Chesapeake & Ohio Railway Co. v. Parsons
Chesapeake & Ohio Railway Co. v. Parsons
Opinion of the Court
On June 27, 1962 we filed an opinion and entered an order denying the petition of The Chesapeake & Ohio Railway Com
Upon petition for rehearing, we have ordered said opinion withdrawn and all orders entered pursuant thereto vacated and set aside.
A rule having been issued directing the respondent to show cause why a writ should not issue, the matter is now before us for consideration on the petition for a writ of mandamus, the respondent’s answer thereto, including the exhibits attached to each, and the briefs and arguments of the respective parties, as well as the petition for rehearing and respondent’s answer thereto, from all of which the following controlling facts appear:
Filbrun’s action against the petitioner railroad is a Federal Employers’ Liability Act action for injuries alleged to have been received in a fall from a box car caused by a sudden release of a handbrake he was operating. Prior to its commencement in the District Court a substantially identical action filed by Filbrun against the petitioner in the Circuit Court of Cook County, Illinois was dismissed on the railroad’s motion on the ground that the Circuit Court of Cook County “is an inconvenient and inappropriate forum”. Filbrun did not appeal that determination. Instead he filed the United States District Court action and petitioner’s motion for its transfer to the Western District of Michigan, Southern Division, pursuant to 28 U.S.C.A. § 1404(a) was denied by respondent.
Plaintiff selected the Circuit Court of Cook County, Illinois, in which to first file his personal injury suit against petitioner railroad, based on alleged injuries sustained by him at Ludington, Mason County, Michigan, which is about 60' miles from Grand Rapids, where a United States District Court sits. Respondent is a judge of the United States District Court which sits in Chicago, in Cook County, Illinois.
The jurisdiction of the district, courts in federal employers’ liability cases is concurrent with that of the-state courts. 45 U.S.C.A. § 56.
On motion of defendant (petitioner here), the state court dismissed plaintiff’s action on the ground that the Circuit Court of Cook County, Illinois, is-an inconvenient and inappropriate forum. It also denied plaintiff’s motion for reconsideration of its action. Plaintiff took no appeal from either order. Instead, plaintiff’s suit on the same cause of action was filed in the same city and county of Illinois but in the United States District Court.
The dismissal in the Illinois state court was based upon the doctrine of forum non conveniens. Respondent was required by 28 U.S.C.A. § 1738 to .give full faith and credit to the order entered by the state court. Wayside Transportation Co. v. Marcell’s Motor Express, Inc., 1 Cir., 284 F.2d 868, 870. This is especially true because it is a court of concurrent jurisdiction in administering the Federal Employers’ Liability Act, as provided in that act, supra. Certainly if plaintiff had refiled his action in any state court in Cook County, it would have been dismissed on the basis of the Circuit Court’s dismissal.
These reasons are sufficient upon which to grant the issuance of the writ requested. The transfer of this case to the federal district court 60 miles from plaintiff’s home and the scene of his accident, and where many of the witnesses are available to both litigants, all combine to establish that justice would there be accomplished.
The writ of mandamus will issue as prayed.
Mandamus granted.
. 28 U.S.C.A. § 1404(a) provides: “For the convenience of parties and witnesses, in the interest of justice, a district court may transfer any civil action to any other district or division where it might have been brought.”
. Filbrun is also referred to herein as “plaintiff”.
. In Stangle v. Chicago, Rock Island and Pacific R. R. Co., 7 Cir., 295 F.2d 789, 791, we referred to a statement in regard to “estoppel by verdict” as announced in Rose v. Dolejs, 7 Ill.App.2d 267, 275, 129 N.E.2d 281, 285, as follows:
“ * * * ‘estoppel by verdict or judgment, is but another branch of the doctrine of res judicata, and rest on the same principles as res judicata * * »
Dissenting Opinion
(dissenting).
I would deny the petition for mandamus. In my view of the matter the contested issues presented for determination are:
“(1) Whether the state court’s determination, made under the forum non conveniens doctrine, estops Filbrun from maintaining his action in a court sitting in Cook County, Illinois, and requires the District Court to allow the petitioner’s motion to transfer the action to the Western District of Michigan, Southern Division; and if it does not,
“(2) Whether, on the facts and circumstances presented, it is clearly established that the respondent’s denial of the transfer sought constitutes an abuse of discretion.”
The state court’s determination was an application of the forum non conveniens doctrine. This required consideration of the same relevant factors as those to be considered in applying § 1404(a) (Norwood v. Kirkpatrick, 349 U.S. 29, 32, 75 S.Ct. 544, 99 L.Ed. 789) plus an additional and more stringent factor required by the Illinois decision governing the doctrine’s application to F. E. L. A. cases (Cotton v. Louisville and Nashville Railroad Company, 14 Ill.2d 144, 174, 152 N.E.2d 385, 400) that “only where it is shown that plaintiff is motivated purely by vexation and harassment will an F. E. L. A. case be dismissed” thereunder. Petitioner urges that because the state court’s determination required consideration of all factors relevant to an application of § 1404(a) every point and question necessary to be passed upon in connection with its motion to transfer has already been adjudicated adversely to Filbrun. From this premise petitioner argues that Filbrun is estopped from relitigating those matters and that the full faith and credit provisions of 28 U.S.C.A. § 1738 require respondent to allow petitioner’s motion to transfer.
The cases relied upon by the petitioner are therefore inapposite. In Healea v. Verne, 343 Ill. 325, 175 N.E. 562; Chicago Title & Trust Co. v. National Storage Co., 260 Ill. 485, 103 N.E. 227 and Hicks v. Hicks, 20 Ill.App.2d 139, 155 N.E.2d 355, the estoppel recognized and applied, and in Wayside Transportation Co. v. Marcell’s Motor Express, Inc., 1 Cir., 284 F.2d 868, the application of the mandate of 28 U.S.C.A. § 1738, was grounded on an attempt to relitigate the same material fact or issue which had been the subject of a prior adjudication in an action or proceeding involving the parties.
In the instant case the prior adjudication involved and required consideration of a material fact — the availability of a state court forum at Ludington — which was not subject to consideration in the subsequent proceeding. The test is not whether the same relevant factors or standards were applied in the determination of an issue but whether the same fact or question was determined. The question of the comparative convenience or appropriateness of the Ludington forum over a Chicago forum is not the same as the question of such relationship between a Grand Rapids forum
This Court recognizes the availability of mandamus as a remedy to rectify a district court’s abuse of discretion in the application of § 1404(a). Chicago, R. I. & P. R. Co. v. Igoe, 7 Cir., 212 F.2d 378; Blaski v. Hoffman, 7 Cir., 260 F.2d 317. But as was pointed out by then Chief Judge, F. Ryan Duffy, “something more must be shown than an erroneous decision by the District Court. We emphasized that an abuse of discretion must clearly appear.” Sypert v. Miner, 7 Cir., 266 F.2d 196, 199, citing Chicago, Rock Island & Pacific R. Co. v. Igoe, 7 Cir., 220 F.2d 299, 304.
I have considered the representations made, and reviewed the affidavits tendered with the pleadings, concerning the witnesses who would be called and the nature of the testimony each would give. Without discussing this and the other pertinent factors in detail I deem it sufficient to observe that the respondent’s determination of the issues and disposition of the motion involved a balancing of the •comparative convenience and inconvenience to the parties and witnesses, and an appraisal of the likelihood of difficulty or ■expense in the procurement of attendance of witnesses, and the probability of need to resort to the use of depositions, .as bearing on the interest of justice. Whether this Court would have reached the same conclusion is not important. In my opinion we cannot say that respondent has clearly abused the discretion he was called upon to exercise. Had it not been for the question of first impression precipitated by the estoppel and full faith and credit issues based on the state court ■determination, the petition for a writ of mandamus would have merited no more Than the summary disposition called for by Judge Duffy’s admonition in Sypert v. Miner, supra (266 F.2d p. 199), that:
“Mandamus is a drastic and extraordinary remedy and petitions therefor hereafter filed in this Court which, in fact, involve only an erroneous decision will, in all likelihood, be summarily denied. Members of the Bar should not file petitions for mandamus in transfer cases unless they can make out a strong case of abuse of discretion.”
. Subsequent to the fall, and his treatment and discharge by Ludington medical practitioners, Filbrun was hospitalized in Chicago where a laminectomy and spinal fusion was performed by a Chicago doctor to remedy a ruptured intervertebral disc. This Chicago orthopedic specialist would be Filbrun’s chief medical witness. In addition, the medical and hospital records concerning the hospitalization, diagnosis, treatment and surgery are all located at Chicago as well as the roentgenologist and hospital staff who participated therein. Petitioner’s occurrence witnesses are its own employees.
. See also Stangle v. Chicago, Rock Island and Pacific Railroad Company, 7 Cir., 295 F.2d 789, in which this Court approved: an application of the doctrine of collateral estoppel.
. Except that petitioner is suable there, Grand Rapids has no connection with the action.
Reference
- Full Case Name
- The CHESAPEAKE & OHIO RAILWAY COMPANY, a Virginia corporation v. The Honorable James B. PARSONS, Judge of the United States District Court for the Northern District of Illinois, Eastern Division
- Cited By
- 1 case
- Status
- Published