Kashiya Nwanguma v. Donald Trump
Opinion
*606 Plaintiffs participated in a Trump for President campaign rally in Louisville in March 2016 ... with the purpose of protesting. Perceived to be disruptive, they were unceremoniously ushered out after then-candidate Donald J. Trump said, "Get 'em out of here." Plaintiffs were pushed and shoved by members of the audience as they made their exit and now seek damages from Trump alleging his actions amounted to "inciting to riot," a misdemeanor under Kentucky law. The district court denied Trump's motion to dismiss the claim but certified its order for immediate interlocutory appeal. The court identified a two-part question for review: whether plaintiffs have stated a valid claim under Kentucky law and, if so, whether the First Amendment immunizes Trump from punishment under state law. We answer "no" to the first part, because plaintiffs' allegations do not satisfy the required elements of "incitement to riot." As to the second part, we hold "yes," Trump's speech enjoys First Amendment protection, because he did not specifically advocate imminent lawless action. The district court's denial of Trump's motion to dismiss the claim must therefore be reversed.
I. BACKGROUND 1
On March 1, 2016, a campaign rally was conducted at the Kentucky International Convention Center in Louisville. The rally was organized by defendant Donald J. Trump for President, Inc. ("the Trump campaign"), a Virginia corporation. During the rally, then-presidential candidate Donald J. Trump, a resident of New York, spoke for approximately 35 minutes. Plaintiffs in this action, Kashiya Nwanguma, Molly Shah and Henry Brousseau, all residents of Kentucky, attended the rally with the intention of peacefully protesting. Protesters' actions during Mr. Trump's address precipitated directions from Trump on five different occasions to "get 'em out of here." R. 1-1, Complaint at ¶ 32, Page ID 10. In response, members of the audience *607 assaulted, pushed and shoved plaintiffs, and Brousseau was punched in the stomach. Defendants Matthew Heimbach and Alvin Bamberger, Ohio residents and Trump supporters, were in the audience during the rally. They participated in the assaults on plaintiffs.
Less than two months later, plaintiffs filed their complaint in the Jefferson Circuit Court in Louisville, naming Trump, the Trump campaign, Heimbach, Bamberger, and an unknown woman who punched Brousseau as defendants. The complaint sets forth state law tort claims for battery, assault, incitement to riot, as well as negligence, gross negligence and recklessness. The Trump defendants immediately removed the action to federal court based on the parties' diversity of citizenship. They then moved to dismiss the claims against them for failure to state claims upon which relief can be granted. Fed. R. Civ. P. 12(b)(6).
The district court granted the motion in part and denied it in part.
Nwanguma v. Trump
,
II. ANALYSIS
A. Standard of Review
The order denying Trump's motion to dismiss is reviewed de novo.
Frank v. Dana Corp.
,
B. Incitement to Riot
Plaintiffs' Count III claim alleges that defendant Trump incited a riot, a misdemeanor *608 under the Kentucky Penal Code, Ky. Rev. Stat. § 525.040, actionable in damages under Ky. Rev. Stat. § 446.070. "A person is guilty of inciting to riot when he incites or urges five (5) or more persons to create or engage in a riot." Ky. Rev. Stat. § 525.040(1). "Riot," in relevant part, is defined as "a public disturbance involving an assemblage of five (5) or more persons which by tumultuous and violent conduct creates grave danger of damage or injury to property or persons...." Ky. Rev. Stat. § 525.010(5).
These statutory definitions implicate five elements: (1) incitement (2) of five or more persons (3) to engage in a public disturbance (4) involving tumultuous and violent conduct (5) creating grave danger of personal injury or property damage. The district court reasoned that the allegation that Trump directed his supporters to "get 'em out of here" satisfied the first two elements. Inasmuch as Trump's directive was nonspecific, it could plausibly have been directed to five or more persons. Insofar as "incites" appears in the statute alongside "urges," Trump's repeated express directive to "get 'em out of here" amounts to the requisite urging to action. Yet, as the district court recognized, where, as here, "incitement" is used in a criminal law, it refers to "[t]he act of persuading another to commit a crime."
Nwanguma
,
The district court's analysis of the latter three elements, however, is decidedly thin. The court characterized the factual allegations of the complaint as describing "a chaotic and violent scene in which a crowd of people turned on three individuals, and those individuals were injured as a result." Id . This, the district court held, is sufficient. The court correctly held that it was not necessary that a riot have actually ensued. Still, it stopped short of identifying what allegations supported a plausible finding that Trump, by words or actions, incited tumultuous and violent conduct posing grave danger of personal injury. In fact, the plausibility of such a finding is directly negated by plaintiffs' own allegation that Trump's "get 'em out of here" statement was closely followed by his admonition, "Don't hurt 'em." R. 1-1, Complaint at ¶ 34, Page ID 10. Defendants argue these words cannot possibly be interpreted as advocating a riot or the use of any violence.
The district court rejected this argument as an attempt to replace the
Twombly
/
Iqbal
plausibility standard with a probability standard. The court observed that "the plausibility of the Trump Defendants' explanation for Trump's statement 'does not render all other [explanations] implausible.' "
Nwanguma
,
*609 Focusing on the former statement, the district court held that it "implicitly" encouraged the use of violence. Id . at 727. Yet, even if "get 'em out of here," standing alone, might be reasonably construed as implicitly encouraging unwanted physical touching, the charge here is "inciting to riot." The notion that Trump's direction to remove a handful of disruptive protesters from among hundreds or thousands in attendance could be deemed to implicitly incite a riot is simply not plausible-especially where any implication of incitement to riotous violence is explicitly negated by the accompanying words, "don't hurt 'em." If words have meaning, the admonition "don't hurt 'em" cannot be reasonably construed as an urging to "hurt 'em."
Although the
Twombly
/
Iqbal
"plausibility standard is not akin to a 'probability requirement,' ... it asks for more than a sheer possibility that a defendant has acted unlawfully."
Iqbal
,
Accordingly, we hold that plaintiffs' allegations fail to make out a valid incitement-to-riot claim under Kentucky law. The words allegedly uttered by presidential candidate Donald Trump during his speech do not make out a plausible claim for incitement to engage in tumultuous and violent conduct creating grave danger of personal injury or property damage. Plaintiffs have thus failed to state a viable claim for incitement to riot. Moreover, any doubt about this conclusion is wholly dispelled by consideration of the constitutional protection Trump's speech enjoys under the First Amendment.
C. First Amendment Protection
In
Brandenburg v. Ohio
,
Under the Brandenburg test, only speech that explicitly or implicitly encourages the imminent use of violence or lawless action is outside the protection of the First Amendment. This looks like a close analogue for the kind of speech required to make out the charge of inciting to riot under Kentucky law. It follows that if we were to hold that plaintiffs' allegations do *610 state a plausible incitement-to-riot claim under Kentucky law, the claim might be expected to fall outside the protection of the First Amendment under the Brandenburg test. What comes with the constitutional standard, however, is an illustrative body of case law. And what this case law makes clear is that, even if plaintiffs' allegations could be deemed to make out a plausible claim for incitement to riot under Kentucky law, the First Amendment would not permit prosecution of the claim.
For instance, in
Bible Believers
, our court, sitting
en banc
, recently addressed offensive and grossly intolerant speech of self-described Christian evangelists preaching hate and denigration of Islam to a crowd of Muslims at the Arab International Festival in Dearborn, Michigan. The court held the speech did not amount to incitement to riot under the
Brandenburg
test, despite the obviously explosive context, because it did not include "a single word" that could be perceived as encouraging, explicitly or implicitly, violence or lawlessness.
Nor is "the mere tendency of speech to encourage unlawful acts ... sufficient reason for banning it."
The district court considered our
Bible Believers
ruling and authorities cited in it and reached a different conclusion: "Based on the allegations of the complaint, which the Court must accept as true, Trump's statement at least 'implicitly encouraged the use of violence or lawless action.' "
Nwanguma
,
This very approach was rejected in
Hess v. Indiana
, where the Court reversed the judgment of the Indiana Supreme Court.
In other words, Hess teaches that the speaker's intent to encourage violence (second factor) and the tendency of his statement to result in violence (third factor) are not enough to forfeit First Amendment protection unless the words used specifically advocated the use of violence, whether explicitly or implicitly (first factor). Here, too, the district court, like the Indiana Supreme Court in Hess , placed too much weight on the second and third Brandenburg factors while slighting the key role of the first. Yet, it is undisputed that the speech plaintiffs would punish under Kentucky law must meet all three factors to avoid First Amendment free speech protection.
Plaintiffs maintain that assessment of Trump's words cannot be limited to their facial import; they must be evaluated in context. Their argument is not without support. In
Snyder v. Phelps
,
[T]he court is obligated to make an independent examination of the whole record in order to make sure that the judgment does not constitute a forbidden intrusion on the field of free expression. In considering content, form, and context, no factor is dispositive, and it is necessary to evaluate all the circumstances of the speech, including what was said, where it was said, and how it was said.
Of course, what is here alleged to constitute incitement to riot is just a few words, "get 'em out of here," repeated several times. The words were said at a campaign rally by the main speaker in response to disturbances caused by protesters. The words were self-evidently said in order to quell the disturbances by removing the *612 protesters. The words were directed to unidentified listeners in the Convention Center, among whom most were Trump supporters who were not sympathetic with the protesters. In the ears of some supporters, Trump's words may have had a tendency to elicit a physical response, in the event a disruptive protester refused to leave, but they did not specifically advocate such a response. As to how the offensive words were said, we know, most relevantly, by plaintiffs' own allegations, that the words were accompanied by the admonition, "don't hurt 'em." That this undercuts the alleged violence-inciting sense of Trump's words can hardly be denied.
In fact, Trump's admonition not to harm is analogous to the circumstance considered in Bible Believers as neutralizing the inciting tendency of words that were even more offensive in nature and delivered in an even more volatile context:
The only references to violence or lawlessness on the part of the Bible Believers were messages such as, "Islam is a Religion of Blood and Murder," "Turn or Burn," and "Your prophet is a pedophile." These messages, however offensive, do not advocate for, encourage, condone, or even embrace imminent violence or lawlessness. Although it might be inferred that the Bible Believers' speech was intended to anger their target audience, the record is devoid of any indication that they intended imminent lawlessness to ensue. Quite to the contrary, the Bible Believers contacted Wayne County prior to their visit, requesting that the [Wayne County Sheriff's Office] keep the public at bay so that the Bible Believers could "engage in their peaceful expression."
Bible Believers
,
In its examination of context, the
Snyder
Court, too, addressed offensive speech-opposition to homosexuality in the military-communicated by picketing signs in close proximity to a military funeral for a Marine killed on active duty in Iraq. Despite the sensitive context and the pain inflicted by the picketers' speech on the family of the fallen Marine, the Court held the speech was protected by the First Amendment. Because the speech was protected, its setting, or context, could not render it unprotected.
Snyder
,
Accordingly, our review of the content, form, and context of Trump's alleged words as a whole, per
Snyder
, reveals that his speech does not come within one of the "narrowly limited classes of speech" that do not enjoy First Amendment protection.
See
Hess
,
Finally, we note that the parties have devoted no little energy to the question whether the subject speech should be evaluated "objectively"-the Trump defendants arguing that it must, per Bible Believers , and plaintiffs insisting that's not what Bible Believers holds. The source of the controversy is a footnote:
*613 Incitement requires, in the view of some constitutional scholars, that "the words used by the speaker objectively encouraged and urged and provoked imminent action." 5 Ronald D. Rotunda & John E. Nowak, Treatise on Constitutional Law: Substance and Procedure § 20.15(d) (Online ed. May 2015) (Westlaw subscription) (citing Hess,414 U.S. 105 ,94 S.Ct. 326 ; Volokh, supra, Crime-Facilitating Speech ). Brandenburg 's plain language (reinforced by Hess ) requires that the words must, at minimum, implicitly encourage the use of force or lawlessness, or the undertaking of some violent "act"; therefore, we say so explicitly today with little fanfare.
Bible Believers
,
The Trump defendants may have thus overstated the significance of the footnote in arguing that the proper test is whether the speech objectively urged imminent action. On the other hand, the analysis in the
Bible Believers
ruling
does
reflect objective scrutiny of the subject speech. Insofar as the court reasoned that "[t]he hostile reaction of a crowd does not transform protected speech into incitement,"
The bottom line is that the analysis employed in Brandenburg , Hess , Snyder , and Bible Believers evidences an unmistakable and consistent focus on the actual words used by the speaker in determining whether speech was protected. Following these authorities, we hold that Trump's speech, too, is protected and therefore not actionable as an incitement to riot.
III. CONCLUSION
"Speech is powerful."
Snyder
,
Accordingly, the district court's denial of the Trump defendants' motion to dismiss this claim is REVERSED and the case is REMANDED for entry of an order dismissing the Count III claim against the Trump defendants.
*614 CONCURRENCE
HELENE N. WHITE, Circuit Judge, concurring.
Although the majority opinion elides salient details of Trump's speech that make this a closer case for me than for the majority and overemphasizes the legal significance of the "don't hurt 'em" statement, I nevertheless concur in the reversal because I agree that the allegations are insufficient to constitute incitement to riot under Kentucky Revised Statutes § 525.040.
Given our agreement that plaintiffs have failed to state a claim under Kentucky law, there is no need to reach the constitutional issue, and we should not offer our advisory opinion on whether if the speech had violated the incitement statute, it would nevertheless be protected by the First Amendment, thus rendering the statute unconstitutional as applied.
This fact summary is drawn from the allegations of the complaint, R. 1-1, Complaint, Page ID 5, accepted as true for purposes of this appeal. Plaintiffs have noted that Trump's speech at the Louisville rally was video-recorded and the recording may be viewed online at www.youtube.com. The Trump defendants object to consideration of the youtube video, arguing that it's not part of the record and was not before the district court when it made its ruling. We agree. The video is given no consideration in our analysis.
See
Bormuth v. County of Jackson
,
Plaintiffs argue, and the district court accepted, that their allegations of similar occurrences at other Trump for President rallies are properly considered as indicating Trump's intent to incite a riot in Louisville, notwithstanding the facially innocuous nature of his words. But here, as we assess the sufficiency of the pleadings, Trump's intent is not at issue. What is at issue is whether plaintiffs' allegations of Trump's words and actions at the Louisville rally (i.e., two short statements, the first of which was repeated several times) make out a plausible claim for incitement to riot.
Reference
- Full Case Name
- Kashiya NWANGUMA; Molly Shah; Henry Brousseau, Plaintiffs-Appellees, v. Donald J. TRUMP ; Donald J. Trump for President, Inc., Defendants-Appellants.
- Cited By
- 24 cases
- Status
- Published