Jay R. Thompson v. Richard Brown
Opinion
Jay Thompson's efforts to obtain a writ of habeas corpus under
But when the state court dismissed the petition there was not yet a firmly established and regularly followed rule in Indiana that laches applies to delays to an already-filed action. The relevant precedents dealt only with delays in filing a post-conviction petition. We conclude that Thompson's petition is not barred by an adequate and independent state ground, and so we vacate and remand the case for further proceedings.
*853 I
An Indiana jury convicted Thompson in 1982 of murder and conspiracy to commit burglary, on the theory that Thompson and a friend stabbed a couple to death during a housebreaking.
Thompson v. State
,
Thompson next filed a pro se postconviction petition in state court in August 1992. The court appointed several public defenders to represent him between 1992 and 1997, until the final one withdrew, stating that she had "consulted" him first. Thompson's petition apparently languished until 2001, when he requested a copy of the record. The state public-defender agency notified the court that it would not represent Thompson because his case had been fully investigated and his prior attorneys had "found no meritorious issues."
Thompson filed nothing more until 2005, when he requested leave to proceed pro se . Only then did the state raise laches, asserting that relief for Thompson was barred on that ground. Thompson responded with two lengthy amended petitions, and he hired an attorney. That attorney filed another amended petition in 2006. The trial court tentatively scheduled an evidentiary hearing, and the state answered the counseled amended petition by again asserting laches. Meanwhile, the court ordered DNA tests on several pieces of evidence. Testing was completed, but despite a series of continuances, no evidentiary hearing appears to have been held.
The proceedings again fell into limbo. In 2012 Thompson retained a new attorney, who alerted the court that Thompson had filed a disciplinary complaint against his previous retained counsel. The new attorney filed yet another amended petition in 2013, and again the state responded with the defense of laches. The parties stipulated that the delay had prejudiced the state. But Thompson argued that the delay was the fault first of the public defender and then of retained attorneys who had abandoned him. After a 2014 hearing, the trial court dismissed Thompson's petition as barred by laches.
Thompson-once again
pro se
-appealed, arguing that the trial court misapplied laches because that doctrine concerns a delay in
filing
, not prosecuting, an Indiana action. The appellate court disagreed, holding that the doctrine of laches logically extends to a delay in prosecuting an already-filed action.
Thompson
,
Out of options in state court, Thompson turned to federal court with this petition for a writ of habeas corpus under
This court certified an appeal, concluding that Thompson had made a substantial showing that his rights to effective assistance of counsel and against double jeopardy *854 were violated. The court asked the parties specifically to address "whether the rule that laches applies to a petitioner's delay in prosecuting an already-pending postconviction petition-as distinct from a delay in initially filing the petition-was firmly established and regularly followed in Indiana" when Thompson's state petition was decided.
II
Indiana has no statute of limitations for a postconviction petition. IND . POST - CONVICTION R. PC 1 § 1(a). Instead, the state may raise laches as an affirmative defense and ask the court to assess (1) whether the petitioner unreasonably delayed seeking relief, and (2) whether that delay prejudiced the state. See
Twyman v. State
,
The parties agree that when the state is prejudiced by an unreasonable delay in
filing
a petition, Indiana's laches doctrine is an adequate and independent state ground for denying postconviction relief. See
Kelley v. Zoeller
,
We agree with Thompson that although the Indiana appellate court's ruling in his state appeal may have been a reasonable extension of the laches doctrine, it did not reflect "a firmly established and regularly followed state practice at the time it [was] applied."
Kaczmarek v. Rednour
,
No Indiana case before Thompson's own appeal involved a laches dismissal stemming from a postfiling delay in prosecuting the postconviction case. Instead, all of the cases on which the state relies involved delays in
filing
the petition. See,
e.g.
,
Oliver v. State
,
Similarly, the state argues that the decisions in
Douglas
and
Edwards v. State
,
Thus, until Thompson's own appeal, there was an open question whether postfiling delays counted toward laches. That does not demonstrate a "firmly established and regularly followed" rule.
Cf.
Albrecht v. Horn
,
The Indiana courts themselves recognized that they were plowing new ground in Thompson's case. The Indiana Court of Appeals said that it was clarifying or expanding the laches doctrine, not applying a firmly established rule. See
Thompson
,
In the absence of a state case applying laches to postfiling delays, Thompson would have had no way of knowing that it was up to him to take some steps in the Indiana courts to move his case along, while the state was ignoring the proceeding. What steps exactly would suffice would have been unclear. This is in contrast to laches based on prefiling delay, where the necessary step is obvious: file a petition. Thompson took that step, back in 1992. Indiana caselaw indicated that he need not worry about delay while the public defender reviewed his petition, because that time was not his responsibility. See
Douglas
,
If anything, the Indiana rules seem to indicate that the burden of going forward was on the state, once Thompson filed his petition. The Indiana rules provided that "the State, by the prosecuting attorney, shall respond by answer" to the petition within 30 days of filing or within a reasonable time set by the court. IND . POSTCONVICTION R. 1 § 4(a) (1992) (emphasis added). Though the record is limited, it seems the *856 state should have been aware of Thompson's case as early as 1993, when the public defender sent the prosecuting attorney a copy of her entry of appearance. See also IND . POSTCONVICTION R. 1 § 2 (1992) (upon receipt, the court clerk shall docket the petition "and deliver a copy to the prosecuting attorney").
A petitioner in Thompson's position might reasonably have believed that the next step was the responsibility of the court or the state. See
Edwards
,
While the Indiana court now has clearly stated that the laches doctrine applies to unreasonable postfiling delays, this rule was not firmly established and regularly followed before Thompson's case. The dismissal of his state case on this procedural ground therefore does not bar federal review.
Thompson's petition should not have been dismissed on the ground the district court chose. Other issues, however, remain unexplored, and so we must remand Thompson's petition to allow the parties to develop the record and allow the district court to assess the merits of Thompson's petition before this court reviews them. See
Holmes v. Hardy
,
Accordingly, we VACATE the judgment and REMAND for further proceedings.
Reference
- Full Case Name
- Jay R. THOMPSON, Petitioner-Appellant, v. Richard BROWN, Respondent-Appellee.
- Cited By
- 2 cases
- Status
- Published