Sherard Martin v. Davis Marinez
Opinion
Sherard Martin appeals the district court's grant of partial summary judgment, Fed. R. Civ. P. 56, on his suit under
I.
Martin's suit arises from a traffic stop in May 2013. We recount the facts surrounding the stop and subsequent events in the light most favorable to Martin, noting disputed facts where relevant and viewing the facts on which the jury reached a verdict in the light most favorable to the verdict. On the evening of May 24, 2013, Martin was driving in Chicago when Officers Davis Marinez and Sofia Gonzalez pulled him over. According to Martin, he had not committed any traffic violations when the officers stopped him, although the officers claim they initiated the stop because Martin's tail and brake lights were not working. When Officer Gonzalez approached the car and asked Martin for his license and insurance, Martin explained that he did not have his driver's license because it had been "taken for a ticket." At that point both officers asked Martin to step out of the car as the other defendants, Officers Armando Chagoya and Elvis Turcinovic, arrived on the scene.
According to Martin, the officers forced him from the car, conducted a pat-down search, handcuffed him, and put him into a police car. At that point, they searched his car, where they recovered a 9 mm semiautomatic handgun with a defaced serial number, and a plastic baggie of crack cocaine. 1
Officers then took Martin into custody. At the police station, Officer Marinez learned that Martin had previously been convicted of first-degree murder and unlawful use of a weapon by a convicted felon. Ultimately Martin was transferred to Cook County Jail and charged with four Illinois felonies: (i) being an armed habitual criminal in violation of 720 ILCS § 5/24-1.7 ; (ii) being a felon in possession of a firearm in violation of 720 ILCS § 5/24-1.1 ; (iii) possessing a firearm with a defaced serial number in violation of 720 ILCS § 5/24-5(b) ; and possessing cocaine in violation of 720 ILCS § 570/402. He also received traffic citations under Chicago Municipal Code Section 9-76-050 (taillight operation) and 625 ILCS § 5/6-112 (outlining requirement to carry a driver's license).
Martin spent sixty-five days-from May 24 through July 29, 2013-incarcerated in connection with the charges resulting from the traffic stop. On July 29th, a different court revoked Martin's bond when he was convicted in an unrelated criminal case. During the course of the criminal proceedings for the felony charges arising from the traffic stop, Martin filed a motion to suppress the evidence, which the trial court granted on November 7, 2013. The state then dismissed the charges against Martin through a nolle prosequi motion.
Martin filed this suit in federal court under
Before trial, the defendants moved for partial summary judgment, arguing that even if the stop was unlawful, once the officers saw the handgun and cocaine, they had probable cause for Martin's arrest, which limited Martin's damages to the short period between his stop and his arrest. The district court agreed, granting the defendants' motion for partial summary judgment and concluding that although Martin's § 1983 case could proceed as to the initial stop of his car and seizure of his person-before the defendants discovered the illegal gun and cocaine-he could not seek damages for conduct post-dating the discovery of contraband, including his 65-day incarceration.
Martin's case proceeded to a jury trial, limited as described above by the grant of partial summary judgment. At trial, the facts largely tracked those described above, with the same basic areas of conflicting testimony: (1) Martin testified that his tail and brake lights were both functioning when he was stopped; (2) he also testified that he handed Officer Gonzalez his traffic ticket when he was unable to produce his license; and (3) Martin maintained that the handgun was under the driver's seat, as opposed to on it and visible when he stepped out of the car as directed by Officers Gonzalez and Marinez.
The district court instructed the jury to decide the following Fourth Amendment questions: (1) whether the officers "unlawfully seized" Martin without reasonable suspicion to support a traffic stop; (2) whether they falsely arrested him without probable cause; or (3) whether they unlawfully searched his person or car without probable cause. The court also instructed the jury that if they found that Martin proved his claims, they could not award him damages for any time spent in custody after officers found the handgun, and should limit their consideration to the period of detention beginning with his traffic stop and ending when they found the gun. The jury found in favor of Martin and against Officers Marinez and Gonzalez on the unlawful seizure claim and awarded him $1.00 in compensatory damages. On that same claim, they found in favor of Officers Chagoya and Turcinovic, and on the remaining claims for false arrest and unlawful search, they found against Martin and in favor of all four officers.
Martin now appeals from the district court's grant of partial summary judgment before trial limiting the scope of damages available.
II.
We review the district court's grant of summary judgment
de novo
, considering the record in the light most favorable to Martin and construing all reasonable inferences from the evidence in his favor.
E.g.
Anderson v. Liberty Lobby, Inc.
,
Fed. R. Civ. P. 56(a). As for those issues presented to the jury, we view the evidence in the light most favorable to its verdict.
Matthews v. Wis. Energy Corp., Inc.
,
Martin challenges only the district court's grant of partial summary judgment before trial. He does not dispute the jury's verdict in his favor as to the initial traffic stop and against him on all of his remaining claims. His appeal thus raises the narrow issue of what type of damages he can recover as a result of his unlawful seizure by Officers Marinez and Gonzalez. In considering this issue, we are mindful of the jury's verdict rejecting Martin's false arrest claim as well as his claim for unlawful search based on the officers' search of his vehicle. We thus consider solely whether Martin's initial unconstitutional seizure can support his claim for damages arising from losses from his subsequent incarceration on the weapon and drug charges.
Martin argues that the district court erroneously based its conclusion that he was barred from collecting damages from his wrongful incarceration on the premise that a § 1983 claimant may not recover damages as a result of the "fruit of the poisonous tree" doctrine. According to Martin, when assessing available damages under § 1983, we should begin by asking whether the plaintiff's alleged damages were proximately caused by the constitutional violation. From that starting point, Martin maintains that he is, at the very least, entitled to have a jury decide whether his incarceration and any consequential damages arising from it were proximately caused by the unconstitutional stop.
The "basic purpose" of damages under § 1983 is to "compensate persons for injuries that are caused by the deprivation of constitutional rights."
Carey v. Piphus
,
Using the available common-law torts as a starting point, Martin's damages claim immediately runs into trouble. His complaint asserts claims for "false arrest" as well as "unlawful search" arising from the defendants' violation of his Fourth Amendment right to be free from "unreasonable searches and seizures," U.S. Const. Amend. IV. But a claim for false arrest cannot succeed because it is undisputed that officers discovered an illegal handgun and cocaine in Martin's vehicle, which gave them probable cause for his arrest, notwithstanding the previous unlawful stop.
See
Holmes v. Village of Hoffman Estates
,
(quoting
Stokes v. Bd. of Educ.
,
Ignoring the insurmountable hurdles to his claim presented by possible tort law analogs, Martin insists that he is entitled to damages for his incarceration solely on a theory of proximate cause-under the general rule of Carey that a damages award under § 1983 should compensate for what Martin characterizes as any injuries arising as a result of a constitutional deprivation. Although the district court considered Martin's claim that his entitlement to damages for post-arrest incarceration should be resolved using a proximate cause analysis, after reviewing the cases Martin cited, the court deemed such an approach unnecessary in light of its conclusion that the existence of probable cause after the initial detention foreclosed any further damages.
Citing
Carey
, Martin points out that he should not be barred from recovering § 1983 damages simply because recovery would not be permitted under a common-law tort such as false arrest. As the Court explained in
Carey
, "the interests protected by a particular constitutional right may not also be protected by an analogous branch of the common law torts."
Carey
,
We have not resolved the specific question whether a plaintiff may recover damages for post-arrest incarceration following
a Fourth Amendment violation when probable cause supported the ultimate arrest and initiation of criminal proceedings, but the application of the exclusionary rule spared the plaintiff from the criminal prosecution. As Martin notes, there is a split of authority on the question of whether a defendant whose Fourth or Fifth Amendment rights have been violated can recover damages for incarceration, legal defense fees, or emotional distress in a subsequent civil suit under § 1983.
Compare
Townes v. City of New York
,
Martin, however, insists that in
Kerr v. City of Chicago
,
Like the district court, we reject Martin's claim that
Kerr
is dispositive on the question of allowable damages. Martin relies almost exclusively on a sentence from
Kerr
stating without further explanation that "[a] plaintiff in a civil rights action should be allowed to recover the attorneys' fees in a state criminal action where the expenditure is a foreseeable result of the acts of the defendant."
Kerr
,
So although in the abstract Kerr stands for the proposition that foreseeable damages arising from a constitutional violation may be recovered, it sheds no light on the precise question Martin's appeal poses. 2
Using the framework of Carey, it is easy to see that the interest protected by the Fifth Amendment right against self-incrimination was directly implicated by the coerced confession and resulting criminal trial. Kerr is thus entirely in keeping with Carey in the sense that the damages sought-expenses of defending the criminal trial prosecuted on the strength of the involuntary confession-arise directly from the constitutional violation and redress the precise interest the Fifth Amendment protects: the right not to be compelled in a criminal case to be a witness against oneself. Simply put, nothing in Kerr sheds any light on Martin's claim that he is entitled to pursue damages for his post-arrest incarceration.
That leaves us with the handful of appellate courts that have considered the specific issue of the proper scope of civil damages for damages following an illegal search or seizure. In Townes , the Second Circuit considered whether to award compensatory damages in a § 1983 civil suit after police stopped a taxi without probable cause and discovered an illegal firearm and cocaine. The plaintiff's motion to suppress the firearm was initially denied, and he was convicted of unlawful possession of a firearm by a felon. Over two years later, the state appellate division reversed the conviction on the grounds that police had lacked probable cause to stop and search the taxicab. In his subsequent civil suit, the Townes plaintiff sought to recover compensatory damages arising from his conviction and incarceration. Id. at 149.
Citing Carey, the panel in Townes rejected the plaintiff's damages claim. After ruling out recovery under any common-law tort theories, the Second Circuit also rejected proximate cause as a possible basis for recovery. In doing so, the court noted that "the chain on causation between a police officer's unlawful arrest and a subsequent conviction and incarceration is broken by the intervening exercise of independent judgment"-specifically, the trial court's failure to suppress the incriminating evidence before trial. Id. at 147. In an attempt to distinguish Townes , Martin seizes this causation analysis, but ignores the rest of the holding in Townes, which would squarely foreclose Martin's claim.
In addition to concluding that the trial court's refusal to suppress the evidence of the unlawful search was an intervening and superseding cause of the conviction, the Second Circuit noted that the plaintiff was "foreclosed from recovery for a second, independent reason: the injury he pleads (a violation of his Fourth Amendment right to be free from unreasonable searches and seizures) does not fit the damages he seeks (compensation for his conviction and incarceration)."
Id.
Bearing in mind the Supreme Court's directive in
Carey
to tailor § 1983 liability to match the affected constitutional rights,
see
Carey
,
Townes
thus reasoned that to award damages for a conviction and incarceration that followed an illegal search would be
tantamount to awarding a windfall benefit in that the plaintiff "already reaped an enormous benefit by reason of the illegal seizure and search to which he was subjected: his freedom, achieved by the suppression of evidence obtained in violation of the Fourth Amendment."
The following year, the Third Circuit reached a similar conclusion in Hector v. Watt , supra . In Hector , the plaintiff brought a § 1983 suit to recover compensation for expenses incurred during his criminal prosecution based on 80 pounds of hallucinogenic mushrooms seized from his airplane. Like Martin, the plaintiff had successfully litigated a suppression motion for the seized drugs and the prosecution against him was dismissed.
The Third Circuit first concluded, as we did above, that existing common-law torts could not provide the basis for the requested damages.
Hector
,
In rejecting proximate cause as a theory for recovery, the Third Circuit, like the Second Circuit in
Townes
, concluded that the policy reasons behind the exclusionary rule would not be served by allowing the plaintiff to "continue to benefit from the exclusionary rule in his § 1983 suit and be relieved of defense costs from a prosecution that was terminated only because of the exclusionary rule."
The court in
Hector
thus ultimately concluded that although there would admittedly
be some deterrent value to imposing liability for
all
consequences that unfold from a search or seizure unsupported by probable cause, the downsides of such an approach would outweigh its benefits. Specifically, the magnitude of the potential liability would routinely be unrelated to the seriousness of the underlying Fourth Amendment violation, in the sense that the damages award would often turn not on the nature of the unconstitutional invasion of privacy but on whatever contraband officers happened to uncover.
As Martin notes, however, the Ninth Circuit has concluded that damages for incarceration and legal fees arising from an unlawful detention and search may be recoverable in a § 1983 suit. In
Borunda v. Richmond
,
In
Borunda
, the court concluded that the plaintiffs were entitled to recovery because the "jury was entitled to find, amidst the striking omissions in the police report, as well as the two officers' conflicting accounts of the incident, that appellants procured the filing of the criminal complaint by making misrepresentations to the prosecuting attorney."
Thus, while
Borunda
, like
Kerr
, may in the abstract stand for the proposition that civil damages may be recoverable for expenses related to a wrongful search or arrest, nothing about
Borunda
's rationale is particularly helpful to Martin. First, in
Borunda
, the very basis for the damages award was the jury's finding that the defendant officers had arrested the plaintiffs
without
probable cause and had likely fabricated facts to secure a criminal complaint against the plaintiffs.
Martin's scenario is far more like those in
Townes
and
Hector
, where probable cause for an arrest existed despite an encounter that initially violated the Fourth Amendment. First, the precise relevant questions in
Borunda
were evidentiary: whether the district court had erred in admitting evidence of the plaintiffs' prior acquittal of the criminal charges and evidence of attorneys' fees spent during the criminal proceeding.
Finally, Martin relies heavily on a case from the District of New Mexico holding that a plaintiff raising a constitutional claim based on an illegal search may be permitted to recover damages for post-indictment proceedings if the constitutional deprivation proximately caused the damages.
See generally
Train v. City of Albuquerque
,
According to the Tenth Circuit's guidance on the Fourth Amendment, any damage award available for a Fourth-Amendment violation under41 U.S.C. § 1983 should be tailored to compensating losses of liberty, property, privacy, and a person's sense of security and individual dignity. While it may not be an evil to uncover crime, the drafters obviously did not think uncovering crime was a higher value than protecting and securing a person's home from unreasonable searches. Federal criminal charges, federal detention, and all of the negative consequences of those charges and attendant to federal custody implicated Train's interest in liberty and his sense of security and individual dignity. That imprisonment occasioned economic losses. Such losses should be compensable, given that they implicate the interests that the Tenth Circuit has explained the Fourth Amendment protects.
Although Martin urges us to reject the logic of both
Townes
and
Hector
in favor of that found in
Train
, he fails to identify any Seventh Circuit law urging the broad view of interests protected by the Fourth Amendment that drove the district court's
conclusion in
Train
. Nor did
Train
analyze the plaintiff's claim in light of common-law false arrest. Because Martin explicitly framed his claim as one for false arrest, (Pl. Compl. 1), we are bound by our own precedent limiting damages regardless of what we might conclude under a proximate cause analysis.
See
Gauger v. Hendle
,
Given the jury's verdict against Martin on his claims for false arrest and unlawful search, the only Fourth Amendment injury being redressed is the brief initial seizure before officers asked Martin for his license. Allowing Martin to recover damages for his subsequent imprisonment, set in motion by an arrest supported by probable cause, would amount to precisely the sort of mismatch between the violation and the damages that
Townes
and
Hector
sought to avoid. We do not go so far as to hold that post-arrest damages may
never
be recovered, only that here such damages would be inconsistent with the rule in
Carey
that damages should be tailored to protect the right in question,
It is thus ultimately unnecessary to delve into the thorny question of proximate cause.
See
Hector
,
Moreover, consideration of proximate cause takes us back around to where we began: with the observation that probable cause for Martin's arrest, which the jury concluded existed shortly after Martin was pulled over, forecloses Martin's claim for damages from all that followed.
See
Townes
,
III.
For the foregoing reasons, we AFFIRM the judgment of the district court.
In the officers' version of events, they spotted a handgun between Martin's legs as he stepped out of his car and placed him immediately into custody. Officer Chagoya claims to have found the plastic baggie of crack cocaine as well as $400 when he searched the car prior to having it impounded.
The same is true for a much more recent case from our circuit cited by Martin in his reply brief,
Johnson v. Winstead
,
Reference
- Full Case Name
- Sherard MARTIN, Plaintiff-Appellant, v. Davis MARINEZ, Et Al., Defendants-Appellees.
- Cited By
- 65 cases
- Status
- Published