United States v. Tyron Offutt
U.S. Court of Appeals for the Seventh Circuit
United States v. Tyron Offutt, 122 F.4th 268 (7th Cir. 2024)
United States v. Tyron Offutt
Opinion
In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 23-2211
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
v.
TYRON OFFUTT,
Defendant-Appellant.
____________________
Appeal from the United States District Court for the
Southern District of Illinois.
No. 3:21-cr-30029 — Stephen P. McGlynn, Judge.
____________________
ARGUED SEPTEMBER 12, 2024 — NOVEMBER 25, 2024
____________________
Before HAMILTON, SCUDDER, and LEE, Circuit Judges.
LEE, Circuit Judge. A jury convicted Tyron Offutt of drug
and firearm offenses, and he was sentenced to 300 months’
imprisonment, followed by four years of supervised release.
On appeal, Offutt challenges both his conviction and his sen-
tence. He asserts that he is entitled to a new trial because the
district court erroneously instructed the jury that his flight
from law enforcement could be considered as evidence of his
consciousness of guilt. Offutt also argues that the district
2 No. 23-2211
court violated his Sixth Amendment right to counsel by deny-
ing his request for counsel at sentencing. Because the flight
instruction did not impact the outcome of the trial and Offutt
constructively waived his right to counsel, we affirm.
I. BACKGROUND
A. Factual Background
In late-2020, the FBI began investigating Offutt after a con-
fidential informant told law enforcement that Offutt was traf-
ficking narcotics in Centralia, Illinois. Under the FBI’s direc-
tion, the confidential informant conducted three controlled
purchases of methamphetamine from Offutt at his home on
December 17 and 22, 2020, and on January 21, 2021. The FBI
equipped the confidential informant with audio and video
equipment to record all three purchases.
Based on these controlled buys, investigators obtained a
search warrant for Offutt’s residence and executed the war-
rant on February 3, 2021. Immediately prior to executing the
search warrant, law enforcement officers observed Offutt exit
his residence, enter his vehicle, and drive away.
Offutt had driven only a short distance when the Centralia
Police Department attempted a traffic stop. Prompted by the
officer, Offutt pulled over and stopped his car, but when the
officer approached Offutt’s car on foot and ordered him to
show his hands, Offutt displayed one hand and sped away.
This led the police to engage in a high-speed chase that ended
several blocks later, when Offutt stopped at his mother’s
house.
Meanwhile, FBI agents and task force officers searched Of-
futt’s residence and found approximately one ounce of
No. 23-2211 3
methamphetamine, two loaded firearms, marijuana, large
sums of United States currency, and drug-trafficking para-
phernalia.
B. Procedural History
To understand Offutt’s arguments on appeal, we must re-
view the procedural history below.
1. Pre-Trial
After the government filed a criminal complaint against
Offutt on February 4, 2021, the district court appointed Dan
Cronin to serve as Offutt’s attorney. A grand jury subse-
quently returned a three-count indictment on February 24,
2021, and Offutt was arraigned and released on bond.
Cronin requested leave to withdraw as Offutt’s counsel in
September 2021, citing a conflict of interest that had devel-
oped between his office and Offutt, as well as an apparent
breakdown in communication with Offutt. The district court
granted the motion and, on September 17, 2021, appointed
Rebecca J. Grosser to replace Cronin as Offutt’s counsel.
A few days later, a grand jury returned a four-count su-
perseding indictment, charging Offutt with one count of pos-
session with intent to distribute five grams or more of meth-
amphetamine in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(B)(viii) on February 3, 2021 (Count 1); one count of be- ing a felon in possession of a firearm in violation of18 U.S.C. § 922
(g)(1) (Count 2); and two counts of distribution of five
grams or more of methamphetamine in violation of 21 U.S.C.
4 No. 23-2211
§ 841(a)(1) and (b)(1)(B)(viii) during the December 22, 2020,
and January 21, 2021, controlled buys (Counts 3 & 4). 1
On November 3, 2021, Offutt filed a pro se motion seeking
new counsel, claiming that Grosser was not answering his
phone calls. The district court struck the motion and advised
Offutt that all pleadings must be filed by his attorney, rather
than Offutt himself.
The case proceeded, and on February 28, 2022, Grosser
filed a motion to modify Offutt’s bond conditions (the third
such motion), which the district court granted. Shortly there-
after, a pretrial services officer notified Grosser and the gov-
ernment that Offutt had stated his intention to privately retain
Paul Storment as his attorney. Because the trial date was fast
approaching, the government requested a conference with the
court to clarify the status of Offutt’s legal representation.
The district court addressed this issue at a final pretrial
hearing on March 14, 2022. During an ex parte exchange, Of-
futt advised the court that he had no qualms with Grosser’s
representation, but had developed a positive relationship
with Storment in a prior case. The district court then warned
Offutt that the upcoming trial was a serious one and that the
penalties he could face were significant. The court also ob-
served that if Offutt had wanted to hire Storment, he had am-
ple time to do so following Cronin’s withdrawal six months
before. Nonetheless, the district court granted Offutt’s request
and gave him four days to retain Storment.
1 Count 3 originally charged Offutt with distribution of fifty grams or
more of methamphetamine, but the government orally moved to amend
Count 3 on the first day of trial to charge Offutt with distribution of five
grams or more of methamphetamine. That request was granted.
No. 23-2211 5
The conference then shifted to the parties’ pretrial mo-
tions, at which point Grosser mentioned that she and Offutt
disagreed about a potential motion to suppress. In response,
the district court reminded Offutt that the decision to file a
motion to suppress was a strategic one that his attorney
should make.
Despite obtaining permission to retain Storment, Offutt
never did so, and Grosser continued to represent him. As the
case proceeded, she moved to suppress physical evidence re-
lated to the search of Offutt’s residence and later requested a
competency evaluation. At the August 31, 2022, competency
hearing, however, Grosser informed the court that Offutt
wished to dismiss her as counsel, although she was prepared
to continue representing him through trial.
The court solicited Offutt’s views, and Offutt asserted
again that Grosser was not returning his calls. At this, the
court reminded Offutt that it had given him the chance to hire
Storment, but that Offutt had not done so. The court also cau-
tioned Offutt that, although he had the right to court-ap-
pointed counsel, he did not have the right to an attorney of
his choosing. After considering the evidence at the hearing,
the district court found Offutt competent to stand trial.
A month later, Grosser filed a motion to withdraw as
counsel, stating that an “unwaivable conflict of interest [had]
developed” with Offutt that prevented her from representing
him. Five days later and less than a month before the sched-
uled trial date of October 5, the court held a hearing on
Grosser’s motion.
At the hearing, Offutt again told the court ex parte that he
was having trouble reaching Grosser on the phone. Offutt also
6 No. 23-2211
said that he had tried to hire private counsel but found it cost-
prohibitive. And so, he requested that the court appoint him
a different attorney. Despite noting its suspicion that Offutt
was just trying to delay the trial, the court granted his wish
for a new attorney. But the court warned Offutt that if his only
purpose was to delay the trial, the court may have to revoke
his bond and detain him. The court also made clear that the
next court-appointed attorney would be Offutt’s last, and if
Offutt could not work with him, he would have to proceed
pro se or retain private counsel.
The court then appointed a third lawyer, Bobby Edward
Bailey, to represent Offutt. Even so, Offutt contacted court re-
porters for hearing transcripts and appeared in the Clerk’s Of-
fice alone on multiple occasions. After learning of this, the dis-
trict court again ordered Offutt to relay any requests to his
attorney.
2. Trial
Offutt’s jury trial commenced on December 6, 2022, and
Bailey represented him throughout the three-day proceed-
ings. On the second day, the court held a jury instruction con-
ference, at which time Bailey objected to the government’s
proposed flight instruction:
THE COURT: Flight to avoid prosecution.
BAILEY: I’m going to have an objection, Your Honor.
No evidence to support that Mr. Offutt fled from the
police.
THE COURT: There was a little evidence. We also
talked about the fact that Mr. Offutt was pulled over.
He initially stopped, then he took off with a high-speed
chase, which ultimately ended at his mother’s home so
No. 23-2211 7
that the—Officer Herzing did not pursue the defend-
ant, but proceeded to execute the warrant. So I’ll give
it if you want it given.
THE GOVERNMENT: Please, Your Honor.
THE COURT: All right. Over objection, it will be
given. 2
After deliberations, the jury found Offutt guilty of Counts
2, 3, and 4 of the superseding indictment. But it failed to reach
a unanimous verdict on Count 1, which charged Offutt with
possession with intent to distribute methamphetamine on the
day of the search.
3. Sentencing
As the case proceeded to sentencing, Offutt filed two pro
se letters expressing his dissatisfaction with Bailey. In turn,
Bailey filed a motion to withdraw on April 10, 2023, citing a
complete breakdown of his relationship with Offutt.
The court held a hearing on the motion and reminded Of-
futt that Bailey was the final attorney that it would appoint
for him. The district court remarked, “Every attorney that has
represented you in this case—and there have been some fine
attorneys that have represented you in this case—have found
it impossible to work with you and now you want to get rid
of yet another attorney.” In response, Offutt repeated that he
wanted to retain Storment. The district court then told Offutt
that, if he insisted on it, it would give him an opportunity to
do so and allow Bailey to withdraw. But the court warned
2 The instruction is quoted in its entirety in Section II.A, infra.
8 No. 23-2211
Offutt again that it would not appoint anyone else to repre-
sent him:
You’ll be given twenty-one days to hire an attorney on
your own. You can get private counsel. If you don’t
want to do that then you will have the availability [sic]
to review the presentence investigation report, file any
objections to it that you want, but I’ll set this for a new
sentencing hearing, but you will be here either with
new counsel that you’ve hired and paid for or you’ll be
moving pro se.
The court then gave Offutt another opportunity to confer
with Bailey before making his final decision. The court also
described to Offutt what he or his counsel would need to do
at the sentencing hearing:
Now, the only thing that is left is to make argument for
you and maybe call witnesses, file any objections to the
pretrial sentencing report that might be appropriate,
and then you’re given an explanation of your rights on
appeal. Do you want time to think about it? What do
you want to do?
Offutt responded:
OFFUTT: So you said twenty-one days to find a new
attorney?
THE COURT: Yep.
OFFUTT: I can try to do that, try to get time to find a
new attorney.
THE COURT: Even if you’re not able to find a new at-
torney, you prefer to go to the sentencing hearing
No. 23-2211 9
acting as your own attorney as opposed to having Mr.
Bailey serve you?
OFFUTT: No. I’ll try to get an attorney to help me with
the sentence. I had a question about the guidelines and
some stuff I’ve seen in the presentence report, some
stuff I don’t understand. I was trying to get clarifica-
tion and try to go about like the career offender part. A
few things I need an attorney to help explain to me.
After this exchange, the court brought the government
back into the courtroom and explained that it would allow
Bailey to withdraw as Offutt’s attorney and provide Offutt
twenty-one days to secure private counsel. If he was unable
to do so, the court repeated, Offutt would have to proceed pro
se. And, to ensure that Offutt understood the consequences of
his decision, the court reiterated that it would not appoint an-
other attorney for him.
The district court then reviewed the tasks that awaited Of-
futt if he proceeded to sentencing pro se. He would have to
submit objections to the presentence investigative report and
argue them to the court. He would have the opportunity to
call witnesses to testify as to his character and submit letters
of reference. And he would have the right to allocute. Finally,
the court invited Offutt to file any questions or papers with
the court and ordered him to provide an update on his efforts
to retain private counsel by May 17, 2023.
One week before the May 17 deadline, Offutt filed a pro se
motion noting his inability to secure counsel and requesting
appointment of another attorney. In the section of the stand-
ard motion form that stated, “I believe I am not able to repre-
sent myself because,” Offutt checked the box, “Other,” and,
10 No. 23-2211
next to it, wrote, “mental health, anxiety, PTSD, and had suf-
fered a stroke about a year and a half ago.” The district court
denied Offutt’s motion, declaring once again that Offutt
should retain counsel or proceed pro se at the sentencing hear-
ing, which the court set for June 6, 2023.
Less than one week before the sentencing hearing, Offutt
filed another letter explaining that he could not afford an at-
torney and was unable to hire one. Offutt also stated that he
could not represent himself due to his anxiety, high blood
pressure, and a previous stroke.
Immediately prior to the sentencing hearing, Offutt filed
another motion—this time, a motion to suppress—and ap-
peared at the hearing unaccompanied by counsel. The district
court started the sentencing hearing by addressing Offutt’s
renewed request for an attorney:
I told you then on April the 24th of 2023 that I would
not appoint further counsel, that you could hire coun-
sel. You talked previously about hiring Attorney Paul
Storment. I gave you time to find private counsel, but
I told you you would proceed pro se. And I’m going to
stick by that.
As for Offutt’s claim that he was unable to represent him-
self, the court observed:
[W]hile you do have a documented history of some un-
derlying mental health issues, you show a remarkable
understanding of the case against you and you your-
self have drafted pleadings, including this most recent
motion to suppress that is very cogent, makes a lot of
sense. … The arguments are presented persuasively.
It’s well drafted, particularly from a pro se litigant. The
No. 23-2211 11
supporting evidence that you filed with it is cogent and
very relevant to support the arguments that you were
making. … The relevance of [sic] is that is [sic] it shows
you are fit to advance arguments on your own behalf,
so I’m not inclined to appoint new counsel for you.
The district court also reiterated its view that Offutt’s pur-
pose was to delay the proceedings to forestall imprisonment,
noted that a defendant could waive his right to counsel by his
conduct, and denied Offutt’s request. With that, the district
court proceeded to sentencing, discussed Offutt’s objections
to the presentence investigative report, calculated the guide-
line range, listened to Offutt’s allocution and the parties’ ar-
guments, discussed the sentencing factors under 18 U.S.C.
§ 3553(a), and sentenced Offutt to a within-guidelines sen-
tence.
II. DISCUSSION
A. Flight Instruction
We begin with Offutt’s challenge to the flight instruction.
On appeal, Offutt argues that the district court failed to con-
duct the analysis required by United States v. Jackson, where
we explained that “the probative value of flight as circum-
stantial evidence of guilt depends on the degree of confidence
with which four inferences can be drawn: (1) from the defend-
ant’s behavior to flight; (2) from flight to consciousness of
guilt; (3) from consciousness of guilt to consciousness of guilt
concerning the crime charged; and (4) from consciousness of
guilt concerning the crime charged to actual guilt of the crime
charged.” 572 F.2d 636, 639 (7th Cir. 1978).
A district court’s decision to give or refuse to give a jury
instruction is typically reviewed for an abuse of discretion.
12 No. 23-2211
United States v. Hidalgo-Sanchez, 29 F.4th 915, 929(7th Cir. 2022) (citing United States v. Campos,541 F.3d 735, 744
(7th Cir. 2008)). The problem is that Offutt’s objection to the flight in- struction at trial was premised on the theory that there was no evidence that he had fled from the police in the first place—an argument that differs substantially from the one he advances now. As a result, Offutt forfeited the argument that the district court failed to consider the Jackson factors, and we apply plain error review. Fed. R. Crim. P. 30(d). See United States v. Campbell,770 F.3d 556, 568
, 570–71 (7th Cir. 2014); United States v. Ye,588 F.3d 411, 414
(7th Cir. 2009).
Under the plain error framework, we reverse only when
there is “(1) error (2) that is plain, and (3) that affects the de-
fendant’s substantial rights.” United States v. McClellan, 794
F.3d 743, 754(7th Cir. 2015); see Puckett v. United States,556 U.S. 129, 135
(2009). And, to establish that the error in ques- tion affected his substantial rights, a defendant “must demon- strate that it affected the outcome of the district court proceed- ings.” United States v. Lawson,810 F.3d 1032, 1040
(7th Cir.
2016) (cleaned up).
Furthermore, if the defendant satisfies all three elements,
the decision to remedy the error “is left within the discretion
of the court of appeals, and we ‘should not exercise that dis-
cretion unless the error seriously affects the fairness, integrity
or public reputation of judicial proceedings.’” Campbell, 770
F.3d at 568(quoting United States v. Olano,507 U.S. 725, 732
(1993)). “Our plain error review is particularly light-handed in the context of jury instructions.” United States v. Griffin,84 F.3d 912, 925
(7th Cir. 1996).
No. 23-2211 13
The district court instructed the jury as follows:
You have heard testimony that a crime was supposed
to have been committed, and that the defendant fled
from law enforcement. If you believe that the defend-
ant fled, then you may consider this conduct along
with all the other evidence in deciding whether the
government has proved beyond a reasonable doubt
that he committed the crime charged. The conduct may
indicate that he thought he was guilty and was trying
to avoid punishment. On the other hand, sometimes an
innocent person may flee for some other reason. The
defendant has no obligation to prove that he had an
innocent reason for his conduct.
As Offutt correctly points out, we previously have dis-
couraged the use of flight instructions, observing that “[t]he
Supreme Court itself has ‘consistently doubted the probative
value in criminal trials of evidence that the accused fled the
scene of an actual or supposed crime.’” United States v. Russell,
662 F.3d 831, 850(7th Cir. 2011) (quoting Wong Sun v. United States,371 U.S. 471
, 483 n.10 (1963)). That said, it is undisputed that the instruction the court gave is an accurate statement of the law, and we have countenanced similar instructions in the past when the facts supported it. See, e.g., United States v. Skoczen,405 F.3d 537, 549
(7th Cir. 2005) (finding no reversible error in a flight instruction that allowed the jury to consider flight evidence but warned the jury of the limits of such evi- dence, explaining that “[a] jury instruction will not be dis- turbed on appeal if the instruction fairly and accurately sum- marizes the law and has support in the record”); United States v. Hunter,145 F.3d 946, 951
(7th Cir. 1998) (noting that the in-
struction “rests on a belief that a defendant would not have
14 No. 23-2211
run from the police unless he knew he had done something
wrong (and, thus, something to fear from capture by the po-
lice)”).
“Because the probative value of flight evidence is often
slight,” however, and “there is danger that a flight instruction
will isolate and give undue weight to such evidence,” United
States v. Williams, 33 F.3d 876, 879(7th Cir. 1994), we took pains to explain in Jackson the four inferential steps discussed above that would support such an instruction. See572 F.2d at 639
.
Here, we agree with Offutt that the inferential steps be-
tween his flight from police during the traffic stop, his con-
sciousness of guilt generally, and his consciousness of guilt
concerning the offenses charged are tenuous at best. There
was no evidence that Offutt fled out of guilt over the two con-
trolled buys that had occurred weeks earlier (the only drug
counts for which he was convicted). See Russell, 662 F.3d at
851(explaining that “the chronology of events, and in partic- ular the passage of time between the commission of a crime or the defendant being accused of a crime and his purported flight, is a material consideration in our assessment of … the propriety of a flight instruction”). Nor is there any evidence that Offutt had knowledge about the ongoing investigation or the imminent search of his home that would have caused him to flee his house. That Offutt only went a few blocks to his mother’s house after fleeing the traffic stop further under- mines the theory that Offutt fled from the police to avoid ar- rest for the controlled buys or the drugs and guns found in his house. Accordingly, on this record, we believe that the district court erred when providing the flight instruction to the jury. No. 23-2211 15 That said, because the record demonstrates that Offutt would have been convicted of Counts 2, 3, and 4, even in the absence of the flight instruction, the district court’s decision to give the instruction survives plain error review. See Olano,507 U.S. at 732
.
Starting with Count 2, the jury heard undisputed testi-
mony that two loaded firearms were seized from Offutt’s bed-
room during the execution of the search warrant. The govern-
ment also presented certified records of Offutt’s prior felony
convictions as well as uncontested testimony about them.
And Offutt did not argue at trial that he was unaware of his
felony status. On these facts, the flight instruction was harm-
less.
Counts 3 and 4 charged Offutt with distribution of meth-
amphetamine during the controlled buys on December 22,
2020, and January 21, 2021, respectively. The confidential in-
formant testified that she had purchased methamphetamine
from Offutt on those dates. The jury also heard audio and
watched video recordings of both controlled buys. Moreover,
the government introduced evidence that the search of Of-
futt’s house uncovered drugs that looked identical to the
drugs depicted in video recordings of the controlled buys.
Again, the evidence was overwhelming, and we do not be-
lieve that the outcome would have been any different in the
flight instruction’s absence.
Furthermore, there is no indication that the jury assigned
an oversized value to the evidence of Offutt’s flight in this
case. First, the instruction “warned the jury about the limits
of [flight] evidence” and explained that sometimes an inno-
cent person may flee for some other reason than guilt. Skoczen,
405 F.3d at 549. What is more, had the flight instruction
16 No. 23-2211
caused the jury to place undue reliance on Offutt’s flight as
opposed to the overwhelming evidence of drugs, one would
expect the jury to have convicted Offutt of Count 1 (pos-
sessing with intent to distribute methamphetamine on the
day of the search) as well. It did not.
Under these circumstances, the district court’s granting of
the flight instruction caused no prejudice to Offutt and, thus,
fell well short of seriously affecting the fairness, integrity, or
public reputation of judicial proceedings. Nevertheless, we
take this occasion to again warn district courts of the perils of
giving a flight instruction, particularly in cases like this one
where “the strong case the government presented … makes it
clear the flight instruction was entirely unnecessary.” Wil-
liams, 33 F.3d at 879.
B. Appointment of Counsel
Next, Offutt contends that the district court violated his
Sixth Amendment rights by refusing to appoint him counsel
for his sentencing hearing. The Sixth Amendment guarantees
a criminal defendant the right “to have the Assistance of
Counsel for his defence.” U.S. Const. amend. VI; Faretta v. Cal-
ifornia, 422 U.S. 806, 807(1975). At the same time, the Sixth Amendment has “been understood as a personal right to de- cide how to defend oneself,” Tatum v. Foster,847 F.3d 459, 460
(7th Cir. 2017), and a defendant’s right to self-representation is “necessarily implied by the structure of the Amendment[,]” Faretta,422 U.S. at 819
. Thus, the Sixth Amendment protects a defendant’s right to self-representation, so long as the defendant makes the choice to forgo counsel knowingly and voluntarily. Seeid. at 835
; United States v. Volpentesta,727 F.3d 666, 676
(7th Cir. No. 23-2211 17 2013). And a defendant may exercise the right to self-repre- sentation either by affirmatively waiving his right to counsel or by constructively waiving the right through “conduct evi- dencing a refusal to accept counsel’s assistance and the limi- tations that accompany it.” United States v. Nichols,77 F.4th 490, 499
(7th Cir. 2023).
We review for clear error a district court’s factual determi-
nation that a defendant refused to accept counsel’s assistance.
Id.at 500 (citing United States v. Balsiger,910 F.3d 942
, 951–52 (7th Cir. 2018)). We review de novo a district court’s determi- nation that such a refusal constitutes a knowing and volun- tary waiver of a defendant’s right to counsel. Balsiger,910 F.3d at 952
.
1. Offutt’s Refusal
On this record, the district court’s factual finding that Of-
futt refused to accept the assistance of appointed counsel was
not clearly erroneous. Offutt refused to work with Cronin and
later, Grosser, and the court patiently acceded to both re-
quests. All the while, the court repeatedly reminded Offutt
that, although he had the right to counsel, he did not have the
right to court-appointed counsel of his choosing.
And when Offutt told the court that he wanted to retain
his own attorney to replace his third appointed counsel, the
court took pains to warn Offutt that, if he refused to work
with Bailey and pursued this route, the court would not ap-
point him another attorney. Moreover, the court observed
that, in its view, Offutt had no reason to complain about his
appointed attorneys, all three of whom the court knew to be
capable lawyers. In its view, Offutt was simply trying to delay
the proceedings to forestall sentencing. See United States v.
18 No. 23-2211
Oreye, 263 F.3d 669, 671 (7th Cir. 2001) (“A defendant has no
right to indefinite delays while he tries on new lawyers unless
he has a reason for dissatisfaction with the old.”).
When Offutt affirmed that he wanted to retain his own
lawyer, the court granted the request and provided him with
twenty-one days to do so. The court again made it clear to Of-
futt that if he was not able to retain counsel, he would have to
proceed pro se at sentencing. See Volpentesta, 727 F.3d at 676(explaining that “where a defendant repeatedly complains of his appointed counsel the district judge may give him an ulti- matum to either work with his attorneys or represent him- self”). Consequently, when Offutt appeared at the sentencing hearing absent retained counsel, it became evident that “he [had] exhausted his options.” Nichols,77 F.4th at 500
.
In situations like this—when the district court tells a de-
fendant that if he dismisses his appointed attorney and fails
to retain another at his own expense, he will have to proceed
pro se—we have acknowledged the common-sense notion that
“[i]f you’re given several options, and turn down all but one,
you’ve selected the one you didn’t turn down.” Oreye, 263
F.3d at 670. 3
Thus, “[e]ven indulging every reasonable presumption to
the contrary,” the district court did not err in its determina-
tion that Offutt refused the assistance of appointed counsel
for the purposes of the sentencing hearing. See Nichols, 77
3 Offutt attempts to distinguish Oreye because in that case, the defend-
ant had standby counsel to assist him at trial. Although appointing
standby counsel might have been the safer approach, it has nothing to do
with Offutt’s clear rejection of appointed counsel and his choice to repre-
sent himself.
No. 23-2211 19
F.4th at 500 (holding that the district court’s finding that the
defendant would not work with his appointed counsel was
not clearly erroneous where, in part, “[m]ore than once, the
district court acknowledged [the defendant’s] desire to have
a different lawyer appointed but reminded him that he was
not entitled to one and that his only other option was to rep-
resent himself”).
2. Knowing, Intelligent, and Voluntary Waiver
Having affirmed the district court’s finding that Offutt re-
fused assistance of counsel, we must assess de novo whether
his refusal amounted to a knowing, intelligent, and voluntary
waiver of his Sixth Amendment right. Four factors guide this
analysis:
(1) whether and to what extent the district court con-
ducted a formal hearing into the defendant’s decision
to represent himself; (2) other evidence in the record
that establishes whether the defendant understood the
dangers and disadvantages of self-representation; (3)
the background and experience of the defendant; and
(4) the context of the defendant’s decision to waive his
right to counsel.
United States v. Johnson, 980 F.3d 570, 577(7th Cir. 2020) (quot- ing United States v. Cooper,591 F.3d 582, 587
(7th Cir. 2010)).
a. Formal Hearing
Conceding that the district court did not conduct a formal
hearing into Offutt’s decision to represent himself, the gov-
ernment argues that this should not matter given the multiple
exchanges between the district court and Offutt regarding Of-
futt’s dissatisfaction with appointed counsel and the conse-
quences of dismissing his third attorney. Indeed, although
20 No. 23-2211
holding a formal hearing is the preferred course, we have ob-
served that a district court’s failure to conduct one “is of little
significance” when the record demonstrates that a defendant
grasps the risks of proceeding pro se and chooses to do so.
Nichols, 77 F.4th at 501; see United States v. England,507 F.3d 581, 588
(7th Cir. 2007) (“A waiver is likely knowing and vol-
untary if the defendant gave it for strategic reasons or after
repeatedly rejecting the assistance of counsel.”). Accordingly,
this factor does not help Offutt.
b. Understanding of Risks
As the record demonstrates, Offutt elected to represent
himself with “eyes open.” Faretta, 422 U.S. at 835 (cleaned up).
At multiple points throughout the case, Offutt acknowledged
that he understood the potential pitfalls of proceeding pro se.
The district court also warned Offutt on several occasions of
the seriousness of the case and the substantial penalties he
faced. What is more, Offutt’s reliance on counsel at every
stage of the proceedings through trial suggests that he was
well aware of the benefits of having counsel.
Additionally, before Offutt confirmed his decision to dis-
miss Bailey, the district court explained to Offutt the tasks that
he would have to undertake prior to and at the sentencing
hearing. And Offutt himself acknowledged that he might
need help with understanding the sentencing guidelines, the
presentence report, and career offender implications. In the
end, however, Offutt remained intractable, even if it meant
that he would have to represent himself if he could not hire
his own attorney. All told, Offutt’s interactions with the court
show that Offutt understood the risks of representing himself.
No. 23-2211 21
c. Background and Experience
Offutt’s background and experience further favor a find-
ing that he knowingly, voluntarily, and intelligently waived
his right to counsel. Considerations of a defendant’s back-
ground and experience include “educational achievements,
prior experience with the legal system (including prior pro se
representation), and performance at trial in the case at bar.”
United States v. Sandles, 23 F.3d 1121, 1128(7th Cir. 1994) (cita- tion omitted). The record, including the appellate briefs, at- tached appendices, presentence report, and trial transcripts, reveals that Offutt had substantial experience with the legal system, having been convicted of multiple felonies and mis- demeanors. Such acquaintance with the criminal justice sys- tem weighs in favor of finding a knowing, voluntary, and in- telligent waiver. See United States v. Egwaoje,335 F.3d 579, 586
(7th Cir. 2003) (“[A] defendant’s criminal history militates in
favor of waiver not only because we would expect that a crim-
inally accomplished accused would possess some familiarity
with courtroom procedures; it also bears upon the defend-
ant’s understanding of the risks involved and the nature of
the charges brought against him.”).
In addition, Offutt possessed a general education diploma
and owned his own company selling sports memorabilia
online. Offutt points to his below-average IQ, but the district
court observed at the sentencing hearing that Offutt dis-
played a remarkable understanding of the case despite his
documented history of mental health challenges. The court
also took note of Offutt’s cogent and well-drafted pleadings
and letters. These factual findings made by the district court
“[s]itting ringside” for over two years as the case unfolded
deserve substantial weight. Balsiger, 910 F.3d at 952.
22 No. 23-2211
d. Context
Context, the final factor, amply demonstrates that Offutt’s
choice to proceed to his sentencing pro se was knowing and
voluntary. The court gave great leeway to Offutt in appoint-
ing three attorneys and allowing him to retain another of his
choosing. In the end, it was Offutt who made the decision to
retain private counsel or go it alone. Offutt claims that the
court’s refusal to appoint a fourth attorney was motivated by
its trial schedule and the government’s vacation plans. But a
district court is entitled to enforce a preset schedule, see Ray-
mond v. Ameritech Corp., 442 F.3d 600, 605 (7th Cir. 2006), and
Offutt’s supposition that the court’s decision was premised on
opposing counsel’s vacation finds no support in the record.
Offutt also urges us to consider the district court’s threat
to detain him at the October 5, 2022 hearing. The purpose of
the warning, however, was not to deter Offutt from obtaining
new counsel or representing himself, but to inform him of the
consequences should the court find that he was intentionally
delaying the proceedings by raising unfounded requests for
new counsel. 4
In sum, although the district court did not conduct a for-
mal inquiry into Offutt’s decision, we have little trouble con-
cluding on this record that Offutt constructively waived his
right to the assistance of counsel for the purposes of his
4 Notably, the court did find that Offutt’s requests were merely pre-
texts for delay, but nevertheless gave him great latitude in replacing coun-
sel.
No. 23-2211 23
sentencing hearing and that this waiver was knowing, intelli-
gent, and voluntary.
III. CONCLUSION
For the foregoing reasons, we AFFIRM Offutt’s conviction
and sentence.
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