Planned Parenthood Southwest Ohio Region v. Mike DeWine
Opinion
Planned Parenthood brought this challenge to an Ohio statute that regulates the use and prescription of mifepristone for the medical induction of abortion. Based on the likelihood of success of one of its claims, Planned Parenthood obtained a preliminary injunction, which this court eventually narrowed to an as-applied injunction and which restrained enforcement of the law for almost 12 years. Before a final adjudication of the merits of that claim, however, actions by the Food and Drug Administration (FDA), a non-party in this case, mooted the dispute. Planned Parenthood sought and was awarded attorneys' fees and costs for the work it did in litigating the preliminary injunction. Defendants Michael Dewine, the Attorney General of Ohio, and Joseph Deters, the Hamilton County Prosecuting Attorney and representative of a defendant class of all prosecuting attorneys in Ohio, appeal the district court's fee award. They argue that Planned Parenthood does not properly qualify as a "prevailing party" because its relief was narrow, temporary, and preliminary; that the district court erred in refusing to apply a blanket fee reduction based on Planned Parenthood's degree of success; and that the district court erred in applying 2016 rates rather than 2006 rates in calculating the award. We conclude that the district court properly engaged in a contextual, case-specific review and appropriately determined that Planned Parenthood prevailed in this litigation because its relief, albeit preliminary, was based on the merits of its claim, provided a benefit to the plaintiffs, and was sufficiently lasting. Furthermore, the district court properly considered the law and the aims of
FACTUAL AND PROCEDURAL BACKGROUND
In June 2004, the Ohio General Assembly enacted Ohio Revised Code § 2919.123, which regulates the use and prescription of mifepristone (also known as RU-486). Mifepristone is a drug commonly used in conjunction with another drug, misoprostol, to induce abortion in the first trimester without the need for the patient to undergo surgery. In 2000, the FDA approved the use of mifepristone to end a pregnancy based on a dosage protocol that used 600 milligrams of the drug and could be prescribed through 49 days following a woman's last menstrual period (LMP). However, following FDA approval, physicians prescribing mifepristone began relying on a newer, evidence-based protocol that allowed the drug's usage through 63 days post-LMP and prescribed only 200 milligrams of the drug.
Though physician reliance on evidenced-based, "off-label" protocols is standard medical practice and is often protected in certain areas of state law, including in Ohio, see, e.g., Ohio Rev. Code § 1751.66(A), with regard to mifepristone, the state saw fit to limit physicians' prescribing options. To that end, the Ohio legislature passed the mifepristone statute, which criminalizes uses of mifepristone not "in accordance with all provisions of federal law that govern the use of RU-486 (mifepristone) for inducing abortions." Ohio Rev. Code § 2919.123(A). Further, the statute defines "federal law" as including "any drug approval letter of the food and drug administration of the United States." Ohio Rev. Code § 2919.123(F)(1).
On August 2, 2004, slightly over a month before the statute was scheduled to take effect, Planned Parenthood Cincinnati Region, two additional Planned Parenthood clinics, and one other reproductive healthcare provider not affiliated with Planned Parenthood
1
brought suit against the governor of Ohio, the attorney general of Ohio, and a defendant class of the state's prosecuting attorneys in their official capacities. Planned Parenthood challenged the statute pursuant to
Planned Parenthood's complaint alleged four claims: the statute was unconstitutional due to vagueness; it violated individuals' bodily autonomy; it imposed an undue burden on patients' right to abortion; and it violated due process because it lacked an exception to protect the health or life of the woman. With regard to the health-or-life-exception claim, Planned Parenthood argued that certain medical conditions render induced abortion via medication (rather than surgery) safer and thus necessary for particular patients through 63 days post-LMP. Planned Parenthood sought declaratory relief as well as a preliminary injunction and a permanent injunction preventing enforcement of the statute. The same day, Planned Parenthood filed a motion and a supporting memorandum of law seeking a preliminary injunction. The state opposed the motions and filed its own motion to dismiss Planned Parenthood's complaint.
Following a two-day evidentiary hearing, the district court denied the state's motion to dismiss and granted Planned Parenthood's motion for a preliminary injunction on September 22, 2004, the day before the statute was to go into effect. The district court enjoined the statute in full, holding that, due to its lack of a health-or-life exception, the plaintiffs "ha[d] a substantial likelihood of success on the merits that the [statute] violates the Due Process Clause and is unconstitutional."
Planned Parenthood Cincinnati Region v. Taft
,
On February 24, 2006, we affirmed the district court's order in part, and on April 13, 2006, we issued an amended decision but still found "no basis for overturning the district court's determination that [Planned Parenthood] had established a strong likelihood of succeeding on the merits of their claim that the [statute] is unconstitutional because it lacks a health or life exception."
Planned Parenthood Cincinnati Region v. Taft
,
Following that ruling, Planned Parenthood filed a consolidated motion in the district court seeking summary judgment on their vagueness claim or, in the alternative, a renewed preliminary injunction of the statute in its entirety based on the plaintiffs' remaining constitutional claims. On September 27, 2006, the district court granted Planned Parenthood's motion and permanently enjoined the statute in its entirety. The state appealed.
On December 1, 2006, prior to resolution of the state's appeal, Planned Parenthood filed a motion seeking $475,886.77 in attorneys' fees for work done through November 30, 2006. 2 This total included a ten-percent fee reduction to acknowledge and offset the possibility of duplicated efforts. On February 1, 2007, the state filed a motion to stay the fee-motion proceedings, and the district court granted the stay.
Following the district court's stay of Planned Parenthood's attorneys' fees application, litigation continued. In June 2008, we
sua sponte
certified two questions to the Supreme Court of Ohio regarding interpretation of the statute.
Planned Parenthood of Cincinnati Region v. Strickland
,
On July 1, 2009, the Supreme Court of Ohio issued its opinion addressing the certified questions, confirming that the statute requires physicians to adhere to the FDA's drug-approval letter and final printed label. Thus, it required physicians using mifepristone to induce abortion to prescribe a 600 milligram dose and to do so only through 49 days post-LMP.
Cordray v. Planned Parenthood Cincinnati Region
,
Thereafter, both parties moved for summary judgment, and in January of 2011, Planned Parenthood requested clarification of the scope of the preliminary injunction. On February 4, 2011, the district court issued an order clarifying that the statute was enjoined only as it applied to instances where the health or life of the patient was at risk and denying Planned Parenthood's request for broader relief.
On May 23, 2011, the district court granted the state's motion for summary judgment on three of Planned Parenthood's claims but denied the state's summary judgment motion as to the health-or-life-exception claim. Almost two years later, Planned Parenthood filed a Second Amended Complaint seeking declaratory and injunctive relief pursuant to the single remaining claim. The state moved to dismiss. The district court denied that motion on December 2, 2014, and litigation proceeded until October 2015, when the district court stayed the case pending the Supreme Court's decision in
Whole Woman's Health v. Hellerstedt
, --- U.S. ----,
On March 29, 2016, almost 12 years after entry of the original preliminary injunction, the FDA amended its approval letter and final printed label for mifepristone. The updated labeling authorized the evidence-based protocol, allowing a 200 milligram dosage and prescription through 70 days post-LMP, rather than the original 600 milligram dosage and 49-day post-LMP gestational limitation. See U.S. Food & Drug Administration, Questions and Answers on Mifeprex, https://www.fda.gov/drugs/drugsafety/postmarketdrugsafetyinformationforpatientsandproviders/ucm492705.htm (last visited June 3, 2019); Mifepristone Supplemental Approval Letter, https://www.accessdata.fda.gov/drugsatfda_docs/appletter/2016/020687Orig1s020ltr.pdf (last visited June 3, 2019). In light of these updates, the parties agreed to dismiss the case without prejudice. On May 11, 2016, the district court ordered dismissal pursuant to Federal Rules of Civil Procedure 23(e) and 41(a). The statutory provision remains in force, requiring physicians to prescribe medication abortion according to the evidence-based protocol, as reflected in the FDA's updated approval letter and labeling.
On July 7, 2016, Planned Parenthood filed a supplementary motion for attorneys' fees, this time encompassing only work done through February 24, 2006. Planned Parenthood asserted that it spent 1,038.97 hours litigating the preliminary injunction. As in their initial fee request, Planned Parenthood included a ten-percent reduction to account for potential duplication of effort. "Given [the] delay in payment" following the original 2006 motion, Planned Parenthood requested that these fees be paid at 2016 rates to offset lost interest. Using this rate, the requested fees for the preliminary injunction litigation totaled $372,164.63. In addition, Planned Parenthood requested $10,365.35 to cover costs for the subsequent merits litigation. Thus, Planned Parenthood's total request for costs and fees amounted to $382,529.98.
The district court granted Planned Parenthood's fee request. Despite the state's opposition, the district court found both Planned Parenthood's requested hours and rates reasonable and did not apply a blanket reduction to the fees. That ruling and award are the subjects of this appeal.
DISCUSSION
Standard of Review
"A district court's determination of prevailing-party status for awards under attorney-fee-shifting statutes-such as
Planned Parenthood's Prevailing-Party Status
In addressing attorneys'-fees disputes, federal courts typically abide by the "American Rule," which dictates that each party pay for its own attorneys' fees, except when explicitly provided for by statute. The Civil Rights Attorney's Fee Awards Act,
In determining prevailing-party status under § 1988, "[t]he touchstone of the ... inquiry ... is the material alteration of the legal relationship of the parties in a manner which Congress sought to promote in the fee statute."
Sole
,
The parties do not dispute that the preliminary injunction Planned Parenthood obtained qualifies as a decision on the merits bearing the necessary judicial
imprimatur
. The district court first issued the injunction following a two-day evidentiary hearing and explicitly stated that an injunction was appropriate because of the agency's probable success on the merits. Furthermore, on two occasions this court has upheld part of the injunction after reviewing the merits of Planned Parenthood's claims.
Taft
,
Nevertheless, the state appeals the district court's determination that Planned Parenthood is a prevailing party on the grounds that Planned Parenthood's preliminary injunction does not meet the standard of "material alteration." In
Sole v. Wyner
, the Supreme Court considered whether a preliminary injunction could create the necessary "material alteration" when a final adjudication on the merits "superseded" a prior preliminary injunction.
In contrast, the injunction that Planned Parenthood secured in this case precluded enforcement of the statute in certain circumstances throughout almost 12 years of litigation, and this court twice affirmed its appropriateness. Such relief hardly can be described as "transient," "fleeting," or "ephemeral." Furthermore, as opposed to the "tentative" relief in
Sole
, the injunction here resulted from a careful and thorough review of the evidence and the merits of Planned Parenthood's health-or-life-exception claim. And, most importantly, Planned Parenthood's relief never expired and was not "reversed, dissolved, or otherwise undone by the final decision in the same case."
Sole
,
We then considered that issue for the first time in
McQueary
,
The state seizes upon this language to argue that Planned Parenthood cannot attain prevailing-party status because it did not receive "everything it asked for" and because its preliminary injunction was mooted by FDA action rather than by the passage of time. But our decision in
McQueary
did not announce a strict rule. The language the state points to was merely an example, indicating that a
per se
ban would unjustly exclude certain deserving claimants.
Indeed, in
McQueary
the plaintiff did not obtain all the relief he requested, and his dispute was mooted as a result of legislative action, not the passage of time. Had we intended to announce a
per se
rule, we certainly could have resolved the dispute on the basis of that articulation, but we did not. Instead, we remanded the case and explained that in circumstances in which the combined application of
Buckhannon
,
Sole
, and
Dubuc
does not clearly dictate whether a plaintiff is prevailing, the necessary inquiry is "contextual and case-specific," and for the district court's consideration.
The state also argues that although Planned Parenthood succeeded on one claim, its preliminary injunction was so narrow as to be "miniscule" and the relief "possibly zero." Ohio asks us to deny Planned Parenthood prevailing-party status because no evidence demonstrates that any patients qualified for and made use of the exception provided by the preliminary injunction. But the magnitude of a party's obtained relief does not dictate the outcome of the prevailing-party inquiry,
Binta B.
,
Planned Parenthood brought four claims against the State of Ohio seeking both preliminary and permanent injunctive relief, as well as declaratory relief. It succeeded on one of these claims, the health-or-life-exception claim under the Fourteenth Amendment, and obtained the injunctive relief it requested. Nothing in our case law requires Planned Parenthood to show that patients relied upon the injunction. Moreover, relative to Planned Parenthood's claim and requested relief, its success was not so narrow as to be miniscule. That Planned Parenthood simultaneously sought to enjoin the statute in full does not undermine the fact that the as-applied injunction addressed the merits of that claim and established protection from state action.
Cf.
McQueary
,
The state also contends that Planned Parenthood attained no benefit in this case and that the legal relationship between the parties did not change because the statute remains fully in effect today. But, as the district court ruled, this line of reasoning ignores the fact that for almost 12 years the state was limited by judicial decree-its officers could not enforce the statute against physicians who prescribed mifepristone
in accordance with the evidence-based protocol for patients whose health or life was threatened. The state argues that this is not enough because the preliminary injunction does not have any continued effect or benefit, but that is only because the need for the injunction has passed. Before Planned Parenthood's lawsuit, Ohio law prohibited physicians from providing medically-induced abortion in accordance with the most up-to-date research and highest standards of medical care. Now, Ohio law allows it. Importantly, as the state repeatedly notes in its briefing, this effect did not come about due to any voluntary change by the state.
Compare
Buckhannon
,
Planned Parenthood "does not invoke the 'catalyst' theory; [it] did not ultimately lose on the merits; the preliminary injunction ... materially changed the relationship between the parties; and the preliminary injunction turned at least in part on the district court's assessment of the merits."
McQueary
,
Fee Reduction Relative to Degree of Success
The state next asks us to consider whether the district court erred in awarding Planned Parenthood $382,529.98 in attorneys' fees and costs without reducing the overall award relative to Planned Parenthood's degree of success. The state suggests that we should drastically reduce that amount to reflect what the state contends was a "temporary and minimal" victory.
A fee is reasonable under § 1988 if it is "sufficient to induce a capable attorney to undertake the representation of a meritorious civil rights case."
Perdue
,
"There is no precise rule or formula" for establishing a proper fee for a prevailing party, and the inquiry becomes particularly murky where a plaintiff succeeds on only a portion of its claims.
Hensley
,
Having determined that Planned Parenthood was entitled to attorneys' fees, the district court set to the task of assessing a "reasonable" award.
See
Cramblit v. Fikse
,
The district court addressed the reasonableness of these hours, relying upon the 12 factors laid out in
Johnson v. Georgia Highway Express, Inc.
,
The state does not take explicit issue with the district court's ruling regarding the appropriateness of the hours. However, it contends that the district court erred by not reducing the overall award because Planned Parenthood failed in all but one of its claims and received only some of the relief it initially sought. Though the Supreme Court has stated that the degree of success is a "critical factor" in determining a fee award, the Court has not mandated that district courts apply a fee reduction in cases where a plaintiff achieves only partial success.
Hensley
,
The district court here explained that "the proportional reduction urged by Defendants already is embedded in [Planned Parenthood's] fee request, which includes only fees through the prosecution of the preliminary injunction-through the first appeal ( Taft [ ] )-and the prosecution of the present Motion." During this period, Planned Parenthood's efforts focused predominantly on their successful litigation to obtain injunctive relief based on their health-and-life-exception claim, and on defending that injunction. The state contends that Planned Parenthood's award should have been reduced relative to their success within this time period. Under this theory, the state suggests that Planned Parenthood should receive only "nominal" fees for these efforts because Taft narrowed the scope of the injunction, was "undeniably a setback," and represented a loss.
Tellingly, the state cites no precedent in support of this theory. It points to one unpublished case:
D.L.S., Inc. v. City of Chattanooga
,
Here, Planned Parenthood limited the time period for which it requested fees, and in doing so accounted for and divided out work done on the claim on which it prevailed-the health-and-life-exception claim-and distinguished it from the hours counsel expended on the remaining unsuccessful claims. To the extent that the state's arguments can be understood to suggest that Planned Parenthood should have divided out and limited its hours further because, during this time, Planned Parenthood also expended work hours on its other claims, they are mistaken. Such division and further reduction is unnecessary because the successful and unsuccessful claims arose from a "common core of facts."
Hensley
,
Furthermore, the district court found that Planned Parenthood "embedded" in their fee request an appropriate reduction relative to its success by requesting fees only for work done through February 24, 2006, the date this court issued its initial decision in
Taft
, and prior to the subsequent amendment. Planned Parenthood originally requested $475,886.77, following the district court's order enjoining the Act in full. Their renewed motion reduced that request, however, eliminating hours worked from March 2006 through November 2006. Additionally, Planned Parenthood did not seek fees for the work it did in arguing the appropriate scope of the injunction on remand, or the hours expended in briefing related to the injunction in front of this court for arguments in
Strickland II
,
We have found abuse of discretion when a court reduced a fee award but did not explain its reasoning for the selected proportion of the reduction.
See, e.g.,
Binta B.
,
Reasonable Rate for Hours Worked
The state's final issue on appeal addresses the rate Planned Parenthood relied on to calculate the lodestar and that the district court approved. The state contends that the district court abused its discretion in applying 2016 rates for work completed between 2004 and 2006.
"[T]he district court has the discretion to choose either current or historical rates so long as it explains how the decision comports with the ultimate goals of awarding reasonable fees."
Gonter v. Hunt Valve Co., Inc.
,
The district court relied on the Supreme Court's decisions in
Hensley
and in
Missouri v. Jenkins
,
Second, the district court compared the requested rates with those suggested by the rubric laid out by a 1983 committee of attorneys convened by Judge Carl Rubin, which determined reasonable fee rates for Cincinnati attorneys. The district court found that the 2016 rates Planned Parenthood requested were "consistent with, even slightly lower than" the recommended rates. Taking into account the goals of § 1988, the Supreme Court's admonishment that rates should not be reduced simply because "the rights involved may be nonpecuniary in nature,"
Hensley
,
CONCLUSION
The district court correctly ruled that Planned Parenthood "prevailed" in this litigation and sufficiently explained its rationale for applying 2016 rates and refusing to apply a blanket reduction to the fee award. The provisions in
We AFFIRM the judgment of the district court.
For ease of reading, the opinion will refer to these plaintiffs collectively as Planned Parenthood, even though the non-affiliated provider is still involved in the litigation.
Planned Parenthood's most recent fees application states that their original motion requested fees for work done through October 18, 2006, but a review of the original motion shows that it also encompassed work done to prepare the fee petition-through November 30, 2006.
The factors identified in
Johnson
include: (1) the time and labor required; (2) the novelty and difficulty of the questions; (3) the skill required to perform the legal service properly; (4) the preclusion of other employment due to acceptance of the case by the attorney; (5) the customary fee; (6) whether the fee is fixed or contingent; (7) time limitations imposed by the client or circumstances; (8) the amount involved and the results obtained; (9) the experience, reputation, and ability of the attorneys; (10) the "undesirability" of the case; (11) the nature and length of the professional relationship between the attorney and the client; and (12) awards in similar cases.
Reference
- Full Case Name
- PLANNED PARENTHOOD SOUTHWEST OHIO REGION; Planned Parenthood of Greater Ohio; Preterm ; Timothy Kress, Plaintiffs-Appellees, v. Mike DEWINE (17-3866) ; Joseph Deters (17-3867), Defendants-Appellants.
- Cited By
- 28 cases
- Status
- Published