Moshin Yafai v. Mike Pompeo
Opinion of the Court
A consular officer twice denied the visa application of Zahoor Ahmed, a citizen of Yemen, on the ground that she had sought to smuggle two children into the United States. Ahmed and her husband Mohsin Yafai-a United States citizen-filed suit challenging the officer's decision. But the decision is facially legitimate and bona fide, so the district court correctly dismissed the plaintiffs' challenge to it under the doctrine of consular nonreviewability.
I.
Mohsin Yafai and Zahoor Ahmed were born, raised, and married in Yemen. Yafai became a naturalized United States citizen in 2001. After receiving his citizenship, Yafai filed I-130 petitions with the U.S. Citizenship and Immigration Service of the Department of Homeland Security on behalf of his wife and several of their children. The I-130 petitions-which, if granted, would permit them to apply for immigrant visas-were approved. Ahmed and her children subsequently applied for visas.
But the consular officer denied Ahmed's visa application.
Yafai and Ahmed told the embassy that Yaqub and Khaled were their children, *1020both of whom had tragically drowned. Although it is not entirely clear from either the record or the plaintiffs' brief, their position seems to have been that Ahmed could not be guilty of smuggling, because the children whom she had allegedly smuggled were deceased. In response, the consular officer requested additional documents about the children so that the officer could reconsider Ahmed's application. The officer requested (and Ahmed provided) seven types of documents: (1) vaccination records; (2) Khaled's school records; (3) hospital bills; (4) hospital birth records; (5) the police report from the drowning accident; (6) Khaled's passport; and (7) family photos.
After providing the documents, the plaintiffs' attorney contacted the consular office to request an update on the matter. An embassy fraud prevention manager working on Ahmed's case responded by email. The email stated:
We acknowledge that there has been some repetition in examining the circumstances of the purported deaths of two beneficiaries, but we note that your clients do not testify credibly, testify contradictorily, deny the existence of evidence, and otherwise cast doubt on the accuracy of their responses. Hence they were questioned by the interviewing officer who referred their cases to the Fraud Prevention Unit whereupon we explored the same issues in more detail with you[r] clients. Based on their testimony, we concluded the evidence which you attached did exist, hence we requested its production in an effort to corroborate the testimony of your clients, not impeach it. As of this writing, a fraud investigator is reviewing the evidence and we will finalize our fraud report for the adjudicating officer.
Several months after this email was sent, the consular officer reaffirmed the prior visa denial for attempted smuggling under § 1182(a)(6)(E).
Yafai and Ahmed subsequently filed suit challenging the denial under the Declaratory Judgment Act and the Administrative Procedure Act. They argued that the consular officer acted in bad faith by ignoring evidence that Yaqub and Khaled were their children and that they were deceased. The district court dismissed the claims under the doctrine of consular nonreviewability.
II.
Congress has delegated the power to determine who may enter the country to the Executive Branch, and courts generally have no authority to second-guess the Executive's decisions. Kleindienst v. Mandel ,
*1021Matushkina v. Nielsen ,
The plaintiffs invoke this limited exception to the doctrine of consular nonreviewability on the ground that denying Ahmed a visa implicates one of Yafai's constitutional rights: his right to live in America with his spouse. The status of this right is uncertain. In Kerry v. Din , a plurality of the Supreme Court said that no such right exists, --- U.S. ----,
For a consular officer's decision to be facially legitimate and bona fide, the consular officer must identify (1) a valid statute of inadmissibility and (2) the necessary "discrete factual predicates" under the statute. See Din ,
Here, the officer provided a facially legitimate and bona fide reason for denying Ahmed's application. He cited a valid statutory basis:
*1022III.
Yafai and Ahmed argue for an exception to Mandel's limited exception of consular nonreviewability. They contend that a court must engage in more searching review of a facially legitimate and bona fide decision if the plaintiffs make an affirmative showing that the decision was made in bad faith. And Yafai and Ahmed claim that they have made such a showing: they assert that the evidence they produced was strong, and the officer did not accept it. That, they say, demonstrates that the officer acted in bad faith.
It is unclear how much latitude-if any-courts have to look behind a decision that is facially legitimate and bona fide to determine whether it was actually made in bad faith. In Mandel , the Court refused to look behind a facially legitimate and bona fide decision over the dissent's vigorous objection that "[e]ven the briefest peek behind [it] ... would reveal that it is a sham."
That exception would not benefit the plaintiffs here, however, because they have failed to make "an affirmative showing" that the officer denied Ahmed's visa in bad faith. Din ,
While it is not necessary for the Secretary of State to rebut Yafai and Ahmed's allegation of bad faith, we note that the evidence here reflects a good-faith evaluation of Ahmed's application. The officer asked Ahmed to submit additional documents so that the consulate could reconsider her visa application. A request for additional documents is inconsistent with the plaintiffs' allegation that the officer ignored evidence in bad faith; on the contrary, the officer's willingness to reconsider Ahmed's application in light of additional evidence suggests a desire to get it right. And the embassy officer's email to the plaintiffs' lawyer reveals good-faith reasons for rejecting the plaintiffs' response to the smuggling charge. It details concerns about the plaintiffs' credibility and contradictory testimony-concerns that cut directly against their argument that the officer acted insincerely in rejecting Ahmed's visa application.
*1023* * *
The consular officer's decision to reject Ahmed's visa application was facially legitimate and bona fide, and the plaintiffs have made no affirmative showing that the officer acted in bad faith. Thus, the district court correctly dismissed the plaintiffs' claims, which were asserted under both the Administrative Procedure Act and the Declaratory Judgment Act. See Morfin , 851 F.3d at 714 (dismissing claim under the APA because doctrine of consular nonreviewability applies); Matushkina ,
The record does not reveal the name of the consular officer (or officers) who worked on Ahmed's case, so we refer to this person (or persons) throughout as "the consular officer" or "the officer."
The record before us does not include additional detail on the rationale behind the consular officer's decision. It does not show, for example, whether the officer concluded that Ahmed and Yafai did not have children named Yaqub and Khaled; whether the officer thought that Ahmed had tried to smuggle children into the United States using the names of children who were hers but who were now deceased; or whether the officer believed that Ahmed had children named Yaqub and Khaled whom she had tried to smuggle into the United States while they were still alive. If Ahmed tried to smuggle her own children into the United States, she could seek a waiver of the statutory bar. See
The dissent acknowledges that precedent requires nothing more than the consular officer's assertion of a facially legitimate and bona fide reason. See Dissenting Op. at 1023. Yet the dissent would add another hurdle: proof that the officer adequately considered the evidence in the visa application. According to the dissent, "we [ ] have the obligation to require, at the very least, that the Government assure us, by affidavit or similar evidence, that it actually took into consideration the evidence presented by the applicant and point to some factual support for the consular officer's decision to discount that evidence."
Dissenting Opinion
Mohsin Yafai, a United States citizen, brought this action in the district court, alleging that a consular officer's decision to deny his wife an immigrant visa violates his right to due process of law. He submits that the officer, without any evidentiary support and with substantial evidence to the contrary, invented a theory that his wife had attempted to smuggle two children into the United States. My colleagues interpret the judicially created doctrine of consular non-reviewability to dictate dismissal of such a claim. I respectfully dissent because I believe that their view of the doctrine sweeps more broadly than required by the Supreme Court and our own precedent, and deprives Mr. Yafai of an important constitutional right.
A.
The first issue we must address is whether Mr. Yafai can maintain an action seeking redress for the denial of his wife's visa application. This step requires that we determine whether Mr. Yafai has any cognizable interest in his wife's application. In earlier cases, following Justice Kennedy's separate opinion in Kerry v. Din , --- U.S. ----,
In my view, a citizen does have a cognizable liberty interest in a spouse's visa application. The Supreme Court certainly implied that a citizen can have a cognizable interest in an alien's visa application in Kleindienst v. Mandel ,
Justice Breyer's perspective is far more compatible with the values of our constitutional tradition. A citizen's right to live in this Country is protected under the Due Process Clause. See, e.g., Baumgartner v. United States ,
*1024Ng Fung Ho v. White ,
It is incongruous to maintain, therefore, that a United States citizen does not have any interest in a spouse's presence in the Country and that the only recourse open to a citizen if the government denies a spouse entry is to leave the United States. Although Congress certainly can regulate spousal immigration and deny entry for good and sufficient reason, an American citizen has a liberty interest in living with his or her spouse. This interest requires that any exclusion of a citizen's spouse be imposed fairly and evenhandedly.
*1025Mr. Yafai, a United States citizen, therefore has a constitutionally protected interest in Ms. Ahmed's presence in the United States. This interest is secured by ensuring that our Government's consular officials evaluate fairly her visa application. What constitutes a fair evaluation is the question to which I now turn.
B.
In delineating the protections afforded citizens who sponsor an immigrant spouse's application for entry into the United States, we must begin, of course, with the unquestioned principle that Congress has plenary responsibility to regulate immigration into the United States. U.S. Const. art. I, § 8, cl. 4. In fulfilling that responsibility, Congress has enacted a prolix code that delegates a great deal of authority to the executive branch. See
In the course of fulfilling its responsibilities, the Judiciary has fashioned a consular non-reviewability doctrine. As a judge-made doctrine, it must be crafted and implemented in a manner compatible with the congressional mandate. The Supreme Court's decision in Kleindienst v. Mandel ,
The Supreme Court addressed the consular non-reviewability doctrine again in Kerry v. Din , --- U.S. ----,
In our own cases, we have attempted to apply the teachings of the Supreme Court in Mandel and Din .
While demonstrating our careful adherence to the teaching of Mandel , our recent cases also suggest the inherent limitations of the consular privilege. Properly understood, the Supreme Court's cases permit the judiciary to fulfill its congressionally mandated responsibilities. In each of our recent cases, we simply have determined that the Government asserted a facially legitimate and bona fide reason for exclusion by citing the statutory basis for the denial. In Morfin , 851 F.3d at 713, the consular officer cited the statute disqualifying for admission any alien who the consular officer has reason to believe is or has been a drug trafficker. Further, in Hazama v. Tillerson ,
In each case, however, we also went past the statutory citations and took notice of the evidence supporting the stated ground for inadmissibility. See Morfin , 851 F.3d at 713 (noting an indictment for drug trafficking *1028supported the statutory requirement that the consular officer have "reason to believe" the alien is or has been a drug trafficker); Hazama , 851 F.3d at 709 ("The consular officer in Jerusalem knew several things before making his decision: first, this particular act of rock-throwing took place in one of the least settled places in the world ... ; second, rocks are not benign objects ... ; third, Ghneim did not deny that he had thrown the rocks; and fourth, Ghneim had several other blots on his record."); Matushkina ,
Notably, in each of these cases, while assuring ourselves that consular officers stayed within the bounds of their authority, we never attempted to review the substantive merits of interpretive and discretionary decisions that they made. Indeed, in Hazama , 851 F.3d at 709, we accepted the consular official's determination that throwing rocks at Israeli soldiers as a thirteen-year-old boy constituted terrorist acts. We have made certain that there were bona fide facts present that provided some basis for the Department's assertion of the ground for exclusion. See id. ; Morfin , 851 F.3d at 713 ; Matushkina ,
C.
Today's case raises the concern of fundamental fairness that we previously acknowledged would fall outside the comparatively straightforward situations in Mandel , Din , and our earlier cases. Here, the evidence submitted by Mr. Yafai raises the distinct possibility that the consular officer, contrary to his representations made to Mr. Yafai's counsel, never considered the evidence submitted. Mr. Yafai, a citizen of the United States, wanted his family to come and live with him in this Country. He was successful in securing passports for those of his children who were born after he was naturalized and visas for those who were born earlier. An adult daughter, already married, stayed in *1029Yemen. The consular officer denied a visa for his wife, Ms. Ahmed, under
According to Mr. Yafai, while the family's applications were pending, two of the children had drowned accidentally. When the consular officials inexplicably denied Ms. Ahmed's application apparently on the ground that the two deceased children were not her own, the family submitted a substantial amount of evidence to overcome the accusation of fraud. That evidence included vaccination records for the deceased children, school records for the older deceased child, prenatal care and ultrasound records, publications concerning the drowning, a passport for the older deceased child, and complete family photos prior to the children's deaths.
This case is, therefore, precisely the unusual case that has made some of the Justices and our own court hesitate to sanction an ironclad, judge-made rule admitting of no exceptions. Here, in a case where the Government asserts no national security interest and where the important familial rights of an American citizen are at stake, the Government asks us to rubber stamp the consular decision on the basis of a conclusory assertion. Although Congress has tasked us, by statute, with the responsibility to prevent arbitrary and capricious government action, we look the other way despite the significant record evidence to refute the Government's assertion and no suggestion that the consular officer even considered it.
The Constitution gives Congress plenary authority over immigration matters and, as the Government reminds us, delegated a great deal of that authority to the Executive. The finely tuned provisions of the Immigration and Nationality Act delegate a great deal of authority to the Executive in immigration matters and, properly applied, the consular privilege ensures that that delegation of authority is not diluted by overly intrusive judicial proceedings. We cannot forget, however, that Congress has given the Judiciary the obligation to curb arbitrary action. It has made no exception for the action of consular officers. Congress did not, and would not, sanction consular officers' making visa decisions in a purely arbitrary way that affects the basic rights of American citizens. We have the responsibility to ensure that such decisions, when born of laziness, prejudice or bureaucratic inertia, do not stand. As long as Congress keeps in place our statutory responsibility, we show no respect for the Constitution or for Congress by taking cover behind an overly expansive version of a judge-made doctrine.
I respectfully dissent.
Loving v. Virginia ,
Although the United States has signed but not ratified the U.N. Convention on the Rights of the Child, the Convention makes evident the importance of retaining the family unit, especially considering the importance of a parent to her children. United Nations Convention on the Rights of the Child, Sept. 2, 1990, 1577 U.N.T.S. 3. Undoubtedly, the separation of family can affect the physical and mental well-being of the child, both presently and in his or her future development. See Obergefell v. Hodges , --- U.S. ----,
In the removal context, we have said that "family members of illegal aliens have no cognizable interest in preventing an alien's exclusion and deportation." Oforji v. Ashcroft ,
Justice Kennedy was joined by Justice Alito. Kerry v. Din , --- U.S. ----,
Justice Kennedy assumed, without deciding, that Din, an American citizen, had a sufficient liberty interest in the visa application of her alien spouse to receive due process protection.
See Hazama v. Tillerson ,
In Marks v. United States ,
R.1-1 at 21.
See R.1.
R.1-1 at 22.
In an email on October 16, 2014 to Ms. Ahmed and Mr. Yafai's attorney, a Fraud Prevention Manager acknowledged the receipt of evidence from Mr. Yafai and indicated that some review may have been undertaken:
Thank you for the attachments. They will be most useful in our analysis .
Rest assured that there is no delay in the processing of this case to conclusion. We acknowledge that there has been some repetition in examining the circumstances of the purported deaths of the two beneficiaries, but we note that your clients do not testify credibly, testify contradictorily, deny the existence of evidence, and otherwise cast doubt on the accuracy of their responses. Hence, they were questioned by the interviewing officer who referred their cases to the Fraud Prevention Unit whereupon we explored the same issues in more detail with you[r] clients. Based on their testimony, we concluded that the evidence which you attached did exist, hence requested its production in an effort to corroborate the testimony of your clients, not impeach it.
As of this writing, a fraud investigator is reviewing the evidence and will finalize our fraud report for the adjudicating officer. Unfortunately, Embassy Sanaa is currently on ordered departure and there are no IV adjudicating officers remaining at post. We are operating at 70% staff reduction occasioned by civil unrest. Your clients' case will be placed in the queue for an officer's review upon their return to post.
R. 1-1. at 26-28 (emphases added). This email provides no information on the later treatment of the evidence by the adjudicating officer. It only indicates that the Embassy received the evidence that Mr. Yafai submitted to rebut claims of smuggling and fraud. By its plain terms, a fraud investigator would review the evidence, finalize a fraud report, and then the case would be reviewed by an adjudicating officer. There is no record that the adjudicating officer ever saw or considered the material. Furthermore, although this communication mentions some inconsistencies in the testimony of appellants, we do not know whether and how the adjudicating officer reconsidered these inconsistencies in light of the rebutting evidence that Mr. Yafai submitted and whether those inconsistencies were at all germane to the allegation of smuggling or to the validity of the evidence proffered by the family.
Reference
- Full Case Name
- Mohsin YAFAI and Zahoor Ahmed, Plaintiffs-Appellants, v. Mike POMPEO, Secretary of State, Et Al., Defendants-Appellees.
- Cited By
- 45 cases
- Status
- Published