Dan Wilson v. Safelite Group, Inc.
Dan Wilson v. Safelite Group, Inc.
Opinion
This dispute centers on what constitutes an employee pension benefit plan under the Employee Retirement Income Security Act (ERISA), and its resolution determines whether the duties and protections of ERISA apply to the plan at issue. Plaintiff Dan Wilson, the former President and Chief Executive Officer of Defendant Safelite Group, Inc., sued Safelite for breach of contract and negligent misrepresentation arising from the company's alleged mismanagement of its deferred compensation plan for executive employees. Finding that the plan was an employee pension benefit plan under
I. OVERVIEW
Wilson was the President and CEO of Safelite from 2003 to 2008. In 2005, Safelite's Board of Directors created the Safelite Group, Inc. 2005 Transaction Incentive Plan (TIP), which provided for substantial bonus payments to its participants-five *432 Safelite executives, including Wilson-if they secured a strategic buyer for the company.
By late 2006, Belron SA emerged as a likely buyer. Realizing that Belron's acquisition of Safelite would trigger significant payments under the TIP that could increase participants' tax obligations, on December 29, 2006, the Board adopted the Safelite Group, Inc. Nonqualified Deferred Compensation Plan (Safelite Plan), a plan to allow participants to defer compensation and thereby avoid certain tax consequences. At the time the Safelite Plan was adopted, only four executive employees, including Wilson, were eligible to participate in it. In February 2007, less than two months later, Belron purchased Safelite for $334 million, generating substantial payments to the TIP participants that could be deferred by operation of the Safelite Plan.
The Safelite Plan, the plan at issue, allows eligible executive employees to defer two types of income: (1) compensation (defined as a participant's base annual salary and any annual or long-term bonuses) and (2) "TIP Amounts" triggered by Safelite's sale to Belron. To become a participant in the Safelite Plan, an eligible employee must submit a completed election form and must indicate what income to defer. To defer any TIP Amount, an eligible employee was required to submit an election form on or before December 31, 2006. An eligible employee could choose to defer each upcoming year's compensation by submitting an election form before January 1 of that year. The election forms provide spaces to indicate what percentage of the employee's TIP Amount, base annual salary, and bonus he seeks to defer and in which year or years the employee wishes to receive distributions of his deferred income, either during employment or after the termination of employment.
The Safelite Plan provides two timing options for participants to receive distributions of deferred income. The default distribution of deferred compensation for each participant is payment "in a lump sum as soon as administratively feasible after the [participant] Terminates" from employment. A participant can elect to receive deferred distributions on January 1 of a designated year or following a disability, and that distribution can be "in a lump sum or monthly ... or annual payments over a period of up to ten years," subject to some limitations. Distributions made during a participant's employment are referred to as "in-service distributions."
Wilson properly submitted an election form and so became a participant in the Safelite Plan. Between 2006 and 2013, he elected to defer hundreds of thousands of dollars of compensation each year. Wilson left Safelite on July 5, 2008. By 2014, Wilson had deferred compensation totaling $9,111,384. That year, a federal audit revealed that some of Wilson's elections failed to comply with 26 U.S.C. § 409A, a tax statute regulating deferred compensation plans. As a result, Wilson owed income taxes and incurred substantial tax penalties.
On September 12, 2016, Wilson sued Safelite in federal court, asserting state law claims for breach of contract and negligent misrepresentation. Safelite moved for partial summary judgment on Wilson's state law claims, arguing that they were preempted by ERISA. The district court granted Safelite's motion, finding that the Safelite Plan met the statutory definition of "employee pension benefit plan" under ERISA Section 3(2)(A)(ii),
II. ANALYSIS
We review a grant of summary judgment de novo.
Kolkowski v. Goodrich Corp.
,
The parties here present two mixed questions of law and fact: (1) whether the Safelite Plan is an employee pension benefit plan covered by
A. ERISA Employee Benefit Plans
The parties do not dispute that the Safelite Plan constitutes a "plan" for purposes of ERISA.
See
Hughes v. Zurz
,
(i) provides retirement income to employees, or
(ii) results in a deferral of income by employees for periods extending to the termination of covered employment or beyond ....
1. Statutory Language
The starting point is the language of the statute.
See
Hale v. Johnson
,
*434
instead, we must look to the 'structure, history, and purpose' of the statutory scheme."
ERISA is a complex statute, but its purpose is simple: to establish a "uniform regulatory regime" for plan administration that protects monies belonging to plan beneficiaries while such funds are held and managed by others.
Milby v. MCMC LLC
,
Keeping this statutory framework and purpose in mind, we examine the statutory definition. An "employee pension benefit plan" is established where a "plan, fund, or program ... by its express terms or as a result of surrounding circumstances ... results in a deferral of income by employees for periods extending to the termination of covered employment or beyond."
We begin with the meaning of "results," a key word in subsection (ii). The ordinary meaning of the word "results," as specified by the Supreme Court, is that "[a] thing 'results' when it '[a]rise[s] as an effect, issue, or outcome
from
some action, process or design.' "
Burrage v. United States
,
We turn next to the remainder of the statutory language: "a deferral of income by employees for periods extending to the termination of covered employment or beyond."
Once again, we examine the statutory language, recalling "the cardinal principle of statutory construction that it is [the Court's] duty to give effect, if possible, to every clause and word of a statute rather than to emasculate an entire section."
Bennett v. Spear
,
2. DOL Exemption for Bonus Plans
The DOL promulgated regulations that "clarif[y] the limits" of the term "employee pension benefit plan" for purposes of Title I of ERISA.
This regulation envisions bonuses, not pay for regular compensation, such as annual salaries. A "classic 'bonus' situation" involves "reward (higher cash value) for superior performance (higher corporate earnings)."
Emmenegger v. Bull Moose Tube Co.
,
A bonus plan may defer payment of bonuses and remain exempt, "unless such payments are
systematically
deferred to the termination of covered employment or beyond, or so as to provide retirement income to employees."
3. ERISA Coverage
In summary, ERISA § 1002(2)(A)(ii) covers any plan that, "by its express terms or as a result of surrounding circumstances," results in a deferral of income by participants for periods extending to the end of the participant's employment or beyond. The statutory language does not categorically exclude all plans that contain options to receive in-service distributions or to make other deferral elections.
B. The Safelite Plan
We begin by examining the Plan's express terms, looking first to the statement of purpose specified in the plan document. The first section of the Safelite Plan, titled "Purpose," states that "[t]he Company adopts this Plan ... to provide certain benefits to Eligible Employees" as a "program of deferred compensation within the meaning of Title I of ERISA." The express terms of the Safelite Plan indicate that the Plan means to provide the benefit of deferred compensation and intends to be covered by ERISA.
See
Rich v. Shrader
,
Wilson does not dispute that the Safelite Plan is expressly established to be a deferred compensation plan. Wilson disputes whether the Plan "results in a deferral of income by employees for periods extending to the termination of covered employment or beyond."
(a) Default Distribution. With respect to each Sub-Account of a Member, unless *437 a different election is made under Section 5.01(b), such Sub-Account will be paid in a lump sum as soon as administratively feasible after the Member Terminates, but in no case later than 60 days after the date the Member Terminates.
(b) Distribution Election . Notwithstanding the foregoing, with respect to each Sub-Account of a Member:
(i) The Member may elect to receive (or begin to receive) a distribution of the Sub-Account as soon as administratively feasible, but no later than 30 days, following (A) January 1 of the calendar year designated by the Member on a properly submitted Election Form or (B) his or her Disability; and
(ii) The Member may elect to receive the distribution described in Section 5.01(b)(i) in a lump sum payment or monthly (for distributions other than with respect to Disability) or annual payments over a period of up to ten years as designated by the Member on a properly submitted Election Form ....
In order to participate in the Plan, each eligible individual was required to submit an election form specifying the dollar amount to be deferred not only from his TIP Amount, but also from his yearly compensation and from his bonuses. The election form provided spaces for a participant to indicate if he wanted the deferred income distributed in a lump sum, in monthly payments, or in yearly payments. If those spaces were not filled, the default distribution was in "a lump sum as soon as administratively feasible after the Member Terminates."
The Fifth Circuit has addressed an income deferral plan similar to Safelite's.
See
Tolbert v. RBC Capital Mkts. Corp.
,
As in Tolbert , at issue here is whether the Safelite Plan falls within the deferral of income provision of § 1002(2)(A)(ii), not the retirement income provision of subsection (i). The Safelite Plan expressly provides for employees to defer income from several sources to the future and authorizes options for payment of deferred income both before and after termination. Also comparable to Tolbert , the Plan's default provision provides for distributions to occur after termination of employment. As the district court correctly noted, "[t]he statute does not mandate that 'all deferrals extend to the termination of employment' or that payments be 'systematically deferred' until termination." Thus, the Safelite Plan contemplates that deferral occurs "for periods extending to the termination of covered employment or beyond" and fits within the meaning of subsection (ii).
The "surrounding circumstances," see 29. U.S.C. § 1002(2)(A), moreover, also point to a finding that the Safelite Plan falls within subsection (ii). In his complaint, Wilson alleges both that "[t]he Safelite Plan was designed to allow [him] to defer a significant portion of his income to later years for better tax treatment," and that he did defer income for years after he ceased to work for Safelite in 2008. Another Safelite executive declared that in December *438 2006, Wilson had urged the Board to adopt a deferred compensation plan to permit the eligible executives "to defer all or substantially all of their bonus, performance, and TIP payments until after they had left Safelite's employ." The record demonstrates that this is how the Plan was designed to work and was consistently administered-participants deferred income for various "periods," including periods extending up to and/or beyond termination.
To protect the interests of the participants and beneficiaries, Congress chose to subject certain plans that govern deferred income of employees to a uniform regulatory system and comprehensive civil enforcement scheme. To determine if the Safelite Plan is covered, we look to its design and administration, applying the language of the statute to the Plan's express terms and/or its surrounding circumstances. That decision is not dependent on the behavior of individual plan participants. As shown by the provisions of its plan documents and evidence in the record, the Safelite Plan provided for deferral of income within the statutory specifications of ERISA. The Plan "results in a deferral of income by employees for periods extending to the termination of covered employment or beyond." It is an ERISA employee pension benefit plan pursuant to § 1002(2)(A)(ii).
Wilson also argues that the Safelite Plan falls under the bonus plan exemption from ERISA coverage,
Wilson asserts that because the Safelite Plan defers and ultimately distributes some incentive payments triggered under the terms of the TIP, the Plan's distributions are themselves made "as bonuses." But the cases on which he relies involved single plans which, by each plan's express terms, paid employees bonuses or provided stock options according to a specific vesting schedule.
See
McKinsey
,
We therefore agree with the district court that
III. CONCLUSION
Because the Safelite Plan qualifies as an employee pension benefit plan under
CONCURRING IN PART AND IN THE JUDGMENT
THAPAR, Circuit Judge, concurring in part and concurring in the judgment.
I agree with the majority's textual analysis and concur to the extent the majority
*439
rests on that analysis. Because the text of
I.
This case, like many others, asks us to interpret the text of a statute. Faced with the parties' conflicting understandings, we must figure out the most reasonable interpretation. When doing so, our job is not to replace the text that Congress enacted or explore the alleged purposes behind that statute.
See
Henry Schein, Inc. v. Archer & White Sales, Inc.
, --- U.S. ----,
Instead, we operate under the fundamental principle that our elected officials write laws that all of us can understand by simply reading them.
United States v. Davis
, --- U.S. ----,
But words often have multiple permissible meanings. And parties will dispute which of a word's
permissible
meanings does, in fact, prove to be its
ordinary
one, given the statutory context.
See
Thomas R. Lee & Stephen C. Mouritsen,
Judging Ordinary Meaning
,
To assist in this sometimes-difficult task, judges and lawyers can utilize a variety of tools. Brett M. Kavanaugh,
Fixing Statutory Interpretation
,
We ought to embrace another tool to ascertain the ordinary meaning of the words in a statute. This tool-corpus linguistics-draws on the common knowledge of the lay person by showing us the ordinary uses of words in our common language. How does it work? Corpus linguistics allows lawyers to use a searchable database to find specific examples of how a word was used at any given time.
State v. Rasabout
,
Of course, corpus linguistics is one tool-new to lawyers and continuing to develop-but not the whole toolbox. Its foremost value may come in those difficult cases where statutes split and dictionaries diverge. In those cases, corpus linguistics can serve as a cross-check on established methods of interpretation (and vice versa).
See
Lawrence B. Solum,
Triangulating Public Meaning: Corpus Linguistics, Immersion, and the Constitutional Record
,
II.
The other concurring opinion argues that we should not add corpus linguistics to the judicial toolkit for several reasons. The first is methodological-corpora are not representative because of their sources. For instance, a corpus search for "flood" may lead to an overinclusion of
*441
newspaper articles talking about giant flood waters rather than basements flooding. But the entire practice of law-and certainly the practice of interpretation-involves judgment calls about whether a particular source is relevant. And, at least with corpus linguistics, those calls can be vetted by the public in a more transparent way.
Cf.
Muscarello v. United States
,
Second, the other concurring opinion argues that the use of corpus linguistics will descend into mere rote frequency analysis; judges will simply pick the use of the word that shows up the most. Yet judges who use corpora do not become automatons of algorithms. They will still need to exercise judgment consistent with the use of the other tools of statutory interpretation. Sometimes the most frequent use of a word will line up with its ordinary meaning as used in a statute. Sometimes it will not. The data from the corpus will provide a helpful set of information in making that interpretive decision. But the judge must make the ultimate decision after considering multiple tools.
Third, the other concurring opinion suggests that corpus linguistics is redundant when compared with another tool-dictionaries. Expert lexicographers already do corpus linguistics when compiling dictionaries, so, the argument goes, when judges use corpus linguistics, they become unnecessary and unhelpful armchair lexicographers. But the use of corpus linguistics improves upon dictionaries by helping pinpoint the ordinary uses of a word at the time a statute was enacted. For example, when a court considers a dictionary definition, it looks at a dictionary from that time period. See New Prime , 139 S. Ct. at 539-40 & n.1. But the usage examples in those dictionaries often come from a time before the dictionary was published. See Lee & Mouritsen, supra , at 808-09; Henry M. Hart, Jr. & Albert M. Sacks, The Legal Process: Basic Problems in the Making and Application of Law 1190 (William N. Eskridge, Jr. & Phillip P. Frickey eds., 1994) ("An unabridged dictionary is simply a[ ] historical record, not necessarily all-inclusive, of the meanings which words in fact have borne, in the judgment of the editors, in the writings of reputable authors."); see also id. at 1375-76. So the dictionary definition may actually tell us the ordinary meaning at a time long before Congress enacted the statute. See Lee & Mouritsen, supra , at 809; Scalia & Garner, supra , Appendix A at 419 (noting that dictionaries lag behind the times). And in many cases (like the ones discussed below), both the majority and dissent will point to dictionaries without any clear resolution. Instead of relying on just a few sample sentences in the dictionary, the corpus develops a broader picture of how words were actually used when Congress passed the statute.
*442
Plus, "[w]e judges are experts on one thing-interpreting the law."
Rasabout
,
In sum, I agree that corpus linguistics is not the only tool we should use, but it is an important tool that can assist us in figuring out the meaning of a term.
III.
Some examples help prove the point. Consider
Smith v. United States
,
Could corpus linguistics have helped in this debate? I think so. In a study of the Corpus of Contemporary American English, the authors found 159 instances where the verb "use" was followed by a noun representing a weapon (like "gun" or "rifle"). Stefan Th. Gries & Brian G. Slocum,
*443
Ordinary Meaning and Corpus Linguistics
,
Take another quick example. In
Muscarello
, the Supreme Court debated whether carrying a firearm meant carrying it on one's person or carrying it more generally (as in a car).
Like with
Smith
, an actual corpus analysis has since been performed.
See
Lee & Mouritsen,
supra
, at 845, 847. The evidence suggests that, generally (but not always), people use "carry" when referring to someone personally carrying an object.
Id.
at 847;
see also
Neal Goldfarb,
A Lawyer's Introduction to Meaning in the Framework of Corpus Linguistics
,
IV.
Now for the case at bar. Dan Wilson sued Safelite Group, Inc. ("Safelite") under Ohio law about its Nonqualified Deferred Compensation Plan ("Safelite Plan"). We have grappled with whether ERISA (a 1974 statute) applies to the Safelite Plan. If so, Wilson's state law claims are preempted, and his lawsuit is over. As relevant here, ERISA covers a company's deferred income plan when the plan "results in a deferral of income by employees for periods extending to the termination of covered employment or beyond."
In making his argument, Wilson claims that "results in" means "requires" and that "extending to" means essentially "until a certain time." "Results in," however, is a phrasal verb (verbs that end in a preposition or participle) that, at the time ERISA was passed in 1974, meant "to cause" or "have (something) as a result." Longman Dictionary of Phrasal Verbs 506 (1983); see also Scalia & Garner, supra , Appendix A at 419 (noting that to understand the meaning of a word in a statute, it is "quite permissible" to consult a dictionary published a decade or so later because dictionaries "lag behind linguistic realities"). "Results in" does not mean "requires." And, as the majority explains, where Congress wanted to make something a requirement in the ERISA statute, it specifically did so by using the word "requires." See Majority Op. Part II.A.1. Similarly, when grappling with "extending to," the majority applied the surplusage canon to make sure we gave effect to the term "extending to" and correctly found that "extending to" does not preclude in-service distributions. "Extend to," another phrasal verb, meant "to reach" at the time ERISA was passed. Longman Dictionary of Phrasal Verbs 170 (1983). In sum, § 1002(2)(A)(ii) includes plans that "cause" the deferral of income by employees for periods "t[hat] reach" to the termination of covered employment or beyond. See Longman Dictionary of Phrasal Verbs 170, 506 (1983).
The corpus confirms this textual analysis. If we limit the searches to the 1960s and 1970s (the time period immediately before and during ERISA's enactment), we only get a few hundred results for each phrase in the Corpus of Historical American English. And there is simply no result-not one-where the phrasal verb "results in" could be read to mean "requires." To bring this to life, here are just a few of the many examples generated by the corpus search:
• "Two enterprises are competitive when an increase in the output of one results in a decrease in the output of the other." Emery N. Castle & Manning H. Becker, Farm Business Management: The Decision-Making Process (1962).
• "Army gets little gridiron help, because the cooler New York weather results in spring football running until late April." Federal Power Takes Over , Sports Illustrated (June 8, 1964).
• "The Federal Aviation Act frowns on price competition among the interstate airlines, and the CAB quickly pounces on any sign of rate-cutting. This results in competition being trivialized into 'booze wars,' 'lounge wars,' and fuselage decoration, with the passengers compelled to pay the bill." Peter H. Schuck, Why Regulation Fails , Harpers (September 1975).
• "Do not let an inexperienced guest attack [splitting logs] without instruction and supervised practice. Most of my guests tended to drive one wedge into a log as far as it would go and then find that the log had not split and they could not remove the wedge. This results in frustrated guests, a battered wedge head and unsplit wood." Patricia Crawford, Homesteading (1975).
For "extending to," the corpus search included "extend(s) to" as well. Here too, the analysis supports the majority's conclusion with only one example that arguably can be read to mean "until a certain point in time." Here are just a few, starting with the one that supports Wilson's reading:
*445 • "The hospital is being built by Hospital Corporation of America, which has a contract extending to 1980 to recruit employees and medical staff and to manage the hospital." Howard Dernton, Saudi Arabia , Saturday Evening Post (April 1974).
• "A new public plaza at Chambers Street will link the center of the island with the waterfront of the Hudson River, connecting with Battery Park City to the south and a shoreline park system extending to the north and south, the Mayor said." Charles G. Bennett, Downtown Renewal Plan Adds College for 5,000 , N.Y. Times (1968).
• "A favorite design is a heart-shape with two prongs extending to either side from the point of the heart." Alex W. Bealer, The Art of Blacksmithing (1969).
• "The knights support a worldwide program of medical aid and refugee relief that extends to 42 countries." Knightly Return , Time (June 21, 1968).
Ultimately, in this case, the corpus results serve as a method to check our work. And those results confirm that the majority's textual analysis is correct. In future cases where the ordinary meaning is debatable, like in Smith and Muscarello , the results could be determinative.
* * *
We seek ordinary meaning because laws are written for everyday people, and it is not our role as judges to rewrite those laws. I join the portions of the majority's opinion that faithfully apply traditional tools of textual analysis and that do not journey beyond the statutory text to discern ordinary meaning. In this case, a corpus linguistics analysis confirms the majority's analysis as well. In future cases, adversarial briefing on corpus linguistics can help courts as they roll up their sleeves and grapple with a term's ordinary meaning.
CONCURRENCE
JANE B. STRANCH, Circuit Judge, concurring.
I agree with Judge Thapar's concurrence that we need look no further when statutory text is clear. That is what the majority opinion does-first by recognizing ERISA's statutory framework and purpose as expressed by Congress in
The first is a practical problem. A keyword search using a corpus linguistics database will likely result in dozens, if not hundreds or thousands, of examples of a term's usage. How should courts make sense of all this information? First, we could count the number of times a term is used in the database (assuming appropriately selected parameters) and then decide that the most frequently used meaning is the ordinary meaning. But that approach would risk privileging the most newsworthy connotations of a term
*446
over its ordinary meaning.
See, e.g.
, Carissa Byrne Hessick,
Corpus Linguistics and the Criminal Law
, 2017 B.Y.U. L. Rev. 1503, 1509 ("[A] corpus analysis may demonstrate that seventy percent of all mentions of the word 'flood' occur in the context of [ ] superstorms. But that does not tell us whether the average American would understand the statutory term 'flood' to include three inches of water in a homeowner's basement after a neighboring water main burst."). It would also fail to cull irrelevant results. If we use the database to determine the meaning of "results in" during the 1960s and 1970s (the era closest to when ERISA was drafted), we find examples of this term's usage in contexts that bear no relationship to our own. Does it matter, for purposes of deciding whether ERISA applies to Wilson's deferred compensation plan, how "results in" was used in a book about farm animal management in 1976, or in an article from
Sports Illustrated
about New York's cool spring weather in 1964?
2
I think it does not. And even if consulting this overinclusive data set might help judges "to avoid basing conclusions on a few speakers' idiosyncrasies," it is "the 'idiosyncrasies' of [Congress that] constitute the rule of law in this [country]. And the only way to identify those idiosyncrasies is through the text of the [U.S.] Code, which is wholly absent from [the corpus linguistics] data set."
State v. Rasabout
,
Another approach would require the court to perform this culling process itself. For example, we could assume that the drafters employed popular, as opposed to technical or legal, language and decide which uses of "results in" during the 1960s and 1970s should be included in our analysis and which should not. But by what metric would we make that choice? Perhaps most could agree that a book about farm animal management is not relevant here. But what about an article reporting a union strike? Or one about federal tax penalties?
3
Such choices would require highly subjective, case-by-case determinations about the import and relevance of a given source. Textualists have long advised us to forgo that interpretive method.
See, e.g.
,
Conroy v. Aniskoff
,
In part because of these practical problems, the use of corpus linguistics is a difficult and complex exercise. That is why, for centuries, we have left this task to the trained lexicographers who author the tool
*447
we already employ-a dictionary. The concurrence describes much of what lexicographers do every day.
See, e.g.
, Phillip A. Rubin,
War of the Words: How Courts Can Use Dictionaries Consistent with Textualist Principles
,
Lexicographers engage in "research, but also decisionmaking: the primary job of the lexicographer in creating a dictionary is to determine meanings of words, and to determine what different meanings a word might have." Rubin, supra at 181. And because "[t]he line between one meaning and another is seldom clear," this process "leaves much of the final determination to the experienced judgment of the editorial staff." Id . The other concurrence argues that, notwithstanding their training, these experts sometimes select outdated or otherwise unreliable meanings for disputed terms. But I would not substitute the ad hoc selection process of individual judges for the "experienced judgment" of these trained scholars. Doing so would convert judges into armchair lexicographers, attempting the same work that dictionary authors have been performing for centuries. But unlike those experts, judges would shoulder this task without the specialized training necessary to make a reliable and neutral judgment call. Encouraging litigants to take on that same role would make the problem worse, not better.
I do not suggest that corpus linguistics can never assist judges in the difficult project of statutory interpretation. But, in the unusual case where such a tool might prove useful, I would leave this task to qualified experts, not to untrained judges and lawyers.
See, e.g.
,
Brief for Professor Clark D. Cunningham, et al. as Amicus Curiae on Behalf of Neither Party,
In Re: Donald J. Trump, President of the United States of America
, No. 18-2486 (4th Cir. Jan. 29, 2019) (discussing use of corpus linguistics by professor of applied linguistics to help determine the meaning of "emoluments" during the founding era). And before we add corpus linguistics to our judicial toolkit, we should first remind ourselves what our toolkit is for. I agree with the concurrence that statutes ought to give "ordinary people fair warning about what the law demands of them."
United States v. Davis
, --- U.S. ----,
Underlying these practical usage issues is my concern with the implicit suggestion that corpus linguistics is a simple, objective tool capable of providing answers to the puzzle of statutory interpretation. The use of corpus linguistics brings us no closer to an objective method of statutory interpretation. Instead, it encourages judges to stray even further from our historic and common-sense considerations-including the "text, structure, history, and purpose" of a statute,
Maracich v. Spears
,
Safelite also argued that the Safelite Plan was a "top hat" plan. The district court declined to decide the top hat question, and it is not before us on appeal.
The vast majority of these opinions were authored by courts in Utah, the state where the database cited by the concurrence is compiled.
See, e.g.
,
Fire Ins. Exch. v. Oltmanns
,
Consider (i) result number 37 after searching for examples of "results in" from the 1960s and (ii) result numbers 66-70 after searching for examples of "results in" from the 1970s. Corpus of Historical American English , BYU, http://www.english-corpora.org/coha (last visited June 17, 2019) (search for "results in"; then follow the "152" hyperlink beneath the "1960" column and the "132" hyperlink beneath the "1970" column).
Consider result numbers 40 and 52 after searching for examples of "results in" from the 1970s. See Corpus of Historical American English , supra note 2.
Reference
- Full Case Name
- Dan H. WILSON, Plaintiff-Appellant, v. SAFELITE GROUP, INC., Defendant-Appellee.
- Cited By
- 34 cases
- Status
- Published