Kristine Bunch v. United States
Opinion
Kristine Bunch spent 17 years in an Indiana prison based on a state conviction for the murder of her son. Bunch’s conviction rested on testimony and evidence apparently fabricated by. a federal forensic chemist, William Kinard. Kinard’s conduct came to light during post-conviction proceedings in Indiana’s courts, prompting the Indiana Court of Appeals to reverse her conviction. The Indiana Supreme Court later denied transfer. With the criminal conviction wiped out, Bunch became free to seek some recompense for the wrongful conviction and years of liberty she lost. She is attempting to do so in this suit.
At the time of Bunch’s wrongful conviction, Kinard was a forensic chemist with the federal Bureau of Alcohol, Tobacco, and Firearms (ATF). Bunch therefore sued the United States as his employer, invoking the Federal Tort Claims Act (FTCA),
It may well be, in the final analysis, that the intentional-tort exception precludes suit against the United States. But the record was not developed fully enough in the district court to support such a conclusion at this stage. We do not sit as triers of fact, and so it would be improper for us to supervise the collection of further evidence. We conclude that summary judg *940 ment was premature and that further proceedings must occur in the district court before the immunity issue can finally be resolved.
I
Bunch’s travails began when a fire consumed her home and claimed the life of her three-year-old son on June 30, 1995. Two investigators from the Indiana Fire Marshal’s office, Bryan Frank and James Skaggs, quickly decided that arson had caused the fire and that Bunch was the arsonist. They sent samples from Bunch’s home to ATF for testing. It fell to Kinard, an ATF forensic chemist and gunshot-residue analyst-specialist, to analyze the samples. His results did not confirm Frank and Skaggs’s theory. To the contrary, his draft report stated that no accelerants were present in the two places where the Indiana investigators thought the fire had begun: the boy’s bedroom and a spot in the living room. Although samples from elsewhere in the house tested positive for heavy petroleum distillates, Kinard concluded that these results were “consistent with the presence of kerosene, for which there was an innocent explanation.”
This was not what Frank and Skaggs wanted to hear. Bunch alleges that they communicated their disappointment to Kinard, who agreed to fabricate findings, in his official report. He apparently did just that: the official report confirmed the presence of accelerants in the two locales identified by the Indiana investigators. It also said that the heavy petroleum distillates were consistent with the presence of a broad array of chemicals, many of which were highly suspicious. The Indiana investigators submitted only the final, official, version of Kinard’s report to the state prosecutors, and Kinard’s trial testimony stuck to that version. No one revealed the existence of the draft report to Bunch, nor did anyone alert her to the dramatic shift in Kinard’s conclusions.
In 1996 an Indiana jury convicted Bunch of felony murder, and the court sentenced her to 60 years’ imprisonment. As the Indiana Court of Appeals later noted, “no witness testified to seeing Bunch set the fire or hearing her talk about doing so; there was no evidence Bunch had purchased a liquid accelerant and no evidence of flammable liquid on the clothes she was wearing; and there was no testimony regarding a motive for her setting the fire.”
Bunch v. State,
Bunch filed a petition for post-conviction relief in 2006. In the course of those proceedings, Kinard’s draft report came to light. The Indiana Court of Appeals reversed Bunch’s conviction, holding that the state’s failure to produce the draft report had violated
Brady v. Maryland,
At that point Bunch sued the United States under the FTCA because Kinard was acting within the scope of his federal employment when he prepared the reports. She raised claims of both malicious prosecution and intentional infliction of emotional distress' arising out of the malicious prosecution. As we noted, the district court later consolidated this suit with her separate section 1983 action against Frank *941 and Skaggs. The court ultimately resolved her FTCA suit with its decision that the United States is entitled to sovereign immunity. Its entry of summary judgment for the United States and order under Rule 54(b) permit this immediate appeal.
II
We review the district court’s grant of summary judgment for the United States
de novo. Alston v. City of Madison,
Through the FTCA, the United States has assumed liability for its employees’ torts as if it were a private employer.
Bunch has raised a claim of intentional infliction of emotional distress arising out of malicious prosecution and a stand-alone claim of malicious prosecution. If the intentional-tort exception bars one, it bars the other as well, and so we analyze them together. See
United States v. Shearer,
Bunch has fulfilled her duty to put forth evidence sufficient to support jurisdiction under
Our reason for treating the FTCA exceptions as affirmative defenses is straightforward. Assigning the burden to the plaintiff - would not simply shift the outcome in favor of the United States in a close case. It would also foist on the plaintiff the need to include allegations in her complaint designed to prove a raft of nega
tives—i e.,
that each exception does not apply—and then to prove each of these negatives as part of her case-in-chief.
Stewart,
Our decision in
Keller v. United States,
We cannot conclude, based on the evidence in the record, that the exception necessarily shields the government from liability.The scant record available to both the district-court and this panel makes it difficult to determine what'procedures and regulations applied to the intake psychologist and prison guards
[E]xtensive redactions [of the regulations the government provided] .make it impossible for this court to ascertain exactly what regulations and procedures governed the conduct of the intake psychologist .and the prison guards. The information we do have, however, suggests that both the intake psychologist and the prison guards were subject to specific regulations and orders governing their conduct. For example, ... Program Statement 5324.07 requires psychology services to “develop local .procedures to clear inmates with a PSY ALERT assignment,” which suggests that the [prison] had mandatory local procedures that needed to be followed when clearing inmates. [The intake psychologist’s] affidavit similarly refers to procedures used to clear inmates like Keller who had,?, “PSY ALERT.” Those *943 procedures are not in the record, and in their absence, we cannot conclude as a matter of law that they did not constrain [the psychologist’s] discretion to place Keller in the general population.
Although the affidavits of prison psychologists stated that “no mandatory procedures were violated in Keller’s screening,” they did not “discuss[] what those procedures were or whether they constrained [the intake psychologist’s] discretion.”
We have the same problem here. Faced with a record lacking a complete set of relevant ATF regulations and directives, we similarly cannot conclude that the intentional-tort exception applies to Kinard. The materials presented to the district court at the summary-judgment stage do not foreclose the possibility that the law empowered Kinard (and his fellow chemists) to execute searches or to seize evidence. Without coming to a final decision on the point, we sketch out why we find the current record indeterminate.
The Secretary of the Treasury, or his delegate, the director of ATF, had at the relevant time statutory authority “to inspect the site of any accident, or fire, in which there is reason to believe that explosive materials were-involved.”
Just as in
Keller
we found that the program statement’s directive to “develop local procedures to clear inmates” indicated the potential existence of mandatory screening procedures,
Instead, the United States has directed our attention to the Internal Revenue Code,
(a) Enforcement of subtitle E and other laws pertaining to liquor, tobacco, and firearms.—Any investigator, agent, or other internal revenue officer by whatever term designated, whom the Secretary charges with the duty of enforcing any of the criminal, seizure, or forfeiture provisions of subtitle E [concerning matters including taxation of alcohol, tobacco, firearms, and destructive devices] or of any other law of the United States pertaining to the commodities subject to tax under such subtitle for the enforcement of which the Secretary is responsible, may—
(1) carry firearms;
(2) execute and serve search warrants and.arrest warrants, and serve subpoenas and summonses issued under authority of the United States;
(3) in respect to the performance of such duty, make arrests without warrant for any offense against the United States committed in his presence, or for any felony cognizable under the laws of the United States if he has reasonable grounds to believe that the person to be arrested has committed, or is committing, such felony; and
(4)in respect to the performance of such duty, make seizures of property subject to forfeiture to the United States.
Finally, we consider the contours of the power to “execute searches” under section 2680(h) and why ATF might have vested that power in a person holding Kinard’s position. The government appears to argue that only law-enforcement officers can execute search
warrants
and thus Kinard falls within the intentional-tort exception. But section 2680(h) refers to both investigative
and
law-enforcement officers, and it defines both types of officer as a person with legal authority to “execute searches, to seize evidence,
or
to make arrests.”
As we construe this language, we must bear in mind the Supreme Court’s insistence that we not construe the waiver of sovereign immunity in the FTCA too
*945
strictly.
Dolan v. U.S. Postal Serv.,
In
Lustig,
state officers illegally searched a hotel room after obtaining, but before executing, an arrest warrant for the hotel guest.
Id. at 79-80,
[SJearch is a functional, not merely a physical, process. Search is not completed until effective appropriation, as part of an uninterrupted transaction, is made of illicitly obtained objects for subsequent proof of an offense. [Secret Service Agent] Greene’s selection of the evidence deemed important for use in a federal prosecution for counterfeiting ... was part of the search carried on in that room. .., [B]efore the search was concluded Greene was called in, and although he himself did not help to empty the physical containers of the seized articles he did share in the critical examination of the uncovered articles as the physical search proceeded. ... Had Greene accompanied the city police to the hotel, his participation could not be open to question even though the door of [the hotel room] had not been opened by him. To differentiate between participation from the beginning of an illegal search and joining it before it had run its course, would be to draw too fine a line ....
[A] search is a search by a federal official if he had a hand in it .... So long as he was in it before the object of the search was completely accomplished, he must be deemed to have participated in it.
Bunch put forward evidence that Kinard’s job, like Greene’s, included the identification of relevant evidence for colleagues during crime-scene investigations. Undoubtedly there are many employees of *946 ATF for whom the same cannot be said. But forensic chemists, according to the summary-judgment record before us, do play at least this active a role. Perhaps this account can be controverted at trial. For now, however, Bunch did enough to defeat summary judgment in favor of the United States, given that the burden of proof rested with the government.
III
We conclude that there are too many disputed issues about the scope of the duties that an ATF forensic chemist such as Kinard (let alone a gunshot-residue specialist-analyst) performs. It was therefore error for the district court to grant summary judgment in the government’s favor. We Reverse and Remand for further proceedings consistent with this opinion.
Reference
- Full Case Name
- Kristine BUNCH, Plaintiff-Appellant, v. UNITED STATES of America, Defendant-Appellee
- Cited By
- 30 cases
- Status
- Published