Jerry Van Cannon v. United States
Opinion
In 2009 Jerry Van Cannon pleaded guilty to possessing a firearm as a felon in violation of
In 2015 the Supreme Court invalidated, on vagueness grounds, the provision in the "violent felony" definition known as the "residual clause."
Johnson v. United States
, --- U.S. ----,
The government conceded the Johnson error. The Iowa attempted burglary was a residual-clause offense and no longer counted toward Van Cannon's ACCA total. And Mathis knocked out the Iowa burglary. Still, three predicates remained, so the government argued that the Johnson error was harmless. The judge agreed and denied § 2255 relief.
A few weeks later, the judge withdrew her order. A recent Eighth Circuit opinion had cast doubt on whether one of the remaining predicates-the Minnesota second-degree burglary-still counted after
Mathis
.
See
United States v. McArthur
,
We reverse. First, Van Cannon's § 2255 claim was timely; he properly challenged his sentence within one year of
Johnson
. Second, we agree with the Eighth Circuit that the Minnesota crime of second-degree burglary does not qualify as an ACCA predicate.
See
United States v. Crumble
,
I. Background
Van Cannon is no stranger to trouble with the law. From 1984 to 2008, he was convicted of multiple crimes in three states. As relevant here, his record includes an Iowa second-degree burglary (1984), an Iowa attempted burglary (1992), an Iowa drug felony (1993), a Wisconsin armed robbery (1996), a Minnesota second-degree burglary (2003), and a Wisconsin fleeing (2008).
In the fall of 2008, police received a tip that Van Cannon was selling methamphetamine out of a motel in Eau Claire County, Wisconsin. Several days later the tipster reported that Van Cannon had expressed interest in purchasing an assault rifle and hinted at possible robberies in the near future.
The informant agreed to cooperate with police and introduced Van Cannon to an undercover officer posing as a source for firearms. Van Cannon told the officer he wanted "nothing less than a .357 magnum." Recorded phone conversations followed, and the officer eventually called Van Cannon and offered to sell him a Rock Island Armory .45-caliber pistol for $400. Van Cannon was short on cash, so the officer agreed to front the gun on the condition that Van Cannon would pay $800 to $900 after he completed a "job." The two met in a Walmart parking lot for the exchange. Van Cannon took possession of the gun and was promptly arrested.
A grand jury indicted Van Cannon for possessing a firearm as a felon in violation of § 922(g)(1). He pleaded guilty as charged. The crime ordinarily carries a 10-year maximum,
see
The ACCA defines "violent felony" as "any crime punishable by imprisonment for a term exceeding one year" that
• "has as an element the use, attempted use, or threatened use of physical force against the person of another";
• "is burglary, arson, or extortion, [or] involves the use of explosives"; or
• "otherwise involves conduct that presents a serious potential risk of physical injury to another."
§ 924(e)(2)(B). The first part of the definition is known as the "force clause"; the second clause lists specific qualifying offenses, most notably burglary; and the third clause is the "residual clause."
The presentence report ("PSR") identified five qualifying ACCA predicates: Iowa convictions for burglary and attempted burglary, the Iowa drug offense, the Wisconsin armed robbery, and the Minnesota second-degree burglary. Van Cannon's Wisconsin fleeing conviction also qualified at the time,
see
Sykes v. United States
,
In June 2015 the Supreme Court invalidated the residual clause as unconstitutionally vague.
Johnson
,
In response to the § 2255 motion, the government agreed that Van Cannon's Iowa attempted-burglary and Wisconsin fleeing convictions were residual-clause offenses and thus no longer qualified after Johnson . The government also conceded that the Iowa burglary dropped out as an ACCA predicate in light of Mathis . But three convictions remained-the Iowa drug offense, the Wisconsin armed robbery, and the Minnesota second-degree burglary-so the government argued that the Johnson error was harmless. The judge agreed and denied the motion.
About a month later, the judge withdrew her order based on the Eighth Circuit's decision in
McArthur
,
Now represented by counsel, Van Cannon urged the judge to follow the Eighth Circuit's decision in McArthur , vacate the 15-year sentence, and resentence him without the ACCA enhancement. The government argued that McArthur was wrongly decided. In the end the judge did not reach the merits question. She held instead that Van Cannon's § 2255 claim was untimely and dismissed it.
Van Cannon appealed. While the appeal has been pending, the Eighth Circuit applied its reasoning in
McArthur
to the Minnesota crime of second-degree burglary, holding that it is not an ACCA predicate.
Crumble
,
II. Discussion
Van Cannon argues, as he did in the district court, that his 15-year sentence is unlawful because Minnesota second-degree burglary-one of three available ACCA predicates after Johnson -does not qualify as a violent felony. Before we take up that merits question, we pause to clear some procedural underbrush.
A. Sua Sponte Vacatur
As we've explained, the judge initially agreed with the government that the Johnson error was harmless and denied the § 2255 motion on the merits. A few weeks later, she withdrew that order sua sponte. The government did not object to this procedural move, either in the district court or here. That would ordinarily be a waiver, but it's not clear whether the judge's action affects appellate jurisdiction.
Probably not, but in an abundance of caution, we briefly address the matter.
Rule 60(b) of the Federal Rules of Civil Procedure permits the court "[o]n motion and just terms" to grant relief from a final judgment for the reasons listed. Appellate courts disagree on whether district judges may grant Rule 60(b) relief sua sponte. Some circuits hold that the rule requires a
party's
motion.
See, e.g.
,
United States v. Pauley
,
Circuit precedent puts us in the latter camp, though without much explanation. In
Simer v. Rios
, we summarily held that the district court may vacate a final judgment under Rule 60(b) on its own motion.
There may be good reason to reconsider Simer and Ray , especially in light of Rule 60 's revised text. Compare FED. R. CIV. P. 60(a) (providing that a court may correct a clerical mistake "on motion or on its own " (emphasis added) ), with id. 60(b) (providing that a court may vacate a judgment only "[o]n motion and just terms"). The government hasn't asked us to do so here, so we leave the question for another day.
B. Timeliness
After ordering briefs on the effect of the Eighth Circuit's decision in McArthur , the judge surprised everyone by dismissing Van Cannon's § 2255 motion as untimely. That was error.
Ordinarily a prisoner must file a § 2255 motion within one year of sentencing.
The district judge saw things differently. After taking a second look at the motion, she decided that Van Cannon wasn't really making a Johnson claim after all. As she understood the motion, Van Cannon relied not on Johnson (or at least not on Johnson alone) but on Mathis . She went on to hold that Mathis is not retroactive, so the one-year limitations clock never restarted and the § 2255 motion was therefore untimely.
This chain of reasoning rests on a misunderstanding of the claim. To win § 2255 relief, Van Cannon had to establish a Johnson error and that the error was harmful . The government confessed the Johnson error: Van Cannon's Iowa conviction for attempted burglary was a residual-clause offense and thus was wrongly included in his ACCA total. The only remaining dispute concerned the question of prejudice. The government argued that the error was harmless because Van Cannon still had three qualifying ACCA predicates-the Wisconsin armed robbery, the Iowa drug offense, and the Minnesota second-degree burglary.
To rebut this argument, Van Cannon was entitled to show that under current caselaw, one or more of those remaining predicates could not be counted.
See
United States v. Geozos
,
The parties agree on this characterization of Van Cannon's motion. The government concedes, as it must, that Van Cannon's Iowa burglary conviction drops out of the ACCA count in light of
Mathis
. The government also agrees that the Wisconsin fleeing conviction cannot be added to the mix to make up the gap. Though considered a residual-clause offense at the time of sentencing,
see
Sykes
,
For his part, Van Cannon admits that his Iowa drug conviction and his Wisconsin armed robbery still count as ACCA predicates. So the harmless-error question boils down to the proper classification of the Minnesota second-degree burglary conviction. If it qualifies as a violent felony, then Van Cannon has three valid predicates and the Johnson error was harmless. If it does not, then the error was prejudicial and Van Cannon must be resentenced.
C. Minnesota Second-Degree Burglary
With these procedural matters out of the way, we turn now to the question of how to classify the Minnesota crime of second-degree burglary. The ACCA includes burglary in its list of enumerated violent felonies,
see
§ 924(e)(2)(B)(ii), but the statute does not define "burglary."
Taylor
holds that the ACCA incorporates the "modern, generic 1984 definition"-that is, "the generic sense in which the term [was then] used in the criminal codes of most [s]tates."
Taylor
also holds that classifying convictions under the ACCA requires a categorical approach that looks only to "the elements of the statute of conviction, not to the facts of each defendant's conduct."
So Minnesota's crime of second-degree burglary will qualify as an ACCA predicate "only if its elements match those of [the] generic offense."
Id. at 2251. Under the categorical approach, "[a] crime counts as 'burglary' under the Act if its
elements
are the same as, or narrower than, those of the generic offense."
Id. at 2248. If, on the other hand, the statute in question "sweeps more broadly" than the generic offense, then the conviction doesn't qualify as an ACCA predicate.
Descamps v. United States
,
One final doctrinal point before we proceed. The categorical comparison is easy if the statute in question contains only one set of elements defining a single crime: the sentencing court simply compares that set to the elements of the generic offense. Things get tricky, however, if the statute is phrased alternatively-if, for example, it lists elements in the alternative and thus defines more than one crime, or if it lists different factual means of committing an element of a single crime. Mathis , 136 S.Ct. at 2249.
An alternatively phrased statute of the first type-one that lists alternative elements -is considered "divisible" in the sense that it divides into multiple crimes. For that kind of statute, the sentencing court must "determine what crime, with what elements, a defendant was convicted of" before counting the conviction as an ACCA predicate. Id. This inquiry brings into play the so-called "modified categorical approach," which permits the court to review "a limited class of documents (for example, the indictment, jury instructions, or plea agreement and colloquy)" but only for the limited purpose of determining whether the elements of the crime of conviction match (or are narrower than) the elements of the generic offense. Id. Again, the underlying facts of the defendant's conduct do not matter. Id. at 2256 ("Given [the] ACCA's indifference to how a defendant actually committed a prior offense, the court may ask only whether the elements of the state crime and generic offense make the requisite match.").
It follows, then, that if an alternatively phrased statute describes different factual means of committing an element of a single crime, then the modified categorical approach has no role to play. Id. at 2253. A statute of this type is "indivisible": it defines a single offense, albeit one with multiple modes of commission. Id. at 2248. If the alternative means listed in an indivisible statute cover a broader swath of conduct than the generic offense, then a conviction under the statute doesn't count as an ACCA predicate. Id. at 2251. Put slightly differently, "if the crime of conviction covers any more conduct than the generic offense, then it is not an ACCA 'burglary'-even if the defendant's actual conduct ( i.e. , the facts of the crime) fits within the generic offense's boundaries." Id. at 2248.
Our job is made easier because the Eighth Circuit preceded us in applying these principles to Minnesota's burglary statute. Extrapolating from its earlier decision in
McArthur
, the Eighth Circuit recently concluded that Minnesota's second-degree burglary statute is indivisible, covers more conduct than the generic offense, and thus is not an ACCA predicate.
Crumble
,
The Minnesota crime of second-degree burglary is defined as follows: "Whoever enters a building without consent and with intent to commit a crime,
or enters a building without consent and commits a crime while in the building
, either directly
or as an accomplice, commits burglary in the second degree" if certain aggravating factors are present. MINN. STAT. § 609.582(2)(a) (emphasis added). The disjunctive phrasing describes two different factual ways of committing a single crime; it does not establish two crimes. That's how the Eighth Circuit read the statute.
Crumble
,
Because the statute is indivisible, a conviction under it does not count as an ACCA predicate if one of the listed alternatives is broader than generic burglary. That describes this statute. The first alternative is generic burglary: A person commits burglary in the second degree if he "enters a building without consent and with intent to commit a crime." MINN. STAT. § 609.582(2)(a). But the second alternative is not: A person can be convicted of this same crime if he "enters a building without consent and commits a crime while in the building."
The second alternative is just a trespass (a nonconsensual entry) followed by the commission of a crime within the trespassed building at some point thereafter. Thus a person could be convicted under this statute if, for example, he broke into a building without permission to escape the cold and only later decided to steal something (or caused injury to person or property, whether intentionally or recklessly). On those facts the entry would be unprivileged but not accompanied by burglarious intent-that is, the perpetrator did not commit an unprivileged entry with the present intent to commit a crime in the building. The second alternative in the Minnesota statute thus covers a broader swath of conduct than Taylor 's definition of generic burglary.
The government insists that the second alternative fits comfortably within
Taylor
's definition of generic burglary, which includes the act of unlawfully "
remaining in ...
a building ... with intent to commit a crime."
We see several problems with this argument. For starters, the trespass-plus-crime alternative in the Minnesota statute doesn't require proof of intent to commit a crime at all -not at any point during the offense conduct. The government maintains that intent to commit a crime is implicit because the statute requires proof of a completed crime within the trespassed building. But not all crimes are intentional; some require only recklessness or criminal negligence. That aside, Taylor 's elements-based approach does not countenance imposing an enhanced sentenced based on implicit features in the crime of conviction.
More importantly, the government's argument overlooks that generic burglary requires intent to commit a crime
at the moment of
the unlawful entry or unlawful "remaining in" a building or structure. That's what distinguishes burglary from
simple trespass. As the Eighth Circuit has explained, the proper reading of
Taylor
"and the sources on which it relied [is] that a generic burglary requires intent to commit a crime
at the time of
the unlawful or unprivileged entry or the initial 'remaining in' without consent."
McArthur
,
"Contemporaneous intent was the essence of burglary at common law," and
Taylor
's phrasing of the intent element "mirrors the typical phrasing at common law."
United States v. Bonilla
,
Moreover, and contrary to the government's view, the remaining-in variant of generic burglary is not a continuous act. "Rather, it is a discrete event that occurs at the moment when a perpetrator, who at one point was lawfully present, exceeds his license and overstays his welcome."
McArthur
,
So we agree with the Eighth Circuit that Minnesota's trespass-plus-crime alternative for second-degree burglary covers more conduct than
Taylor
's definition of generic burglary.
See
Crumble
,
Only two ACCA predicates remain-the Wisconsin armed robbery and the Iowa drug offense. That's not enough to support the enhanced sentence. Because the Johnson error was prejudicial, Van Cannon must be resentenced.
REVERSED and REMANDED .
The definition is almost the same as the third-degree offense, but the crime is elevated to second-degree burglary if the building in question is a dwelling, bank, or pharmacy, or if the offender possesses burglarious tools.
See
There is an emerging circuit split on the correct way to understand
Taylor
's requirement of burglarious intent.
Compare
United States v. Priddy
,
Reference
- Full Case Name
- Jerry L. VAN CANNON, Petitioner-Appellant, v. UNITED STATES of America, Respondent-Appellee.
- Cited By
- 47 cases
- Status
- Published