Anthony Gant v. Daniel Hartman
Opinion
Anthony Gant brought this action against three police officers and the City of Fort Wayne for injuries he sustained as he fled from an armed robbery. Gant's operative First Amended Complaint alleges several constitutional violations and seeks damages under
The district court granted summary judgment for all defendants except Officer Hartman, who Gant alleges violated his Fourth Amendment rights by using unconstitutional excessive force in shooting him. Officer Hartman now appeals the district court's denial of summary judgment. Because Officer Hartman's argument depends upon and is inseparable from the disputed facts identified by the district *447 court, we must dismiss this appeal for lack of appellate jurisdiction.
I. The Robbery and Shooting
On August 23, 2015, just before sunset, Officers Hartman, Griffin, Palm, and others responded to a report of an ongoing armed robbery at a Dollar General store in Fort Wayne, Indiana. Police dispatch told Officer Hartman that a female caller was on the phone with her friend, an employee of Dollar General, when the employee screamed and exclaimed several times that she could not open the register because it was on a timer. Hartman and the other responding officers knew that there had been a series of armed robberies at various Dollar General stores in the Fort Wayne area. The police had not arrested any suspects in association with these robberies. In the previous robberies, two men would enter the store, display handguns, confine or zip-tie employees, wait for the registers to open, and depart after collecting cash, cigarettes, and employees' cell phones.
Arriving at the scene of the robbery, Officer Hartman crouched ten to fifteen feet from the front entrance of the store. He could not see clearly into the store because shelving units blocked his view. Officers Griffin and Palm arrived and positioned themselves respectively on the west and east sides of the store's front entrance. Two more officers (Edward Black and Mark Bieker) went to the back of the store. By this time, the dispatcher had told the officers that the 911 caller had lost phone contact with the employee, who had continued to yell that she could not open the register. While Officers Hartman, Griffin, and Palm were discussing how to proceed, the two officers at the back of the store radioed that they had observed suspects start to try to escape out the back but then retreat into the store. Officer Palm then reported that he saw two people inside approaching the front entrance of the store.
What happened next was recorded by the cameras of two patrol cars facing the store entrance. The video recordings were subject to frame-by-frame analysis by Officer Hartman's expert witness. The following events happened in rapid succession, all occurring within a single second. Officer Hartman started to approach the front entrance. As he started toward the doors, two men appeared in the front entrance. The first suspect, later identified as Christopher Johnson, ran out of the front entrance. All three officers shouted to the suspects to get down on the ground. Officer Hartman started to run toward Johnson, but then turned to see plaintiff Anthony Gant standing in the doorway. Gant had his left arm extended, holding the door open. Hartman then fired two shots. One struck Gant in the abdomen.
Officer Hartman explained afterward that he feared for his life because he believed Gant was holding a handgun, and Hartman had no cover from a potential shot. At the moment he fired his weapon, Officer Hartman estimates, he was less than twenty feet away from Gant. Officer Hartman reported later that Gant showed no signs of surrendering or obeying commands to get down on the ground. Officer Hartman believed Gant was holding a gun in his left hand and was preparing to shoot.
It was later determined that Gant had not been holding a handgun, nor any object, in his hand when Officer Hartman fired. Gant argues that he was either attempting to surrender or that he was given no opportunity to respond to the orders because he was shot immediately as he was exiting the store. On July 25, 2016, Gant pleaded guilty to the charge of armed *448 robbery under Indiana Code § 35-42-5-1(1).
II. District Court Proceedings
After pleading guilty, Gant filed this § 1983 action against Hartman and others for violating his Fourth Amendment rights by using excessive force. The defendants moved for summary judgment, asserting the defense of qualified immunity for Officers Hartman, Griffin, and Palm. The district court granted summary judgment for all defendants except Officer Hartman. The court found that, when viewing the evidence in the light reasonably most favorable to the plaintiff, that claim presented genuine issues of material fact for a jury to decide. The court found that a jury would need to decide whether it was reasonable for an officer in Hartman's position to believe that plaintiff Gant had a gun. The court also found that "a reasonable juror could conclude either that Plaintiff was in the process of obeying Defendant Hartman's commands or that he did not have the opportunity to obey Defendant Hartman's commands." Because of these factual disputes, the district court denied Hartman's motion for summary judgment based on qualified immunity. Hartman has appealed.
III. Appellate Jurisdiction
A denial of summary judgment is generally an unappealable interlocutory order because it is not a "final decision" for purposes of
A denial of qualified immunity can be appealed, however, only "to the extent that it turns on an issue of law."
Mitchell
,
To establish appellate jurisdiction, therefore, the party seeking review must invoke "a purely legal argument that does not depend on disputed facts."
White v. Gerardot
,
White
illustrates this rule in a very similar case (except that the suspect in that case died from the officer's shot). In
White
the defendant officer claimed that he feared for his life because he believed the suspect had a gun and, despite the officer's commands to raise his hands, moved his hands in front of him "as if he were reloading his gun."
The defendant's reliance on disputed facts in
White
barred appellate jurisdiction. To appeal a denial of qualified immunity, an appellant must "refrain[ ] from contesting any fact that a reasonable jury could resolve against him."
Rainsberger v. Benner
,
There is also a narrow, pragmatic exception allowing appellants to contest the district court's determination that material facts are genuinely disputed. In
Scott v. Harris
, the Supreme Court found the defendant police officer could dispute the district court's finding that a genuine factual dispute existed because a video recording of the incident "utterly discredited" the plaintiff's testimony that he was driving carefully.
We recently applied this reasoning in
Dockery v. Blackburn
, finding that the plaintiff's version of the facts was discredited by video evidence.
Other courts applying this narrow
Scott
exception have stressed that it applies
*450
only in the rare case at the "outer limit" of the principle established by
Johnson
. E.g.,
Bishop v. Hackel
,
In this case, Officer Hartman has not satisfied any of the routes to interlocutory appellate jurisdiction under § 1291. He accepts neither the facts most favorable to the plaintiff nor the facts assumed by the district court; in fact, he has openly contested the facts throughout his briefs and oral argument.
1
Officer Hartman has consistently relabeled certain facts as "undisputed," and he asks this court to challenge the district court's determination that material facts are genuinely disputed. Officer Hartman has asserted repeatedly that it is undisputed that Gant was not attempting to surrender. That is correct, but Gant contends that he was not resisting arrest when he was shot and that he was either attempting to comply with orders or did not have time to respond to those orders when Officer Hartman shot him in that critical second, as we described above. Officer Hartman cannot pursue an interlocutory appeal by arguing that the evidence is insufficient to support the district court's conclusion or by relabeling the disputed facts as "undisputed." These add up to "a back-door effort to contest the facts."
Jones v. Clark
,
Absent irrefutable evidence, we may not use an interlocutory appeal to second-guess the district court's conclusion that material facts are disputed. We have watched the videos of Gant's shooting and arrest, and we have reviewed the frame-by-frame analysis by Hartman's expert witness. Unlike the footage in
Scott
and
Dockery
, the videos in this case do not "utterly discredit" Gant's contentions that he was trying to comply with orders or did not have time to respond to Officer Hartman's commands. The recordings show Gant standing in the doorway, his arm extended holding the door, and then his arm lowering slightly before Officer Hartman fired. All of this occurs within a single second. This is not comparable to
Dockery
where the plaintiff actively pushed and kicked at officers, thus "utterly discrediting" his claim that he had not resisted arrest. Nor do the videos here provide irrefutable proof that it was reasonable for
*451
Officer Hartman to believe Gant was holding a gun when he was shot. Outside of irrefutable evidence like that in
Scott
and
Dockery
, an appellate court is not in the position to decide on interlocutory appeal what facts may eventually be established at trial by a reasonable fact-finder. See
McKinney v. Duplain
,
Officer Hartman claims that he is entitled to qualified immunity because his actions did not violate Gant's constitutional rights and, even if they did, those rights were not clearly established on or before August 23, 2015. To make this argument, however, Officer Hartman asks in effect that we resolve facts that the district court treated as disputed. Officer Hartman relies on several cases, such as
Ford v. Childers
,
Because Officer Hartman's appellate argument relies on disputed facts and he has not presented sufficient evidence to "utterly discredit" the district court's findings, this court lacks jurisdiction over this interlocutory appeal. The appeal is
DISMISSED.
See, e.g., Appellant's Reply Br. at 3 ("Contrary to the district court's opinion, a reasonable juror could not conclude that Gant was in the process of obeying Hartman's commands."); id . ("[T]he district court did not set forth a single disputed material issue of fact."); Oral Arg. 4:05 ("The undisputed facts show that [Gant] was not surrendering when he was shot and that he posed a threat of serious bodily harm or death to Officer Hartman at the time he discharged his firearm."); id . at 6:40 ("The district court was wrong and there are no disputed facts.").
Reference
- Full Case Name
- Anthony GANT, Plaintiff-Appellee, v. Daniel HARTMAN, Defendant-Appellant.
- Cited By
- 37 cases
- Status
- Published