Bolton v. Dep't of the Navy Bd. for Corr. of Naval Records
Bolton v. Dep't of the Navy Bd. for Corr. of Naval Records
Opinion
Plaintiff William G. Bolton petitioned Defendant Department of the Navy Board for Correction of Naval Records (BCNR) to expunge the summary-court martial from his military record based on his guilty plea to three military charges related to his arrest for driving while drunk on the Marine Corps Base Camp Lejeune, North Carolina. The BCNR held that it lacked the statutory authority to set aside the findings of a summary court-martial. Bolton challenged the BCNR's ruling in federal court. The district court granted the BCNR's motion to dismiss Bolton's amended complaint and he appealed to this court. We AFFIRM.
I. Background
A. Military Justice
The Uniform Code of Military Justice (UCMJ) has four methods for addressing offenses by servicemen: general courts-martial, UCMJ art. 18,
General and special courts-martial resemble judicial proceedings, nearly always presided over by lawyer judges with lawyer counsel for both the prosecution and the defense. General courts-martial are authorized to award any lawful sentence, including death. Art. 18 UCMJ, 10 U.S.C. [§] 818. Special courts-martial may award a bad-conduct discharge, up to six months' confinement at hard labor, forfeiture of two-thirds pay per month for six months, and in the case of an enlisted member, reduction to the lowest pay grade, Art. 19, UCMJ, 10 U.S.C. [§] 819.
By contrast, a nonjudicial punishment is less serious than a summary court-martial.
See Manual for Courts-Martial
,
United States
[ MCM] pt. V, para. 1.c. ("Nonjudicial punishment provides commanders with an essential and prompt means of maintaining good order and discipline and also promotes positive behavior changes in servicemembers without the stigma of court-martial conviction."); UCMJ art. 15,
The summary court-martial occupies a position between informal nonjudicial disposition under Art. 15 and the courtroom-type procedure of the general and special courts-martial. Its purpose, "is to exercise justice promptly for relatively minor offenses under a simple form of procedure." Manual for Courts-Martial P 79A (1969) (MCM). It is an informal proceeding conducted by a single commissioned officer with jurisdiction only over noncommissioned officers and other enlisted personnel. Art. 20, UCMJ, 10 U.S.C. [§] 820. The presiding officer acts as judge, factfinder, prosecutor, and defense counsel. The presiding officer must inform the accused of the charges and the name of the accuser and call all witnesses whom he or the accused desires to call. M P 79D (1). The accused must consent to trial by summary court-martial; if he does not do so trial may be ordered by special or general court-martial, or the case will be either dismissed or referred to a special or general court-martial.
The maximum sentence elements which may be imposed by summary courts-martial are: one month's confinement at hard labor; 45 days' hard labor without confinement; two months' restriction to specified limits; reduction to the lowest enlisted pay grade; and forfeiture of two-thirds pay for one month. Art. 20, UCMJ, 10 U.S.C. [§] 820.
Id
. at 32-33,
B. Facts and Procedural History
The following facts are taken from the amended complaint and attached exhibits, accepted as true for purposes of appeal. Bolton entered the Marine Corps on August *405 22, 2006. On August 6, 2010, he was arrested for speeding and driving under the influence on the base camp. Bolton was issued a U.S. District Court Violation Notice, a DD Form 1805, for driving while intoxicated, and an Armed Forces Traffic Ticket, a DD Form 1408, for speeding and driving while intoxicated. 1 Bolton was ticketed as driving eighty-two miles per hour in a fifty-mile per hour speed zone, with a blood alcohol content of 0.24. Bolton signed both tickets and acknowledged that he was required to appear before an on-base traffic court on August 13, 2010, as directed on the ticket.
Bolton was also informed that he would face court-martial under the following articles of the Uniform Code of Military Justice: (1) Article 89 (Disrespect of a Commissioned Officer); (2) Article 92 (Unregistered Firearm on Base); and (3) Article 111 (Driving Under the Influence). These charges were initially brought as a criminal prosecution pursuant to a special court-martial, but Bolton entered into a pre-trial agreement to resolve them by accepting a non-criminal summary court-martial, 2 based on advice by military defense counsel that all charges, including those assigned to the federal court, would be disposed of by the court-martial. He was not informed that his citation would still be heard by the base court.
As a result of this advice, Bolton did not appear at the base traffic court on August 13, 2010. He was convicted of driving under the influence, a violation of North Carolina General Statutes Section 20-138.1, and his on-base driving privileges were suspended. As a further result of the base court conviction, Bolton's driver's license was also administratively suspended effective November 4, 2010, by the state of North Carolina for a period of one year. The state of Ohio followed suit on November 24, 2010, but later removed the suspension.
Bolton's plea agreement was accepted on August 21, 2010. On August 30, 2010, Bolton pleaded guilty to all three military charges at the summary court-martial. As a consequence, he received a reduction in rank (by three pay grades), a forfeiture of $964, and fourteen days restricted confinement to the 3d Battalion, 2d Marine Regiment.
On October 1, 2010, Bolton completed his active duty service obligation and was honorably discharged. His discharge lists a reenlistment code of RE-1A, meaning that he was eligible to reenlist.
In 2015, Bolton filed a petition with the BCNR to have the summary court-martial expunged from his military record, claiming that he received inadequate legal counsel and was subject to multiple prosecutions for the same incident through the summary court-martial and the civilian courts. On September 21, 2016, the BCNR held that it did not have the statutory authority to set aside the findings of a summary court-martial. The BCNR also sua sponte reviewed the application for clemency, and based on "its review of [the] entire record and application, ... [including the] assertions of inadequate legal *406 counsel in [the] court-martial case," concluded that "the circumstances and serious nature of your misconduct did not warrant clemency in the form of changing the sentence awarded by the summary court-martial."
On December 8, 2016, Bolton filed a complaint in federal district court, and amended it on April 17, 2017. Bolton alleged that the BCNR's decision was arbitrary and capricious under
The district court dismissed the amended complaint on January 29, 2018. The court held that (1) Bolton did not state a claim for double jeopardy because neither the summary court-martial nor the base court conviction constituted a "criminal punishment" to which jeopardy attached; and (2) the BCNR did not have authority to grant Bolton's requested relief. In a footnote, the court observed that BCNR considered Bolton's petition as an application for clemency and denied it "with explanation." Bolton appeals.
II. Jurisdiction
Bolton sought judicial review of BCNR's decision under
III. Standard of Review
To survive a motion to dismiss under Fed. R. Civ. P. 12(b)(6), "a complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' "
Ashcroft v. Iqbal
,
Federal courts have the authority to review the decision of a military board of correction under the Administrative Procedure Act (APA).
*407
Notwithstanding, our review involves "an unusually deferential application of the 'arbitrary or capricious' standard" of the APA,
Kreis v. Secretary of the Air Force
,
[t]he statutory provisions at issue here draw a ... distinction between the objective existence of certain conditions and the Secretary's determination that such conditions are present. The Secretary, acting through the Board, "may correct any military record of that department when he considers it necessary to correct an error or remove an injustice,"10 U.S.C. § 1552 (a) (emphasis added), not simply when such action is necessary to correct an error or to remove an injustice.
Id
. at 1513 ;
see also
Although a correction board's decision to act is uniquely discretionary, it is still required to explain how it reached its decision.
Kreis
,
IV. Analysis
A. Statutory Authority
First, Bolton objects to the district court's conclusion that the BCNR lacks authority to correct an unjust court-martial. The BCNR's statutory authority is found in
The language of § 1552(f) mirrors Congress's desire to prevent military corrections boards from setting aside court-martials:
The bill adjusts the authority of the administrative boards established pursuant to10 U.S.C. § 1552 (Boards for the Correction of Military/Naval Records) and § 1553 (Discharge Review Boards). In view of the military justice appellate system these administrative bodies should not render legal judgments on the results of courts-martial by overturning, as a matter of law, findings or sentences of courts-martial. This task is the job of the appellate review system established by the UCMJ. Therefore, the bill limits the authority of these Boards, in reviewing courts-martial in the future, to acting on courts-martial sentences as a matter of clemency after exhaustion of remedies under the UCMJ.
S. Rep. No. 98-53, at 11 (1983). Congress wanted to make "it clear that the appellate procedures under the UCMJ provide the sole forum under title 10, United States Code, for a legal review of the legality of courts-martial."
Id.
at 36. Thus, the purpose of sub-section (f) was to limit the role of the BCNR, which "primarily involves a determination as to whether the sentences should be reduced as a matter of command prerogative (
e.g.
, as a matter of clemency) rather than a formal appellate review." H.R. Rep. No. 98-549, at 15 ;
see also
Numerous courts have abided by this clear statutory directive.
See, e.g.,
Cossio v. Donley
,
*409
Cothran v. Dalton
,
Thus, Bolton's reliance on
Baxter
and
Owings
is unavailing. The
Cooper
decision makes this clear. There the Federal Circuit Court of Appeals acknowledged that, prior to 1983, military record correction boards "could, if it considered it necessary to correct an error or remove an injustice, completely expunge all reference to a court-martial ever having occurred."
Cooper
,
Bolton argues that
United States v. Stoltz
,
B. APA Claim
Bolton attacks the BCNR decision as arbitrary and capricious. First, he claims that the summary court-martial was substantively unfair resulting in manifest injustice because he was (1) punished twice for the same infraction, and (2) unfairly induced to take a plea that forever bars him from reenlisting. Second, he alleges that the BCNR's decision was procedurally unreasonable because the BCNR (1) did not review a complete record, and (2) did not give him an opportunity to address the evidence it relied upon.
1.
Bolton argues that he was unfairly punished twice-both by the summary court-martial as well as a base court conviction (which led to a suspension of driving privileges in North Carolina as well). But the Double Jeopardy Clause "protects only against the imposition of multiple criminal punishments for the same offense,"
Herbert v. Billy
,
Bolton's base traffic court driving suspension is also not a criminal punishment as a matter of law. Marine Corps regulations authorize commanding officers or their designees to immediately suspend on-base driving privileges when a service member is suspected of driving under the influence on a military installation. MCO § 5110.1D, paras 2-4, 2-6c. The base traffic officer and base traffic court do not have authority to impose criminal punishment; their authority is limited to administratively suspending or revoking on-base driving privileges. MCO 5110.1D para. 2-6. Furthermore, once a member's on-base driving privileges are suspended or revoked, the state agency that issued the member's license and the North Carolina authorities must be notified. MCO 5110.1D para. 2-11.c.(2). Because Bolton was issued a DD Form 1408, he was required to appear before the base traffic officer or have his on-base driving privileges revoked. Camp Lejeune Base Order P5560.2M (Base Order) p.6-1 para. 2, p. 6-4 para. 5(a)(1). Bolton's DD Form 1408 listed the date and location to appear before the base traffic officer. Bolton signed his acknowledgement. Indeed, this court has rejected the claim that an administrative driving suspension is the primary evil that the Double Jeopardy Clause was designed to protect.
See
Herbert
,
2.
Next Bolton claims that he was "induced" to take a deal, which resulted in a de facto ban against re-enlistment, and that he was inadequately advised regarding his ability to re-enlist. There are several problems with this argument. First, Bolton did not raise the alleged bar against re-enlistment in his application before the BCNR. He has therefore waived this issue for review.
Wilson Air. Ctr., LLC v. F.A.A.
,
3.
Bolton contends that his sentence was procedurally flawed because "[t]he record upon which the [BCNR] issued its decision was incomplete and failed to include all relevant information in favor of [him]." He also contends that the BCNR failed to articulate a satisfactory explanation for its decision to deny him clemency.
*412
Bolton complains that "[t]here is no evidence that [his] full service record was transmitted to the [BCNR]," which would have included a written commendation from his Battalion Commander for a Navy Commendation Medal (which he did not ultimately receive), as well as "the rest of Bolton's distinguished service record." The BCNR responds that it "is not an investigative body."
It is not clear to this court how Bolton would know whether the Department of the Navy transferred a complete file to the BCNR. In fact, the record sent indicates that it is a "redacted copy of the administrative files."
9
Nonetheless, Bolton did not request clemency in his petition. Bolton's brief in support of correcting the military record asked the BCNR to remove "a Summary Court Martial for violations of UCMJ, Arts 89, 92, and 111 ... because he was inadequately informed of his legal rights and consequences of the plea agreement," which resulted in double punishment. Bolton's failure to make this argument before the BCNR means that it is waived.
See
Wilson Air. Ctr.
,
The BCNR considered clemency
sua sponte
. In "determin[ing] that the circumstances and serious nature of [Bolton's] misconduct did not warrant clemency in the form of changing the sentence awarded by the summary court-martial," the BCNR focused on a similar prior incident in August 2007, when Bolton was counseled about his underage drinking and lack of judgment, and his failure to reform. The BCNR noted that at that time Bolton was "provided recommended corrective action, advised of available assistance, and warned of the consequence of further deficiencies." The BCNR then observed that Bolton's civil conviction and the incident that led to the summary court-martial in 2010 was for reckless driving while intoxicated. Thus, the BCNR provided an adequate explanation for its decision to deny clemency based on factors it deemed most relevant. We cannot say that this decision was arbitrary or capricious.
See
Although the BCNR did not expressly mention "the rest of Bolton's distinguished service record," the military record provided to the BCNR included a list of Bolton's "Decorations Medals, Badges Citations *413 and Campaign Ribbons Awarded or Authorized" in his certificate of release from active duty. And, at the outset of its decision the BCNR stated that it "considered ... [Bolton's] application, together with all material submitted in support thereof, [ Bolton's ] naval record , and applicable statutes, regulations, and policies." Thus, Bolton has not demonstrated that the record before the BCNR was inadequate. Furthermore, the BCNR notified Bolton that it would reconsider its decision if he submitted new and material evidence within one year of its decision. He did not take that opportunity. Thus, his lament lacks merit.
4.
Bolton also complains that he was denied an opportunity present additional evidence at an oral hearing, namely evidence of a diagnosed sleep disorder that apparently caused Bolton to be counseled for underage drinking in 2007. But an applicant does not have a right to an oral hearing; the BCNR has discretion to rule on a petition without one.
See
C. Denial of Clemency
Bolton also argues that the BCNR's denial of his request for clemency was arbitrary and capricious. The BCNR responds that an agency action is not reviewable if it is "committed to agency discretion by law,"
Bolton suggests that clemency was warranted based upon his double jeopardy and ineffective assistance of counsel claims, but he fails to identify any law or standard establishing that these bases rendered the BCNR's denial of clemency arbitrary or capricious under the APA. Even so, the BCNR
did
consider clemency (noting that it had the authority to reduce the sentence awarded as a matter of clemency), and "determined that the circumstances and serious nature of [Bolton's] misconduct did not warrant clemency in the form of changing the sentence awarded by the summary court-martial." Bolton has failed to show that this decision was irrational. The record reflects that he was charged with multiple offenses, including driving under the influence, disrespecting a commissioned officer, and possessing an
*414
unregistered firearm. He admits that he committed these infractions. Although he argues that the latter two charges "arose directly out of the DUI arrest," they constitute entirely different conduct. Even if similar conduct, double jeopardy is not a problem because Congress intended separate punishments for these offenses.
See
White v. Howes
,
Under the extra-deferential standard we are obliged to apply in matters military, so as "not to interfere with legitimate [Navy] matters,"
Orloff
,
V. Conclusion
The district court correctly held that Bolton failed to state a plausible claim for relief under Fed. R. Civ. P. 12(b)(6). AFFIRMED .
The DD Form 1805 refers violations to the magistrate judge, and the DD Form 1408 refers traffic violations for administrative resolution under the base commander's authority. Marine Corps Order [MCO] 5110.1D para. 4-9 (22 May 2006).
Bolton struck a bargain with the military: withdrawal of charges at a special court-martial (with up to one year of confinement, a punitive bad conduct discharge, forfeiture of 2/3 pay for one year, and reduction to paygrade E-1, RCM 201(f) (2)(B)(i) ), for non-criminal sanctions (fourteen days' confinement, a reduction in rank and a forfeiture of $964, see RCM 1301(d) ), at a summary court-martial.
The statute provides:
With respect to records of courts-martial and related administrative records pertaining to court-martial cases tried or reviewed under chapter 47 of this title (or under the Uniform Code of Military Justice (Public Law 506 of the 81st Congress) ), action under subsection (a) may extend only to-
(1) correction of a record to reflect actions taken by reviewing authorities under chapter 47 of this title (or under the Uniform Code of Military Justice (Public Law 506 of the 81st Congress) ); or
(2) action on the sentence of a court-martial for purposes of clemency.
It is well-established that double jeopardy bars a subsequent civilian criminal prosecution for the same offense after a general or special court-martial.
See
United States v. Stoltz
,
Finally, Bolton's reliance on
United States v. Crank
is misplaced. There the defendants were prosecuted in federal court after waiving their right to court-martial in favor of nonjudicial punishment. Absent the waiver, double jeopardy would have limited punishment to either the military justice system through a court-martial or a civilian federal court, but not both.
United States v. Crank
, Nos. 1:11-cr-222, 1:11-cr-223, 1:11-cr-224, 1:11-cr-225, 1:11-cr-226,
As the BCNR explains in its brief, every summary court-martial is reviewed initially by a judge advocate. RCM 1112(a) (3) ("under regulations of the Secretary concerned, a judge advocate shall review: ... (3) [e]ach summary court-martial"); UCMJ art. 64,
Bolton acknowledges that "the reduction in rank, combined with his age, is a de facto bar to reenlistment."
Bolton relies on
Morrison v. Secretary of Defense
,
Bolton points out that the instruction on the application to the BCNR leads applicants to believe that their full-service records are reviewed, because instruction number six states in pertinent part that "[a]ll evidence not already included in your record must be submitted by you." ( See R. 16-3, ID# 212).
Reference
- Full Case Name
- William G. BOLTON, Plaintiff-Appellant, v. DEPARTMENT OF THE NAVY BOARD FOR CORRECTION OF NAVAL RECORDS, Defendant-Appellee.
- Cited By
- 12 cases
- Status
- Published