Tenn. Clean Water Network v. Tenn. Valley Auth.
Tenn. Clean Water Network v. Tenn. Valley Auth.
Opinion
The court received a petition for rehearing en banc. The original panel has reviewed the petition for rehearing and concludes that the issues raised in the petition were fully considered upon the original submission and decision. The petition then was circulated to the full court. Less than a majority of the judges voted in favor of rehearing en banc.
Therefore, the petition is denied.
DISSENT
JANE B. STRANCH, Circuit Judge, dissenting from the denial of rehearing en banc.
In seeking to harmonize the Clean Water Act (CWA) and the Resource Conservation and Recovery Act (RCRA), the majority opinion in this case takes up an issue of exceptional importance. Its holding that the CWA does not apply to discharges of pollutants from coal ash ponds that reach surface waters after traveling through groundwater (1) relies on a single preposition that is not found in the CWA provision at issue and (2) is at odds with every other circuit and our own precedent. I therefore respectfully dissent from the denial of en banc review.
The district court concluded its 123-page opinion by explaining that, with the benefit of hindsight and decades of data, "it is difficult to imagine why anyone would choose to build an unlined [coal] ash waste pond in karst terrain immediately adjacent to a river." (R. 258, PageID 10,542) TVA does not contest the district court's factual finding that pollutants from these ash ponds reached a navigable river. Nor could it. TVA's expert "conceded that there is coal ash in the Cumberland River in the area surrounding the Gallatin Plant, as shown by TVA's own testing." (
Id.
, PageID 10,486) The danger of coal ash to riverine environments and to the communities that depend on that river is indisputable-and, indeed, the majority does not attempt to dispute it.
See
Tenn. Clean Water Network v. TVA
,
We need not look far to find a vivid example of how that danger affects Tennesseans. Just last month, an East Tennessee jury returned a verdict against Defendant TVA in a suit brought by the workers who cleaned up a 2008 coal ash spill. See Adkisson v. Jacobs Eng'g Grp., Inc. , No. 3:13-CV-00505, D.E. 408 (E.D. Tenn.). Media coverage of the case stated that 30 of the workers are dead and more than 250 are sick or dying. 1 And the problems did not end with the cleanup. Recent journalism reports that coal ash storage facilities established in the wake of that disaster are already leaking arsenic and radium into groundwater and that the EPA has found a spike in coal ash constituents in groundwater test wells. 2
This environmental issue reaches beyond Tennessee's problem with TVA's coal ash ponds. Many other types of installations pollute navigable waters via discharges to groundwater.
See, e.g.
,
Upstate Forever v. Kinder Morgan Energy Partners, LP
,
That result is not mandated by statutory text. The only support the majority opinion finds in the text of the CWA is the word "into."
Tenn. Clean Water Network
,
The majority opinion's only other rationale is that "allowing the CWA to cover pollution of this sort would disrupt the existing regulatory framework" under RCRA.
Tenn. Clean Water Network
,
The majority's interpretation, on the other hand,
could
effectively nullify RCRA. The majority reasons that, if a coal ash pond received a CWA permit, it would be removed from RCRA's coverage.
In light of my disagreement with the two bases of the majority's decision, I do not think splitting from every other circuit that has considered this issue is warranted.
See
Upstate Forever
,
Though I appreciate the majority's acknowledgement of the importance of identifying some path to a remedy, I do not think it is accurate to conclude that "other environmental laws have been enacted to remedy" pollution that seeps from coal ash ponds into surface waters.
Tenn. Clean Water Network
,
APPENDIX
CLAY, Circuit Judge, dissenting. Can a polluter escape liability under the Clean Water Act ("CWA"),
I. Scope of the Clean Water Act
Plaintiffs have invoked the CWA's citizen-suit provision, which provides that "any citizen may commence a civil action ... against any person ... who is alleged to be in violation of ... an effluent standard or limitation under this chapter[.]"
The broad sweep of a defendant's potential CWA liability is limited in two ways. First, Congress included a list of exceptions in § 1311(a) itself: the discharge of a pollutant is unlawful "[e]xcept in compliance with this section and sections 1312, 1316, 1317, 1328, 1342, and 1344 of this title." Second, Congress gave the phrase "discharge of a pollutant" a very specific definition: it means "any addition of any pollutant to navigable waters from any point source."
The majority argues that this standard cannot be satisfied when, as here, pollution travels briefly through groundwater before reaching a navigable water. Plaintiffs counter that such an exception has no statutory basis and would allow polluters to shirk their CWA obligations by placing their underground drainage pipes a few feet away from the shoreline. This case could have profound implications for those in this Circuit who would pollute our Nation's waters. And the issue is novel. This Court has never before considered whether the CWA applies in this context.
However, the Fourth and Ninth Circuits have. Both courts determined that a short journey through groundwater does not defeat CWA liability.
See
Upstate Forever v. Kinder Morgan Energy Partners, L.P.
,
The Supreme Court addressed this precise issue in
Rapanos v. United States
,
The Act does not forbid the "addition of any pollutant directly to navigable waters from any point source," but rather the "addition of any pollutant to navigable waters." [ 33 U.S.C.] § 1362(12)(A) (emphasis added); § 1311(a). Thus, from the time of the CWA's enactment, lower courts have held that the discharge into intermittent channels of any pollutant that naturally washes downstream likely violates § 1311(a), even if the pollutants discharged from a point source do not emit "directly into" covered waters, but pass "through conveyances" in between. United States v. Velsicol Chemical Corp. ,438 F.Supp. 945 , 946-947 (W.D.Tenn. 1976) (a municipal sewer system separated the "point source" and covered navigable waters). See also Sierra Club v. El Paso Gold Mines, Inc. ,421 F.3d 1133 , 1137, 1141 (C.A.10 2005) (2.5 miles of tunnel separated the "point source" and "navigable waters").
Id. at 743 (plurality opinion) (emphasis in original). True, Justice Scalia's plurality opinion is not binding. But no Justice challenged this aspect of the opinion, and for good reason: the statutory text unambiguously supports it.
Further, applying the CWA to point-source pollution traveling briefly through groundwater before reaching a navigable water promotes the CWA's primary purpose, which is to "restore and maintain the chemical, physical, and biological integrity of the Nation's waters."
it would hardly make sense for the CWA to encompass a polluter who discharges pollutants via a pipe running from the factory directly to the riverbank, but not a polluter who dumps the same pollutants into a man-made settling basin some distance short of the river and then allows the pollutants to seep into the river via the groundwater.
See
N. Cal. River Watch v. Mercer Fraser Co.
, No. C-04-
I have a very different view. In cases where, as here, a plaintiff alleges that a defendant is polluting navigable waters through a complex pathway, the court should require the plaintiff to prove the existence of pollutants in the navigable waters and to persuade the factfinder that the defendant's point source is to blame-that the defendant is unlawfully "add[ing] ... any pollutant to navigable waters from any point source."
Instead, the majority holds that a plaintiff may never-as a matter of law-prove that a defendant has unlawfully added pollutants to navigable waterways via groundwater. For its textual argument, the majority refers us to the term "effluent limitations." This term, the majority says, is defined as "restrictions on the amount of pollutants that may be 'discharged from point sources
into
navigable waters.' " Maj. Op. at 11(quoting with emphasis
The majority is way off the rails. First of all, "Congress 'does not alter the fundamental
details of a regulatory scheme in vague terms or ancillary provisions-it does not, one might say, hide elephants in mouseholes.' "
Epic Sys. Corp. v. Lewis
, --- U.S. ----,
But more importantly, the majority's quoted definition of "effluent limitation" from § 1362(11) -the supposed origin of the loophole-is not relevant to this case. The citizen-suit provision uses the term "effluent standard or limitation"-not the term "effluent limitation."
See
It is therefore entirely unclear why the majority relies on the definition of "effluent limitation." That definition is simply irrelevant to this lawsuit. As a result, the majority's criticisms of the approach taken by the Fourth and Ninth Circuits miss the mark. Indeed, the Fourth Circuit analyzed the correct statutory text when it rejected the argument that the citizen-suit provision requires directness:
[t]he plain language of the CWA requires only that a discharge come "from" a "point source." See33 U.S.C. § 1362 (12)(A). Just as the CWA's definition of a discharge of a pollutant does not require a discharge directly to navigable waters, Rapanos ,547 U.S. at 743 ,126 S.Ct. 2208 , neither does the Act require a discharge directly from a point source, see33 U.S.C. § 1362 (12)(A). The word "from" indicates "a starting point: as (1) a point or place where an actual physical movement ... has its beginning ." Webster's Third New International Dictionary 913 (Philip Babcock Gove et al. eds., 2002) (emphasis added); see also The American Heritage Dictionary of the English Language 729 (3d ed. 1992) (noting "from" indicates a "starting point" or "cause"). Under this plain meaning, a point source is the starting point or cause of a discharge under the CWA, but that starting point need not also convey the discharge directly to navigable waters.
Upstate Forever
,
In addition, the majority fails to meaningfully distinguish Justice Scalia's concurrence in
Rapanos
, which made clear that the CWA applies to indirect pollution. It is true that
Rapanos
dealt with different facts. But it is irrelevant that the pollution in
Rapanos
traveled through point sources before reaching a navigable water, whereas the pollution in this case traveled through groundwater, which, according to the majority, is not a point source. In both cases, the legal issue is the same: whether the CWA applies to pollution that travels from a point source to navigable waters through a complex pathway.
See
Rapanos
,
Next, the majority warns that imposing liability would upset the cooperative federalism embodied by the CWA. On this view, the states alone are responsible for regulating pollution of groundwater, even if that pollution later travels to a navigable water. Wrong again. To be sure, the CWA recognizes the "primary responsibilities and rights of States" to regulate groundwater pollution.
Finally, the majority offers a narrow reading of the CWA because, in its view, a more inclusive reading would render "virtually useless" the Coal Combustion Residuals ("CCR") Rule under the Resource Conservation and Recovery Act ("RCRA"). Maj. Op. at 13. The majority notes that if a polluter's conduct is regulated through a CWA permit, then RCRA does not also apply. The majority therefore suggests that a straightforward reading of the CWA is incompatible with RCRA. The majority would gut the former statute to save the latter.
But the EPA has already dismissed the majority's concern. Indeed, the EPA issued federal regulations on this issue many decades ago. The EPA's interpretation is that the industrial discharge of waste such as CCR is subject to regulation under both RCRA and the CWA: RCRA regulates the way polluters store CCR, and the CWA kicks in the moment CCR enters a navigable waterway.
See
The EPA settled any doubts on this matter by publishing a detailed description of its rationale in the Federal Register.
See
The obvious purpose of the industrial point source discharge exclusion in Section 1004(27) was to avoid duplicative regulation of point source discharges under RCRA and the Clean Water Act. Without such a provision, the discharge of wastewater into navigable waters would be "disposal" of solid waste, and potentially subject to regulation under both the Clean Water Act and Subtitle C [of RCRA]. These considerations do not apply to industrial wastewaters prior to discharge since most of the environmental hazards posed by wastewaters in treatment and holding facilities-primarily groundwater contamination-cannot be controlled under the Clean Water Act or other EPA statutes.
Had Congress intended to exempt industrial wastewaters in storage and treatment facilities from all RCRA requirements, it seems unlikely that the House Report on RCRA would have cited, as justification for the development of a national hazardous waste management program, numerous damage incidents which appear to have involved leakage or overflow from industrial wastewater impoundments. See, e.g. , H.R. Rep. at 21. Nor would Congress have used the term "discharge" in Section 1004(27). This is a term of art under the Clean Water Act (Section 504(12) ) and refers only to the "addition of any pollutant to navigable waters", not to industrial wastewaters prior to and during treatment.
Since the comment period closed on EPA's regulations, both Houses of Congress have passed amendments to RCRA which are designed to provide EPA with more flexibility under Subtitle C in setting standards for and issuing permits to existing facilities which treat or store hazardous wastewater. See Section 3(a)(2) of H.R. 3994 and Section 7 of S.1156. See also S. Rep. No. 96-173, 96th Cong., 1st Sess. 3 (1979); Cong. Rec. S6819, June 4, 1979 (daily ed.); Cong. Rec. H1094-1096, February 20, 1980 (daily ed.). These proposed amendments and the accompanying legislative history should lay to rest any question of whether Congress intended industrial wastewaters in holding or treatment facilities to be regulated as "solid waste" under RCRA.
Contravening bedrock principles of administrative law, the majority bulldozes the EPA's interpretation of its own statutory authority without even discussing the possibility of deference. But "[w]e have long recognized that considerable weight should be accorded to an executive department's construction of a statutory scheme it is entrusted to administer, and the principle of deference to administrative interpretations."
Chevron, U.S.A., Inc. v. Nat. Res. Def. Council, Inc.
,
In Chevron , this Court held that ambiguities in statutes within an agency's jurisdiction to administer are delegations of authority to the agency to fill the statutory gap in reasonable fashion. Filling these gaps, the Court explained, involves difficult policy choices that agencies are better equipped to make than courts.467 U.S. at 865-866 ,104 S.Ct. 2778 . If a statute is ambiguous, and if the implementing agency's construction is reasonable, Chevron requires a federal court to accept the agency's construction of the statute, even if the agency's reading differs from what the court believes is the best statutory interpretation.
Nat'l Cable & Telecomms. Ass'n v. Brand X Internet Servs.
,
For all these reasons, I believe the CWA clearly applies to the pollution in this case. Accordingly, I would join our sister circuits in holding that the CWA prohibits all pollution that reaches navigable waters "by means of ground water with a direct hydrological connection to such navigable
waters[.]"
Upstate Forever
,
II. The Permit's Sanitary Sewer Overflow Provision
The permit prohibits "Sanitary Sewer Overflows," which it defines as "the discharge to land or water of wastes from any portion of the collection, transmission, or treatment system other than through permitted outfalls." (R. 1-2, permit, PageID# 79.) The district court found, and TVA no longer disputes, that the Complex discharges coal ash waste to groundwater through its unlined, leaking sides and bottoms. These discharges are not authorized by the permit. Therefore, Plaintiffs have proven a permit violation.
The majority avoids this result by overcomplicating the issue. Ignoring the plain text of the permit, the majority instead champions the EPA's standard definition of "Sanitary Sewer Overflow," which is narrow and arguably saves TVA from liability. This reasoning is perplexing. The EPA's definition should play no role in the legal analysis here because the permit itself defines "Sanitary Sewer Overflow." Indeed, TVA's permit expert conceded in the district court that the permit's definition is broader than the EPA's definition. Accordingly, this Court should apply the plain text of the permit's definition, as it would apply the plain text of any contract. This Court has no plausible authority or reason to substitute a definition provided in the permit with one drafted in a different context by a nonparty who has no relation to this case.
Further, the EPA's standard definition makes little sense in this context. As the majority recognizes, that definition applies only to sewage from sanitary sewer systems. But a coal ash pond is not a "sanitary sewer system." It does not contain "sewage." Consequently, interpreting the Sanitary Sewer Overflow provision to regulate sewage alone would render the provision meaningless. This Court should avoid such an interpretation, especially when the permit itself provides a definition that does not trigger any such concerns.
See
Gallo v. Moen Inc.
,
For these reasons, I would hold that the district court correctly ruled that the Complex's karst-related leaks violate the sanitary-sewer provision.
Conclusion
As set forth above, I believe that the CWA applies to TVA's indirect pollution of navigable waters and that TVA violated the permit's Sanitary Sewer Overflow provision. Because the majority disagrees as to both issues, I respectfully dissent.
See Jamie Satterfield, Jury: Jacobs Engineering Endangered Kingston Disaster Clean-up Workers , Knoxville News Sentinel (Nov. 7, 2018, 12:02 PM), https://www.knoxnews.com/story/news/crime/2018/11/07/verdict-reached-favor-sickened-workers-coal-ash-cleanup-lawsuit/1917514002/.
See Jamie Satterfield, Testing Reveals Groundwater Contamination Threat from TVA's Kingston Coal Ash Landfill , Knoxville News Sentinel (Dec. 13, 2018, 5:00 AM), https://www.knoxnews.com/story/news/crime/2018/12/13/kingston-coal-ash-landfill-roane-county-groundwater-testing/2283487002/.
Indeed, the Environmental Protection Agency proposed the Coal Combustion Residuals (CCR) Rule pursuant to RCRA while acknowledging that the CWA governs discharges from coal ash ponds to surface waters.
See
Hazardous and Solid Waste Management System,
Neither of the cases TVA now cites as showing a circuit split stands for the proposition at issue here-that identifiable, measurable pollution that reaches surface waters after traveling through groundwater is not covered under the CWA.
Village of Oconomowoc Lake v. Dayton Hudson Corp.
holds only that the CWA does not "assert[ ] authority over ground waters, just because these may be hydrologically connected with surface waters."
The other case is Case No. 18-5115, Kentucky Waterways Alliance, et al. v. Kentucky Utilities Co.
The majority declines to reverse the district court's other finding that a coal ash pond is a point source under the CWA, but suggests disagreement in a footnote. The CWA defines "point source" as "any discernible, confined and discrete conveyance," including "any pipe, ditch, channel, tunnel, conduit, well, discrete fissure, container, rolling stock, concentrated animal feeding operation, or vessel or other floating craft, from which pollutants are or may be discharged."
The Fourth Circuit's approach is further misguided in that it conflicts with the broad interpretation that federal courts have traditionally given to the phrase "point source."
See, e.g.
,
Simsbury-Avon Pres. Club, Inc. v. Metacon Gun Club, Inc.
,
Reference
- Full Case Name
- TENNESSEE CLEAN WATER NETWORK ; Tennessee Scenic Rivers Association, Plaintiffs-Appellees, v. TENNESSEE VALLEY AUTHORITY, Defendant-Appellant.
- Status
- Published