Carlos Lowe v. United States
Concurring Opinion
Rape is always violent. Whether a rapist coerces a victim, tricks them, or drugs them, the act of "unlawful sexual penetration" involves violent force. And then there is this case, where Carlos Lowe dragged his victim across a car seat and raped her. No one questions that his act was unlawful, forceful, and violent.
Yet, in the categorical-approach world, we cannot call rape what it is. Instead of analyzing the facts underlying Lowe's crime to determine if it was violent, we must engage in a hypothetical exercise to determine whether the crime's elements could be committed in a non-violent fashion. So, although rape is always violent as a matter of fact, the majority correctly applies our precedent to conclude that Lowe's rape was not violent as a matter of law. But this case demonstrates, once again, that it is time for Congress to revisit the categorical approach so we do not have to live in a fictional world where we call a violent rape non-violent. See United States v. Burris ,
Opinion of the Court
Petitioner-appellant Carlos Lowe appeals the district court's denial of his successive pro se motion to vacate, set aside, or correct his sentence pursuant to
I.
In 2005, a jury found Lowe guilty of possessing ammunition as a convicted felon, in violation of
At his sentencing, the district court determined that at least three of those prior felonies qualified Lowe as an armed career criminal under the Armed Career Criminal Act ("ACCA") and sentenced him to 235 months imprisonment. See
After the Supreme Court held that the residual clause of the ACCA is unconstitutionally vague in Johnson v. United States , --- U.S. ----,
Lowe filed his second or successive § 2255 motion in the district court, challenging his status as an armed career *416criminal. The district court denied the motion and certified that an appeal would not be taken in good faith, holding that Lowe's convictions for third-degree burglary, aggravated assault, and the 1977 rape still qualify as ACCA predicates. Based on those determinations, the district court did not address Lowe's 1985 rape, for which he was convicted under a different statute than for the 1977 rape.
Lowe timely appealed the district court's denial of his second § 2255 motion. This court granted him a certificate of appealability to determine whether his third-degree burglary conviction qualifies as an ACCA predicate. That question, however, was recently answered in Cradler v. United States ,
Undeterred, the Government now argues that Lowe's status as an armed career criminal remains valid because his convictions for aggravated assault and the two rapes qualify as violent felonies under the ACCA. In response, Lowe asserts that the Government has not met its burden of establishing that the 1985 rape qualifies.
II.
The validity of Lowe's designation as an Armed Career Criminal hinges entirely on whether his 1985 rape qualifies as an ACCA predicate offense. The district court declined to reach this question once it determined that Lowe's convictions for third-degree burglary, aggravated assault, and the 1977 rape qualified as violent felonies. Nevertheless, we exercise our discretion to consider this issue in the first instance. See Singleton v. Wulff ,
The ACCA imposes a fifteen year mandatory minimum sentence on a defendant who violates § 922(g) after having been convicted of three prior "violent felonies." See
"To determine whether a conviction offense is a [violent felony], we apply a categorical approach 'focus[ing] on the statutory definition of the offense, rather than the manner in which the offender may have violated the statute in a particular circumstance.' " United States v. Gooch ,
Where, however, a statute sets out "one or more elements of the offense in the alternative," the statute defines multiple crimes and is considered divisible. See Descamps v. United States ,
Under either the categorical or the modified categorical approach, the first step is to look to the statute under which the defendant was convicted. At the time Lowe committed the 1985 rape, the relevant statute read:
(a) Rape is unlawful sexual penetration of another accompanied by any of the following circumstances:
(1) Force or coercion is used to accomplish the act;
(2) The actor knows or has reason to know that the victim is mentally defective, mentally incapacitated, or physically helpless; and
(3) The actor accomplishes sexual penetration by fraud.
(b) Rape is a felony punishable by imprisonment in the penitentiary for a determinate sentence not less than five (5) years nor more than twenty (20) years.
As we have previously held, a conviction for rape where the victim is "physically helpless" does not necessarily require the use of force. In re Sargent ,
We find that it is because it lists elements in the alternative, thereby defining multiple crimes. See Mathis ,
The next question is whether the statute defines at least one crime that would likely qualify as a predicate offense under the *418ACCA. We find that it likely does. Section (a)(1) criminalizes rape committed by force. Force is defined as "compulsion by the use of physical power or violence and shall be broadly construed to accomplish the purposes of the Sexual Offenses Law[.]"
Because the statute defines the crime of rape in a way that could, but need not, qualify as an ACCA predicate, our next step is to consult the Shepard documents to see which offense Lowe committed. In this case, the only Shepard document we have is the indictment. It charged Lowe with "feloniously engag[ing] in sexual penetration ... by use of fear and coercion in violation of TCA 39-2-604." The parties dispute whether the indictment contains a typo because it used the terms "fear and coercion" rather than (a)(1)'s "force or coercion" or whether, instead, Lowe was charged with only rape by coercion. This distinction is immaterial, though, because it is clear that Lowe was indicted under (a)(1). No other section in the statute criminalizes rape by coercion, and nowhere in the statute is rape by fear criminalized at all. Therefore, the only question before us is whether a violation of (a)(1) necessarily involved the use, attempted use, or threatened use of force.
As described above, rape by "force" would almost certainly qualify as a predicate offense under the ACCA; however, it is not immediately clear whether rape by "coercion" would likewise qualify. Because (a)(1) lists both force and coercion, we must determine whether rape by coercion would qualify on its own as a predicate offense, and further, whether (a)(1) is divisible. If the answer to both questions is no (e.g., rape by coercion is not a predicate offense and (a)(1) is not divisible), then Lowe's conviction does not qualify as a predicate offense. We begin with the definition of coercion.
Tennessee defines "coercion" as a "threat of kidnapping, extortion, force or violence to be performed immediately or in the future or the use of parental, custodial, or official authority over a child less than fifteen (15) years of age[.]"
*419In this instance, Tennessee courts have determined that rape by force or coercion, as listed in (a)(1), is an indivisible crime. Therefore, the definition of coercion simply lists means by which that crime may be committed. Numerous opinions issued by Tennessee appellate courts support this conclusion. State v. Sontay , No. M2012-01579-CCA-R3-CD,
The most illustrative state-court case is State v. Goff , No. E2002-691,
The Tennessee Court of Appeals began its analysis by considering how many crimes the rape statute listed. It stated, "Many of our proscriptive statutes set forth alternative modes for committing crimes. Code section 39-13-503 specifies four different modes of committing rape." Id. at *21.
The statute at issue in Goff was Tennessee Code Annotated § 39-13-503, not § 39-2-604, the statute at issue here. However, § 39-13-503 is the successor to § 39-2-604, and (a)(1) in both statutes criminalizes rape by the use of "[f]orce or coercion," and the correlative definitions of coercion are identical. Compare
Delving further into the court's opinion, we find more support for this determination. In analyzing whether the evidence was sufficient to convict Goff of rape by force or coercion, the court began by defining force and coercion. It then opined that "the evidence strikes us as an effort to persuade that the element of coercion was supplied via the 'parental authority language....' "
Notably-and dispositive to the question at hand-the court did not stop its analysis there. It continued, stating that
there are two other avenues by which the sufficiency of the rape convictions might be upheld. Section 39-13-503(1) supplies an alternative definition of coercion as the "threat of kidnapping, extortion, force of violence to be performed immediately or in the future." Also, the rape statute provides that either "force" or "coercion" will suffice.
*420
What is clear from the court's opinion is that it would have upheld the jury's conviction for rape by force or coercion if a single definitional provision of force or coercion had been established in the record. This means two things: (1) rape by force or coercion, as enumerated in (a)(1), is an indivisible crime, and (2) the definition of coercion is not a list of elements that defines four separate crimes. See Mathis ,
III
Lowe's previous convictions for third degree burglary and the 1985 rape do not qualify as ACCA predicates. Therefore, his sentence as an armed career criminal cannot stand. Accordingly, we REVERSE and REMAND the case for resentencing.
CONCURRENCE
Lowe also argues that his conviction for aggravated assault cannot be an ACCA predicate because the Government has not demonstrated that he was convicted for acting intentionally rather than recklessly. Our recent holding in Davis v. United States ,
Reference
- Full Case Name
- Carlos Clifford LOWE, Petitioner-Appellant, v. UNITED STATES of America, Respondent-Appellee.
- Cited By
- 13 cases
- Status
- Published