a federal claim was adjudicated on the merits by the state court-often referred to as "the
Richter
/
Williams
rebuttable presumption," after the two cases announcing it:
Harrington v. Richter
,
One circumstance permitting rebuttal of the presumption is where "the state standard is less protective" than the federal standard, or the state court "simply mentioned in passing or ... buried in a string cite" the federal constitutional provision or precedent.
Williams
,
Importantly, for AEDPA deference to apply, the state-court adjudication must have been "on the merits."
The Michigan Court of Appeals decision gives strong grounds for overcoming the presumption of adjudication. The opinion fails to reach the merits of English's claim, instead holding that the trial court erred in applying a presumption of automatic excusal of prospective jurors who had been victims of sexual assault from sexual-offense trials.
English
,
[b]y simply negating the trial court's ruling, without making its own finding as to whether Juror A was biased or otherwise excusable for cause, and without remanding for further proceedings under the proper legal standard, the [state] court of appeals appears to have left English's Sixth Amendment and state law claims unresolved as to their merits.
The conclusion that there was no adjudication on the merits certainly underlay the dissent on the Michigan Court of Appeals, with which two justices concurred in their own dissent on review by the Michigan Supreme Court: "While the trial court erred in finding that the juror was excusable for cause simply because the juror had been sexually abused, it does not follow that the juror was not, in fact, excusable for cause."
English
,
The government understandably points to the state appellate court's finding that English "ma[de] no showing that he was prejudiced by" Juror A's presence on the jury as reinforcing the presumption of adjudication. (Appellee's Br. at 18 (quoting
English
,
However, the source of the appellate court's use of the word "prejudice" is not the federal standard, but rather the Michigan standard from
People v. Daoust
: "[W]hen information potentially affecting a juror's ability to act impartially is discovered after the jury is sworn, the defendant is entitled to relief only if he can establish (1) that he was
actually prejudiced
by the presence of the juror in question or (2) that the juror was properly excusable for cause."
Even less tenably can it be argued that the court adjudicated English's federal claim.
Daoust
sets petitioners a higher bar and is thus "less protective,"
see
Williams
,
Because the state appellate court's use of the
Daoust
language implicitly invoked a "state standard ... less protective" than the federal standard, one of the circumstances rebutting the presumption of adjudication is met.
See
Williams
,
B. Sixth Amendment Right to an Impartial Jury
The fair trial right secured by the Sixth Amendment guarantees, in pertinent part, that an accused is entitled to "trial[ ] by an impartial jury." U.S. Const. amend. VI. The Supreme Court has held the right to jury trial in criminal cases "fundamental to our system of justice."
Duncan v. Louisiana
,
The legal framework for a claim of juror bias such as the one asserted here comes from
McDonough
,
The intentional or unintentional nature of a juror's omission has a crucial implication: where the omission was unintentional, the petitioner must show "actual bias," but where the omission was intentional, bias may be inferred.
Zerka v. Green
,
However, that conclusion overlooks evidence from the following components of the record: (1) questions, answers, and excusals *814 for cause on voir dire, which Juror A testified that she heard and observed, and (2) Juror A's testimony at the evidentiary hearing. The magistrate judge noted that "the judge did not initially ask whether any of the potential jurors had been a victim of a crime or sexually assaulted." In fact, a number of other pertinent statements and questions were articulated to the venire.
First, the trial court's statements to the venire at the outset of voir dire included not only at least one question about being a "victim or accused of a crime," but another underscoring the type of case involved-criminal sexual conduct. In addition, the prosecutor asked, "Knowing that this case deals with [criminal sexual conduct] charges, I know that the judge has brought it up, but is there anyone just because of the type of case it is, is going to have trouble sitting on this case?". The court also asked broadly about experiences that might affect impartiality:
[W]e need to find out if you have any opinions or personal experiences that might influence you for or against the prosecution, the defendant, or any witnesses. One or more of these things could cause you to be excused, in this particular case, even though you may otherwise be qualified as a juror. The questions may probe deeply into your attitudes, beliefs, and experiences . They are not meant to be an unreasonable prying into your private life. The law requires that we get this information so that an impartial jury can be chosen.
( Id. , PgID#612) (emphases added). If a juror preferred to raise a matter privately, she need only advise the court, and a private conference would be held in chambers.
Critically, in the presence of the jury pool, one prospective juror informed the trial court that she and her sister had been molested by her stepfather. A separate conference ensued, and then, back before the jury pool, the court stated: "[W]e have excused [the juror] for cause," 5 When asked by the trial court at the evidentiary hearing whether she recalled the juror stating that she had been molested by her stepfather, Juror A answered, "[v]aguely." She again answered, "[v]aguely," regarding whether she recalled the judge stating that there would be a private conference in chambers, and whether she recalled the judge returning to the courtroom and announcing that the juror had been excused for cause. ( Id. ). The court then restated the question, to which Juror A again responded with the word "vaguely" but expanded somewhat:
Q: [O]ne of the perspective [sic] jurors indicated that ... she and her sister were molested by the stepfather. Then after this outside conference, the judge came back and announced that [the juror] had been excused for cause. Do you recall something like that?
A: I really-it's been a while. Vaguely. I mean, I can't remember. A lot of people-a few people went in, I know that.
Juror A also testified, both at voir dire, and in the evidentiary hearing, that she paid attention throughout the voir dire *815 proceedings and listened to all questions and answers.
In addition, the record includes troubling testimony by Juror A at the evidentiary hearing, where she admitted that she failed to "disclose ... the history of sexual assault to the Court or to either of the lawyers at any time during the jury selection." In her testimony, Juror A made three, at least partly contradictory, assertions regarding her nondisclosure. First, Juror A stated that when she spoke with defense counsel's private investigator after the trial, 6 she thought she had disclosed the assault . She repeated at various points that "in [her] own mind, [she] thought that [she] had" disclosed. Indeed, she stated, in answer to the court's question regarding having thought that she had informed the court, "Yes, I did. Yes, I did, at the point that when I talked to [the private investigator] and even until now I'm not 100-."
Second, in answer to the court's question whether she "had thought about in [her] mind why [she] may not have provided this information to the Court," Juror A testified: "I believe that-I thought that there would have to be a conviction or that I would have had to went [sic] to the police or to [sic] authorities to report this." She also stated, earlier, that "[n]o one was prosecuted. I didn't talk to the police. I didn't talk to anybody."
Third, Juror A testified that she and her father "reconciled about this many, many, many years ago and I'm fine with this fact," and that "[w]hat had happened to me years ago happened to me years ago and I don't have a problem with it," presumably demonstrating her lack of bias regarding the subject matter of the trial.
The first and second statements, in particular, seem difficult to reconcile: it is unclear how a person can both be under the misapprehension that she has disclosed information in answer to a question, and also believe that that information was not germane to the question and therefore that she was not required to disclose it. Indeed, the statement, "I thought there would have to be a conviction ...," in purporting to give an account of the thought process leading to her nondisclosure, only makes sense as an explanation for not having disclosed the information. To complicate matters even more, the trial court asked Juror A, "So it's not that you didn't understand that that was an issue[;] you thought you had addressed that issue and raised it with everybody ... and let them know about it?". Juror A replied: "Yes." Thus, Juror A appeared to back away from her assertion, made at two separate points at the evidentiary hearing just moments before, that she believed that in the absence of her having gone to the police, a prosecution, or a conviction, she was under no duty to disclose her past sexual abuse.
As to the third statement-of having "reconciled" with the abuser, and no longer "hav[ing] a problem with" the incident-the Supreme Court instructs us that where a juror's impartiality "is placed in issue," and the juror swore that she could set aside her opinions and decide the case impartially, the question remains nonetheless whether "the juror's protestation of impartiality [should] have been believed.'"
Patton
, 467 U.S. at 1036,
While recognizing that "[Juror A] admittedly did not reveal her status as a sexual assault victim," an omission that "constituted a failure to honestly answer a material question during voir dire," the magistrate judge found it "not clear from the record that [Juror A] could fairly or reasonably have been expected to understand that her status as a victim was a matter which she was required to reveal." In support of this conclusion, the magistrate judge noted that "the trial judge only once"-and when jury selection was "well underway"-"asked a potential juror if he had been the victim of a crime." The magistrate judge also observed that "neither the judge nor the attorneys ever asked any potential juror whether she had been the victim of a sexual assault." However, the trial court explicitly informed the jury venire of the court's "need to find out if you have any ... personal experiences that might influence you for or against" a party or witness, and that some questions might "probe deeply into your attitudes, beliefs, and experiences." The court's broad phrasing of these instructions undercuts the magistrate judge's inference by casting a net wider than merely having been a witness or crime victim. Moreover, the excusal of a juror who had been molested by her stepfather-with no mention of prosecution or conviction-would have strongly suggested to Juror A that her sexual assault was relevant to the voir dire proceedings.
Two possible difficulties suggest themselves in connection with a court's finding of inferred or implied bias on the part of a juror. First, this Court has in the past noted that "the continued vitality" of the doctrine has been "called into question" by the Supreme Court.
Johnson v. Luoma
,
Second, the doctrine of presumed or implied bias may only be applied (if at all) "in 'extreme' or 'exceptional' circumstances."
Johnson
,
There are some extreme situations that would justify a finding of implied bias. Some examples might include a revelation that the juror is an actual employee of the prosecuting agency, that the juror is a close relative of one of the participants in the trial or the criminal transaction, or that the juror was a witness or somehow involved in the criminal transaction. Whether or not the state proceedings result in a finding of "no bias," the Sixth Amendment right to an impartial jury should not allow a verdict to stand under such circumstances.
Smith
,
Respondent contends that, "[w]hile English argues that it is likely that Juror A made a conscious decision to conceal her prior history of abuse ..., the trial court credited Juror A's testimony that she did not intentionally withheld [ sic ] her prior assault." (Appellee's Br. at 18-19). The trial court did state, though, that "[J]uror A did not disclose ... even though she was asked about being a victim ... [of] sexual assault." The court further implied that Juror A did not "act[ ] pursuant to [her] oath ... [to] 'answer truthfully, fully and honestly' " all questions. While it is true that the trial court stated that Juror A "thought she had disclosed it," 7 the court did not find Juror A's protestations of lack of bias credible. The court merely acknowledged Juror A's "statement that her prior undisclosed experience of being a victim of sexual assault did not bias her ... in this sexual assault case," but nonetheless found that "it may subconsciously" do so.
Given the broadly phrased questions and statements by the court and prosecutor as to the scope of the voir dire inquiry, and the excusal for cause of a juror
8
who, in open court, referred to an experience broadly similar to Juror A's (sexual abuse at the hands of a paternal figure), and contrary to the district court's finding, the record does contain evidence that, in omitting material information on voir dire, Juror A did so deliberately. As this Court observed in prior proceedings in this litigation, "[d]ue to the material concealment [by Juror A], a finding of bias could have been readily inferred under
McDonough
."
English v. Berghuis
,
This Court has explained that, "[a]s a general rule, a defendant may excuse a juror for cause if 'the juror's views would prevent or substantially impair the performance of h[er] duties as a juror in accordance with h[er] instructions and h[er] oath.' "
Williams v. Bagley
,
Juror A's failure to disclose; the evidence that Juror A would have known that her past abuse was relevant at voir dire; and what appear to be striking inconsistencies
*818
in her account at the evidentiary hearing with respect to the non-disclosure, all point to deliberate concealment, permitting an inference of bias.
See
Zerka
,
IV. Conclusion
For the foregoing reasons, we REVERSE the judgment of the district court and REMAND to the district court with instructions to remand the case to the state court for further proceedings not inconsistent with this opinion.
The dissenting judge, Judge White, is now a member of this Court. She has recused herself from consideration of this case.
Rule 4 states, in relevant part: "If it plainly appears from the motion, any attached exhibits, and the record of prior proceedings that the moving party is not entitled to relief , the judge must dismiss the motion and direct the clerk to notify the moving party." Rules Governing Section 2254 Cases in the United States District Courts , Rule 4(b) (emphases added).
See infra section III.B.
As this Court noted, however, "[b]oth
Daoust
and
Manser
, the case relied upon by English in his motion for a new trial, have since been overruled by
People v. Miller
,
At least two other jurors were excused for cause relating to sexual assault. Four minutes after excusal of the juror who was molested by her stepfather, another juror stated in open court that her son had been accused of molesting a child. After a private conference, the venire was informed that that juror, too had been excused for cause. Four minutes after that excusal, another juror went into private conference, and was excused for cause, ( id. , PgID#652). This juror had been molested by a cousin, though this was not mentioned in open court. Juror A was questioned by the court one hour and fifteen minutes after the excusal of the juror who was molested by her stepfather.
For reference, voir dire for the trial was held on January 9, 2006; the interview with the private investigator was just under four months after voir dire , on May 2, 2006; and the evidentiary hearing was approximately nine months after voir dire , on September 29, 2006.
However, the trial court subsequently stated, in its order denying relief from judgment in view of the contrary decisions by the state appellate and high courts, merely that "Juror A testified that she thought she had told of the occurrence because she knew it was important."
The excusal for cause of that juror, who had been molested by a stepfather, occurred one hour and fifteen minutes before the questioning of Juror A. See supra note 5 and accompanying text.
M.C.R. 6.412 provides that the grounds for challenge to a juror in a criminal proceeding are those "set forth in M.C.R. 2.511(D) or for any other reason recognized by law." M.C.R. 6.412(D)(1). "If, after the examination of any juror, the court finds that a ground for challenging a juror for cause is present, the court on its own initiative should, or on motion of either party must, excuse the juror from the panel."
Reference
- Full Case Name
- Warren Edward ENGLISH, III, Petitioner-Appellant, v. Mary BERGHUIS, Warden, Respondent-Appellee.
- Cited By
- 35 cases
- Status
- Published