EMW Women's Surgical Ctr. v. Andrew Beshear
EMW Women's Surgical Ctr. v. Andrew Beshear
Opinion
Under
Roe v. Wade
,
*424
"The Ultrasound Informed Consent Act," also known as "House Bill 2" or "H.B. 2,"
1
is challenged by Plaintiffs-Appellees EMW Women's Surgical Center, P.S.C. and its associated physicians (collectively, "EMW") under the First Amendment, as incorporated against the States by the Fourteenth Amendment. EMW prevailed in the district court, which, in granting the complaint's first claim for relief under the First Amendment, applied heightened scrutiny to invalidate the statute and permanently enjoin enforcement of H.B. 2.
See
EMW Women's Surgical Ctr., P.S.C. v. Beshear
,
In
NIFLA
the Court clarified that no heightened First Amendment scrutiny should apply to informed-consent statutes like the abortion-informed-consent statute at issue in
Planned Parenthood of Southeastern Pennsylvania v. Casey
,
Because H.B. 2, like the statute in
Casey
, requires the disclosure of truthful, nonmisleading, and relevant information about an abortion, we hold that it does not violate a doctor's right to free speech under the First Amendment.
See
NIFLA
,
I.
H.B. 2 directs a doctor, prior to performing an abortion, to perform an ultrasound; display the ultrasound images for the patient; and explain, in the doctor's own words, what is being depicted by the images-for example, pointing out organs and whether the patient is pregnant with twins. KRS § 311.727. There is no requirement that the patient view the images or listen to the doctor's description. The doctor also must auscultate the fetal heartbeat but may turn off the volume of the auscultation if the patient so requests.
EMW sued General Beshear, Secretary Glisson, and Michael S. Rodman, who is Executive Director of the Kentucky Board of Medical Licensure. The parties cross-moved for summary judgment on the complaint's first claim for relief, styled "First Amendment Rights of Physicians." The district court ruled in favor of EMW and, as noted, permanently enjoined enforcement of H.B. 2. Executive Director Rodman does not appeal, but Secretary Meier, as Secretary Glisson's successor, seeks reversal of the judgment. General Beshear also defends H.B. 2 on appeal but argues that he is not a proper party to this case. We address first whether H.B. 2 violates doctors' First Amendment rights, then whether General Beshear is appropriately in this suit.
II.
We engage in de novo review of the district court's summary judgment.
McKay v. Federspiel
,
No material facts are in dispute here, so this matter turns on a pure question of law: does H.B. 2 compel a doctor's speech in violation of the First Amendment?
The First Amendment, applicable to the States through the Fourteenth Amendment,
see, e.g.
,
Gitlow v. New York
,
*426
Heightened scrutiny generally applies to content-based regulation of any speaker, including a physician or other professional.
See
NIFLA
,
We review H.B. 2 against the backdrop of thirty-five years of evolving Supreme Court precedent concerning the constitutionality of abortion-informed-consent statutes. In the 1980s, the Court invalidated some aspects of these laws. For example, in
City of Akron v. Akron Center for Reproductive Health, Inc.
,
In the early 1990s, the Supreme Court reversed course. In Casey , the Court effectively abrogated the holdings in Akron I and Thornburgh . The Casey joint opinion declared:
*427 To the extent Akron I and Thornburgh find a constitutional violation when the government requires, as it does here, the giving of truthful, nonmisleading information about the nature of the procedure, the attendant health risks and those of childbirth, and the "probable gestational age" of the fetus, those cases go too far, are inconsistent with Roe 's acknowledgment of an important interest in potential life, and are overruled.
Casey
,
The
Casey
plurality reasoned that "a requirement that a doctor give a woman certain information as part of obtaining her consent to an abortion is, for constitutional purposes, no different from a requirement that a doctor give certain specific information about any medical procedure."
Casey
,
Importantly too, in "depart[ing] from the holdings of
Akron I
and
Thornburgh
," the
Casey
plurality emphasized that a State may "further its legitimate goal of protecting the life of the unborn by enacting legislation aimed at ensuring a decision that is mature and informed,
even when in so doing the State expresses a preference for childbirth over abortion
."
Casey
,
We have long understood
Casey
as marking a shift toward greater respect for States' interests in informing women and protecting unborn life. For example, in
Women's Medical Professional Corp. v. Taft
,
[a] plurality of the justices in Casey recognized the weighty concerns of the state in "the protection of potential life" and reasoned that, although "the woman has a right to choose to terminate or continue her pregnancy before viability, it does not at all follow that the state is prohibited from taking steps to ensure that this choice is thoughtful and informed."
Recently, in
NIFLA
, a majority of the Supreme Court adopted the First Amendment analysis applied in
Casey
.
See
NIFLA
,
In both
NIFLA
and
Casey
, then, the Court clarified that the First Amendment has a limited role to play in allowing doctors to avoid making truthful mandated disclosures related to informed consent. Under the First Amendment, we will not highly scrutinize an informed-consent statute, including one involving informed consent to an abortion, so long as it meets these three requirements: (1) it must relate to a medical procedure; (2) it must be truthful and not misleading; and (3) it must be relevant to the patient's decision whether to undertake the procedure, which may include, in the abortion context, information relevant to the woman's health
*429
risks, as well as the impact on the unborn life.
See
NIFLA
,
Although much of the analysis in
Casey
addressed the plaintiffs' undue-burden claim, the joint opinion's First Amendment holding built upon its conclusion that the mandated informed-consent disclosures in that case met the criteria of being truthful, non-misleading, and relevant. Contrary to the Dissent's suggestion that we have "focused on the wrong provision of the Constitution," Dissent at 450, indeed we do address the relevant provision-the First Amendment.
Casey
and
NIFLA
recognize that First Amendment heightened scrutiny does not apply to incidental regulation of professional speech that is part of the practice of medicine and that such incidental regulation includes mandated informed-consent requirements, provided that the disclosures are truthful, non-misleading, and relevant.
See
Casey
,
III.
This First Amendment appeal, thus, turns on whether H.B. 2 shares the same material attributes as the informed-consent statute in
Casey
. If it does, then no heightened First Amendment scrutiny applies because, as
NIFLA
instructed, an informed-consent law like the
Casey
statute is a regulation of professional conduct that only incidentally burdens professional speech.
See
NIFLA
,
Does H.B. 2 relate to a medical procedure? Yes-abortion. Are the mandated disclosures truthful and not misleading? Yes-no one argues that the heartbeat, sonogram, or its description is false or misleading. We have previously held that similar information conveys objective medical facts. For example, in
United States v. Paulus
,
Students in biology, human-anatomy, and medical-school courses look at pictures or drawings in textbooks of both healthy and damaged cells, tissues, organs, organ systems, and humans because those pictures convey factual information about medical conditions and biological systems. The argument that a *430 picture of a specific person or part of a person is opinion because not every person or part of a person with that condition would appear the same way is unpersuasive.... People with the same illness can and often will suffer a variety of differing symptoms. But one wouldn't say that a list of symptoms characterizing a particular medical condition is nonfactual and opinion-based as a result.
That leaves the final question: are the mandated disclosures relevant to the patient's decision whether to abort unborn life? The Supreme Court's abortion precedent answers this question for us.
"Abortion is a unique act,"
Casey
,
With this background in mind, we hold that H.B. 2 provides relevant information. The information conveyed by an ultrasound image, its description, and the audible beating fetal heart gives a patient greater knowledge of the unborn life inside her. This also inherently provides the patient with more knowledge about the effect of an abortion procedure: it shows her what, or whom, she is consenting to terminate. That this information might persuade a woman to change her mind does not render it suspect under the First Amendment. It just means that it is pertinent to her decision-making.
See
Casey
,
The prevalence of ultrasound-use in pregnancy also underscores the relevance of the mandated sonogram of H.B. 2 to a woman's abortion decision. Ultrasounds are ubiquitous procedures that are a part of every pregnancy and, EMW concedes, every abortion. Oral Arg. at 23:53-24:10; R. 3-3, PageID 111, 112-13. Indeed, ultrasounds are "routine measures in pregnancy [and] viewed as 'medically necessary' for the mother and fetus."
Lakey
,
*431 id. at 455. Also, Kentucky is hardly alone among the States in finding ultrasounds to be relevant: according to amici , twenty-four other States have enacted informed-consent laws that involve ultrasounds. 8
Although
Casey
did not involve the displaying of an ultrasound, its facts are not "a constitutional ceiling for regulation of informed consent to abortion, [but] a set of principles to be applied to the states' legislative decisions."
Lakey
,
Sonograms of unborn life were uncommon when
Roe
was decided. Writing for
*432
the
Roe
Court, Justice Blackmun was limited by words on paper-sometimes using medieval descriptions such as "quickening" or "infused with a 'soul' or 'animated' "-to explain when life had been understood to come into being.
Roe
,
Under the lower level of scrutiny mandated by Casey and NIFLA , there is no burden placed on the State to justify that its prior regulation "was defective in facilitating informed consent" or that "H.B. 2 filled any gaps in existing informed-consent legislation," as the Dissent apparently believes the State must show, see Dissent at 456-57, 459-60. No such requirements were imposed on Pennsylvania to justify its statute in Casey . But even if the Commonwealth bore such a burden, it would easily meet it here. It is not difficult to conclude that the particularized visual and audible disclosures mandated by H.B. 2 provide more relevant information for informed consent than was provided by the less patient-specific, verbal and written disclosures of the earlier Kentucky abortion-informed-consent statute, KRS § 311.725.
In sum, H.B. 2, like the Pennsylvania statute in Casey , provides truthful, non-misleading, and relevant information aimed at informing a patient about her decision to abort unborn life. Therefore, although the statute requires doctors to disclose certain truthful and non-misleading information relevant to the abortion procedure, it does not violate their First Amendment rights because the required disclosures are incidental to the Commonwealth's regulation of doctors' professional conduct.
IV.
This result is in line with two other circuits that have faced First Amendment challenges to similar abortion-informed-consent statutes. The Fifth and Eighth Circuits read Casey , as well as Gonzales , to establish the same First Amendment test for truthful, non-misleading, and relevant informed-consent disclosures that we apply here.
In
Lakey
, the Fifth Circuit addressed a Texas informed-consent statute requiring the performance, display, and description of an ultrasound as well as the auscultation of the unborn life's heartbeat.
Tex. Med. Providers Performing Abortion Servs. v. Lakey
,
First, informed consent laws that do not impose an undue burden on the woman's right to have an abortion are permissible if they require truthful, non-misleading, and relevant disclosures. Second, such laws are part of the state's reasonable regulation of medical practice and do not fall under the rubric of compelling "ideological" speech that triggers First Amendment strict scrutiny. Third, "relevant" informed consent may entail not only the physical and psychological risks to the expectant mother facing this "difficult moral decision," but also the state's legitimate interests in "protecting the potential life within her."
Lakey
,
Applying this understanding of Casey , the Fifth Circuit held that requirements that doctors perform, display, and describe the ultrasound and auscultate the heartbeat-though more technologically advanced than the mandated disclosure that Casey allowed-were the "epitome" of truthful, non-misleading, and relevant information that Casey permits:
To belabor the obvious and conceded point, the required disclosures of a sonogram, the fetal heartbeat, and their medical descriptions are the epitome of truthful, non-misleading information. They are not different in kind, although more graphic and scientifically up-to-date, than the disclosures discussed in Casey -probable gestational age of the fetus and printed material showing a baby's general prenatal development stages. Likewise, the relevance of these disclosures to securing informed consent is sustained by Casey and Gonzales , because both cases allow the state to regulate medical practice by deciding that information about fetal development is "relevant" to a woman's decision-making.
Id. at 577-78 (emphasis added).
Because the Texas statute at issue in Lakey satisfied the criteria for an abortion-informed-consent statute (that is, the statute mandated only truthful, non-misleading, and relevant disclosures related to an abortion), the Fifth Circuit determined that no heightened scrutiny of the statute was warranted under Casey and reversed the district court's determination otherwise:
The [ Casey ] plurality response to the compelled speech claim is clearly not a strict scrutiny analysis. It inquires into neither compelling interests nor narrow tailoring. The three sentences with which the Court disposed of the First Amendment claims are, if anything, the antithesis of strict scrutiny. Indeed, the plurality references Whalen v. Roe [429 U.S. 589 ,97 S.Ct. 869 ,51 L.Ed.2d 64 (1977) ], in which the Court had upheld a regulation of medical practice against a right to privacy challenge. The only reasonable reading of Casey 's passage is that physicians' rights not to speak are, when part of the practice of medicine, subject to reasonable licensing and regulation by the State. This applies to information that is truthful, nonmisleading, and relevant ... to the decision to undergo an abortion.
....
Applying to [the statute] the principles of Casey 's plurality, the most reasonable conclusion is to uphold the provisions declared as unconstitutional compelled speech by the district court.
Id. at 575, 577 (cleaned up).
When faced with an analogous issue, the Eighth Circuit read the Supreme Court's
*434
precedent similarly. The Eighth Circuit's decision in
Rounds
involved a South Dakota informed-consent statute.
Planned Parenthood Minn., N.D., S.D. v. Rounds
,
Sitting en banc, the Eighth Circuit explained that Supreme Court precedent likely allowed the statute to stand because it mandated the doctor provide only "truthful, non-misleading information relevant to a patient's decision to have an abortion":
Casey and Gonzales establish that, while the State cannot compel an individual simply to speak the State's ideological message, it can use its regulatory authority to require a physician to provide truthful, non-misleading information relevant to a patient's decision to have an abortion, even if that information might also encourage the patient to choose childbirth over abortion. Therefore, Planned Parenthood cannot succeed on the merits of its claim that [the statute] violates a physician's right not to speak unless it can show that the disclosure is either untruthful, misleading or not relevant to the patient's decision to have an abortion.
The Fifth and Eighth Circuits' interpretations of Casey support our holding today. Like the statutes in those circuits' cases, H.B. 2 provides truthful, non-misleading, and relevant information for a decision whether to abort unborn life. Like these other circuits, we find no First Amendment infirmity.
V.
In challenging H.B. 2, EMW echoes Planned Parenthood's unsuccessful arguments in Casey . EMW contends that H.B. 2 warrants heightened scrutiny because it (1) compels ideological speech, (2) interferes with the doctor-patient relationship, and (3) emotionally affects patients.
Ideological Speech
.
Casey
forecloses EMW's attempt to invoke heightened scrutiny by claiming that H.B. 2 requires the doctors to engage in ideological speech. The statute in
Casey
required doctors to disclose facts about the abortion procedure, the unborn life within a patient,
*435
and options available to a patient if she carried that life to term. Planned Parenthood argued that the statute mandated ideological speech that warranted heighted scrutiny. Brief of Petitioners and Cross-Respondents,
Casey
,
The Fourth Circuit, however, disagreed that
Casey
forecloses the ideological argument. In
Stuart v. Camnitz
,
Stuart
's basis for applying heightened scrutiny is called into question by Supreme Court precedent.
Stuart
applied heightened scrutiny because the facts disclosed by a sonogram have "moral or ideological implications."
Instead, under
Casey
, what matters for First Amendment purposes is whether the disclosed facts are truthful, non-misleading,
*436
and relevant to the procedure, not whether they fall on one side of the debate, and not whether they influence a woman to keep the child.
Casey
,
After holding that the North Carolina statute compelled ideological speech, the Fourth Circuit in
Stuart
adopted a "sliding-scale" test first applied by the Ninth Circuit in
Pickup v. Brown
,
Nor did this test appear in
NIFLA
. In fact, the
NIFLA
Court, after citing the Ninth Circuit in
Pickup
as an example of "[s]ome Courts of Appeals" that "have recognized 'professional speech' as a separate category of speech that is subject to different rules,"
NIFLA
,
We therefore find that Stuart is unpersuasive in light of NIFLA , and we decline to follow the Fourth Circuit. 15 If at least one of the two exceptions noted in NIFLA applies, there is no Supreme Court authority for looking to whether the speech has ideological implications and applying a "sliding scale" that may result in intermediate scrutiny.
Doctor-Patient Relationship . As for EMW's second argument, H.B. 2 does not interfere with the doctor-patient relationship any more than other informed-consent laws. "[I]nformed consent is generally required for medical treatment,"
*437
Cruzan v. Director, Missouri Department of Health
,
The principle that informed-consent requirements may be created by law, as opposed to merely medical-profession custom, applies to all medical procedures, including abortion. As the Supreme Court has instructed, "an informed-consent requirement in the abortion context [is] 'no different from a requirement that a doctor give certain specific information about any medical procedure.' "
Gonzales v. Carhart
,
The district court cited testimony that the mandated disclosures of H.B. 2 are inconsistent with medical standards because (1) their mandatory nature-that is, the Commonwealth's requiring their actual disclosure rather than requiring their being offered to be disclosed-makes them contrary to the customary standard of care for informed consent, and (2) they provide information that the American College of Obstetricians and Gynecologists ("ACOG") and the National Abortion Federation do not consider to be necessary for informed consent.
See
EMW Women's Surgical Ctr.
,
As for the first point, most legally enacted informed-consent disclosures could be subject to the same criticism because they require the doctor to disclose, rather than simply offer to disclose, information. 17 The Casey plurality explained that States can require doctors to give information to patients about abortion just like it can require doctors to give information to an organ donor about that procedure.
*438
Casey
,
The second point considered significant by the district court-certain medical groups' views regarding whether a particular mandated truthful disclosure is necessary for informed consent-is not the type of evidence deemed material by the Supreme Court in reviewing abortion-informed-consent statutes. Indeed, the Supreme Court has upheld abortion regulations that were directly contrary to alleged medical-profession custom and that certain medical groups did not consider to be necessary-laws that those groups asserted were inconsistent with accepted standards of care for informed consent. For example, in
Casey,
the district court found that "[t]he informed consent requirements of the [Pennsylvania law] represent a substantial departure from the ordinary medical requirements of informed consent,"
Casey
,
Similarly, in
Gonzales
, the Court upheld a statute prohibiting a form of partial-birth abortions, despite the district court's factual findings that the law was contrary to certain medical-profession views, including that ACOG "told Congress several times that the procedure should not be banned,"
Carhart v. Ashcroft
,
*439
If the validity of an informed-consent law depended on whether doctors agreed with the law-or whether the law required disclosures that, with no law, the doctor would disclose anyway-there would be no need for the law to supplement custom.
See
Canterbury
,
The Dissent, therefore, is mistaken to argue that we "must naturally turn to the medical community" to ascertain the "contours of informed consent" to determine whether a regulation is in accord with "medical practice" or "medical purpose." Dissent at 449. Following that approach would require us, in effect, to hold that a State must surrender its authority to regulate informed consent to private parties. This method, however, would conflict with the Court's recognition in
Gonzales
that the State may regulate informed consent in the abortion context in the same way that it regulates informed consent in other medical contexts.
See
The reasoning in
Casey
also shows that H.B. 2 does not impermissibly infringe on abortion doctors' autonomy. Indeed, as noted, the
Casey
plurality overruled the Court's earlier holdings that requiring doctors to give certain information to all patients impermissibly intruded upon doctors' discretion.
See
Casey
,
To be sure, H.B. 2 does require the disclosure of truthful, non-misleading, and relevant facts that otherwise the doctor might not disclose. However, to the extent that it matters to the First Amendment analysis,
19
nothing prevents the doctor from informing the patient that the factual disclosures of H.B.2 are required by the Commonwealth rather than made by the doctor's choice.
See generally
Rust v. Sullivan
,
It is also true that H.B. 2 differs from the Pennsylvania statute in
Casey
in that H.B. 2 does not have an express provision, as did the
Casey
statute, excusing a doctor from providing the mandated disclosure "if he or she can demonstrate by a preponderance of the evidence, that he or she reasonably believed that furnishing the information would have resulted in a severely adverse effect on the physical or mental health of the patient."
Casey
,
Furthermore, H.B. 2 restricts no doctor from advising the patient to keep or abort the unborn life displayed or from providing any other opinion, medical or otherwise, that the doctor wishes to convey.
See generally
Wollschlaeger v. Governor of Fla.
,
Given these considerations, the requirements of H.B. 2 are no more of a regulation that departed from a medical group's definition of medical practice than the abortion-informed-consent law upheld in Casey and no more of a regulation of professional speech than many informed-consent and physician-disclosure laws enacted by Kentucky, other States, and the federal government. 20
Emotional Effect on Patients
. As for EMW's third argument-that the emotional effect of H.B. 2 on patients warrants heightened scrutiny-
Casey
again is instructive. In that case, the district court accepted Planned Parenthood's similar argument and held that the Pennsylvania informed-consent statute did not survive
*441
heightened scrutiny because the mandated information "will create the impression in women that the Commonwealth disapproves of the woman's decision" and "will create undesirable and unnecessary anxiety, anguish and fear."
Casey
,
Casey
thus implicitly recognized that discomfort to the patient from the mandated disclosure of truthful, non-misleading, and relevant information does not make an informed-consent law invalid under the First Amendment. Indeed, discomfort may be a byproduct of informed consent itself.
See generally
Gonzales
,
Providing sonogram and auscultation results to the patient furthers the State's legitimate interest, recognized in
Casey
, of ensuring that the patient understands the full implications of her decision, including the impact on unborn life. Under
Casey
, the State may decide that its interest in having the unborn life actually be seen and heard before being aborted, and potential negative emotional consequences to the patient from not having received that disclosure, justify the incidental regulation of professional speech and outweigh the risk of negative emotional impact on the patient from the disclosure (even assuming the latter consideration is relevant to the First Amendment analysis and was a permissible finding for summary judgment given the disputed factual record). This conclusion follows from
Casey
's reasoning that the State has "an important interest in potential life,"
Casey
,
It cannot be questioned that psychological well-being is a facet of health. Nor can it be doubted that most women considering an abortion would deem the impact on the fetus relevant, if not dispositive, to the decision. In attempting to ensure that a woman apprehend the full consequences of her decision, the State furthers the legitimate purpose of reducing the risk that a woman may elect an abortion, only to discover later, with devastating psychological consequences, that her decision was not fully informed.
Casey
,
EMW has offered no Supreme Court authority to contradict
Casey
's teaching. At oral argument, EMW cited only
Hill v. Colorado
,
More fundamentally, though,
Hill
is distinguishable because it did not involve informed consent to a medical procedure.
Hill
concerned speech to people on public streets and sidewalks within 100 feet of health-care facilities.
VI.
Finally, a few words in response to the Dissent's conclusion, based on physician testimony that is disputed by other physician testimony, 24 that H.B. 2 "would require *444 physicians to harm their patients with 'no medical purpose,' " id. at 449, and the Dissent's statement that "[i]t is transparent that furthering informed consent was not the aim of the Commonwealth-nor will it be achieved by H.B. 2," id. at 460.
First, in order to make the claim that informed consent is a pretextual and not the actual reason for H.B. 2, the Dissent engages in a methodology that we respectfully submit is inconsistent with Casey . The Dissent argues that "H.B. 2 is not coterminous with the medical practice of informed consent. It should not receive deferential review because it regulates the content of physician speech, not the practice of medicine." Dissent at 454.
The Dissent's approach departs from with how the
Casey
joint opinion reviewed the informed-consent statute in that case. The plurality considered mandated informed-consent disclosures regarding unborn life to be an incidental regulation of professional speech that
was
engaged in as "part of the practice of medicine."
NIFLA
,
Furthermore, the reasoning in
Casey
establishes that H.B. 2 does indeed legitimately facilitate informed consent and serve a medical purpose that does not harm the patient. To give the patient more information that is truthful, non-misleading, and relevant to a medical procedure is the epitome of ensuring informed consent.
See
Casey
,
VII.
Shifting from the First Amendment to the Eleventh, General Beshear argues that he is not a proper party to this matter. "[A] suit against state
*445
officials that is in fact a suit against a State is barred regardless of whether it seeks damages or injunctive relief."
Pennhurst State Sch. & Hosp. v. Halderman
,
State officials who are "clothed with some duty in regard to the enforcement of the laws of the state, and
who threaten and are about to commence proceedings
... to enforce against parties affected an unconstitutional act, violating the Federal Constitution, may be enjoined by a Federal court of equity from such action."
Ex parte Young
,
H.B. 2 and its penalty provision, in contrast with other statutes, do not delegate specific enforcement power to any single state actor. KRS §§ 311.727, 311.990(33). Multiple local prosecutors-the Commonwealth's and county attorneys-have the duty to enforce H.B. 2.
True, the Attorney General is "the chief law officer of the Commonwealth" with a responsibility to "exercise all common law duties and authority pertaining to the office of the Attorney General under the common law, except when modified by statutory enactment." KRS § 15.020. Kentucky law permits the Attorney General to defend a statute's constitutional validity, but it also gives her or him discretion. KRS § 418.075(1) ;
Commonwealth v. Hamilton
,
Each Commonwealth's attorney must "attend to all civil cases and proceedings in which the Commonwealth is interested in the Circuit Courts of [her or] his judicial circuit." KRS § 69.010(1). The county attorneys must do the same within their counties. KRS § 69.210(4)(a). Both must investigate the condition of unsatisfied judgments in their districts or counties. KRS §§ 69.040, 69.240. They also must "take all necessary steps, by motion, action, or otherwise to collect [them] and cause them to be paid into the State Treasury." KRS § 69.240 ; accord KRS § 69.040. When these attorneys fail to meet this mandate, and if the Department of Revenue submits a written request, then the Attorney General must bring an action to collect any unsatisfied judgments. See KRS § 15.060(3). The duty to enforce H.B. 2 therefore lies not with the Attorney *446 General but with the Commonwealth's attorneys and the county attorneys.
To support their interpretation of
Ex parte Young
, EMW cites
McNeilus Truck & Manufacturing, Inc. v. Ohio ex rel. Montgomery
,
General Beshear has not enforced or even threatened to enforce H.B. 2. Rather, the Kentucky legislature has charged local prosecutors with its enforcement. We therefore hold that the Attorney General is not a proper party to this action. 25
VIII.
H.B. 2-The Ultrasound Informed Consent Act-is an informed-consent statute like the statute in
Casey
because it provides truthful, non-misleading, and relevant information related to an abortion. The statute incidentally burdens speech only as part of Kentucky's regulation of professional conduct. Therefore, H.B. 2 is not subject to any heightened scrutiny with respect to the doctors' First Amendment rights, and it does not violate those rights, based on
NIFLA
and
Casey
.
See
NIFLA
,
With due respect for the views of the Dissent, we adopt instead the position of the Fifth and Eighth Circuits on the First Amendment issue. Our responsibility here is to apply the level of scrutiny mandated by the plurality opinion in
Casey
and reaffirmed by a majority of the Supreme Court in
NIFLA
. Under
Casey
, "protecting the life of the unborn" is a "legitimate goal" that may be pursued by a State as part of informed consent.
See
Casey
,
Accordingly, we REVERSE the district court's contrary decision and VACATE the injunction. We also remand with instructions for General Beshear to be dismissed from the case, for summary judgment to be entered in favor of Secretary Meier on the first claim for relief stated in the complaint, and for further proceedings consistent with this opinion.
*447 DISSENT
BERNICE BOUIE DONALD, Circuit Judge, dissenting. 1
This is a First Amendment case. Although the challenged statute affects abortion, the question before this Court is not whether the statute unduly burdens a woman's right to choose. The question is how the statute-which compels specific speech and actions by physicians-impacts a physician's First Amendment rights. The majority misses this critical distinction. They incorrectly apply Fourteenth Amendment precedent to resolve this case, as succinctly depicted by their opening line: "Under
Roe v. Wade
,
Pursuant to the First Amendment, a regulation that compels physician speech is subject to heightened scrutiny unless it regulates speech "as part of the
practice
of medicine,"
Nat'l Inst. of Family & Life Advocates v. Becerra
, --- U.S. ----,
At issue in this case is H.B. 2, a law that has no basis in the practice of medicine. Prior to performing an abortion, H.B. 2 requires physicians in the Commonwealth of Kentucky to conduct an ultrasound (oftentimes using a transvaginal probe) while simultaneously describing the fetus with particularity, displaying the sonogram images, and playing aloud the fetus' heartbeat to the patient. Ky. Rev. Stat. § 311.727(2)(a)-(f). Moreover, the physician is not permitted to exercise his or her medical judgment in deciding whether the procedure is appropriate or ethical. Id. The Commonwealth argues that H.B. 2 facilitates informed consent as part of the practice of medicine. Prevailing standards of care and the undisputed evidence, however, contradict this contention.
H.B. 2 does not facilitate informed consent. Under the prevailing standard of care, informed consent requires respect for the patient's autonomy and sensitivity to the patient's condition. Physician discretion is vital, but H.B. 2 eviscerates physician discretion. H.B. 2 is thus at odds with the prevailing standard of care. The undisputed evidence shows the same. Plaintiffs introduced 1) physician testimony stating that H.B. 2's mandatory provisions would cause patient harm but "serve no medical *448 purpose," and 2) a grim account from a woman who had an abortion under a "display and describe" regulation that caused her serious harm without facilitating her informed consent. The Commonwealth did not controvert that evidence, and the majority ignores these significant points (indeed, the majority goes so far as to hold that "customary standard[s] of medical care" play no role in determining whether a regulation conforms to the practice of medicine, Majority Opn. at n. 24).
Rather than look to the standard of care and the evidence, the majority relies on
undue burden jurisprudence
to fashion a test that they believe comprehensively captures informed consent. The result is erroneous. If a regulation requires the provision of truthful, nonmisleading, and relevant information, the majority has decided that the regulation per se facilitates informed consent. The three elements the majority identifies-truthful, nonmisleading, and relevant-were drawn from
Casey
, a controlling case that considered
both
an undue burden and a First Amendment challenge
.
These three elements, however, were central only to
Casey's
undue burden analysis.
Casey
,
The ultimate question in this First Amendment case is whether H.B. 2 regulates the practice of medicine, with physician speech being an "incidental" victim.
NIFLA
,
*449
Despite what the majority avers, these cases
do not
set out elements that comprehensively define the medical practice of informed consent.
3
Because we do not have legal authority reciting the contours of informed consent, we must naturally turn to the medical community for that definition. The prevailing standard of care and the undisputed evidence from below make this clear: H.B. 2 does not facilitate informed consent. H.B. 2 does not permit physician discretion-a central tenet of informed consent-and it would require physicians to harm their patients with "no medical purpose." Accordingly, it does not regulate speech as part of the practice of medicine; it regulates "speech as speech."
See
A. Informed Consent and First Amendment Jurisprudence
The controlling First Amendment cases in this context are Casey and NIFLA (and only a limited portion of Casey is germane). These cases do two things. First, they create the guiding principle that reasonable regulations that facilitate informed consent to a medical procedure are excepted from heightened scrutiny. Second, they illustrate that guiding principle by applying it to a Pennsylvania statute (in Casey ) and a California statute (in NIFLA ). What these cases do not do , however, is provide a simple equation with which to calculate whether a regulation facilitates informed consent. They do not support the majority's categorical test.
1. Under Casey , a Regulation Compelling Physician Speech is Subject to Deferential Review Only When It is Reasonable and Conforms to the Practice of Medicine
In
Casey
, several abortion clinics and physicians challenged a Pennsylvania statute that required a woman seeking an abortion to receive certain information at least 24 hours before the abortion was performed.
Casey
,
All that is left of petitioners' argument is an asserted First Amendment right of a physician not to provide information about the risks of abortion, and childbirth, in a manner mandated by the State. To be sure, the physician's First Amendment rights not to speak are implicated, but only as part of the practice of medicine, subject to reasonable licensing and regulation by the State. We see no constitutional infirmity in the requirement that the physician provide the information mandated by the State here.
Casey
,
*450
Wollschlaeger v. Gov. Florida
,
The majority interprets Casey very differently. First, the majority recites language from several passages in Casey detailing why the provision of truthful, non-misleading, and relevant information is constitutionally appropriate. They have focused on the wrong provision of the Constitution. The following summation, which immediately follows the specific passages the majority cites from Casey , makes clear that the pertinent language is specific to the undue burden challenge in that case:
In short, requiring that the woman be informed of the availability of information relating to fetal development and the assistance available should she decide to carry the pregnancy to full term is a reasonable measure to ensure an informed choice, one which might cause the woman to choose childbirth over abortion. This requirement cannot be considered a substantial obstacle to obtaining an abortion , and, it follows, there is no undue burden .
Casey
,
More egregiously, the majority announces that "the First Amendment analysis of an informed-consent statute turns on whether the mandated disclosure is truthful, non-misleading, and relevant, not whether the disclosure is, or is not, currently embodied in the customary standard of medical care." Majority Opn. at n. 24. This proclamation contravenes
Casey's
explicit holding on the First Amendment. In
Casey
, the Court addressed the First Amendment challenge within a
single
paragraph, and within that single paragraph, only a
single
sentence provided the germane, guiding principle: "To be sure, the physician's First Amendment rights not to speak are implicated, but
only as part of the practice of medicine
, subject to reasonable licensing and regulation by the State."
Casey
,
Second, the majority highlights that
Casey
explicitly overruled
City of Akron v. Akron Ctr. for Reprod. Health, Inc.
,
Last, the majority avers that any statute that is "of the nature upheld in
Casey
" should not be subjected to heightened scrutiny. This point is uncontroversial. If the Court has considered a materially identical statute and treated it in one way, we are bound to do the same (given the same challenge).
4
The issue here, however, is how we define the material elements of the Pennsylvania statute in
Casey
. As the majority frequently repeats, the Pennsylvania statute required the provision of truthful, non-misleading, and relevant information. That is not the whole story, though. The statute also permitted the physician to "exercis[e] his or her medical judgment" in deciding whether to provide the information at all.
Casey
,
To the extent that we use the facts of Casey to guide our decision-making in this case, we cannot cherry-pick those that align with H.B. 2 and ignore those that do not. The Pennsylvania statute in Casey required the provision of truthful, non-misleading, and relevant information, and it provided the physician the opportunity to exercise his or her medical judgment to decide not to provide that information. Those are the material facts. If we encounter a statute with those same material elements, it should be deemed constitutionally sound, just as the Pennsylvania statute in Casey was-but H.B. 2 does not share those same material elements because H.B. 2 does not allow for the physician to exercise his or her medical judgment. H.B. 2 cannot be treated as equivalent to the Pennsylvania statute in Casey . It is not "of the nature upheld in Casey ."
Although they try, the majority cannot explain this stubborn fact away. 5 First, the majority concludes that "there is no indication that the [ Casey ] plurality considered the [physician discretion] provision to be significant for its First Amendment review."
*452
Majority Opn. at 440. This principle is of no help to the majority. The
Casey
plurality never mentioned the provision of non-misleading or truthful information in its brief discussion of the First Amendment, yet the majority bases its entire analytical approach on those elements.
See
2. NIFLA Requires the Provision of Information to Actual Patients, and Warns of the Dangers of Abridging Speech
Moving on from
Casey
, the next case shaping the informed-consent exception is
NIFLA
. In
NIFLA
, California passed a regulation that required unlicensed facilities to display government-drafted notices on all advertising materials and within on-site locations.
NIFLA
,
The second and arguably most important point in
NIFLA
is that the First Amendment is necessary to maintain a free and democratic society.
To illuminate that risk, the Court recounted a laundry list of despotic regimes that had "manipulated the content of doctor-patient discourse" to advance their own iniquitous interests, such as China during the Cultural Revolution, the Soviet Government in the 1930's, and Nazi Germany.
To avoid this foundational consideration, the majority relies on (and emphasizes) the following holding in
Casey
: "a State may 'further its legitimate goal of protecting the life of the unborn by enacting legislation aimed at ensuring a decision that is mature and informed,
even when in so doing the State expresses a preference for childbirth over abortion
.' " Majority Opn. at 427 (quoting
Casey
,
However, we apply a different, more inquisitive standard when the state forces private individuals to voice that preference.
Riley v. Nat'l Fed. of the Blind of N. Carolina, Inc.
,
In sum,
Casey
and
NIFLA
are useful in the underlying First Amendment case in the following ways: they establish the guiding principle that reasonable regulations that facilitate informed consent to a medical procedure are excepted from heightened scrutiny, and they provide two
*454
comparator statutes. These cases do not, however, provide comprehensive instructions on what informed consent is or what it means to facilitate informed consent. To discern those definitions, we must turn to the medical community, because, after all, the primary question here is whether H.B. 2 regulates speech "only as part of the
practice of medicine
."
Casey
,
B. The Medical Definition of Informed Consent
Before delving into the prevailing standard of medical care, I must address the majority's contention that the Court, and not "private part[ies]," 6 should determine on its own what constitutes a medical practice. Majority Opn. at 438-41. What the majority describes is not consistent with jurisprudential tenets. As the Chief Justice of the Supreme Court aptly noted, it is our job to call balls and strikes and not to pitch or bat. 7 We are not medical experts, and even if we were, we would not be permitted to divine from our own personal beliefs what a medical practice is and what it is not. This foundational rule is particularly important when confronted with an ever-evolving practice such as medicine. Indeed, what once was an acceptable medical practice-like easing children's nerves with "soothing syrups" containing heroin in the early 20th century-is no longer acceptable based upon modern standards of practice and research. 8 Unlike the majority, and pursuant to jurisprudential tenets, I rely on the evidence submitted by the parties (and the materials submitted by the amici) to determine whether H.B. 2 facilitates informed consent.
As a medical practice, informed consent requires a physician to be able to exercise his or her judgment in deciding how to provide relevant information to the patient. H.B. 2 does not allow for any physician discretion. Therefore, very simply, H.B. 2 is not coterminous with the medical practice of informed consent. It should not receive deferential review because it regulates the content of physician speech, not the practice of medicine.
The ethical doctrine of informed consent is "rooted in the concept of self-determination and the fundamental understanding that patients have the right to make their own decisions regarding their own bodies." Am. Coll. of Obstetricians & Gynecologists ("ACOG") & the Am. Med. Ass'n ("AMA") Br. at 6 (citing ACOG Comm. on Ethics, Comm. Op. No. 439 (2009, reaffirmed 2015)). Facilitating informed consent involves two major elements: comprehension and free consent. ACOG Comm. on Ethics, Comm. Op. No. 439; ACOG & AMA Br. at 7. "Comprehension ... includes the patient's awareness and understanding of her situation and the possibilities. It implies that she has been given adequate information about her diagnosis, prognosis, and alternative treatment choices, including the option of no treatment." ACOG Comm. Op. No. 439 at 3. "Free consent is an intentional and voluntary choice that authorizes someone else to act in certain ways."
*455 The purpose of informed consent is to permit a patient's "self-determination," or, "the taking hold of her own life and action, determining the meaning and possibility of what she undergoes as well as what she does." Id. at 2. The AMA code of ethics requires physicians to:
(a) Assess the patient's ability to understand relevant medical information and the implications of treatment alternatives and to make an independent, voluntary decision.
(b) Present relevant information accurately and sensitively, in keeping with the patient's preferences for receiving medical information. The physician should include information about:
1. The diagnosis (when known)
2. The nature and purpose of recommended interventions
3. The burdens, risks, and expected benefits of all options, including forgoing treatment
(c) Document the informed consent conversation and the patient's (or surrogate's) decision in the medical record in some manner. When the patient/surrogate has provided specific written consent, the consent form should be included in the record.
AMA Code of Ethics, Opinion 2.1.1(a)-(c) - Informed Consent (2016) (emphasis added). As a general practice, informed consent requires the physician to be able to assess the situation and present information in a way that helps the patient make a voluntary, informed, and personal decision.
Specific to the procedure at issue here, the National Abortion Federation informed-consent standard of care states that: "The practitioner must ensure that appropriate personnel have a discussion with the patient in which accurate information is provided about the abortion process and its alternatives, and the potential risks and benefits. The patient must have the opportunity to have any questions answered to her satisfaction prior to intervention." Nat'l Abortion Fed'n, Clinical Policy Guidelines for Abortion Care (2018), https://5aa1b2xfmfh2e2mk03kk8rsx-wpengine.netdna-ssl.com/wp-content/uploads/2018_CPGs.pdf. There is no requirement that the patient undergo an ultrasound to provide informed consent to an abortion. See id. ("The use of ultrasound is not a requirement for the provision of first-trimester abortion care."), cf. K. White, H. Jones, E.S. Lichtenberg & M. Paul, First-Trimester Surgical Abortion Practices in the United States , 92 Contraception 368 (2015) (finding that up to 98% of U.S. abortion facilities use an ultrasound to date the pregnancy). When an ultrasound is conducted, the standard of care requires an evaluation of the uterus and the embryo or fetus for specific features. Nat'l Abortion Fed'n, Clinical Policy Guidelines for Abortion Care (2018). Further, the patient must affirm that she understands the risks of the procedure. Id.
Unlike H.B. 2, this standard of care does not
require
the physician to conduct an ultrasound and to
simultaneously
describe specific parts of the fetus, display those images to the patient, and play aloud any audible heartbeat. (Summary Judgment Hearing Tr., Mar. 23, 2017, Testimony of Dr. Joffe, R. 55, PageID # 751-53 (explaining in detail the National Abortion Federation standard of care).) Nor does the standard of care require physicians to abandon their ethical and professional obligation to present information sensitively. (
Id.
at 753-54.) H.B. 2 diverges from the national standard of care in a dispositive way: physicians have no ability to respond to their patients' conditions, histories, and needs in performing the mandated procedure. By proscribing physician discretion, H.B. 2 is hostile to the medical practice of
*456
informed consent.
9
Accordingly, H.B. 2 is not a regulation of speech as part of the practice of medicine, it is a regulation of "speech as speech."
NIFLA
,
C. The Undisputed Evidence
The undisputed evidence introduced below demonstrates that H.B. 2 would require physicians to violate their professional and ethical obligations. Three physicians testified that H.B. 2's one-size-fits-all approach would cause them to harm their patients in direct violation of the prevailing standard of care. Further, a woman who underwent an abortion under a similar regulation described the horrifying pain she suffered as a result, all while not receiving any helpful information. The Commonwealth did not controvert these facts. Nor did the Commonwealth introduce evidence demonstrating that the mandatory nature of H.B. 2 is consistent with informed consent. Therefore, the undisputed evidence shows that H.B. 2 does not facilitate informed consent as a medical practice.
1. Informed-Consent Regulation Preceding H.B. 2
Originally enacted in 1998, Kentucky Revised Statute § 311.725 is the abortion informed-consent statute that preceded H.B. 2 in the Commonwealth. It contains a list of required information physicians must provide to a woman at least 24 hours prior to the procedure, including:
1. The nature and purpose of the particular abortion procedure or treatment to be performed and of those medical risks and alternatives to the procedure or treatment that a reasonable patient would consider material to the decision of whether or not to undergo the abortion;
2. The probable gestational age of the embryo or fetus at the time the abortion is to be performed;
3. The medical risks associated with the pregnant woman carrying her pregnancy to term;
4. That published materials produced by the state are available to her which she has a right to, free of charge;
5. That there may be medical assistance benefits available to her for prenatal care, childbirth, and neonatal care; and
6. That the father of the fetus is liable to assist in the support of her child, even in instances where he has offered to pay for the abortion.
Ky. Rev. Stat. § 311.725(1)(a)-(b) (1998). For almost twenty years, these regulations governed the information that the Commonwealth mandated be disclosed to patients seeking an abortion. In the underlying proceedings, the Commonwealth failed to, and then refused to, describe how this regulation was defective in facilitating informed consent.
EMW Women's Surgical Ctr.
,
2. Physician Testimony on H.B. 2
On the other hand, the undisputed evidence shows that that regulation's successor-H.B.
*457 2- is defective in facilitating informed consent. The testimony offered in affidavits and at the summary judgment hearing clarified that H.B. 2 would require physicians to inflict unnecessary harm upon their patients in direct contravention of the practice of medicine.
As an initial matter, Dr. Franklin testified that offering , rather than requiring, an ultrasound is the national standard of care pursuant to the National Abortion Federation practice guidelines. H.B. 2's mandatory provisions are not consistent with that standard of care. For example, Dr. Joffe testified that "[t]o continue to speak to a patient, to continue to share that information with a patient who's clearly signaling that she doesn't want that information to me is the definition of insensitivity." Dr. Nichols similarly testified that simultaneously displaying and describing the fetus "clearly violates basic principles of medical ethics and informed consent and serves no medical purpose." Indeed, in his decades of experience, Dr. Nichols has "never heard of an institution that-absent a law compelling them to do so-forces an ultrasound image and description and any fetal heart tones on a woman before she can have an abortion."
As a practical matter, the undisputed evidence also demonstrates that, regardless of her stated preferences, the woman will likely still hear the auscultation of the heartbeat and her physician's description of the fetus. Dr. Franklin explained that a physician "can't auscultate [the fetus' heartbeat] in the room with [the patient] and she not hear it too." Yet H.B. 2 requires auscultation. Accordingly, even when a patient asks not to hear the heartbeat, "the sound can not necessarily be drowned out unless they have their ears covered and they're yelling or they're making noises or humming. So there's no true way to not hear the heartbeat, even though we think they have a choice about it." Dr. Joffe similarly testified that even when a patient is permitted to cover her ears or avert her eyes, the physician must still audibly describe and visually display the fetus as the Commonwealth mandates:
[I]f you just imagine for a moment being in that exam room with a patient who is-the doctor is talking, the doctor is talking on because she's mandated to be talking on by H.B. 2, and the patient is doing everything in her power to avoid that experience, and that interaction, and those sounds, that looks nothing like any informed consent that I am familiar with, any standard of informed consent. That's in complete violation of it.
These physicians each emphatically agreed that H.B. 2 bears no resemblance to the medical practice of informed consent.
3. Patient Testimony on Display-and-Describe Regulations
The procedure-and its impact-was not solely described by physicians. The affidavit of a woman who was forced to undergo a "display-and-describe" procedure offered a grim scene, one in which the professional and ethical practice of medicine was absent. This pregnant woman and her husband, already parents of a two-year-old girl, went to the doctor's office for a routine ultrasound. Horrific news and a traumatic experience followed. The doctor informed the couple that the "baby was profoundly ill," and sent them to a specialist for further consultation. After speaking with two more medical professionals that same day, the couple was left with the following options: "abortion or continue the pregnancy and subject our child to a life of pain." They had to make a "very difficult decision," but they did so with full comprehension and free consent. As a medical question, the mother provided informed consent to have an abortion (and to spare her unborn child a life of *458 pain). However, because she was having the procedure in Texas, and pursuant to Tex. Health & Safety Code § 171.012(a)(4), she was required to undergo an additional "display-and-describe" procedure, just like H.B. 2 requires. Her account of that experience-which was mandated by her state government, not her doctor-is tragic:
While the staff at the abortion clinic did all they could for me, this experience was nothing short of torture. I had to lie on an examination table, with my feet in stirrups. My belly was exposed with the ultrasound gel and abdominal probe on it while we saw images of our sick child forming on the screen for the third time that day. Before the doctor even started the description, I began to sob until I could barely breathe. My husband had to calm me down and the doctor had to wait for me to find my breath.
The description the doctor provided was perhaps the most devastating part because although our baby was profoundly ill, he had healthy organs too. So, the doctor was forced to describe - and I to hear - that he had a well-developed diaphragm and four healthy chambers of the heart. His words were unwelcome and I felt completely trapped. I closed my eyes. I twisted away from the screen. The doctor and staff repeatedly apologized for making us go through this, but their compassion could not ameliorate my pain. 10
She explained that she "learned nothing as a result of [her] experience." Moreover, "the doctor and staff at the abortion clinic were clear that they were doing this, even though [she] was so upset, because the Texas law required it - not because they thought it provided any medical benefit." In her words, the "Texas law did nothing other than cause me additional pain and distress on a day that was already the worst of my life." H.B. 2 mandates the same process, which will incur the same results. This is not the practice of medicine. The Commonwealth has offered no evidence showing otherwise. 11
*459 4. The Commonwealth's Limited Evidence
Last, the Commonwealth produced no evidence that H.B. 2 was either aimed at furthering informed consent or will achieve that ostensible goal. When presented the opportunity to offer evidence at the summary judgment hearing, the Commonwealth decided instead to rely on the affidavits it submitted with its briefing, despite the extensive testimony presented by the plaintiffs' witnesses describing precisely how H.B. 2 is adverse to informed consent. Specific to the issues in this appeal, the Commonwealth produced no evidence demonstrating that mandating the procedure set forth in H.B. 2, rather than offering it, is the medically-accepted standard of care.
As part of its briefing, the Commonwealth submitted four affidavits from women who had obtained abortions they later came to regret; but these
undated
affidavits have no information as to when or with what information the women obtained abortions. It is even unclear whether they were before or after the passage of the informed-consent statute that predated H.B. 2. Without such information, these affidavits do not create a
genuine
issue of material fact.
Celotex Corp. v. Catrett
,
The Commonwealth also submitted two affidavits from physicians opining that an ultrasound, a description of the fetus, and an auscultation of the heartbeat are consistent with the national standard of care. Those affidavits are deficient, however, because neither physician discusses the impact of offering these procedures versus requiring them-even against patient wishes. 12 Requiring these procedures is the primary flaw with H.B. 2. Failing to directly address that flaw means the Commonwealth failed to establish that H.B. 2 regulates speech as part of the practice of medicine. 13
There is also no evidence that H.B. 2 filled any gaps in existing informed-consent legislation. Although the Commonwealth submitted affidavits from state legislators explaining why they passed H.B. 2
*460
(including to "protect the lives of unborn infants"), those affidavits are silent on any deficiencies with the earlier law. In contrast, EMW (the sole abortion-provider in the Commonwealth) produced evidence, undisputed at summary judgment, that "prior to H.B. 2, EMW patients made informed decisions about abortion and that the informed-consent process followed by EMW physicians ensured this."
EMW Women's Surgical Ctr.
,
D. Conclusion
I am gravely concerned with the precedent the majority creates today. Its decision opens the floodgates to states in this Circuit to manipulate doctor-patient discourse solely for ideological reasons. So long as the state's legislators wisely use the words "informed consent" in the title of a regulation, the majority instructs us to "defer to the legislature's determination of which informed-consent disclosures are required," despite what the evidence or standards of care say. Majority Opn. at 438-39;
but see
NIFLA
,
As a final analogy more closely related to the business of the Court, consider if the state legislature passed a law mandating that attorneys inform their clients of certain truthful, nonmisleading, and relevant information in specific types of cases.
*461 More precisely, what if the state required an attorney, prior to filing a complaint, to inform each medical-malpractice plaintiff that pursuing her claim would burden the state's resources, incur reputational harm for the physician, and make healthcare less accessible to the community? Any attorney would find this to be a repugnant invasion of the attorney-client relationship. Yet, pursuant to the deferential standard adopted by the majority today, the state is the sole and final arbiter of what constitutes the practice of any profession, including the law. This hypothetical legislation amounts to client counseling, which is part of the practice of law, so would say the state; further, it does not infringe on the attorneys' First Amendment rights, so would say the majority. On balance, this two-step registers more Orwellian than it does a "reasonable regulation" of speech "as part of the practice" of a profession. I trust that a panel of this Court would treat that claim much differently than the majority treats the underlying one.
The Commonwealth has coopted physicians' examining tables, their probing instruments, and their voices in order to espouse a political message, without regard to the health of the patient or the judgment of the physician. Armed with the title "informed consent," the majority affirms this practice as constitutional. In so doing, the majority 1) conflates the undue burden and First Amendment standards, while misreading the explicit language of Casey ; 2) ignores the national standards of medical care; and 3) disregards the evidence showing that H.B. 2 is not consistent with the medical practice of informed consent. Benjamin Franklin warned that "[f]reedom of speech is a principal pillar of a free government; when this support is taken away, the constitution of a free society is dissolved, and tyranny is erected on its ruins." H.B. 2 is a restriction on speech that has no basis in the practice of medicine. It should be subjected to heightened scrutiny and deemed unconstitutional, lest our constitution dissolve, and tyranny be erected on its ruins. I dissent!
Codified at Kentucky Revised Statute ("KRS") §§ 311.727, 311.990(34).
Citations to Casey refer to the joint opinion by Justices O'Connor, Kennedy, and Souter.
NIFLA
,
We do not address whether H.B. 2 falls within the Zauderer / Milavetz / Ohralik commercial-speech exception.
We use the term unborn life consistent with the Supreme Court's reference to "the life of the unborn,"
Casey
,
The Court went on in
NIFLA
to declare unconstitutional a California statute requiring crisis pregnancy centers to disclose that the State offered abortion services, among other things.
See
NIFLA
,
The dissenters in
NIFLA
also recognized this key attribute of
Casey
's holding.
See
Three of them track more closely with H.B. 2 and require physicians to perform, display, and describe ultrasounds before an abortion. La. Stat. § 40:1061.10(D),
invalidated by
June Med. Servs. LLC v. Kliebert
,
Contrary to EMW's assertion at oral argument, the information's pictorial medium fails to take H.B. 2 out of the realm of informed consent.
See
A Woman's Choice-East Side Women's Clinic
,
See
Packingham v. North Carolina
, --- U.S. ----,
U.S. Const. pmbl.
See, e.g. , Farhad Manjoo, While We Weren't Looking, Snapchat Revolutionized Social Networks , N.Y. Times (Nov. 30, 2016), https://www nytimes.com/2016/11/30/technology/while-we-werent-looking-snapchat-revolutionized-social-networks.html.
Contrary to what the Dissent maintains, a State is entitled to regulate informed consent with respect to the abortion even when it has a political "goal" to protect unborn life.
See
Dissent at 460-61. The
Casey
joint opinion made that point clear when it allowed for mandated disclosures intended by the State to further its "profound interest in potential life" and "to persuade the woman to choose childbirth over abortion."
See
It is not at all clear that the facts mandated to be disclosed by an H.B. 2 sonogram fall on only one side of the abortion debate. For example, abortions are increasingly sought to terminate lives likely to be born with disabilities.
See
Preterm-Cleveland v. Himes
,
The district court also relied largely on
Wollschlaeger v. Governor of Fla.
,
The Supreme Court has cited earlier editions of this treatise.
See, e.g.
,
Cruzan
,
For example, other Kentucky informed-consent and physician-disclosure requirements require information actually to be given when (1) diagnosing and treating breast cancer, KRS § 311.935 ; (2) performing acupuncture, KRS § 311.678 ; (3) testing for HIV infection, KRS § 214.625 ; and (4) performing mammograms, KRS § 214.555. An example of this at the federal level is
The district court's first point also overlooks that H.B. 2 allows patients to decline to receive the information, by not viewing the sonogram or listening to the verbal disclosures, and asking the doctors to turn off the heartbeat. In fact, that H.B. 2 provides patients with the choice not to receive the information is the very reason the district court held that H.B. 2 does not go far enough to meet Kentucky's goal of informing the patients.
EMW Women's Surgical Ctr.
,
See
Rounds
,
See supra note 17. Other examples of Kentucky mandating speech in the health-care context occur when (1) reporting tuberculosis, KRS § 215.590 ; (2) reporting abuse of adults and dependents, KRS §§ 209.030, 620.030 ; (3) displaying licenses, KRS § 311.470 ; and, of course, (4) performing an abortion, KRS §§ 311.725, 311.727.
The Dissent states that "the Commonwealth did not controvert" testimony from a Texas resident against H.B. 2 based upon the emotional impact on her from disclosures required by a Texas informed-consent statute. Dissent at 447-48, 456. True, the Commonwealth did not dispute that particular patient's experience, but it is not accurate to conclude that the evidence of the emotional effect of the H.B. 2 disclosures is uncontroverted based on that testimony. To the contrary, several Kentucky residents submitted declarations attesting to beneficial emotional effects they would have experienced from disclosures mandated by H.B. 2 had they received them. R. 32-3, PageID 406-08; R. 32-4, PageID 410; R. 32-5, PageID 412-14. For example, one patient stated that if she had received the information required by H.B. 2, she "would never have gone through with the procedure" and that having not received that information makes her regret of the abortion "even more painful." R. 32-3, PageID 407. The Dissent's and district court's discounting of this testimony and other evidence submitted by the Commonwealth regarding emotional effect appears to involve the weighing of proof and credibility determinations not appropriate for summary judgment. Dissent at 458;
see
Alspaugh v. McConnell
,
See also
Gonzales
,
Hill
also explained that a reason we allow protestors to display vulgar language is because viewers can avert their eyes to avoid more offense.
In addressing standard-of-care issues, such as whether H.B. 2 "cause[s] patient harm," whether it has a "medical purpose," and whether it "facilitates informed consent as part of the practice of medicine," Dissent at 447-48, the Dissent and district court again appear to make credibility determinations and to weigh the evidence in a manner that is contrary to the summary judgment standard. It is
not
undisputed that H.B. 2 is "at odds with the prevailing standard of care," as the Dissent contends.
See
Dissent at 447-48. To the contrary, the Commonwealth's experts (John W. Seeds, M.D., FACOG, the retired chair of the Department of Obstetrics and Gynecology at Virginia Commonwealth University, and W. David Hager, M.D., FACOG, an obstetrician and gynecologist who practices in Lexington, Kentucky) submitted declarations that H.B. 2 complies with existing standards of medical care.
See generally
R. 32-1; R. 32-2. For example, Dr. Seeds stated: "Far from impairing the physician-patient relationship, the Act simply conforms the law to the existing national standards of care for the diagnosis of pregnancy and the obtaining of a knowing and voluntary consent of the patient before the pregnancy is surgically or medically terminated through elective abortion." R. 32-1, PageID 363. We also note that Dr. Seeds offered this expert opinion with the understanding that the disclosures required by H.B. 2 are mandatory.
Id.
at 349. The district court acknowledged Dr. Seeds's (and Dr. Hager's) opinion "that H.B. 2 conforms to existing national standards of care,"
EMW Women's Surgical Center
,
Because it is uncontested that the Secretary Meier is a proper party, no concern exists that EMW "would be unable to vindicate the alleged infringement of their constitutional rights without first violating [H.B. 2]."
See
Allied Artists Picture Corp. v. Rhodes
,
I agree with the majority that Attorney General Beshear is not a proper party to this action.
All citations to Casey are to the plurality opinion, unless otherwise noted.
Nor do these cases propose that the state's intention in regulating physician speech is immaterial to a First Amendment challenge. To the contrary, NIFLA explicitly condemned California's attempt to further its ideological message by regulating the content of physician speech outside the practice of medicine. 138 S.Ct. at 2374-76.
Casey
guides us to apply a deferential standard of review to a regulation on physician speech only when it regulates speech "as part of the practice of medicine."
The majority also makes clear that they do not find physician discretion to be material to their First Amendment analysis. Majority Opn. at n. 24 ("[U]ltimately a factual finding in this area is not material to the relevant legal issue."). Their discussion on the matter thus amounts to surplusage.
This is the majority's reference to the plaintiffs in the underlying case who provided evidence to support their arguments.
Hearing Before the Senate Judiciary Comm. on the Nomination of The Honorable John G. Roberts to be the Chief Justice of the United States, 109th Cong. (Sept. 12, 2005), https://www.uscourts.gov/educationalresources/educational-activities/chief-justice-roberts-statement-nomination-process.
Soothing Syrups , N.Y. Times (Aug. 30, 1910) https://timesmachine.nytimes.com/timesmachine/1910/08/30/105088995.pdf.
According to the majority, H.B. 2 does permit physician discretion because it allows the physician to tell his or her patient that she may avoid listening to the heartbeat or watching the images displayed. This is not the type of discretion that informed consent requires. Under H.B. 2, the physician must still probe his or her patient and perform the mandated procedure. In Casey , on the other hand, the physician could exercise his or her discretion not to perform the mandated practice at all based on the potential effect it would have on the patient. There is no similar discretion under H.B. 2. The majority's attempt to frame H.B. 2 as permitting physician discretion fails because it glosses over this fact.
Dr. Franklin testified at the summary judgment hearing to a similar experience:
A. And I actually had a patient in the first month who had a fetal anomaly who was-had five or six ultrasounds, went to that specialist, to that specialist to try to determine whether or not they were going to proceed on. This was a wanted pregnancy, a very desired pregnancy. And her husband did come back with her because they were very, very upset and were making a very difficult decision. And so when I told them about the state laws changing and this is what I had to do, she immediately started sobbing. Like you could not console this woman. Her husband was visibly furious and saying, "Why do they have to force her to do this? She has gone through enough. We have gone through enough." And I had to auscultate the heartbeat and I had to describe in detail what I saw on the screen.
Q. And did you believe that that woman was competent to make a decision as to whether she should look at the screen or not?
A. I absolutely do think that. She had already been informed multiple times by multiple physicians with multiple ultrasounds already, and I felt like this was just adding no additional piece to the care that she and her husband ultimately decided needed to happen for them.
Q. Do you think she understood what the result of an abortion would be?
A. Yes. And I'm sure that she had multiple conversations with all those different physicians along the way because there was a problem with the pregnancy.
The patient also has no input in the process. She must subject herself to this invasive procedure. Ky. Rev. Stat. § 311.727(2). The majority makes much of the fact that the woman may cover her ears and look away as the doctor goes on with the procedure. This cannot be the saving grace of an informed-consent statute. As described, the purpose of informed consent is to ensure that the patient makes an informed, autonomous, and rational decision. Emotion should be subdued, not inflamed. Forcing a woman to undergo the invasive procedure-which adds approximately three to five minutes to a standard ultrasound-while permitting her to avoid all of the information, does nothing to facilitate her comprehension or free consent. See ACOG Comm. on Ethics, Comm. Op. No. 439.
As the district court noted, both physicians misunderstood EMW's previous practice.
The majority contends that the dissent "appears" to be weighing the evidence and making credibility determinations in violation of the principles of summary judgment. Majority Opn. at n. 21. The majority is incorrect. If the evidence a party submits does not actually dispute the opposing evidence, there is no weighing necessary because no
genuine
issue has been made.
See
Celotex Corp. v. Catrett
,
The majority tries to lessen the impropriety of H.B. 2 by noting that the physician is permitted to distance himself or herself from the procedure's anti-abortion message after the procedure is completed. Majority Opn. at ----. This fact has no legal significance.
Masterpiece Cakeshop, Ltd. v. Colorado Civil Rights Comm'n
, --- U.S. ----,
Reference
- Full Case Name
- EMW WOMEN'S SURGICAL CENTER, P.S.C., on Behalf of Itself, Its Staff, and Its Patients; Ernest Marshall, M.D., on Behalf of Himself and His Patients; Ashley Bergin, M.D., on Behalf of Herself and Her Patients; Tanya Franklin, M.D., on Behalf of Herself and Her Patients, Plaintiffs-Appellees, v. Andrew G. BESHEAR, Attorney General (17-6183); Adam Meier, in His Capacity as Secretary of the Cabinet of Health and Family Services (17-6151), Defendants-Appellants.
- Cited By
- 65 cases
- Status
- Published