Schaefer v. Bezy
Opinion of the Court
ORDER
Ronald Schaefer, a former inmate at the Terre Haute Federal Correctional Complex, appeals for the second time from the dismissal of his claim under Bivens v. Six Unknown Named Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971). During Round 1, the district court granted summary judgment for the defendants on the ground that Schaefer had failed to exhaust his administrative remedies before filing suit. We found, however, that material facts relating to exhaustion were in dispute and thus remanded for an evidentiary hearing on that issue. See Schaefer v. Bezy, 336 Fed.Appx. 558 (7th Cir. 2009).
After a Pavey hearing, see Pavey v. Conley, 544 F.3d 739, 741-42 (7th Cir. 2008), the district court found that Schaefer indeed had failed to exhaust available administrative remedies and again dismissed the case. Schaefer now challenges that ruling. He is convinced that the key prison employee who testified at his hearing, one Officer Stanley Kraemer, was the wrong Kraemer and thus was in no position to refute Schaefer’s story. While we appreciate the fact that both Schaefer and his counsel believe in the existence of two Kraemers, the objective facts in the record provide no support for this unusual theory. With that possibility out of the way, there is nothing to impugn the district court’s finding that Schaefer failed to exhaust his remedies in the prison and thus cannot proceed with his lawsuit. We therefore affirm the district court’s judgment of dismissal.
I
Schaefer is now 78 years old. In late May 2005 he reported to the Federal Correctional Complex in Terre Haute, Indiana, to complete the final eight months of a 37-month prison term for mail fraud and wire fraud. For the first week he was held in the maximum-security penitentiary within the complex, but on June 3 he was assigned to the prison camp there. Schaefer had served the earlier portions of his sentence in the camp, in two segments spanning the years 2001 to 2004, but twice he was released pending resentencing after successful appeals. See United States v. Schaefer, 384 F.3d 326, 338 (7th Cir. 2004); United States v. Schaefer, 291 F.3d 932, 935 (7th Cir. 2002). While released he underwent treatment for osteoarthritis. When he returned to the facility in 2005 after the second resentencing, Schaefer brought a letter from his doctor stating that he needed pain medication and that without continued therapy he likely would need a hip replacement.
Schaefer initially filed this suit pro se in September 2005; after his release from prison he retained an attorney and amended his complaint. His complaint accuses the prison employees of violating the Eighth Amendment by failing to treat his osteoarthritis. He asserted that he started asking for care in June 2005. When care was not forthcoming, he thrice used an informal procedure known as a “cop-out” (officially called an “Inmate Request to Staff’ or a BP-A0148) to bring his problem to the prison’s attention. After screening the district court allowed the suit to proceed against the prison warden and doctor.
Before answering Schaefer’s complaint, the defendants filed a motion to dismiss or, in the alternative, for summary judgment, contending that Schaefer had failed prop
In its first order granting summary judgment for the defendants, the district court credited Kraemer’s account of the facts and concluded that Kraemer could not have refused to give Schaefer a grievance form. Schaefer’s statement conflicted with Kraemer’s, however, and so in Schaefer’s previous appeal this court concluded that a genuine issue of material fact — whether formal prison remedies were available to Schaefer — remained unresolved. We remanded the case to the district judge for an evidentiary hearing to resolve the conflicting accounts.
The district court held the hearing on November 10, 2009. At that hearing, Stanley Kraemer testified that he was transferred to the penitentiary in early 2005 and afterward had no contact with inmates at the prison camp. He never worked in the complex’s Education Department or assisted with job fairs inside the prison camp. Kraemer repeated the statement in his declaration that he never denied Schaefer’s request for a grievance form, and he added that it would violate prison policy to recommend that an inmate bypass administrative remedies. Kraemer could not definitively say which of the complex’s buildings he entered on June 3, 2005, but he thought it was “highly unlikely” that he visited the prison camp on that day. Although Kraemer still maintained that he did not remember Schaefer, he acknowledged that he knew he had been his counselor at some time in 2004. A secretary at the penitentiary authenticated Kraemer’s work schedules and time sheet, which corroborated his testimony that he worked at the penitentiary beginning in March 2005. Kraemer’s performance evaluations from 2004 to 2006 also memorialize the transfer.
Schaefer also testified at the hearing, and in what must have seemed an odd turn, he insisted that never before had he seen the Stanley Kraemer in the courtroom. (As we explain further below, Kraemer’s appearance had changed drastically between 2003 and 2009; photographs and testimony indicate that he lost about 130 pounds.) Schaefer explained that he must have conveyed his need for medical care to a different counselor named “Kraemer,” or perhaps “Kramer,” who worked at the prison camp from 2003 to 2005. Contradicting his affidavit, Schae
After the hearing Schaefer asked the district court to reserve decision on the exhaustion issue until the parties could determine whether more than one counsel- or named Kraemer worked at the Terre Haute complex. Schaefer wanted to examine personnel records “for all staff members.” Schaefer’s attorney submitted a declaration stating that, at the start of the case, defense counsel had mentioned that there were two male prison counselors with last names that sound like “Kraemer.” The defendants objected and attached a record of Schaefer’s assigned counselors for his time at the camp; that list shows that Schaefer was assigned to “S. Kraemer” in 2001 and 2004, and that he was assigned to “D. Parker” upon his return to the facility on May 27, 2005. Schaefer then filed a motion to compel discovery, reiterating the same points in his “motion to reserve decision” and complaining that the defendants had refused to engage in further discovery after the Pavey hearing. Noting the untimely nature of this request, the defendants essentially conceded this point, but they also submitted a declaration from D. Parker denying that he ever told Schaefer to bypass the grievance process or to submit a cop-out as a substitute for a grievance. Finally, the defendants included a declaration from yet another BOP employee who confirmed that Stanley Kraemer was the only male employee with the surname Kraemer or Kramer at Terre Haute from 2001 to 2005.
About a month after filing the motion to compel, Schaefer’s counsel wrote to defense counsel requesting additional information. In response to defense counsel’s request for further detail, he listed quite a number of specific items, including things like a complete list of all inmates from 2001 to 2004, lists of different types of employees at the complex from 2001 to 2005, and fingerprints and photographs for all the case counselors. Defense counsel responded (without waiving his objections to Schaefer’s request for more discovery at that late date), but the gist of his answer was that those lists did not exist.
The district court denied Schaefer’s motions on grounds of both timeliness and futility. The court concluded that the defendants had proved that Schaefer had administrative remedies available that he did not exhaust. It credited the testimony
Schaefer, still represented by retained counsel, filed a motion for reconsideration, contending that he now possessed documents from his time in prison showing that the Stanley Kraemer who testified at the Pavey hearing was not the “Kraemer” who was his former counselor and the man with whom he spoke on June 3, 2005. Schaefer asserted that these documents had just been discovered by his daughter in their garage. One of the documents, which he submitted with his motion, is his progress report from a career-development course that he says “Kraemer” taught (although the instructor’s name is not on the report). The report is signed by a case manager, “Baskerville,” and a unit manager, Phyliss King, who Schaefer said could verify that “Kraemer” had taught the course as part of his organization of the job fairs and was Schaefer’s counselor. Also among the documents, said Schaefer, was contact information for two fellow prison-camp inmates, who corroborated his recollection that the missing “Kraemer” is overweight, is under six feet tall, and has a round face and a thinning hairline. The Kraemer who testified at the Pavey hearing, Schaefer continued, was not overweight, was more than six feet tall, and sported a full head of hair.
The defendants, in response, disputed that Schaefer’s evidence was newly discovered. They located Baskerville, who reconfirmed that Stanley Kraemer was the only counselor with that surname (or one similar) at the complex, but Baskerville agreed with Schaefer that the man he remembered as his counselor was stocky, under six feet tall, and round-faced. Baskerville proved the point by including a photograph of Stanley Kraemer from 2003. But the defendants also submitted a declaration from Stanley Kraemer, in which he explains that he stands at 5'11" and has lost over 130 pounds since May 2005. Kraemer attached a current photo and agreed that in 2003 he was considered overweight. Kraemer also explained that he did not teach the career-development course.
Schaefer submitted a reply asking for another evidentiary hearing. Buried in a declaration attached to that reply, Schaefer asserts that neither of the photographs of Stanley Kraemer resembles the “Kraemer” who was his counselor and instructor. The district court denied the motion for reconsideration, finding that Schaefer’s evidence had been available to him well before the evidentiary hearing.
II
On appeal Schaefer makes only one argument: that the district court erred by not allowing him to engage in further discovery after the Pavey hearing to prove his contention that Stanley Kraemer is not the “Kraemer” or “Kramer” who once served as his counselor and was the man he spoke with on June 3, 2005. The point of the remand, says Schaefer, was to produce “Kraemer,” and in his view the dis
Schaefer assumes that the panel’s review is de novo, as with a ruling at summary judgment, but he is mistaken. The kind of evidentiary hearing contemplated by Pavey is distinct from summary judgment, 544 F.3d at 741-42, and requires the district court to make factual findings. As we noted in Pavey, “not every factual issue that arises in the course of a litigation is triable to a jury as a matter of right.” Id. at 741. This court reviews factual determinations for clear error, Fed. R. Civ. P. 52(a)(6); Dexia Crédit Local v. Rogan, 629 F.3d 612, 628 (7th Cir. 2010); Rain v. Rolls-Royce Corp., 626 F.3d 372, 379 (7th Cir. 2010), and as long as the court’s finding represents a plausible view of the evidence, it cannot be clearly erroneous, Kanter v. Comm’r., 590 F.3d 410, 417-18 (7th Cir. 2009); Indiana Funeral Dirs. Ins. Trust v. Benefit Actuaries, Inc., 533 F.3d 513, 519-20 (7th Cir. 2008).
Schaefer’s sole argument on appeal, that the district court should have reopened discovery so that Schaefer could search for the other “Kraemer,” fails. For starters, based on Schaefer’s testimony at the hearing, finding “Kraemer” would not have done him any good. This court remanded Schaefer’s case in 2008 because there was a material issue of fact about whether Schaefer’s counselor denied him a grievance form and told him instead to use a cop-out. On remand Schaefer testified that the “Kraemer” he is searching for was not his counselor in 2005 and could not have given him the grievance form because he no longer had access to them. The missing “Kraemer” seems to have been simply a former counselor who offered some friendly advice but, as Schaefer admitted at the hearing, did not refuse to give him a grievance form. Even assuming there is a different “Kraemer,” therefore, this person did not deprive Schaefer of access to the form he needed and thus did not bar Schaefer from the proper grievance process.
Even if locating “Kraemer” might have mattered, the district court was under no obligation to grant Schaefer’s request for further discovery after the hearing. Trial courts have broad leeway to manage discovery matters. See Sims v. GC Servs. L.P., 445 F.3d 959, 963 (7th Cir. 2006); Spiegla v. Hull, 371 F.3d 928, 944 (7th Cir. 2004). Our earlier order was issued on July 7, 2009; the hearing took place four months later, on November 10, 2009. This was plenty of time for both parties to gather whatever evidence was pertinent. Based on that evidence, the district court found that there was no other counselor named “Kraemer.” In so doing, the court credited Stanley Kraemer’s testimony and rejected Schaefer’s. Credibility findings can virtually never be clear error. United States v. Biggs, 491 F.3d 616, 621 (7th Cir. 2007); Carnes Co. v. Stone Creek Mech., Inc., 412 F.3d 845, 848 (7th Cir. 2005). As it happens, the evidence that surfaced after the hearing also supports the district court’s conclusion. The vast difference in Stanley Kraemer’s appearance in the photographs taken in 2003 and 2009 suggests one obvious explanation for Schaefer’s confusion. Schaefer has never addressed this evidence; he simply asserted that neither photograph of Stanley Kraemer resembled his counselor “Kraemer.” Baskerville, however, identified the 2003 photograph as the only male counsel- or named Kraemer in the complex.
Schaefer must show that the district court abused its discretion by refusing to reopen discovery. See Winters v. Fru-Con Inc., 498 F.3d 734, 743 (7th Cir. 2007); Raymond v. Ameritech Corp., 442 F.3d 600, 603 n. 2 (7th Cir. 2006); Bennington v. Caterpillar Inc., 275 F.3d 654, 658, 661
Ill
We recognized in our earlier decision that a key factual issue had to be resolved before Schaefer could move forward with his case, namely, whether his failure to use the prison’s established grievance procedures had been impeded by prison officials. The district court held a hearing and found as a matter of fact that no such excuse existed. Schaefer therefore cannot satisfy the requirements of 42 U.S.C. § 1997e(a), which requires the exhaustion of “such administrative remedies as are available.” See Woodford v. Ngo, 548 U.S. 81, 126 S.Ct. 2378, 165 L.Ed.2d 368 (2006). We therefore Affirm the judgment of the district court.
Reference
- Full Case Name
- Ronald T. SCHAEFER v. Mark A. BEZY
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