Mohsin Yafai v. Mike Pompeo
Mohsin Yafai v. Mike Pompeo
Opinion
On February 15, 2019, plaintiffs-appellants filed a petition for rehearing and rehearing en banc. The panel voted to deny rehearing, and a majority of the judges in active service voted to deny rehearing en banc. Chief Judge Wood and Judges Rovner and Hamilton voted to grant rehearing en banc. It is therefore ordered that the petition for rehearing and for rehearing en banc is DENIED.
Barrett, Circuit Judge, joined by Flaum, Circuit Judge, respecting the denial of rehearing en banc.
In the ordinary course, it is unnecessary to say anything more about a case once it becomes the law of the circuit. But three of our colleagues, dissenting from the denial of rehearing en banc, have published an opinion that does more than just repeat the arguments already made by the panel dissent. These new points merit a response, lest it appear that the court did not consider them in deliberating whether to rehear the case. It is also important to clearly reject any implication that the panel's opinion in Yafai v. Pompeo endorses a system in which the executive branch is free to deny visa applications on the basis of bias or whim.
Yafai
is about the amount of explanation that a consular official must provide when he denies a visa application that affects the constitutional right of an American citizen. The Supreme Court has held that, absent a showing of bad faith, a consular officer need only cite to a statute under which the application is denied.
See
Kerry v. Din
, --- U.S. ----,
* * *
The panel opinion provides a more thorough discussion of the facts,
see
Yafai v. Pompeo
,
Yafai and Ahmed requested that the consular officer reconsider his decision. They said that Yaqub and Khaled were their children but that both had tragically drowned. The consular officer agreed to reconsider the application and requested that Ahmed provide additional documents about the children. While the decision was still pending, the officer wrote in an email to Yafai and Ahmed's attorney that "your clients do not testify credibly, testify contradictorily, deny the existence of evidence, and otherwise cast doubt on the accuracy of their responses." The officer later reaffirmed the visa denial for attempted smuggling under § 1182(a)(6)(E).
Yafai and Ahmed subsequently filed suit challenging the denial under the Declaratory Judgment Act and the Administrative Procedure Act. They did not contend that the officer's decision resulted from racial, religious, political, or any other kind of bias. Instead, their claim sounds in procedural due process: they maintained that the officer could not deprive Yafai of his liberty interest in bringing his wife to America absent a more detailed explanation for why she is inadmissible.
Everyone agrees that due process is satisfied if the consular officer provides a "facially legitimate and bona fide" reason for his decision.
See
Kleindienst v. Mandel
,
Mandel
provides the foundational rule: it holds that when the executive offers a "facially legitimate and bona fide reason" for denying a visa, courts will not "look behind the exercise of that discretion."
If
Mandel
were not clear enough,
Din
dispels any doubt about the applicable standard. In
Din
, the petitioner contended that the State Department violated her due process right by denying her spouse's visa application with no more explanation than a citation to a statute prohibiting the issuance of visas to those who have engaged in terrorist activities.
See
Din
,
Here, the consular officer's determination that Din's husband [Berashk] was ineligible for a visa was controlled by specific statutory factors. The provisions of § 1182(a)(3)(B) establish specific criteria for determining terrorism-related inadmissibility. The consular officer's citation of that provision suffices to show that the denial rested on a determination that Din's husband did not satisfy the statute's requirements. Given Congress' plenary power to "suppl[y] the conditions of the privilege of entry into the United States," United States ex rel. Knauff v. Shaughnessy,338 U.S. 537 , 543,70 S.Ct. 309 ,94 L.Ed. 317 (1950), it follows that the Government's decision to exclude an alien it determines does not satisfy one or more of those conditions is facially legitimate under Mandel .
The Government's citation of § 1182(a)(3)(B) also indicates it relied upon a bona fide factual basis for denying a visa to Berashk.
Id. at 2140-41. This statement thus rejects the precise argument that the dissenters advance here: that a consular officer must do more than simply cite to a statute whose provisions refer to discrete factual predicates. Justice Kennedy could not be clearer that the statutory citation alone suffices to show that the consular officer's decision was both facially legitimate and bona fide.
Just last year, the Supreme Court described Justice Kennedy's interpretation of Mandel as the one to which it has long subscribed:
[O]ur opinions have reaffirmed and applied [ Mandel 's] deferential standard of review across different contexts and constitutional claims. In Din , Justice Kennedy reiterated that "respect for the political branches' broad power over the creation and administration of the immigration system" meant that the Government need provide only a statutory citation to explain a visa denial.
Trump v. Hawaii
,
In arguing that the Court misunderstood Justice Kennedy's concurrence, the dissenters reason that while Justice Kennedy may have said that a statutory citation is sufficient, the circumstances of
Din
show otherwise. They rely on Justice Kennedy's observation that Din admitted in her complaint that Berashk worked for the Taliban government.
See
Din,
There are a number of problems with the dissenters' effort to graft Din's admission onto the test that Justice Kennedy applied. Most significantly, Justice Kennedy himself didn't make it part of the test. He said that citing a statute alone was enough. And neither the
Din
dissenters nor the Court in
Trump v. Hawaii
understood his concurrence to require anything more than that.
See
But even putting that aside, there
was
doubt about whether Berashk's low-level administrative work for the Taliban government was the basis for the visa denial.
See
Din
,
The Din dissenters protested that the government owed Din more. The umbrella statutory citation "[did] not permit Ms. Din to assess the correctness of the State Department's conclusion; it [did] not permit her to determine what kinds of facts she might provide in response; and it [did]
not permit her to learn whether, or what kind of, defenses might be available."
Here, our dissenting colleagues repeat the arguments that Justice Kennedy's concurrence rejected. It is worth noting, moreover, that the standard they seek is even higher than the one that the
Din
dissenters would have imposed. The
Din
dissenters maintained that the government could satisfy due process by providing "
either
the factual basis for the Government's decision
or
a sufficiently specific statutory subsection that conveys effectively the same information."
That standard may be desirable but imposing it would be inconsistent with Supreme Court precedent. It is squarely foreclosed by Mandel , and, contrary to the dissent's suggestion, Trump v. Hawaii does not endorse a court's ability "to look behind the surface of the executive action" in the ordinary course. Dissenting Op. at 983. The passage that the dissent invokes as support for that proposition undermines rather than supports it. The Court explained:
A conventional application of Mandel, asking only whether the policy is facially legitimate and bona fide, would put an end to our review. But the Government has suggested that it may be appropriate here for the inquiry to extend beyond the facial neutrality of the order. For our purposes today, we assume that we may look behind the face of the Proclamation to the extent of applying rational basis review.
Trump v. Hawaii
,
It is telling that the dissenters draw on prison-discipline cases, rather than consular-review cases, as support for the due process standard that they propose. Dissenting Op. at 979-80, 980-81. The dissenters argue that just as we do in prison-discipline cases, we should ask "only that the officer be able to point to 'some evidence' that supports the critical finding." Dissenting Op. at 979 (quoting
Superintendent, Mass. Corr. Inst., Walpole v. Hill
,
There is no getting around the fact that the Court's approach narrows the scope of a court's authority to review the reasons for a visa denial. That said, the
Din
concurrence does suggest one circumstance in which a court can peek behind what otherwise appears to be a bona fide and legitimate reason for the denial: when the petitioner makes an "affirmative showing" that the consular officer acted in bad faith.
Din
,
* * *
The Supreme Court has repeatedly held that a citation to a statutory provision suffices to show a legitimate and bona fide reason for denying a visa application. It is free to revisit that precedent, but we are not. To be clear, however, our circumscribed role in this context does not invite the executive to reject a visa application with no rational basis or because of religious, racial, or any other kind of bias. Justice Kennedy put it well:
There are numerous instances in which the statements and actions of Government officials are not subject to judicial scrutiny or intervention. That does not mean those officials are free to disregard the Constitution and the rights it proclaims and protects. The oath that all officials take to adhere to the Constitution is not confined to those spheres in which the Judiciary can correct or even comment upon what those officials say or do. Indeed, the very fact that an official may have broad discretion, discretion free from judicial scrutiny, makes it all the more imperative for him or her to adhere to the Constitution and to its meaning and its promise.
Trump v. Hawaii
,
Wood, Chief Judge, with whom Rovner and Hamilton, Circuit Judges, join, dissenting from the denial of rehearing en banc.
This case requires our court to answer a question of fundamental importance to our immigration system and the rule of law. Is it true that a consular officer has unfettered authority to reject a visa application, no matter what the reason-bias against a religious group, a bad headache, a unilateral decision that people from the country where the officer is stationed are undesirables, or (at best) a solid factual basis for the decision-without any check from the courts? The panel majority in this case (despite its protestations to the contrary) says "yes."
Yafai v. Pompeo
,
I regard this as a dangerous abdication of judicial responsibility. The Supreme Court has never endorsed such a broad understanding of the consular nonreviewability rule. To the contrary, the Court took care to reject such an absolutist approach in
Kleindienst v. Mandel
,
I begin with a brief word about whose constitutional rights are violated here. The plaintiff, U.S. citizen Mohsin Yafai, is trying to challenge the decision of a consular officer to reject the visa application of his Yemeni-citizen wife, Zahoor Ahmed. The Supreme Court has not yet definitely ruled on the question whether a U.S. citizen has a cognizable liberty interest in living with his or her spouse. In
Din
, the Justices split on the question: four Justices would have held that the plaintiff did have such an interest, three maintained that she did not, and two assumed for the sake of argument that such an interest existed but found that she had received all the process that was due to her for purposes of the terrorism bar (
I would go further, as did Judge Ripple in dissent, and hold that Yafai indeed has such a liberty interest, and that it is protected by the Fifth Amendment to the Constitution. There can be no doubt that he has been personally and adversely affected by the course of events that unfolded. Yafai learned almost nothing about the reasons for the consular officer's refusal to issue the visa for Ahmed. When Ahmed first applied, the consular officer issued a statement accusing her of "attempting to smuggle children into the United States using the identities Yaqub Mohsin Yafai and Khaled Mohsin Yafai." These were two of Yafai and Ahmed's children; tragically, they drowned in an accident on July 8, 2012, while the visa application was still pending. Yafai and Ahmed had no idea why the consular officer thought that smuggling had occurred.
Yafai and Ahmed speculated that the officer doubted that the drowned children were biologically related to them. On that supposition, they attempted to supplement the record with corroborating evidence (school records, pre-natal records, immunization records, newspaper articles). But they did not know if this material was pertinent to the consular officer's concerns, nor did they receive any indication that the officer so much as glanced at their new evidence. Instead, the officer issued a second denial that did no more than cite "section 6(e)," presumably referring to
In dissent, Judge Ripple explained why he thought that due process demanded more than Yafai received in this case. He recognized that this conclusion required him to address the question whether Yafai had a protected liberty interest in living with his wife in the United States. I have nothing to add to his analysis in that respect. His dissent compellingly demonstrates that it would be "far more compatible with the values of our constitutional tradition" to recognize such a right than to deny its existence.
Yafai,
That right is protected by the Due Process Clause of the Fifth Amendment. I concur fully with Judge Ripple's reasoning on this issue. Like him, I would find that the government cannot deny a U.S. citizen the possibility of pursuing a life in the United States with his or her non-citizen spouse without observing the basic requirements of due process. Anything less
than that would amount to the right to banish any U.S. citizen with the temerity to marry a non-citizen, without so much as a reason-hardly an outcome that comports with the Constitution, as this court observed more than a century ago. See
Moy Suey v. United States
,
That said, I would not be urging our court to rehear this case
en banc
only to reach the preliminary question of the right of the U.S. citizen to object to a consular decision that forced him to choose between permanent separation from his spouse or banishment from the United States. If I thought that the government had satisfied the demands of due process in this case, I would, like the majority, leave for another day a definitive ruling on the question of a citizen's liberty interest in his spouse's presence in the United States. But by holding that we are compelled to leave unexamined the government's no-admissibility determination, the panel has wiped out our ability to vindicate
any
constitutional claims brought by a U.S. citizen affected by a visa denial. No matter whether a citizen is attempting to unify his family, asserting a First Amendment right to hear the views of a foreign national (as in
Mandel
,
The issue that demands the attention of the
en banc
court relates to the adequacy of the process followed by the consular official. In order to explain why the government fell short of the constitutional minimum of due process in this case, I return briefly to the underlying facts. As I noted earlier, Yafai is a U.S. citizen trying to obtain a visa for his non-citizen wife, Zahoor Ahmed. He filed the proper I-130 petitions on behalf of Ahmed and the couple's children, but the consular officer in Yemen denied the application. The officer wrote that the denial was based on
The record does indicate, and Yafai freely admitted , that the couple had indeed applied for visas on behalf of two children with those names. Yafai and Ahmed explained that these were in fact their children, but that the children had drowned while their applications were pending. Yafai and Ahmed were also seeking visas for their other children. Despite the consular officer's denial of Ahmed ' s visa on the basis of the alleged attempt to smuggle Yaqub and Khaled into the United States, most of the other children received U.S. visas or passports. The consular officer did not explain what it was that justified distinguishing among the couple's children. Nor did the officer offer even a hint about the basis on which she drew the conclusion that Ahmed's inclusion of Yaqub and Khaled in the application amounted to a violation of Section 1182(a)(6)(E) rather than an honest attempt to obtain visas for two of her children who were alive at the time of her application but who later died. Neither Yafai nor we have any idea whether the officer thought that Yafai and Ahmed had never had two children named Yaqub and Khaled, or if the officer thought that those two children had existed but were somehow ineligible for admission, or if the parents were trying to smuggle two different children into the United States, or if the officer had some other concern. That information void made it effectively impossible for Yafai to present an effective rebuttal.
He did try, however. In his petition for rehearing in this court, Yafai says that "[i]t appears that the consular officer determined with no known basis, that the drowned children were not biologically related to Ms. Ahmed ...." Petition for Rehearing at 7. On the assumption that this was the problem-though again, they were left to guess-Yafai and Ahmed tried to respond by adducing a significant amount of evidence showing that Yaqub and Khaled were their biological offspring. That evidence included pre-natal records, immunization records, and school records. An embassy fraud-prevention manager acknowledged receipt of the additional evidence.
In the end, Yafai's efforts were unavailing. Several months later the consular officer reaffirmed the initial denial, citing the same statutory provision, again without any explanation or even a hint that the records had been reviewed and rejected, reviewed and found irrelevant, or thrown away. The consular officer offered only a mysterious comment on Yafai and Ahmed's credibility, but the comment is singularly unhelpful. It has the ring of boilerplate: "your clients do not testify, testify contradictorily, deny the existence of evidence, and otherwise cast doubt on the accuracy of their responses." Which is it: A failure to testify? Testimony that contained contradictions? Refusal to accept incontrovertible evidence? Shiftiness or some other reason to find them not worthy of belief? Who knows? The only thing that is apparent is that the officer's comment is no more illuminating than silence.
Yafai challenged the consular officer's decision in the district court, which ruled against him; he then appealed to this court. The panel majority found that the government had done enough by citing a particular section of the statute, ( section 1182(a)(6)(E) ), which for all we can tell was selected randomly. The panel held that the consular officer "need not disclose the underlying facts that led him to conclude that the statute [
i.e.
the inadmissibility ground] was satisfied."
At that point, both the majority's opinion and its supplemental statement on the petition for rehearing en banc become hard to follow. On the one hand, the majority asserts in both places that it is forbidden to look behind the stated reason. Yet it concedes that a facially legitimate decision might have been made in bad faith,
Unlike the majority, I do not believe that this limited inquiry would put us on a slippery slope that ends up in plenary review of consular decisions. Other areas of the law provide examples of highly deferential review of factual findings. The majority's supplemental opinion notes the uncontroversial proposition going back at least as far as
Mathews v. Eldridge
,
In the visa-issuance context, I accept that the process due is at the minimal end of the spectrum. Moreover, this is not the only area in which substantial deference to executive authorities is appropriate. Another such area is the prison-disciplinary setting. There, we ask only that the officer be able to point to "some evidence" that supports the critical finding. See
Superintendent, Mass. Corr. Inst., Walpole v. Hill
,
We cannot forget, however, that Congress has given the Judiciary the obligation to curb arbitrary action. It has made no exception for the action of consular officers. Congress did not, and would not, sanction consular officers' making visa decisions in a purely arbitrary way that affects the basic rights of American citizens. We have the responsibility to ensure that such decisions, when born of laziness, prejudice or bureaucratic inertia, do not stand. As long as Congress keeps in place our statutory responsibility, we show no respect for the Constitution or for Congress by taking cover behind an overly expansive version of a judge-made doctrine.
Just as in
Hill
,
"[a]scertaining whether this standard is satisfied does not require examination of the entire record, independent assessment of the credibility of witnesses, or weighing of the evidence. Instead, the relevant question is whether there is any evidence in the record that could support the conclusion reached by the [responsible government actor]."
The majority relies heavily on Justice Kennedy's position, but his view is more nuanced than they would have one believe. His concurrence in
Din
captures the process that I believe should have happened
(but did not) in Yafai's case. I refer to the following passage, in which he is discussing
Kleindienst v. Mandel
,
The Government's citation of § 1182(a)(3)(B) [the terrorism bar] also indicates it relied upon a bona fide factual basis for denying a visa to Berashk [the spouse]. Cf. United States v. Chemical Foundation, Inc.,272 U.S. 1 , 14-15 [47 S.Ct. 1 ,71 L.Ed. 131 ] (1926). Din claims due process requires she be provided with the facts underlying this determination, arguing Mandel required a similar factual basis. It is true the Attorney General there disclosed the facts motivating his decision to deny Dr. Mandel a waiver, and that the Court cited those facts as demonstrating "the Attorney General validly exercised the plenary power that Congress delegated to the Executive."408 U.S. at 769 [92 S.Ct. 2576 ]. But unlike the waiver provision at issue in Mandel , which granted the Attorney General nearly unbridled discretion, § 1182(a)(3)(B) specifies discrete factual predicates the consular officer must find to exist before denying a visa. Din, moreover, admits in her Complaint that Berashk worked for the Taliban government, ... which, even if itself insufficient to support exclusion, provides at least a facial connection to terrorist activity . Absent an affirmative showing of bad faith on the part of the consular officer who denied Berashk a visa-which Din has not plausibly alleged with sufficient particularity- Mandel instructs us not to "look behind" the Government's exclusion of Berashk for additional factual details beyond what its express reliance on § 1182(a)(3)(B) encompassed. See408 U.S. at 770 [92 S.Ct. 2576 ].
135 S. Ct. at 2140-41 (emphasis added). 1
Justice Kennedy noted that he would not require the government to disclose factual details "beyond what its express reliance on § 1182(a)(3)(B) encompassed ." (emphasis added). There can be no doubt that the government's reliance on the statutory terrorism bar encompassed Din's admission that Berashk worked for the Taliban. We know from the two concurring Justices and the four dissenting Justices that the Din Court had before it basic information about the factual predicates underlying the consular officer's decision. It thus did not face the naked assertion that a proper ground for denial existed, which is what we have here.
It is also important to note that in
Mandel
, the Attorney General had identified factual material supporting the visa denial. He pointed to the applicant's activities during a past visit to the United States that went beyond the stated purposes of his trip. As Justice Kennedy acknowledged in the passage from
Din
quoted above, the
Mandel
Court "cited those facts as demonstrating 'the Attorney General validly exercised the plenary power that Congress delegated to the Executive.' " 135 S. Ct. at 2140, quoting
Mandel
,
Similarly, the government identified factual material supporting the visa denials in our court's earlier decisions in
Hazama,
My dispute with the majority turns largely on the meaning and importance of the phrase "facially legitimate and bona fide." Given the facts in Mandel and Din , along with Justice Kennedy's statement in Din that the government had relied upon a "bona fide factual basis" for the denial of Berashk's visa, 135 S. Ct. at 2140 (emphasis added), I take "bona fide" to mean derived from actual facts rather than invented out of whole cloth. In the absence of such facts, the agency's mere citation of a statutory ground usually says nothing about whether it has done what the statute requires. Just as in Hill , this does not mean that the consular officer must open her entire file to the disappointed applicant. She must merely point to, or at least describe, some evidence supporting the key conclusions she drew and link that evidence to the admissibility determination. And when undisputed facts in the record already provide "at least a facial connection" to the factual predicates in the cited statutory ground for inadmissibility-as in Din -it is possible that no further explanation would be required.
The scope of the court's review will be narrow, as it typically is when the law gives an executive or administrative officer wide discretion. But that discretion is not unlimited; due process-indeed, our constitutional structure and the rule of law itself-demands some accountability.
Cf.
Mach Mining, LLC v. E.E.O.C.
, --- U.S. ----,
Suppose, for example, that the consular officer's decision to deny a visa was secretly based exclusively on the fact that the applicant was Muslim (or Hindu, or an atheist). Such a reason, we would all agree, would not be a valid one. Or suppose, unbeknownst to the noncitizen, the consular officer simply stamped "no" on all applications received after 2:00 p.m. That would also be arbitrary and capricious, even under the most generously deferential regime imaginable (perhaps something like AEDPA's). But in either circumstance, as long as the consular simply affixed a one-sentence accusation that cited "smuggling" as the ground for inadmissibility under the statute, the noncitizen would have no way of knowing that the decision had no basis in fact, and thus no way of challenging it for arbitrariness, unlawfulness, or bad faith. This is the result that the panel majority has endorsed and a majority of the full court is willing to let stand.
Under the panel's rule, a rogue or burned-out consular official could just make up facts. Take this case. The officer apparently accused Ahmed of trying to smuggle two children into the United States (though even that is unclear). That accusation could be pure fabrication. Who is to say, if the officer points to nothing supporting the accusation? Yafai and Ahmed tried to assuage the officer's concerns, but for all we know the officer never bothered to look at their supplemental information. The officer could just as easily have said, with no basis, that Ahmed was likely to engage in prostitution,
In response to Yafai's petition for rehearing, the government suggests that the Supreme Court's decision in
Trump v. Hawaii
, --- U.S. ----,
When it reached the claim that the Proclamation was issued for the unconstitutional purpose of excluding Muslims,
A conventional application of Mandel , asking only whether the policy is facially legitimate and bona fide, would put an end to our review. But the Government has suggested that it may be appropriate here for the inquiry to extend beyond the facial neutrality of the order.... For our purposes today, we assume that we may look behind the face of the Proclamation to the extent of applying rational basis review. That standard of review considers whether the entry policy is plausibly related to the Government's stated objective to protect the country and improve vetting processes.... As a result, we may consider plaintiffs' extrinsic evidence, but will uphold the policy so long as it can reasonably be understood to result from a justification in-dependent of unconstitutional grounds.
I take several points away from this passage, and from Hawaii as a whole. First, consular nonreviewability is not a jurisdictional doctrine. Second, the Court adheres to the basic holdings of Mandel and Din , insofar as they require a facially legitimate and bona fide reason for the visa decision. Third, the Court has continued to look behind the surface of the executive action to see if it results from "a justification independent of unconstitutional grounds." What the Court did not do in Hawaii , was to hold (as our panel majority does) that it was required to stop with the president's Proclamation and refuse to look at the underlying facts, because the judiciary is categorically barred from doing so. The panel's opinion in our case thus breaks new ground.
The right to demonstrate bad faith is empty if an applicant for the spousal visa has no right to know anything about the information on which the consular officer relied. Due process demands more than this, and the system will not crumble if we follow our constitutional commands. At its root, due process requires that the person subject to a governmental action be given enough information to be able to know what the accusation against her is. A regime in which the consular official can just say "no," and the U.S.-citizen spouse must guess both about the accusation that supposedly supported that decision and-critically-what facts lay behind the "no," is not worthy of this country. I dissent from our court's denial of rehearing en banc.
We are unsure why our dissenting colleagues say that "[w]e know from the two concurring Justices and the four dissenting Justices that the Din Court had before it basic information about the factual predicates underlying the consular officer's decision." Dissenting Op. at 980. Din disclosed the fact of Berashk's government job in the complaint that she filed in the district court, and the United States offered no information about the role that the job played-if any-in its decision. And even if it were permissible for us to piece together a test by counting heads in the Din concurrences and dissents, the concurring and dissenting justices had no common ground on this point. The dissenters thought that the process was constitutionally inadequate because "the State Department's reason did not set forth any factual basis for the Government's decision." 135 S. Ct. at 2146 (Breyer, J., dissenting). The concurrence thought that a factual basis was unnecessary. Id. at 2141 (Kennedy, J., concurring) (" Mandel instructs us not to 'look behind' the Government's exclusion of Berashk for additional factual details beyond what its express reliance on § 1182(a)(3)(B) encompassed.").
Before this court, the government points to a passage in
Trump v. Hawaii,
--- U.S. ----,
Reference
- Full Case Name
- Mohsin YAFAI and Zahoor Ahmed, Plaintiffs-Appellants, v. Mike POMPEO, Secretary of State, Et Al., Defendants-Appellees.
- Cited By
- 4 cases
- Status
- Published