Andrew Jackson v. Byran Bartow
Andrew Jackson v. Byran Bartow
Opinion
A Wisconsin trial court denied Andrew L. Jackson's request to represent himself at trial, and Jackson later pleaded guilty. He seeks a writ of habeas corpus under
I. BACKGROUND
Jackson faced serious charges in Wisconsin state court, and the court appointed a lawyer for him. Prosecutors accused him of throwing boiling oil at his wife, knifing her in front of their children, and later, threatening her from prison. At a hearing in January 2012, Jackson asked the judge to remove his counsel. He complained that counsel had withheld discovery and met with him too late in the proceedings to adequately discuss strategy. The court granted the motion. At the same time, the court barred Jackson from communicating with anyone but his attorney of record because of his threatening phone calls to his wife.
After the court appointed another lawyer, that lawyer reported that Jackson also asked him to withdraw. Jackson complained that he had not yet received some discovery materials and that counsel had no faith in him. The court ruled that these reasons were inadequate and refused to appoint a third lawyer. The judge allowed Jackson to seek a private attorney so long as he adhered to the restrictions on his outside communications.
Jackson told the trial judge that he wanted to represent himself, but the judge denied that request. He said that he would consider Jackson's request only if Jackson was "capable of and ready and prepared" to represent himself, but it was "not a given [he] could do it." Months later, the court returned to Jackson's request. It stressed the complexity of the case, explaining that it would not trust someone with under five years of defense experience to represent Jackson and warning that Jackson "can't do this." Jackson still insisted that he could. The court ultimately denied Jackson's request. It reasoned that Jackson was "clearly incompetent ... to present a case of this complexity" and lacked "the ability[...], the training, the knowledge, and the time to properly prepare it."
Jackson pleaded guilty a few days later to two counts of felony intimidation of a witness, one count of first-degree reckless injury, and one count of aggravated battery. He received a prison sentence of 20 years. Jackson filed a post-conviction petition in Wisconsin, seeking to withdraw his guilty plea on the ground that he was denied his right to self-representation at trial. The post-conviction court denied his motion. Jackson appealed, but the Wisconsin Court of Appeals affirmed, reasoning that Jackson "did not sufficiently understand the complexity of his trial or the law concerning the charges against him." He petitioned the Wisconsin Supreme Court, but it denied review.
Jackson's next step was a federal petition for a writ of habeas corpus. In it, he argues that Wisconsin unreasonably applied Supreme Court precedent by affirming the denial of his request to represent himself at trial. (He does not claim that he had a right to self-representation at his guilty plea, or that, because unwanted counsel represented him at his guilty plea, his plea was not knowing and voluntary.) He stresses that, because he was competent to plead guilty, he was competent to represent himself at trial.
Presiding by consent, a magistrate judge denied the petition. She explained that, even though the Wisconsin appeals court had unreasonably applied Supreme Court precedent on the Sixth Amendment right to self-representation at trial, Jackson waived the error by validly pleading guilty. Under
Gomez v. Berge
,
II. ANALYSIS
The Antiterrorism and Effective Death Penalty Act governs our review of Jackson's petition. As relevant here, the Act allows habeas relief only if the decision of the Wisconsin Court of Appeals, the last state court to address Jackson's claim, was
"contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States."
Jackson is correct: the Wisconsin Court of Appeals unreasonably applied Faretta when it affirmed the trial court. The appellate court based its decision solely on Jackson's knowledge deficits (he did not know "the law" or the trial's "complexity"), not mental health problems (which he did not have). By relying on Jackson's lack of skill, the appellate court's decision was contrary to and an unreasonable application of Faretta . As we recently explained in Tatum v. Foster ,
Faretta protects the right of a criminal defendant to make this (usually) self-defeating choice [of self-representation]. By failing to recognize that the Supreme Court's Faretta line of cases focus only on competence as it relates to mental functioning, and forbids the consideration of competence in the sense of accomplishment, the Wisconsin courts reached a result that is contrary to, as well as an unreasonable application of, the Supreme Court's rulings.
This error, however, does not entitle Jackson to relief if he validly waived his right to contest it.
See
Ward v. Hinsley,
Jackson's first response is that the State may not assert waiver because it did not raise waiver as an affirmative defense in its answer to Jackson's federal petition.
See
FED. R. CIV. P. 8(C) . But the district court and this court may raise Jackson's waiver sua sponte, as Jackson admits.
See, e.g.
,
Gomez
,
Jackson's second argument is equally unavailing. He contends that the district court improperly relied on
Gomez
to rule that he waived any error.
Gomez
held that "an unconditional plea of guilty operates as a waiver of all formal defects in the proceedings, including any constitutional violations that occurred before the plea was entered."
Jackson's case is identical to Gomez . Both Gomez and Jackson were indicted in Wisconsin state court; both were denied the right to self-representation at trial; both later entered pleas in lieu of going to trial (Gomez pleaded no contest, and Jackson pleaded guilty); and both petitioned for a federal writ of habeas corpus based on the denial of the right to self-representation. But because their pleas waived any claim about pre-plea errors, neither received federal relief. Under Gomez , Jackson must lose.
To avoid this result, Jackson argues that
United States v. Smith
,
First, Jackson incorrectly asserts that
Smith
espoused a new rule about structural errors in the context of self-representation. It is true that in
Smith
this court observed that in
United States v. Gonzalez-Lopez
,
Second, the consequence of a "structural" error is that it is not subject to harmless-error review,
see
Gonzalez-Lopez
,
Third,
Smith
is consistent with
Gomez
.
Smith
vacated the defendant's guilty plea because we decided that the denial of his counsel of choice at trial called into question his plea's voluntariness.
See
AFFIRMED
Reference
- Full Case Name
- Andrew L. JACKSON, Petitioner-Appellant, v. Byran BARTOW, Respondent-Appellee.
- Cited By
- 12 cases
- Status
- Published