Ky. Waterways Alliance v. Kentucky Util. Co.
Ky. Waterways Alliance v. Kentucky Util. Co.
Opinion of the Court
Pollutants can find their way into bodies of water in a variety of ways. Sometimes they travel by air and settle into lakes, rivers, oceans, and the like. Sometimes pipes dump pollutants directly into those waters. In this case, we consider pollution that reaches surface waters by way of subsurface water, or groundwater.
Appellee-Defendant Kentucky Utilities Company ("KU") burns coal to produce energy. It then stores the leftover coal ash in two man-made ponds. The plaintiffs here, two environmental conservation groups, contend that the chemicals in the coal ash are contaminating the surrounding groundwater, which in turn contaminates a nearby lake. They say that this conduct violates two separate federal statutes: the Clean Water Act ("CWA") and the Resource Conservation and Recovery Act ("RCRA").
With their first argument, we disagree. The CWA does not extend liability to pollution that reaches surface waters via groundwater. But RCRA does govern this conduct, and because the plaintiffs have met the statutory rigors needed to bring such a claim, the district court must hear it. We affirm in part and reverse in part.
I. BACKGROUND
A. Statutory Framework
We are tasked with interpreting two federal statutes in this case: the CWA and RCRA. As such, some background information on each statute is a helpful starting point.
CWA.
Congress passed the CWA in 1972 with the stated purpose of "restor[ing] and maintain[ing] the ... Nation's waters."
Congress enacted this program as a major overhaul to the CWA's predecessors, the 1948 Federal Water Pollution Control Act and the Water Quality Act of 1965. Under those two statutes, liability arose when pollutants in a given body of water exceeded certain levels. Once excess pollution was detected, enforcement authorities had to trace the pollution back to its source. Trouble was, tracing those excess levels back to a particular defendant's actions proved all but impossible-only one prosecution was levied under that regime.
See
S. Rep. No. 92-414 (1971),
as reprinted in
1972 U.S.C.C.A.N. 3668, 3672 ("The record shows an almost total lack of enforcement. Under this procedure, only one case has reached the courts in more than two decades."). To remedy that problem, Congress changed its focus from the receiving water to the discharging source.
Alongside the CWA's broad proscriptions, Congress also sought to "recognize, preserve, and protect the primary responsibilities and rights of States to prevent, reduce, and eliminate pollution [and] to plan the development and use ... of land and water resources."
As a means of enforcement, the CWA gives the EPA the power to issue orders and bring civil and criminal actions against those in violation of its provisions.
RCRA.
Enacted four years after the CWA, RCRA is designed to "promote the protection of health and the environment and to conserve valuable material and energy resources."
In order to meet its objectives, RCRA encourages states to develop plans to manage solid waste.
Similar to the CWA, RCRA allows the EPA and relevant state agencies to enforce the statute via civil or criminal actions.
As part of its rulemaking authority under RCRA, the EPA promulgated a formal rule in 2015 addressing disposal of coal combustion residuals from electric utilities that has been dubbed the "CCR Rule."
See
B. Factual Overview
KU operates the E.W. Brown Generating Station ("E.W. Brown"). E.W. Brown is a coal-burning power plant in Kentucky. Like all similar power plants, E.W. Brown burns coal in order to heat large amounts of water. The water turns into high-pressure steam and is funneled through pipes to a series of turbines connected to generators. The steam's pressure causes the turbines to spin, which, in turn, causes the generators to produce electricity. The steam passes through the turbines where more water is piped in to cool it and convert it back into condensed water. The condensed water then returns back to the start to repeat this cycle. Just as it sounds, the process uses a lot of water-both for power generation and to cool and condense steam. Water is also used to treat the coal waste generated from this process. As a result, most coal-burning power plants sit near bodies of water from which they draw for their power generation.
E.W. Brown is one such plant. It is located West of Kentucky's Dix River and adjacent to Herrington Lake, which was created by damming a portion of the Dix River. Herrington Lake is a large man-made lake, with a 4.6 square-mile footprint and a 35-mile span. It is a popular recreation destination for Kentucky residents. Since 1957, E.W. Brown has taken water from Herrington Lake in order to generate power for nearby residents.
The problem with burning coal to produce power is that the process also produces ash, or "coal combustion residuals" (commonly referred to as "CCRs"). Two forms of ash are generated by burning coal: (1) light-weight ash known as "fly ash" that is carried through the smokestacks and discharged into the air;
To dispose of coal ash, KU uses a "sluice" system-it combines the ash with lots of water and pipes that wastewater
into man-made ponds nearby.
The plaintiffs, two environmental groups: Sierra Club and Kentucky Waterways Alliance (collectively "Plaintiffs"), contend that groundwater flows cause the ash ponds to release pollutants into Herrington Lake.
Some background on groundwater and its flow is necessary. Groundwater is subsurface water that tends to migrate from high elevation to low elevation. Different subsurface materials allow passage of groundwater at different rates and in different volumes. For example, groundwater can hardly flow through clay, whereas it may pass quickly through fractured rock. Those types of terrain that facilitate groundwater movement-like fractured rock-are known as "aquifers," whereas relatively impermeable terrain-like clay-is known as an "aquitard."
Plaintiffs' concern is that the ash ponds are contaminating the nearby groundwater and that this groundwater flows into Herrington Lake, causing excess pollution. The problem is exacerbated, they say, by the fact that the ash ponds sit on top of an aquifer. Specifically, the two ash ponds were built on top of karst terrain. Karst is created when a highly-soluble subsurface rock, often limestone, erodes. This creates a series of caverns, sinkholes, tunnels, and paths. Plaintiffs argue that because the ash ponds sit atop karst terrain, the groundwater flows through it more quickly and more abundantly, thus increasing the rate of pollution into Herrington Lake.
Coal ash can pollute water with a number of different chemicals including, but not limited to, arsenic, lead, calcium, and boron. What caught Plaintiffs' attention in this case was another of those chemicals: selenium. Plaintiffs hired an ecotoxicology expert to test the water near E.W. Brown and he discovered elevated selenium levels in Herrington Lake and in the groundwater surrounding the coal ash ponds. He also found that the fish in Herrington Lake were already being harmed by the selenium levels. While selenium is healthy (indeed, necessary) in certain small amounts, too much of it can become extremely toxic for fish. Excess selenium accumulates in fish tissue, where it is passed to offspring through a parent's eggs. This can kill developing fish before they hatch or lead to deformities such as misshapen bones once they hatch Those deformities are often lethal. In short, selenium poisoning poses a critical problem for aquatic wildlife.
C. Regulatory Overview
In 2011, KU decided to convert its Main Ash Pond into a dry landfill. It submitted its application to do so to the Kentucky Department of Environmental Protection ("KDEP") in August 2011. KDEP required KU to monitor the groundwater surrounding the Main Ash Pond before it would issue a landfill permit. In 2013, KU submitted a report based on its testing that showed increased levels of certain chemicals in nearby areas. After reviewing the report, KDEP issued KU a permit to build the landfill, but it withheld the permit KU needed to operate it. To earn the operation permit, KDEP required KU to submit another plan outlining the actions it planned to take to treat contaminated groundwater and prevent further contamination. KU submitted that plan in February 2015 and, over Plaintiffs' objections, KDEP issued KU an operating permit for the landfill.
Displeased with that outcome, Plaintiffs notified the relevant parties that they intended to sue KU under both the CWA and RCRA. KDEP reviewed Plaintiffs' notice and their corresponding groundwater studies and determined that KU was in violation of its water pollution limits. It issued a Notice of Violation to that effect in January 2017. Kentucky's Energy and Environment Cabinet (the "Cabinet") and KU then entered into an "Agreed Order" in an effort to address the pollution problem. As required by the Agreed Order, KU submitted a "Corrective Action Plan" ("CAP") in April 2017. It outlined extensive monitoring that KU was required to conduct in order to track the progress of the pollution coming from the coal ash ponds. If those studies indicated that the pollution was not improving, the CAP contemplated additional remedial measures.
Unsatisfied, Plaintiffs filed their federal lawsuit in the Eastern District of Kentucky in July 2017. The district court dismissed both of Plaintiffs' claims. First, it rejected Plaintiffs' legal contention that the CWA covers pollution of this sort. Second, it held that Plaintiffs lacked standing on their RCRA claim because it could not redress a claim that was already being remedied by Kentucky's regulatory agencies. Since it concluded that Plaintiffs lacked standing, the district court held that it did not have jurisdiction to hear their claim.
II. ANALYSIS
We review the district court's order granting KU's motion to dismiss de novo.
U.S. Citizens Ass'n v. Sebelius
,
A. CWA Claim
A CWA claim comes to life when five elements are present: "(1) a
pollutant
must be (2)
added
(3)
to navigable waters
(4)
from
(5)
a point source
."
Consumers Power Co.
,
First, they argue that groundwater is a point source that deposits pollutants into Herrington Lake. This theory treats groundwater as if it were a pipe through which pollutants travel. Plaintiffs also argue that the karst terrain that carries the groundwater is a point source in that it amounts to a network of conduits through which pollutants flow. We refer to this theory as the "point source" theory.
Next, Plaintiffs adopt the so-called "hydrological connection" theory.
We reject both theories; the CWA does not extend its reach to this form of pollution. The text and statutory context of the CWA make that clear. In so holding, we disagree with the decisions from our sister circuits in
Upstate Forever v. Kinder Morgan Energy Partners, L.P.
,
Text.
To resolve this issue, the CWA's text is both a helpful starting place and a mandatory one.
See
Mich. Flyer LLC v. Wayne Cty. Airport Auth.
,
Plaintiffs' point source theory fails because neither groundwater nor the karst through which it travels is a point source under these definitions. While groundwater may indeed be a "conveyance" in that it carries pollutants,
see Convey
, Webster's Third New International Dictionary, Unabridged. 2018. Web. 21 Aug. 2018 ("[T]o bear from one place to another"; "[T]o transfer or deliver"), it is not "discernible," "confined" or "discrete." To be discernible, groundwater must be capable of being "recognize[d] or identif[ied] as separate or distinct."
Discern
, Webster's Third New International Dictionary, Unabridged. 2018. Web. 22 Aug. 2018. Similarly, it must be discrete, meaning it must "constitut[e] a separate entity" or "consist[ ] of distinct ... elements,"
Discrete
, Webster's Third New International Dictionary, Unabridged. 2018. Web. 22 Aug. 2018, and it must be confined, meaning "limited to a particular location,"
Confined
, Webster's Third New International Dictionary, Unabridged. 2018. Web. 22 Aug. 2018. But groundwater is none of those things. By its very nature, groundwater is a "diffuse medium" that seeps in all directions, guided only by the general pull of gravity.
See
26
Crown St. Assocs., LLC v. Greater New Haven Reg'l Water Pollution Control Auth.
, No. 3:15-CV-1439,
Plaintiffs' spin-off argument-that the karst underlying the coal ash ponds is a point source-fares no better. They contend that the soluble rock has given way to subsurface conduits and pipes, making the groundwater system discernible, confined, and discrete. But this argument still treats the groundwater system as the point source. All that differs between groundwater in the more traditional sense and groundwater in this case is the terrain through which it passes. As noted, some terrain allows for speedier groundwater flow (like karst); some is less conducive (like clay). The only difference is expediency. That groundwater may move more quickly through karst does not change that it is neither discernable, discrete, nor confined.
See
The CWA's text also forecloses the hydrological connection theory. The backbone of Plaintiffs' argument in favor of the hydrological connection theory is that the relevant CWA provision does not contain the word "directly." Because it only prohibits the discharge of pollutants "to navigable waters from any point source,"
First, the guidelines by which a CWA-regulated party must abide-the heart of the CWA's regulatory power-are known as "effluent limitations."
Moreover, the CWA addresses only pollutants that are added "
to
navigable waters
from
any point source."
Often, proponents of the hydrological connection theory turn to
Rapanos v. United States
,
The courts and litigants to have relied on
Rapanos
in support of the hydrological connection theory have erred for a number of reasons. Not the least of which is that
Rapanos
is not binding here: it is a four-justice plurality opinion answering an entirely different legal question.
See
Context.
This reading is strengthened in light of the CWA's other provisions and corresponding federal environmental laws. Invariably, courts that have adopted the hydrological connection theory rely heavily on the CWA's stated purpose of "restor[ing] and maintain[ing] ... the Nation's waters."
First, protecting navigable waters is only one of the CWA's expressly stated purposes. Just after declaring its intent to protect the "Nation's waters," the CWA makes clear that it is also designed to
"recognize, preserve, and protect the primary responsibilities and rights of States to prevent, reduce, and eliminate pollution, [and] to plan the development and use ... of land and water resources."
Second, turning to a statute's purpose is a "last resort of extravagant interpretation," because Congress does not "pursue[ ] its purpose at all costs."
Rapanos
,
In addition to the CWA's stated purposes, other environmental statutes demonstrate why adopting either of Plaintiffs' theories of liability would be untenable. Specifically, RCRA is designed to work in tandem with other federal environmental protection laws, including the CWA.
See
Reading the CWA to cover groundwater pollution like that at issue in this case would upend the existing regulatory framework. RCRA explicitly exempts from its coverage any pollution that is subject to CWA regulation.
What is more problematic, though, is the fact that, pursuant to RCRA, the EPA has issued a formal rule that specifically covers coal ash storage and treatment.
See
Our task is "not merely [to find] a reasonable interpretation, but the best one."
United States v. Zabawa
,
B. RCRA Claim
As discussed, the proper federal channel for Plaintiffs' complaint is RCRA. Fortunately for Plaintiffs, their complaint also alleges a RCRA violation. But unfortunately for them, the district court concluded that it lacked jurisdiction to hear that claim. Its reasoning was straightforward-it believed that the state had already implemented a plan designed to address the conduct about which Plaintiffs complained and thus it could not issue separate relief. In other words, the district court perceived that it could not redress the Plaintiffs' problems. Without a redressable claim, Plaintiffs lacked Article III standing, and the district court lacked jurisdiction. On appeal, KU urges us to affirm either because the district court lacked jurisdiction or because abstention was proper.
The motivation behind the district court's decision was sound: states are typically left to regulate their own environments and federal environmental regulatory statutes typically make room for state
regulation.
See, e.g.
,
Plaintiffs filed their RCRA suit under
Here, Plaintiffs have met the strictures of RCRA's citizen-suit provision. They have alleged (and supported) an imminent and substantial threat to the environment they have provided the EPA and Kentucky ninety days to respond to those allegations, and neither the EPA nor Kentucky has filed one of the three types of actions that would preclude the citizen groups from proceeding with their federal lawsuit, see id . Thus, the district court had jurisdiction to hear Plaintiffs' RCRA claim and erred in holding otherwise.
As the district court recognized, this case looks like a strong contender for
Burford
abstention at first glance.
See
Burford v. Sun Oil Co.
,
Because Plaintiffs have met the requirements needed to pursue a RCRA citizen suit, and because
Burford
abstention is inappropriate where Congress has already
considered which state actions should preclude federal intervention, the district court erred in holding that it lacked jurisdiction. The federal courts have jurisdiction over this RCRA claim and thus they must exercise it.
See
Colo. River Water Conservation Dist. v. United States
,
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district court's dismissal of Plaintiffs' CWA suit. The CWA does not impose liability on surface water pollution that comes by way of groundwater. However, we REVERSE the district court's dismissal of Plaintiffs' RCRA claim. Plaintiffs have met the statutory requirements to bring that suit, and the district court must entertain it. The case is REMANDED for further proceedings on that claim.
Forty-six states, including Kentucky, have taken advantage of this provision and administer the NPDES permitting program.
See
Under
Fly ash is otherwise regulated and not directly implicated in this lawsuit.
The two ash ponds are designed to discharge wastewater into Herrington Lake (by way of one of its nearby inlets, "Curds Inlet"). Those discharges are covered by NPDES permits and are not the subject of this litigation.
This theory has also been referred to as the "conduit" theory. See, e.g., Damien Schiff, Keeping the Clean Water Act Cooperatively Federal-or, Why the Clean Water Act Does Not Directly Regulate Groundwater Pollution, 42 Wm. & Mary Envtl. L. & Pol'y Rev. 447, 467-68 (2018).
The Second Circuit also heard argument on this issue recently.
26
Crown St. Assocs., LLC v. Greater New Haven Reg'l Water Pollution Control Auth.
, No 17-2426 (2d Cir. Apr. 18, 2018), ECF No. 165. The court subsequently issued a six-month stay pending settlement talks.
Indeed, in Plaintiffs' comments in opposition to KU's landfill permit, they pointed out that karst-related groundwater flows are "unpredictable."
It bears noting that even if there were some legal basis for the hydrological connection theory, Plaintiffs would still be required to identify a point source. Here, they contend that the coal ash ponds are point sources. We doubt the correctness of that position. A point source, by definition, is a "conveyance."
The Fourth Circuit recently reached the same conclusion, rejecting Sierra Club's argument that Dominion Energy's landfill and settling ponds served as point sources because they allow arsenic from coal ash to leach into the groundwater and then to navigable waters.
See
Sierra Club v. Va. Elec. & Power Co.
, No. 17-1952,
We conclude that while arsenic from the coal ash stored on Dominion's site was found to have reached navigable waters-having been leached from the coal ash by rainwater and groundwater and ultimately carried by groundwater into navigable waters-that simple causal link does not fulfill the Clean Water Act's requirement that the discharge be from a point source. By its carefully defined terms, the Clean Water Act limits its regulation under § 1311(a) to discharges from " any discernible, confined and discrete conveyance ."33 U.S.C. § 1362 (14) (emphasis added). The definition includes, "but [is] not limited to[,] any pipe, ditch, channel, tunnel, conduit, well, discrete fissure, container, rolling stock, concentrated animal feeding operation, or vessel or other floating craft." Id .; see also Consol. Coal Co. v. Costle ,604 F.2d 239 , 249-50 (4th Cir. 1979), rev'd in part sub nom . EPA v. Nat'l Crushed Stone Ass'n ,449 U.S. 64 ,101 S.Ct. 295 ,66 L.Ed.2d 268 (1980) (finding that "discharges which are pumped, siphoned or drained" fall within the definition of discharges from a "point source"); Appalachian Power , 545 F.2d at 1373 (concluding that "point source" pollution does not include "unchanneled and uncollected surface waters"). At its core, the Act's definition makes clear that some facility must be involved that functions as a discrete, not generalized, "conveyance."
"Conveyance" is a well-understood term; it requires a channel or medium-i.e., a facility-for the movement of something from one place to another. See Webster's Third New International Dictionary 499 (1961); The American Heritage Dictionary of the English Language 291-92 (1976); see also S. Fla. Water Mgmt. Dist. v. Miccosukee Tribe of Indians ,541 U.S. 95 , 105,124 S.Ct. 1537 ,158 L.Ed.2d 264 (2004) ("[A] point source need not be the original source of the pollutant; it need only convey the pollutant to 'navigable waters' " (emphasis added) ). If no such conveyance produces the discharge at issue, the discharge would not be regulated by the Clean Water Act, though it might be by the RCRA, which covers and regulates the storage of solid waste, including coal ash, and its effect on groundwater.
[t]his understanding of the Clean Water Act's point-source requirement is consistent with the larger scheme of pollution regulation enacted by Congress. In regulating discharges of pollutants from point sources, Congress clearly intended to target the measurable discharge of pollutants. Not only is this revealed by the definitional text of "point source," but it is also manifested in the effluent limitation enforcement scheme that the Clean Water Act employs. The National Pollutant Discharge Elimination System Program and § 1311's enforcement scheme specifically rely on "effluent limitation[s]"-restrictions on the "quantities, rates, and concentrations" of pollutants discharged into navigable waters.33 U.S.C. § 1362 (11) (defining "effluent limitation"). And state-federal permitting programs under the Clean Water Act apply these precise, numeric limitations to discrete outfalls and other "point sources," see [ EPA v. California ex rel. Res. Control Bd ., 426 U.S. [200,] 205-08,96 S.Ct. 2022 ,48 L.Ed.2d 578 ... (1976), at which compliance can be readily monitored. When a source works affirmatively to convey a pollutant, the concentration of the pollutant and the rate at which it is discharged by that conveyance can be measured . But when the alleged discharge is diffuse and not the product of a discrete conveyance, that task is virtually impossible.
Id. at *6.
Indeed,
Rapanos
itself
limited
the scope of the CWA by interpreting the phrase "navigable waters" narrowly.
While we do not rely on it in reaching this conclusion, the CWA's legislative history suggests that Congress was at least aware of the connection between groundwater and surface water pollution but nevertheless chose not to regulate groundwater directly. In support of a CWA amendment which would directly regulate groundwater, Representative Aspin noted: "If we do not stop pollution of ground waters through seepage and other means, ground water gets into navigable waters, and to control only navigable water and not ground water makes no sense at all." 118 Cong. Rec. 10,666 (1972) (remarks of Rep. Aspin). The House rejected that amendment. 118 Cong. Rec. 10,669 (1972). The Senate rejected several similar amendments. See S. Rep. No. 92-414 (1971), as reprinted in 1972 U.S.C.C.A.N. 3668, 3739.
Concurring in Part
CONCURRING IN PART AND DISSENTING IN PART
Can a polluter escape liability under the Clean Water Act ("CWA"),
Plaintiffs have invoked the citizen-suit provision of the CWA, which provides that "any citizen may commence a civil action ... against any person ... who is alleged to be in violation of ... an effluent standard or limitation under this chapter[.]"
The broad sweep of a defendant's potential CWA liability is limited in two ways. First, Congress included a list of exceptions in § 1311(a) itself: the discharge of a pollutant is unlawful "[e]xcept in compliance with this section and sections 1312, 1316, 1317, 1328, 1342, and 1344 of this title." Second, Congress gave the phrase "discharge of a pollutant" a very specific definition: it means "any addition of any pollutant to navigable waters from any point source."
The majority argues that this standard cannot be satisfied when, as here, pollution travels briefly through groundwater before reaching a navigable water. Plaintiffs counter that such an exception has no statutory basis and would allow polluters to shirk their CWA obligations by placing their underground drainage pipes a few feet away from the shoreline. This case could have profound implications for those in this Circuit who would pollute our Nation's waters. And the issue is novel. This Court has never before considered whether the CWA applies in this context.
However, the Fourth and Ninth Circuits have. Both courts determined that a short journey through groundwater does not defeat CWA liability.
See
Upstate Forever v. Kinder Morgan Energy Partners, L.P.
,
The Supreme Court addressed this precise issue in
Rapanos v. United States
,
The Act does not forbid the "addition of any pollutant directly to navigable waters from any point source," but rather the "addition of any pollutant to navigable waters." [ 33 U.S.C.] § 1362(12)(A) (emphasis added); § 1311(a). Thus, from the time of the CWA's enactment, lower courts have held that the discharge into intermittent channels of any pollutant that naturally washes downstream likely violates § 1311(a), even if the pollutants discharged from a point source do not emit "directly into" covered waters, but pass "through conveyances" in between. United States v. Velsicol Chemical Corp. ,438 F.Supp. 945 , 946-947 (W.D.Tenn. 1976) (a municipal sewer system separated the "point source" and covered navigable waters). See also Sierra Club v. El Paso Gold Mines, Inc. ,421 F.3d 1133 , 1137, 1141 (C.A.10 2005) (2.5 miles of tunnel separated the "point source" and "navigable waters").
Id.
at 743,
Further, applying the CWA to point-source pollution traveling briefly through groundwater before reaching a navigable water promotes the CWA's primary purpose, which is to "restore and maintain the chemical, physical, and biological integrity of the Nation's waters."
it would hardly make sense for the CWA to encompass a polluter who discharges pollutants via a pipe running from the factory directly to the riverbank, but not a polluter who dumps the same pollutants into a man-made settling basin some distance short of the river and then allows the pollutants to seep into the river via the groundwater.
See
N. Cal. River Watch v. Mercer Fraser Co.
, No. C-04-
I have a very different view. In cases where, as here, a plaintiff alleges that a defendant is polluting navigable waters through a complex pathway, the court should require the plaintiff to prove the
existence of pollutants in the navigable waters and to persuade the factfinder that the defendant's point source is to blame-that the defendant is unlawfully "add[ing] ... any pollutant to navigable waters from any point source."
Instead, the majority holds that a plaintiff may never-as a matter of law-prove that a defendant has unlawfully added pollutants to navigable waterways via groundwater. For its textual argument, the majority refers us to the term "effluent limitations." This term, the majority says, is defined as "restrictions on the amount of pollutants that may be 'discharged from point sources
into
navigable waters.' " Maj. Op. at 934 (quoting with emphasis
The majority is way off the rails. First of all, "Congress 'does not alter the fundamental details of a regulatory scheme in vague terms or ancillary provisions-it does not, one might say, hide elephants in mouseholes.' "
Epic Sys. Corp. v. Lewis
, --- U.S. ----,
But more importantly, the majority's quoted definition of "effluent limitation" from § 1362(11) -the supposed origin of the loophole-is not relevant to this case. The citizen-suit provision uses the term "effluent standard or limitation"-not the term "effluent limitation."
See
It is therefore entirely unclear why the majority relies on the definition of "effluent limitation." That definition is simply irrelevant to this lawsuit. As a result, the majority's criticisms of the approach taken by the Fourth and Ninth Circuits miss the mark. Indeed, the Fourth Circuit analyzed the correct statutory text when it rejected the argument that the citizen-suit provision requires directness:
[t]he plain language of the CWA requires only that a discharge come "from" a "point source." See33 U.S.C. § 1362 (12)(A). Just as the CWA's definition of a discharge of a pollutant does not require a discharge directly to navigable waters, Rapanos ,547 U.S. at 743 ,126 S.Ct. 2208 , neither does the Act require a discharge directly from a point source, see33 U.S.C. § 1362 (12)(A). The word "from" indicates "a starting point: as (1) a point or place where an actual physical movement ... has its beginning ." Webster's Third New International Dictionary 913 (Philip Babcock Gove et al. eds., 2002) (emphasis added); see also The American Heritage Dictionary of the English Language 729 (3d ed. 1992) (noting "from" indicates a "starting point" or "cause"). Under this plain meaning, a point source is the starting point or cause of a discharge under the CWA, but that starting point need not also convey the discharge directly to navigable waters.
Upstate Forever
,
In addition, the majority fails to meaningfully distinguish Justice Scalia's concurrence in
Rapanos
, which made clear that the CWA applies to indirect pollution. It is true that
Rapanos
dealt with different facts. But it is irrelevant that the pollution in
Rapanos
traveled through point sources before reaching a navigable water, whereas the pollution in this case allegedly traveled through groundwater, which, according to the majority, is not a point source. In both cases, the legal issue is the same: whether the CWA applies to pollution that travels from a point source to navigable waters through a complex pathway.
See
Rapanos
,
Next, the majority warns that imposing liability would upset the cooperative federalism embodied by the CWA. On this view, the states alone are responsible for regulating pollution of groundwater, even if that pollution later travels to a navigable water. Wrong again. To be sure, the CWA recognizes the "primary responsibilities and rights of States" to regulate groundwater pollution.
Finally, the majority offers a narrow reading of the CWA because, in its view, a more inclusive reading would render "virtually useless" the Coal Combustion Residuals ("CCR") Rule under RCRA. Maj. Op. at 938. The majority notes that if a polluter's conduct is regulated through a CWA permit, then RCRA does not also apply. The majority therefore suggests that a straightforward reading of the CWA is incompatible with RCRA. The majority would gut the former statute to save the latter.
But the EPA has already dismissed the majority's concern. Indeed, the EPA issued federal regulations on this issue many decades ago. The EPA's interpretation is that the industrial discharge of waste such as CCR is subject to regulation under both RCRA and the CWA: RCRA regulates the way polluters store CCR, and the CWA kicks in the moment CCR enters a navigable waterway.
See
The EPA settled any doubts on this matter by publishing a detailed description of its rationale in the Federal Register.
See
The obvious purpose of the industrial point source discharge exclusion in Section 1004(27) was to avoid duplicative regulation of point source discharges under RCRA and the Clean Water Act. Without such a provision, the discharge of wastewater into navigable waters would be "disposal" of solid waste, and potentially subject to regulation under both the Clean Water Act and Subtitle C [of RCRA]. These considerations do not apply to industrial wastewaters prior to discharge since most of the environmental hazards posed by wastewaters in treatment and holding facilities-primarily groundwater contamination-cannot be controlled under the Clean Water Act or other EPA statutes.
Had Congress intended to exempt industrial wastewaters in storage and treatment facilities from all RCRA requirements, it seems unlikely that the House Report on RCRA would have cited, as justification for the development of a national hazardous waste management program, numerous damage incidents which appear to have involved leakage or overflow from industrial wastewater impoundments. See, e.g. , H.R. Rep. at 21. Nor would Congress have used the term "discharge" in Section 1004(27). This is a term of art under the Clean Water Act (Section 504(12) ) and refers only to the "addition of any pollutant to navigable waters", not to industrial wastewaters prior to and during treatment.
Since the comment period closed on EPA's regulations, both Houses of Congress have passed amendments to RCRA which are designed to provide EPA with more flexibility under Subtitle C in setting standards for and issuing permits to existing facilities which treat or store hazardous wastewater. See Section 3(a)(2) of H.R. 3994 and Section 7 of S.1156. See also S. Rep. No. 96-173, 96th Cong., 1st Sess. 3 (1979); Cong. Rec. S6819, June 4, 1979 (daily ed.); Cong. Rec. H1094-1096, February 20, 1980 (daily ed.). These proposed amendments and the accompanying legislative history should lay to rest any question of whether Congress intended industrial wastewaters in holding or treatment facilities to be regulated as "solid waste" under RCRA.
Contravening bedrock principles of administrative law, the majority bulldozes the EPA's interpretation of its own statutory authority without even discussing the possibility of deference. But "[w]e have long recognized that considerable weight should be accorded to an executive department's construction of a statutory scheme it is entrusted to administer, and the principle of deference to administrative interpretations."
Chevron, U.S.A., Inc. v. Nat. Res. Def. Council, Inc.
,
In Chevron , this Court held that ambiguities in statutes within an agency's jurisdiction to administer are delegations of authority to the agency to fill the statutory gap in reasonable fashion. Filling these gaps, the Court explained, involves difficult policy choices that agencies are better equipped to make than courts.
467 U.S. at 865-866 ,104 S.Ct. 2778 . If a statute is ambiguous, and if the implementing agency's construction is reasonable, Chevron requires a federal court to accept the agency's construction of the statute, even if the agency's reading differs from what the court believes is the best statutory interpretation.
Nat'l Cable & Telecomms. Ass'n v. Brand X Internet Servs.
,
For all these reasons, I believe the CWA clearly applies to the allegations in this case. Accordingly, I would join our sister circuits in holding that the CWA prohibits all pollution that reaches navigable waters "by means of ground water with a direct hydrological connection to such navigable waters[.]"
Upstate Forever
,
The other case is Case No. 17-6155, Tennessee Clean Water Network v. Tennessee Valley Authority .
The majority declines to reverse the district court's other finding that a coal ash pond is a point source under the CWA, but suggests disagreement in a footnote. The CWA defines "point source" as "any discernible, confined and discrete conveyance," including "any pipe, ditch, channel, tunnel, conduit, well, discrete fissure, container, rolling stock, concentrated animal feeding operation, or vessel or other floating craft, from which pollutants are or may be discharged."
The Fourth Circuit's approach is further misguided in that it conflicts with the broad interpretation that federal courts have traditionally given to the phrase "point source."
See, e.g.
,
Simsbury-Avon Pres. Club, Inc. v. Metacon Gun Club, Inc.
,
Reference
- Full Case Name
- KENTUCKY WATERWAYS ALLIANCE ; Sierra Club, Plaintiffs-Appellants, v. KENTUCKY UTILITIES COMPANY, Defendant-Appellee.
- Cited By
- 15 cases
- Status
- Published